ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 11, 2019

Total Value ($000): $547,717 (100.0% shares, 0.0% debt)

Holdings (126)

BA BOEING CO 5.2%
Value ($000) $28,533 Shares 88,475 Est. Cost $117.94 Unrealized +184.0%
MSFT MICROSOFT CORP 4.8%
Value ($000) $26,316 Shares 259,088 Est. Cost $45.16 Unrealized +121.5%
MASTERCARD INCORPORATED 4.8%
Value ($000) $26,037 Shares 138,016 Est. Cost $97.45 Unrealized
MERCK & CO INC 4.3%
Value ($000) $23,793 Shares 311,385 Est. Cost $56.59 Unrealized
JPMORGAN CHASE & CO 4.1%
Value ($000) $22,687 Shares 232,400 Est. Cost $63.19 Unrealized
PAYPAL INC COM 4.0%
Value ($000) $22,068 Shares 262,428 Est. Cost $41.65 Unrealized
BAC BANK OF AMERICA CORP 3.2%
Value ($000) $17,310 Shares 702,529 Est. Cost $12.44 Unrealized +83.3%
WMT WAL-MART STORES INC 3.1%
Value ($000) $16,944 Shares 181,896 Est. Cost $27.56 Unrealized +4.4%
ABT ABBOTT LABORATORIES 3.0%
Value ($000) $16,628 Shares 229,896 Est. Cost $35.52 Unrealized +75.0%
MAR MARRIOTT INTERNATIONAL CLASS A 3.0%
Value ($000) $16,210 Shares 149,321 Est. Cost $61.07 Unrealized +77.7%
AXP AMERICAN EXPRESS CO 2.8%
Value ($000) $15,302 Shares 160,531 Est. Cost $81.56 Unrealized +16.5%
HPQ HP INC 2.8%
Value ($000) $15,240 Shares 744,884 Est. Cost $14.57 Unrealized +25.2%
HD HOME DEPOT INC 2.8%
Value ($000) $15,174 Shares 88,312 Est. Cost $100.40 Unrealized +49.8%
ADP AUTOMATIC DATA PROCESSING 2.8%
Value ($000) $15,132 Shares 115,405 Est. Cost $67.93 Unrealized +78.4%
PEP PEPSICO INC 2.7%
Value ($000) $14,561 Shares 131,798 Est. Cost $70.26 Unrealized +29.0%
RAYTHEON CO COM 2.6%
Value ($000) $14,091 Shares 91,889 Est. Cost $137.51 Unrealized
LMT LOCKHEED MARTIN CORP 2.3%
Value ($000) $12,604 Shares 48,136 Est. Cost $240.70 Unrealized +3.9%
AMGN AMGEN INC 2.1%
Value ($000) $11,489 Shares 59,018 Est. Cost $119.83 Unrealized +30.9%
HON HONEYWELL INTL INC 2.1%
Value ($000) $11,424 Shares 86,467 Est. Cost $83.94 Unrealized +40.2%
NEXTERA ENERGY INC 2.1%
Value ($000) $11,360 Shares 65,353 Est. Cost $104.40 Unrealized
UNH UNITEDHEALTH GROUP INC 2.0%
Value ($000) $10,768 Shares 43,226 Est. Cost $154.58 Unrealized +52.1%
BK BANK OF NEW YORK MELLON CORP 2.0%
Value ($000) $10,757 Shares 228,528 Est. Cost $30.97 Unrealized +28.0%
JNJ JOHNSON & JOHNSON 1.9%
Value ($000) $10,213 Shares 79,143 Est. Cost $103.31 Unrealized +10.5%
NKE NIKE INC-CL B 1.8%
Value ($000) $10,117 Shares 136,463 Est. Cost $69.10 Unrealized -1.4%
FDX FEDEX CORP 1.7%
Value ($000) $9,443 Shares 58,529 Est. Cost $170.77 Unrealized +8.8%
SUNTRUST BANKS INC 1.7%
Value ($000) $9,172 Shares 181,847 Est. Cost $41.34 Unrealized
EMR EMERSON ELECTRIC CO 1.6%
Value ($000) $8,851 Shares 148,138 Est. Cost $47.51 Unrealized +20.0%
ROYAL CARIBBEAN CRUISES LTD 1.6%
Value ($000) $8,713 Shares 89,100 Est. Cost $88.16 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 1.6%
Value ($000) $8,562 Shares 38,260 Est. Cost $155.89 Unrealized +47.7%
TRV TRAVELERS COS INC/THE 1.5%
Value ($000) $8,340 Shares 69,642 Est. Cost $96.63 Unrealized +10.9%
CSCO CISCO SYSTEMS INC 1.5%
Value ($000) $8,128 Shares 187,594 Est. Cost $33.57 Unrealized +10.0%
C CITIGROUP INC 1.4%
Value ($000) $7,416 Shares 142,445 Est. Cost $40.58 Unrealized +21.6%
CAT CATERPILLAR INC 1.0%
Value ($000) $5,387 Shares 42,392 Est. Cost $125.46 Unrealized -11.1%
VZ VERIZON COMMUNICATIONS INC 0.9%
Value ($000) $4,978 Shares 88,537 Est. Cost $31.92 Unrealized +21.0%
AON PLC SHS CL A 0.9%
Value ($000) $4,843 Shares 33,317 Est. Cost $81.24 Unrealized
CVX CHEVRON CORP 0.8%
Value ($000) $4,626 Shares 42,521 Est. Cost $69.84 Unrealized +21.3%
MS MORGAN STANLEY 0.8%
Value ($000) $4,616 Shares 116,420 Est. Cost $21.73 Unrealized +61.1%
XOM EXXON MOBIL CORP 0.8%
Value ($000) $4,277 Shares 62,719 Est. Cost $57.86 Unrealized -2.5%
DOWDUPONT INC 0.7%
Value ($000) $4,047 Shares 75,678 Est. Cost $69.34 Unrealized
AMZN AMAZON.COM INC 0.7%
Value ($000) $3,567 Shares 2,375 Est. Cost $29.07 Unrealized +186.0%
AAPL APPLE INC 0.5%
Value ($000) $2,525 Shares 16,009 Est. Cost $30.86 Unrealized +49.1%
USB US BANCORP 0.4%
Value ($000) $2,225 Shares 48,692 Est. Cost $28.53 Unrealized +34.2%
SLB SCHLUMBERGER LTD 0.4%
Value ($000) $1,993 Shares 55,232 Est. Cost $57.49 Unrealized -30.1%
PM PHILIP MORRIS INTERNATIONAL IN 0.4%
Value ($000) $1,972 Shares 29,534 Est. Cost $65.11 Unrealized -12.0%
APD AIR PRODUCTS & CHEMICALS INC 0.3%
Value ($000) $1,690 Shares 10,559 Est. Cost $80.31 Unrealized +65.9%
BB&T CORP 0.3%
Value ($000) $1,568 Shares 36,206 Est. Cost $35.70 Unrealized
WFC WELLS FARGO & CO 0.3%
Value ($000) $1,435 Shares 31,137 Est. Cost $44.66 Unrealized -5.9%
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $1,346 Shares 14,639 Est. Cost $60.74 Unrealized +23.1%
GOOGL ALPHABET INC-CL A 0.2%
Value ($000) $1,299 Shares 1,243 Est. Cost $45.86 Unrealized +17.0%
PFE PFIZER INC 0.2%
Value ($000) $1,248 Shares 28,593 Est. Cost $21.59 Unrealized +39.1%
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $1,191 Shares 1,150 Est. Cost $42.12 Unrealized +26.1%
QCOM QUALCOMM INC 0.2%
Value ($000) $1,167 Shares 20,500 Est. Cost $51.91 Unrealized -2.0%
INTC INTEL CORP 0.2%
Value ($000) $1,128 Shares 24,033 Est. Cost $34.39 Unrealized +16.9%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $1,128 Shares 10,290 Est. Cost $82.52 Unrealized +32.2%
MCD MCDONALDS CORP 0.2%
Value ($000) $1,113 Shares 6,267 Est. Cost $111.88 Unrealized +34.2%
DE DEERE & CO 0.2%
Value ($000) $976 Shares 6,545 Est. Cost $69.65 Unrealized +89.2%
ALL ALLSTATE CORP 0.2%
Value ($000) $970 Shares 11,737 Est. Cost $51.47 Unrealized +47.5%
MMM 3M CO 0.2%
Value ($000) $951 Shares 4,992 Est. Cost $106.30 Unrealized +20.7%
T AT&T INC 0.2%
Value ($000) $892 Shares 31,239 Est. Cost $15.43 Unrealized -9.2%
UNITED TECHNOLOGIES CORP 0.1%
Value ($000) $814 Shares 7,647 Est. Cost $109.85 Unrealized
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $730 Shares 4,643 Est. Cost $159.60 Unrealized -4.7%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $694 Shares 5,024 Est. Cost $76.01 Unrealized +66.3%
ABBV ABBVIE INC 0.1%
Value ($000) $640 Shares 6,947 Est. Cost $44.09 Unrealized +47.0%
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $618 Shares 4,685 Est. Cost $93.73 Unrealized +40.2%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $596 Shares 2,921 Est. Cost $161.48 Unrealized +29.3%
IVV ISHARES CORE S&P 500 ETF 0.1%
Value ($000) $559 Shares 2,221 Est. Cost $265.16 Unrealized
AMT AMERICAN TOWER CORP 0.1%
Value ($000) $541 Shares 3,420 Est. Cost $93.39 Unrealized +38.7%
CL COLGATE-PALMOLIVE CO 0.1%
Value ($000) $519 Shares 8,727 Est. Cost $49.90 Unrealized +6.0%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $511 Shares 2,046 Est. Cost $228.67 Unrealized
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $475 Shares 3,372 Est. Cost $122.59 Unrealized
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $467 Shares 2,731 Est. Cost $162.39 Unrealized
MO ALTRIA GROUP INC 0.1%
Value ($000) $455 Shares 9,213 Est. Cost $34.13 Unrealized -2.9%
VTSAX VANGUARD INDEX TR VANGUARD TOT 0.1%
Value ($000) $449 Shares 7,224 Est. Cost $56.93 Unrealized
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $448 Shares 14,152 Est. Cost $27.90 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $448 Shares 7,170 Est. Cost $42.77 Unrealized +23.9%
PRU PRUDENTIAL FINANCIAL INC 0.1%
Value ($000) $430 Shares 5,270 Est. Cost $48.12 Unrealized +34.4%
ALLERGAN PLC 0.1%
Value ($000) $413 Shares 3,088 Est. Cost $262.49 Unrealized
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value ($000) $408 Shares 6,458 Est. Cost $62.71 Unrealized
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $407 Shares 5,660 Est. Cost $18.42 Unrealized +67.6%
SO SOUTHERN CO/THE 0.1%
Value ($000) $389 Shares 8,855 Est. Cost $32.32 Unrealized +6.0%
ADBE ADOBE SYSTEMS INC 0.1%
Value ($000) $380 Shares 1,680 Est. Cost $208.72 Unrealized +15.7%
KO COCA-COLA CO/THE 0.1%
Value ($000) $377 Shares 7,960 Est. Cost $32.61 Unrealized +17.7%
PNC PNC FINANCIAL SVCS GROUP INC 0.1%
Value ($000) $367 Shares 3,142 Est. Cost $68.38 Unrealized +44.8%
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $350 Shares 4,680 Est. Cost $44.67 Unrealized +30.7%
SALESFORCE.COM INC 0.1%
Value ($000) $335 Shares 2,448 Est. Cost $116.34 Unrealized
CBS CORP-CLASS B NON VOTING 0.1%
Value ($000) $329 Shares 7,522 Est. Cost $49.12 Unrealized
COLONY NORTH INC 7.125 0.1%
Value ($000) $323 Shares 17,500 Est. Cost $23.14 Unrealized
CHUBB LTD 0.1%
Value ($000) $322 Shares 2,490 Est. Cost $132.74 Unrealized
META FACEBOOK INC-A 0.1%
Value ($000) $318 Shares 2,429 Est. Cost $155.68 Unrealized -7.6%
PEG PUBLIC SERVICE ENTERPRISE GROU 0.1%
Value ($000) $311 Shares 5,967 Est. Cost $38.15 Unrealized +10.9%
D DOMINION RESOURCES INC/VA 0.1%
Value ($000) $303 Shares 4,246 Est. Cost $53.23 Unrealized 0.0%
DHR DANAHER CORP 0.1%
Value ($000) $299 Shares 2,901 Est. Cost $84.74 Unrealized +3.7%
ORACLE CORPORATION 0.1%
Value ($000) $296 Shares 6,552 Est. Cost $42.03 Unrealized
VFIAX VANGUARD 500 INDEX TR ADMIRAL 0.1%
Value ($000) $283 Shares 1,221 Est. Cost $213.61 Unrealized
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value ($000) $262 Shares 12,000 Est. Cost $23.25 Unrealized
UPS UNITED PARCEL SERVICE-CL B 0.0%
Value ($000) $261 Shares 2,677 Est. Cost $83.64 Unrealized -1.9%
BRUNSWICK CORP 6.5 0.0%
Value ($000) $251 Shares 10,000 Est. Cost $25.10 Unrealized
BDX BECTON DICKINSON AND CO 0.0%
Value ($000) $249 Shares 1,105 Est. Cost $155.05 Unrealized +34.3%
WM WASTE MANAGEMENT INC 0.0%
Value ($000) $248 Shares 2,788 Est. Cost $66.23 Unrealized +20.3%
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $245 Shares 2,400 Est. Cost $82.72 Unrealized +9.3%
CME CME GROUP INC 0.0%
Value ($000) $241 Shares 1,283 Est. Cost $129.10 Unrealized +10.2%
SBUX STARBUCKS CORP 0.0%
Value ($000) $240 Shares 3,724 Est. Cost $45.07 Unrealized +19.0%
PRUDENTIAL FINANCIAL INC 5.625 0.0%
Value ($000) $236 Shares 10,000 Est. Cost $23.60 Unrealized
INTU INTUIT INC 0.0%
Value ($000) $235 Shares 1,196 Est. Cost $159.49 Unrealized +24.5%
ENSTAR GROUP 7 NON CUM SER E 0.0%
Value ($000) $233 Shares 10,000 Est. Cost $23.30 Unrealized
HERCULES CAPITAL INC 6.25 0.0%
Value ($000) $233 Shares 10,000 Est. Cost $23.30 Unrealized
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value ($000) $229 Shares 10,000 Est. Cost $22.90 Unrealized
OAKTREE CAPITAL GROUP LLC 0.0%
Value ($000) $227 Shares 10,000 Est. Cost $22.70 Unrealized
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $220 Shares 10,000 Est. Cost $25.00 Unrealized
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $217 Shares 10,000 Est. Cost $25.00 Unrealized
BRIGHTHOUSE FINANCIAL INC 6.25 0.0%
Value ($000) $212 Shares 10,000 Est. Cost $21.20 Unrealized
QVC INC 6.375 PFD 0.0%
Value ($000) $210 Shares 10,000 Est. Cost $21.00 Unrealized
HARRIS CORP 0.0%
Value ($000) $209 Shares 1,553 Est. Cost $142.65 Unrealized
EXC EXELON CORP 0.0%
Value ($000) $208 Shares 4,611 Est. Cost $24.93 Unrealized 0.0%
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $204 Shares 2,561 Est. Cost $65.76 Unrealized +13.2%
DUK DUKE ENERGY CORP 0.0%
Value ($000) $201 Shares 2,334 Est. Cost $63.89 Unrealized 0.0%
SPIRIT REALTY CAP INC 6 0.0%
Value ($000) $200 Shares 10,000 Est. Cost $21.70 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $146 Shares 25,000 Est. Cost $7.76 Unrealized
HBAN HUNTINGTON BANCSHARES INC 0.0%
Value ($000) $129 Shares 10,805 Est. Cost $11.01 Unrealized -9.6%
MCEWEN MINING 0.0%
Value ($000) $25 Shares 13,500 Est. Cost $3.70 Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $1 Shares 10,000 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized