CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 4, 2016

Total Value ($000): $3,340,394 (100.0% shares, 0.0% debt)

Holdings (231)

PEP Pepsico, Inc 2.5%
Value ($000) $83,833 Shares 818,040 Est. Cost $60.96 Unrealized +20.2%
JNJ Johnson & Johnson 2.5%
Value ($000) $83,629 Shares 772,909 Est. Cost $66.31 Unrealized +18.8%
CVX Chevron Corp. 2.1%
Value ($000) $69,341 Shares 726,849 Est. Cost $67.36 Unrealized -14.8%
DEO Diageo (Adr 1:4) 2.0%
Value ($000) $66,799 Shares 619,258 Est. Cost $114.63 Unrealized
MSFT Microsoft Corp. 2.0%
Value ($000) $65,665 Shares 1,188,940 Est. Cost $29.88 Unrealized +54.2%
GGG Graco inc. 1.9%
Value ($000) $64,118 Shares 763,672 Est. Cost $19.78 Unrealized +10.7%
MMM 3M Company 1.9%
Value ($000) $62,323 Shares 374,022 Est. Cost $71.70 Unrealized +29.4%
SO Southern Company 1.8%
Value ($000) $59,931 Shares 1,158,526 Est. Cost $27.00 Unrealized +19.3%
CB Chubb Corp 1.8%
Value ($000) $59,011 Shares 495,265 Est. Cost $96.06 Unrealized 0.0%
PAYX Paychex, Inc. 1.8%
Value ($000) $58,897 Shares 1,090,478 Est. Cost $30.93 Unrealized +21.2%
CL Colgate-Palmolive Co. 1.7%
Value ($000) $58,300 Shares 825,200 Est. Cost $49.98 Unrealized +5.8%
MLM Martin Marietta Materials Inc. 1.7%
Value ($000) $56,095 Shares 351,668 Est. Cost $101.07 Unrealized +26.2%
SYK Stryker Corp. 1.7%
Value ($000) $55,788 Shares 519,969 Est. Cost $78.35 Unrealized +12.5%
Linear Technology Corp 1.7%
Value ($000) $55,727 Shares 1,250,598 Est. Cost $41.67 Unrealized
PGR Progressive Corp. 1.6%
Value ($000) $54,086 Shares 1,539,156 Est. Cost $17.84 Unrealized +34.7%
KHC Kraft Heinz Co. 1.6%
Value ($000) $53,986 Shares 687,195 Est. Cost $47.80 Unrealized +1.1%
NTRS Northern Trust Corporation 1.6%
Value ($000) $53,211 Shares 816,495 Est. Cost $45.99 Unrealized +4.1%
ARCC Ares Capital Corp. 1.6%
Value ($000) $52,884 Shares 3,563,580 Est. Cost $5.41 Unrealized -0.7%
Praxair Inc. 1.6%
Value ($000) $51,828 Shares 452,847 Est. Cost $117.54 Unrealized
General Electric Company 1.6%
Value ($000) $51,794 Shares 1,629,263 Est. Cost $25.72 Unrealized
WY Weyerhaeuser Co. 1.5%
Value ($000) $51,242 Shares 1,654,040 Est. Cost $18.15 Unrealized -0.0%
IRM Iron Mountain 1.5%
Value ($000) $51,114 Shares 1,507,333 Est. Cost $20.04 Unrealized -17.7%
FAST Fastenol Co. 1.5%
Value ($000) $51,040 Shares 1,041,628 Est. Cost $8.05 Unrealized +4.2%
FNF Fidelity National Financial In 1.5%
Value ($000) $50,331 Shares 1,484,681 Est. Cost $13.37 Unrealized +14.1%
BR Broadridge Financial Solutions 1.5%
Value ($000) $49,977 Shares 842,639 Est. Cost $23.85 Unrealized +92.9%
CHRW C.H. Robinson Worldwide Inc. 1.4%
Value ($000) $48,203 Shares 649,380 Est. Cost $45.60 Unrealized +19.1%
GlaxoSmithKline Plc (Adr 1:2) 1.4%
Value ($000) $48,018 Shares 1,184,167 Est. Cost $47.02 Unrealized
MAT Mattel Inc 1.4%
Value ($000) $47,569 Shares 1,414,901 Est. Cost $34.95 Unrealized -13.1%
MKL Markel Corp. 1.4%
Value ($000) $47,475 Shares 53,249 Est. Cost $644.57 Unrealized +33.4%
Du Pont E.I. De Nemours & Com 1.4%
Value ($000) $46,086 Shares 727,829 Est. Cost $57.51 Unrealized
KSS Kohl's Corp. 1.4%
Value ($000) $45,902 Shares 984,808 Est. Cost $50.46 Unrealized -7.0%
RYN Rayonier Inc. 1.4%
Value ($000) $45,876 Shares 1,858,851 Est. Cost $35.00 Unrealized
DLR Digital Realty Trust Inc. 1.3%
Value ($000) $44,371 Shares 501,428 Est. Cost $35.01 Unrealized +63.8%
PFE Pfizer Inc. 1.3%
Value ($000) $42,452 Shares 1,432,245 Est. Cost $17.55 Unrealized +6.4%
Discovery Communications, Inc. 1.2%
Value ($000) $40,970 Shares 1,517,403 Est. Cost $34.39 Unrealized
AIG American International Group, 1.1%
Value ($000) $38,079 Shares 704,517 Est. Cost $43.39 Unrealized -3.0%
TJX TJX Companies 1.1%
Value ($000) $37,346 Shares 476,658 Est. Cost $24.57 Unrealized +28.6%
KMI Kinder Morgan Inc. 1.1%
Value ($000) $35,992 Shares 2,015,214 Est. Cost $16.99 Unrealized -41.4%
MA Mastercard Inc. - A 1.0%
Value ($000) $34,669 Shares 366,865 Est. Cost $77.49 Unrealized +7.7%
Express Scripts Inc. 1.0%
Value ($000) $34,510 Shares 502,409 Est. Cost $73.49 Unrealized
BRO Brown & Brown Inc. 1.0%
Value ($000) $32,460 Shares 906,704 Est. Cost $14.36 Unrealized +2.5%
EXPD Expeditors International of Wa 1.0%
Value ($000) $32,037 Shares 656,356 Est. Cost $35.63 Unrealized +13.4%
LOW Lowe's Companies Inc. 0.9%
Value ($000) $30,720 Shares 405,543 Est. Cost $42.36 Unrealized +39.0%
ITW Illinois Tool Works Inc. 0.9%
Value ($000) $29,821 Shares 291,105 Est. Cost $57.53 Unrealized +27.3%
Bed Bath & Beyond Inc 0.9%
Value ($000) $28,677 Shares 577,696 Est. Cost $63.60 Unrealized
TLT Barclays 20+ Year Treasury Bon 0.8%
Value ($000) $28,126 Shares 215,346 Est. Cost $125.29 Unrealized
United Technologies Corp. 0.8%
Value ($000) $27,537 Shares 275,096 Est. Cost $101.34 Unrealized
AXP American Express Company 0.8%
Value ($000) $26,716 Shares 435,110 Est. Cost $64.60 Unrealized -21.8%
WRB W.R. Berkley Corp 0.8%
Value ($000) $26,492 Shares 471,393 Est. Cost $10.46 Unrealized +17.1%
TMO Thermo Fisher Scientific, Inc. 0.8%
Value ($000) $25,872 Shares 182,728 Est. Cost $99.14 Unrealized +31.4%
BRK/B Berkshire Hathaway Inc. - B 0.7%
Value ($000) $25,045 Shares 176,523 Est. Cost $121.67 Unrealized +9.0%
MORN Morningstar Inc. 0.7%
Value ($000) $24,400 Shares 276,426 Est. Cost $73.45 Unrealized +8.5%
IJJ S&P MidCap 400 Value Index Fun 0.7%
Value ($000) $21,771 Shares 175,514 Est. Cost $118.63 Unrealized
GOOG Alphabet Inc. Class- C 0.6%
Value ($000) $21,450 Shares 28,794 Est. Cost $30.57 Unrealized +16.3%
MSM MSC Industrial Direct Co. Inc 0.6%
Value ($000) $20,852 Shares 273,252 Est. Cost $72.04 Unrealized -7.0%
IJK S&P MidCap 400 Growth Index Fu 0.6%
Value ($000) $20,711 Shares 127,367 Est. Cost $153.00 Unrealized
WFC Wells Fargo & Company 0.6%
Value ($000) $20,482 Shares 423,531 Est. Cost $32.46 Unrealized +14.3%
CFRUY Compagnie Financiere Richemont 0.6%
Value ($000) $18,811 Shares 2,850,158 Est. Cost $7.77 Unrealized
HAL Halliburton Co. 0.5%
Value ($000) $18,307 Shares 512,507 Est. Cost $35.20 Unrealized -23.4%
IEF iShares 7-10 Year Treasury Bon 0.5%
Value ($000) $17,704 Shares 160,446 Est. Cost $107.39 Unrealized
VCLT Vanguard Long Term Corporate B 0.5%
Value ($000) $17,292 Shares 193,320 Est. Cost $90.55 Unrealized
RMAX RE/Max Holdings 0.5%
Value ($000) $15,651 Shares 456,295 Est. Cost $27.28 Unrealized +0.9%
GBDC Golub Capital BDC Inc 0.4%
Value ($000) $13,196 Shares 762,338 Est. Cost $5.80 Unrealized +13.5%
IYW Dow Jones US Technology - iSha 0.4%
Value ($000) $12,972 Shares 119,556 Est. Cost $84.98 Unrealized
HD Home Depot Inc. 0.4%
Value ($000) $12,830 Shares 96,152 Est. Cost $60.63 Unrealized +62.3%
iShares Corporate ex Financial 0.3%
Value ($000) $10,921 Shares 110,815 Est. Cost $96.39 Unrealized
IGLB iShares 10+ Year Credit Bond E 0.3%
Value ($000) $10,723 Shares 180,885 Est. Cost $59.31 Unrealized
PII Polaris Industries 0.3%
Value ($000) $10,603 Shares 107,666 Est. Cost $87.22 Unrealized -0.5%
NJR New Jersey Resources Corp. 0.3%
Value ($000) $10,384 Shares 285,035 Est. Cost $19.36 Unrealized +29.2%
NMFC New Mountain Finance Corp. 0.3%
Value ($000) $10,331 Shares 817,341 Est. Cost $4.06 Unrealized +4.1%
Market Vectors Long Municipal 0.3%
Value ($000) $10,262 Shares 505,750 Est. Cost $19.90 Unrealized
MCD McDonald's Corp. 0.3%
Value ($000) $10,243 Shares 81,503 Est. Cost $73.16 Unrealized +28.4%
TCP Capital Corp 0.3%
Value ($000) $10,094 Shares 676,996 Est. Cost $16.57 Unrealized
IWP Russell Midcap Growth Index Fu 0.3%
Value ($000) $9,996 Shares 108,460 Est. Cost $97.08 Unrealized
CLX The Clorox Company 0.3%
Value ($000) $9,983 Shares 79,189 Est. Cost $66.43 Unrealized +44.7%
BDX Becton, Dickinson and Company 0.3%
Value ($000) $9,884 Shares 65,104 Est. Cost $90.61 Unrealized +34.9%
LMT Lockheed Martin Corp 0.3%
Value ($000) $9,788 Shares 44,189 Est. Cost $86.53 Unrealized +90.9%
THL Credit 0.3%
Value ($000) $9,702 Shares 895,832 Est. Cost $14.47 Unrealized
XLY Consumer Discret Select Sector 0.3%
Value ($000) $9,397 Shares 118,805 Est. Cost $65.61 Unrealized
IWO Russell 2000 Growth Index - iS 0.3%
Value ($000) $9,270 Shares 69,907 Est. Cost $137.15 Unrealized
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $9,268 Shares 64,339 Est. Cost $76.52 Unrealized +23.8%
CBSH Commerce Bancshares, Inc. 0.3%
Value ($000) $9,140 Shares 203,333 Est. Cost $23.94 Unrealized +11.1%
IWN Russell 2000 Value Index - iSh 0.3%
Value ($000) $9,059 Shares 97,224 Est. Cost $94.35 Unrealized
ADI Analog Devices, Inc. 0.3%
Value ($000) $9,023 Shares 152,449 Est. Cost $38.49 Unrealized +14.3%
XOM Exxon Mobil Corp. 0.3%
Value ($000) $8,992 Shares 107,572 Est. Cost $53.66 Unrealized -3.2%
IJT S&P SmallCap 600 Growth Index 0.3%
Value ($000) $8,942 Shares 71,999 Est. Cost $128.10 Unrealized
MDU MDU Resources Group Inc. 0.3%
Value ($000) $8,928 Shares 458,792 Est. Cost $6.11 Unrealized -17.8%
SLRC Solar Capital, LTD. 0.3%
Value ($000) $8,879 Shares 513,837 Est. Cost $7.22 Unrealized -8.2%
PG Procter & Gamble Company 0.3%
Value ($000) $8,795 Shares 106,851 Est. Cost $57.39 Unrealized +7.4%
GD General Dynamics Corp. 0.3%
Value ($000) $8,780 Shares 66,837 Est. Cost $73.50 Unrealized +45.3%
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value ($000) $8,682 Shares 253,349 Est. Cost $33.82 Unrealized
Triangle Capital Corp 0.3%
Value ($000) $8,671 Shares 421,344 Est. Cost $23.84 Unrealized
iShares Corporate ex Financial 0.3%
Value ($000) $8,640 Shares 87,121 Est. Cost $98.04 Unrealized
OXY Occidental Petroleum Corp 0.3%
Value ($000) $8,544 Shares 124,859 Est. Cost $56.92 Unrealized -11.5%
MDT Medtronic 0.3%
Value ($000) $8,471 Shares 112,943 Est. Cost $57.22 Unrealized +2.9%
TROW T. Rowe Price Group, Inc. 0.3%
Value ($000) $8,463 Shares 115,208 Est. Cost $50.30 Unrealized -3.6%
NSRGY Nestle SA 0.3%
Value ($000) $8,386 Shares 112,399 Est. Cost $73.82 Unrealized
IJS S&P SmallCap 600 Value Index F 0.3%
Value ($000) $8,377 Shares 73,926 Est. Cost $113.28 Unrealized
SEIC SEI Investments Company 0.2%
Value ($000) $8,290 Shares 192,564 Est. Cost $37.24 Unrealized -2.6%
HTGC Hercules Technology Growth Cap 0.2%
Value ($000) $8,275 Shares 688,985 Est. Cost $12.90 Unrealized -13.8%
GWW W.W. Grainger, Inc. 0.2%
Value ($000) $8,252 Shares 35,352 Est. Cost $200.01 Unrealized -10.3%
NKE Nike Inc. - B 0.2%
Value ($000) $8,243 Shares 134,095 Est. Cost $44.80 Unrealized +18.8%
GOOGL Alphabet Inc. Class - A 0.2%
Value ($000) $8,113 Shares 10,634 Est. Cost $31.95 Unrealized +14.4%
DCI Donaldson Inc 0.2%
Value ($000) $8,015 Shares 251,187 Est. Cost $30.02 Unrealized -16.6%
Nordstrom Inc. 0.2%
Value ($000) $7,938 Shares 138,760 Est. Cost $60.96 Unrealized
MTB M&T Bank Corp. 0.2%
Value ($000) $7,707 Shares 69,429 Est. Cost $80.98 Unrealized +1.2%
iShares Corporate Bond ETF 202 0.2%
Value ($000) $7,637 Shares 72,201 Est. Cost $103.17 Unrealized
VBK Small Cap Growth - Vanguard ET 0.2%
Value ($000) $7,008 Shares 58,891 Est. Cost $129.42 Unrealized
NVS Novartis AG - ADR 0.2%
Value ($000) $6,900 Shares 95,250 Est. Cost $79.30 Unrealized
TPVG Triplepoint Venture Growth BDC 0.2%
Value ($000) $6,791 Shares 646,757 Est. Cost $13.94 Unrealized -26.1%
XLP Consumer Staples Select Sector 0.2%
Value ($000) $6,601 Shares 124,404 Est. Cost $45.34 Unrealized
MBB iShares MBS Bond ETF 0.2%
Value ($000) $6,459 Shares 58,997 Est. Cost $108.61 Unrealized
Piedmont Natural Gas Co. Inc. 0.2%
Value ($000) $6,411 Shares 107,157 Est. Cost $34.61 Unrealized
Onebeacon Insurance Group Ltd 0.2%
Value ($000) $6,254 Shares 491,275 Est. Cost $14.50 Unrealized
CFR Cullen Frost Bankers, Inc. 0.2%
Value ($000) $6,216 Shares 112,798 Est. Cost $47.68 Unrealized -18.7%
REZ iShares Residential Real Estat 0.2%
Value ($000) $5,921 Shares 89,746 Est. Cost $51.73 Unrealized
CYS Investments Inc 0.2%
Value ($000) $5,693 Shares 699,326 Est. Cost $9.13 Unrealized
PNNT PennantPark Investment Corp. 0.2%
Value ($000) $5,551 Shares 916,053 Est. Cost $2.42 Unrealized -29.6%
iShares Corporate ex Financial 0.2%
Value ($000) $5,423 Shares 54,643 Est. Cost $96.83 Unrealized
TPG Specialty Lending Inc Com 0.2%
Value ($000) $5,335 Shares 330,728 Est. Cost $16.31 Unrealized
IYF Dow Jones US Financial Sector 0.2%
Value ($000) $5,175 Shares 61,168 Est. Cost $76.15 Unrealized
American Capital Ltd. 0.2%
Value ($000) $5,079 Shares 333,261 Est. Cost $14.06 Unrealized
VNQ REIT Index - Vanguard 0.2%
Value ($000) $5,048 Shares 60,236 Est. Cost $70.68 Unrealized
XLI Industrial Select Sector - SPD 0.1%
Value ($000) $5,002 Shares 90,178 Est. Cost $45.71 Unrealized
Patterson Companies, Inc. 0.1%
Value ($000) $4,938 Shares 106,131 Est. Cost $41.73 Unrealized
TFI SPDR Nuveen Barclays Capital M 0.1%
Value ($000) $4,817 Shares 97,637 Est. Cost $49.34 Unrealized
OFS OFS Capital Corp. 0.1%
Value ($000) $4,717 Shares 364,262 Est. Cost $12.42 Unrealized -8.5%
IGIB iShares Interm. Term Corporate 0.1%
Value ($000) $4,457 Shares 40,632 Est. Cost $108.72 Unrealized
LSTR Landstar System Inc. 0.1%
Value ($000) $4,192 Shares 64,877 Est. Cost $57.77 Unrealized
MAIN Main Street Capital Corp. 0.1%
Value ($000) $3,976 Shares 126,823 Est. Cost $29.64 Unrealized -2.0%
SCM Stellus Capital Investment 0.1%
Value ($000) $3,958 Shares 387,238 Est. Cost $13.23 Unrealized -31.6%
IDU Dow Jones US Utilities - iShar 0.1%
Value ($000) $3,823 Shares 30,910 Est. Cost $114.62 Unrealized
XLV Health Care Select Sector - SP 0.1%
Value ($000) $3,817 Shares 56,317 Est. Cost $56.13 Unrealized
FS Investment Corp. 0.1%
Value ($000) $3,741 Shares 407,917 Est. Cost $10.10 Unrealized
Medley Capital Corp. 0.1%
Value ($000) $3,676 Shares 556,921 Est. Cost $13.43 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $3,320 Shares 160,918 Est. Cost $20.74 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $3,306 Shares 157,027 Est. Cost $20.53 Unrealized
GSBD Goldman Sachs BDC Inc. 0.1%
Value ($000) $3,292 Shares 167,979 Est. Cost $19.58 Unrealized -3.9%
Guggenheim BulletShares Invest 0.1%
Value ($000) $3,284 Shares 155,577 Est. Cost $20.70 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $3,275 Shares 153,035 Est. Cost $20.69 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $3,273 Shares 154,264 Est. Cost $20.68 Unrealized
Annaly Capital Management Inc. 0.1%
Value ($000) $3,256 Shares 317,337 Est. Cost $12.48 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $3,223 Shares 152,603 Est. Cost $20.84 Unrealized
IEI Barclays 3-7 Year Treasury Bon 0.1%
Value ($000) $3,159 Shares 25,078 Est. Cost $125.97 Unrealized
iShares iBonds Dec 2022 AMT-F 0.1%
Value ($000) $3,154 Shares 121,084 Est. Cost $26.05 Unrealized
Apollo Investment Corp. 0.1%
Value ($000) $3,062 Shares 551,627 Est. Cost $7.87 Unrealized
LQD iShares iBoxx Corporate Bond E 0.1%
Value ($000) $2,991 Shares 25,170 Est. Cost $114.14 Unrealized
FEI Company 0.1%
Value ($000) $2,857 Shares 32,099 Est. Cost $84.78 Unrealized
Hatteras Financial Corp. 0.1%
Value ($000) $2,798 Shares 195,652 Est. Cost $24.11 Unrealized
VCA Antech Inc. 0.1%
Value ($000) $2,759 Shares 47,823 Est. Cost $29.00 Unrealized
BlackRock Kelso Capital Corp. 0.1%
Value ($000) $2,710 Shares 287,976 Est. Cost $9.17 Unrealized
Varian Medical Systems Inc. 0.1%
Value ($000) $2,462 Shares 30,768 Est. Cost $77.26 Unrealized
Black Knight Financial Service 0.1%
Value ($000) $2,373 Shares 76,468 Est. Cost $31.03 Unrealized
Hilton Worldwide Holdings Inc 0.1%
Value ($000) $2,335 Shares 103,677 Est. Cost $22.78 Unrealized
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $2,294 Shares 40,673 Est. Cost $28.23 Unrealized +65.7%
Potbelly Corp 0.1%
Value ($000) $2,241 Shares 164,683 Est. Cost $14.07 Unrealized
National Interstate Corporatio 0.1%
Value ($000) $2,206 Shares 73,722 Est. Cost $26.69 Unrealized
Alcentra Capital Corporation 0.1%
Value ($000) $2,193 Shares 188,538 Est. Cost $12.52 Unrealized
VCIT Vanguard Interm. Term Corporat 0.1%
Value ($000) $2,176 Shares 25,027 Est. Cost $84.38 Unrealized
CODI Compass Diversified Holdings 0.1%
Value ($000) $2,163 Shares 138,200 Est. Cost $7.10 Unrealized +9.5%
MUB iShares National AMT-Free Muni 0.1%
Value ($000) $2,129 Shares 19,066 Est. Cost $108.07 Unrealized
Snyders-Lance Inc 0.1%
Value ($000) $2,105 Shares 66,857 Est. Cost $29.28 Unrealized
iShares iBonds Sep 2020 Amt Fr 0.1%
Value ($000) $2,100 Shares 81,520 Est. Cost $25.44 Unrealized
iShares iBonds Dec 2021 AMT-Fr 0.1%
Value ($000) $2,098 Shares 81,092 Est. Cost $25.87 Unrealized
TECH Techne Corp. 0.1%
Value ($000) $2,079 Shares 21,996 Est. Cost $21.15 Unrealized -2.2%
HRZN Horizon Technology 0.1%
Value ($000) $2,078 Shares 179,012 Est. Cost $3.39 Unrealized +1.7%
HAE Haemonetics Corporation 0.1%
Value ($000) $1,994 Shares 57,014 Est. Cost $39.08 Unrealized -17.4%
BMRC Bank of Marin (CA) 0.1%
Value ($000) $1,986 Shares 40,350 Est. Cost $15.19 Unrealized +21.9%
Forward Air Corp. 0.1%
Value ($000) $1,941 Shares 42,836 Est. Cost $39.70 Unrealized
SPY S&P 500 - SPDR 0.1%
Value ($000) $1,939 Shares 9,435 Est. Cost $180.76 Unrealized
MTS Systems Corp. 0.1%
Value ($000) $1,929 Shares 31,706 Est. Cost $72.05 Unrealized
MLI Mueller Industries Inc. 0.1%
Value ($000) $1,890 Shares 64,241 Est. Cost $11.41 Unrealized -6.7%
FELE Franklin Electric Co. Inc. 0.1%
Value ($000) $1,851 Shares 57,553 Est. Cost $29.83 Unrealized -14.3%
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $1,833 Shares 111,918 Est. Cost $17.67 Unrealized
PFLT PennantPark Floating Rate Capi 0.1%
Value ($000) $1,768 Shares 151,138 Est. Cost $4.06 Unrealized -1.1%
EXPO Exponent Inc. 0.1%
Value ($000) $1,712 Shares 33,569 Est. Cost $17.59 Unrealized +22.6%
Halyard Health Inc 0.1%
Value ($000) $1,694 Shares 58,968 Est. Cost $37.99 Unrealized
CM Finance Inc 0.0%
Value ($000) $1,646 Shares 195,922 Est. Cost $12.91 Unrealized
THR Thermon Group Holdings Inc 0.0%
Value ($000) $1,618 Shares 92,155 Est. Cost $20.46 Unrealized -18.0%
Raven Industries Inc 0.0%
Value ($000) $1,599 Shares 99,794 Est. Cost $21.40 Unrealized
Advisory Board Co 0.0%
Value ($000) $1,533 Shares 47,520 Est. Cost $32.26 Unrealized
iShares iBonds Sep 2019 Amt Fr 0.0%
Value ($000) $1,475 Shares 57,423 Est. Cost $25.55 Unrealized
TICC Capital Corp. 0.0%
Value ($000) $1,437 Shares 299,305 Est. Cost $7.53 Unrealized
Gold Trust - iShares 0.0%
Value ($000) $1,294 Shares 108,883 Est. Cost $12.11 Unrealized
KCAP Financial Inc 0.0%
Value ($000) $1,226 Shares 340,472 Est. Cost $10.15 Unrealized
Capstead Mortgage Corp. 0.0%
Value ($000) $1,093 Shares 110,489 Est. Cost $11.54 Unrealized
CULP Culp Inc. 0.0%
Value ($000) $1,073 Shares 40,934 Est. Cost $15.61 Unrealized +34.9%
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $1,067 Shares 5 Est. Cost $165023.42 Unrealized +20.9%
Natus Medical Inc 0.0%
Value ($000) $1,028 Shares 26,747 Est. Cost $38.43 Unrealized
GAIN Gladstone Investment Corp. 0.0%
Value ($000) $1,001 Shares 142,533 Est. Cost $2.05 Unrealized +25.7%
Tumi Holdings, Inc. 0.0%
Value ($000) $968 Shares 36,077 Est. Cost $17.60 Unrealized
MFIN Medallion Financial Corp 0.0%
Value ($000) $769 Shares 83,353 Est. Cost $8.87 Unrealized -33.9%
Gladstone Capital Corporation 0.0%
Value ($000) $738 Shares 99,045 Est. Cost $8.17 Unrealized
RBC RBC Bearings Incorporated 0.0%
Value ($000) $661 Shares 9,025 Est. Cost $63.38 Unrealized 0.0%
FSP Franklin Street Properties Cor 0.0%
Value ($000) $637 Shares 60,000 Est. Cost $11.23 Unrealized
CC Chemours 0.0%
Value ($000) $568 Shares 81,179 Est. Cost $7.40 Unrealized -50.8%
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $406 Shares 4,517 Est. Cost $85.13 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $374 Shares 2,813 Est. Cost $153.85 Unrealized
FNY First Trust Mid Cap Growth Alp 0.0%
Value ($000) $356 Shares 12,343 Est. Cost $28.12 Unrealized
FNV Franco-Nevada Corp. 0.0%
Value ($000) $346 Shares 5,636 Est. Cost $34.97 Unrealized +38.3%
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $345 Shares 2,979 Est. Cost $94.31 Unrealized
BUD Anheuser-Busch InBev SA/NV 0.0%
Value ($000) $335 Shares 2,690 Est. Cost $121.93 Unrealized
Silver Wheaton Corp. 0.0%
Value ($000) $320 Shares 19,310 Est. Cost $19.05 Unrealized
EOG EOG Resources 0.0%
Value ($000) $280 Shares 3,854 Est. Cost $68.90 Unrealized -25.9%
ALCOA, INC. 0.0%
Value ($000) $279 Shares 29,101 Est. Cost $9.88 Unrealized
IJR S&P SmallCap 600 Index Fund - 0.0%
Value ($000) $279 Shares 2,480 Est. Cost $116.71 Unrealized
FYC First Trust Small Cap Growth 0.0%
Value ($000) $263 Shares 8,741 Est. Cost $30.46 Unrealized
FNK First Trust Mid Cap Value Alph 0.0%
Value ($000) $262 Shares 9,288 Est. Cost $27.00 Unrealized
Cimarex Energy Co. 0.0%
Value ($000) $252 Shares 2,587 Est. Cost $78.93 Unrealized
IWF Russell 1000 Growth Index Fund 0.0%
Value ($000) $246 Shares 2,468 Est. Cost $98.88 Unrealized
IGSB iShares Barclays 1-3 Year Inve 0.0%
Value ($000) $246 Shares 2,330 Est. Cost $105.56 Unrealized
Concho Resources, Inc. 0.0%
Value ($000) $245 Shares 2,420 Est. Cost $92.84 Unrealized
Pioneer Natural Resources Co. 0.0%
Value ($000) $240 Shares 1,702 Est. Cost $121.46 Unrealized
Fifth Street Finance Corp. 0.0%
Value ($000) $235 Shares 46,910 Est. Cost $6.55 Unrealized
VEIRX Vanguard Equity-Income Admiral 0.0%
Value ($000) $233 Shares 3,651 Est. Cost $62.39 Unrealized
RGLD Royal Gold, Inc. 0.0%
Value ($000) $230 Shares 4,480 Est. Cost $40.77 Unrealized 0.0%
Agrium Inc. 0.0%
Value ($000) $225 Shares 2,543 Est. Cost $104.14 Unrealized
IVV S&P 500 Index Fund - iShares 0.0%
Value ($000) $221 Shares 1,071 Est. Cost $204.93 Unrealized
VMC Vulcan Materials Co. 0.0%
Value ($000) $219 Shares 2,074 Est. Cost $88.90 Unrealized -2.1%
VGK European ETF - Vanguard 0.0%
Value ($000) $208 Shares 4,286 Est. Cost $49.80 Unrealized
FMC FMC Corp. 0.0%
Value ($000) $205 Shares 5,071 Est. Cost $27.13 Unrealized -4.9%
Detour Gold Corp 0.0%
Value ($000) $204 Shares 12,960 Est. Cost $8.15 Unrealized
Harvest Capital Credit Corp 0.0%
Value ($000) $203 Shares 16,699 Est. Cost $13.89 Unrealized
Sandstorm Gold LTD 0.0%
Value ($000) $178 Shares 54,187 Est. Cost $2.67 Unrealized
American Capital Senior Floati 0.0%
Value ($000) $174 Shares 17,308 Est. Cost $14.01 Unrealized
GLNCY Glencore Xstrata plc 0.0%
Value ($000) $141 Shares 31,641 Est. Cost $10.29 Unrealized
iShares MSCI Japan Index 0.0%
Value ($000) $130 Shares 11,382 Est. Cost $12.06 Unrealized
SA Seabridge Gold Inc. 0.0%
Value ($000) $124 Shares 11,284 Est. Cost $5.45 Unrealized +60.2%
Torex Gold Res Inc 0.0%
Value ($000) $106 Shares 76,286 Est. Cost $1.07 Unrealized
Eldorado Gold Corp. 0.0%
Value ($000) $84 Shares 26,651 Est. Cost $4.35 Unrealized
California Resources Corp. (Wh 0.0%
Value ($000) $11 Shares 10,510 Est. Cost $1.05 Unrealized