CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 3, 2016

Total Value ($000): $3,057,077 (100.0% shares, 0.0% debt)

Holdings (248)

PEP Pepsico, Inc 2.6%
Value ($000) $78,099 Shares 781,617 Est. Cost $60.38 Unrealized +21.7%
JNJ Johnson & Johnson 2.5%
Value ($000) $75,766 Shares 737,593 Est. Cost $65.72 Unrealized +15.5%
MSFT Microsoft Corp. 2.1%
Value ($000) $64,105 Shares 1,155,455 Est. Cost $29.41 Unrealized +56.1%
DEO Diageo (Adr 1:4) 2.1%
Value ($000) $63,220 Shares 579,631 Est. Cost $115.09 Unrealized
CVX Chevron Corp. 1.9%
Value ($000) $58,668 Shares 652,152 Est. Cost $68.50 Unrealized -14.7%
NTRS Northern Trust Corporation 1.8%
Value ($000) $55,230 Shares 766,124 Est. Cost $45.87 Unrealized +19.1%
MMM 3M Company 1.8%
Value ($000) $54,471 Shares 361,599 Est. Cost $70.97 Unrealized +29.8%
PAYX Paychex, Inc. 1.7%
Value ($000) $53,482 Shares 1,011,197 Est. Cost $30.41 Unrealized +26.8%
SO Southern Company 1.7%
Value ($000) $53,334 Shares 1,139,849 Est. Cost $26.91 Unrealized +10.1%
ACE Limited 1.7%
Value ($000) $53,240 Shares 455,630 Est. Cost $114.85 Unrealized
GGG Graco inc. 1.7%
Value ($000) $53,208 Shares 738,289 Est. Cost $19.70 Unrealized +6.9%
CL Colgate-Palmolive Co. 1.7%
Value ($000) $52,238 Shares 784,126 Est. Cost $49.83 Unrealized +5.4%
General Electric Company 1.6%
Value ($000) $50,322 Shares 1,615,485 Est. Cost $25.72 Unrealized
Linear Technology Corp 1.6%
Value ($000) $50,229 Shares 1,182,690 Est. Cost $41.50 Unrealized
DLR Digital Realty Trust Inc. 1.6%
Value ($000) $50,137 Shares 663,018 Est. Cost $35.01 Unrealized +44.0%
PGR Progressive Corp. 1.6%
Value ($000) $48,813 Shares 1,535,000 Est. Cost $17.84 Unrealized +31.3%
KHC Kraft Heinz Co. 1.6%
Value ($000) $48,801 Shares 670,712 Est. Cost $47.78 Unrealized -1.5%
FNF Fidelity National Financial In 1.6%
Value ($000) $47,586 Shares 1,372,550 Est. Cost $13.22 Unrealized +25.0%
ARCC Ares Capital Corp. 1.5%
Value ($000) $46,617 Shares 3,271,386 Est. Cost $5.41 Unrealized +6.5%
SYK Stryker Corp. 1.5%
Value ($000) $46,217 Shares 497,274 Est. Cost $77.90 Unrealized +9.4%
MLM Martin Marietta Materials Inc. 1.5%
Value ($000) $45,837 Shares 335,604 Est. Cost $99.80 Unrealized +40.6%
MKL Markel Corp. 1.5%
Value ($000) $45,703 Shares 51,738 Est. Cost $638.29 Unrealized +36.3%
BR Broadridge Financial Solutions 1.5%
Value ($000) $45,667 Shares 849,929 Est. Cost $23.85 Unrealized +97.2%
KSS Kohl's Corp. 1.4%
Value ($000) $44,021 Shares 924,219 Est. Cost $50.69 Unrealized -8.8%
Plum Creek Timber Co. Inc. 1.4%
Value ($000) $43,960 Shares 921,197 Est. Cost $44.60 Unrealized
PFE Pfizer Inc. 1.4%
Value ($000) $43,320 Shares 1,341,997 Est. Cost $17.47 Unrealized +16.6%
Du Pont E.I. De Nemours & Com 1.4%
Value ($000) $42,693 Shares 641,037 Est. Cost $56.72 Unrealized
GlaxoSmithKline Plc (Adr 1:2) 1.4%
Value ($000) $42,632 Shares 1,056,555 Est. Cost $47.80 Unrealized
Praxair Inc. 1.4%
Value ($000) $42,079 Shares 410,933 Est. Cost $117.86 Unrealized
FAST Fastenol Co. 1.3%
Value ($000) $41,246 Shares 1,010,436 Est. Cost $8.04 Unrealized -6.3%
AIG American International Group, 1.3%
Value ($000) $40,570 Shares 654,668 Est. Cost $43.49 Unrealized +8.8%
Express Scripts Inc. 1.3%
Value ($000) $40,474 Shares 463,038 Est. Cost $73.90 Unrealized
CHRW C.H. Robinson Worldwide Inc. 1.3%
Value ($000) $38,887 Shares 627,014 Est. Cost $45.29 Unrealized +16.8%
IRM Iron Mountain 1.2%
Value ($000) $37,037 Shares 1,371,229 Est. Cost $20.39 Unrealized -18.8%
MAT Mattel Inc 1.2%
Value ($000) $36,814 Shares 1,354,950 Est. Cost $35.15 Unrealized -30.0%
RYN Rayonier Inc. 1.2%
Value ($000) $36,058 Shares 1,624,243 Est. Cost $36.49 Unrealized
Discovery Communications, Inc. 1.2%
Value ($000) $35,292 Shares 1,399,385 Est. Cost $35.01 Unrealized
TJX TJX Companies 1.1%
Value ($000) $34,008 Shares 479,592 Est. Cost $24.57 Unrealized +25.8%
MA Mastercard Inc. - A 1.1%
Value ($000) $33,337 Shares 342,407 Est. Cost $77.07 Unrealized +19.6%
LOW Lowe's Companies Inc. 0.9%
Value ($000) $28,988 Shares 381,218 Est. Cost $41.30 Unrealized +49.4%
EXPD Expeditors International of Wa 0.9%
Value ($000) $28,309 Shares 627,686 Est. Cost $35.41 Unrealized +20.1%
BRO Brown & Brown Inc. 0.9%
Value ($000) $27,209 Shares 847,647 Est. Cost $14.33 Unrealized +1.8%
AXP American Express Company 0.9%
Value ($000) $27,192 Shares 390,974 Est. Cost $66.19 Unrealized -5.0%
ITW Illinois Tool Works Inc. 0.9%
Value ($000) $26,297 Shares 283,739 Est. Cost $57.12 Unrealized +25.0%
TMO Thermo Fisher Scientific, Inc. 0.8%
Value ($000) $24,894 Shares 175,493 Est. Cost $97.86 Unrealized +32.3%
WRB W.R. Berkley Corp 0.8%
Value ($000) $24,823 Shares 453,396 Est. Cost $10.39 Unrealized +24.9%
United Technologies Corp. 0.8%
Value ($000) $24,183 Shares 251,726 Est. Cost $101.46 Unrealized
KMI Kinder Morgan Inc. 0.8%
Value ($000) $24,080 Shares 1,613,930 Est. Cost $18.74 Unrealized -23.7%
Bed Bath & Beyond Inc 0.8%
Value ($000) $23,928 Shares 495,915 Est. Cost $65.90 Unrealized
BRK/B Berkshire Hathaway Inc. - B 0.7%
Value ($000) $22,067 Shares 167,123 Est. Cost $121.06 Unrealized +10.9%
GOOG Alphabet Inc. Class- C 0.7%
Value ($000) $21,564 Shares 28,415 Est. Cost $30.50 Unrealized +16.8%
WFC Wells Fargo & Company 0.7%
Value ($000) $21,386 Shares 393,418 Est. Cost $32.11 Unrealized +27.2%
MORN Morningstar Inc. 0.7%
Value ($000) $20,781 Shares 258,436 Est. Cost $73.02 Unrealized +11.0%
IJK S&P MidCap 400 Growth Index Fu 0.6%
Value ($000) $19,033 Shares 118,249 Est. Cost $152.26 Unrealized
IJJ S&P MidCap 400 Value Index Fun 0.6%
Value ($000) $18,610 Shares 158,785 Est. Cost $118.06 Unrealized
CFRUY Compagnie Financiere Richemont 0.6%
Value ($000) $18,012 Shares 2,529,765 Est. Cost $7.92 Unrealized
TLT Barclays 20+ Year Treasury Bon 0.5%
Value ($000) $16,292 Shares 135,116 Est. Cost $122.13 Unrealized
RMAX RE/Max Holdings 0.5%
Value ($000) $15,711 Shares 421,205 Est. Cost $27.26 Unrealized +12.1%
VCLT Vanguard Long Term Corporate B 0.5%
Value ($000) $15,264 Shares 181,325 Est. Cost $90.62 Unrealized
HAL Halliburton Co. 0.5%
Value ($000) $15,146 Shares 444,959 Est. Cost $36.45 Unrealized -15.0%
LQD iShares iBoxx Corporate Bond E 0.5%
Value ($000) $14,280 Shares 125,253 Est. Cost $114.14 Unrealized
MSM MSC Industrial Direct Co. Inc 0.5%
Value ($000) $13,820 Shares 245,593 Est. Cost $72.61 Unrealized -16.7%
IUSV iShares Core US Values - ETF 0.4%
Value ($000) $12,835 Shares 100,755 Est. Cost $124.56 Unrealized
IYW Dow Jones US Technology - iSha 0.4%
Value ($000) $12,617 Shares 117,886 Est. Cost $84.65 Unrealized
GBDC Golub Capital BDC Inc 0.4%
Value ($000) $12,606 Shares 758,033 Est. Cost $5.80 Unrealized +14.1%
HD Home Depot Inc. 0.4%
Value ($000) $12,120 Shares 91,646 Est. Cost $58.77 Unrealized +70.1%
NMFC New Mountain Finance Corp. 0.3%
Value ($000) $10,611 Shares 814,981 Est. Cost $4.06 Unrealized +14.8%
Piedmont Natural Gas Co. Inc. 0.3%
Value ($000) $10,412 Shares 182,604 Est. Cost $34.61 Unrealized
iShares Corporate ex Financial 0.3%
Value ($000) $9,782 Shares 103,188 Est. Cost $96.23 Unrealized
CLX The Clorox Company 0.3%
Value ($000) $9,729 Shares 76,705 Est. Cost $65.47 Unrealized +42.5%
VCIT Vanguard Interm. Term Corporat 0.3%
Value ($000) $9,720 Shares 115,589 Est. Cost $84.38 Unrealized
BDX Becton, Dickinson and Company 0.3%
Value ($000) $9,617 Shares 62,412 Est. Cost $89.25 Unrealized +38.3%
IWP Russell Midcap Growth Index Fu 0.3%
Value ($000) $9,592 Shares 104,352 Est. Cost $97.28 Unrealized
SEIC SEI Investments Company 0.3%
Value ($000) $9,442 Shares 180,195 Est. Cost $37.30 Unrealized +22.9%
IGLB iShares 10+ Year Credit Bond E 0.3%
Value ($000) $9,414 Shares 169,105 Est. Cost $59.32 Unrealized
TCP Capital Corp 0.3%
Value ($000) $9,398 Shares 674,629 Est. Cost $16.57 Unrealized
THL Credit 0.3%
Value ($000) $9,341 Shares 872,960 Est. Cost $14.57 Unrealized
MCD McDonald's Corp. 0.3%
Value ($000) $9,276 Shares 78,515 Est. Cost $72.37 Unrealized +20.5%
NJR New Jersey Resources Corp. 0.3%
Value ($000) $9,166 Shares 278,092 Est. Cost $19.21 Unrealized +14.1%
IWN Russell 2000 Value Index - iSh 0.3%
Value ($000) $9,098 Shares 98,960 Est. Cost $94.35 Unrealized
IWO Russell 2000 Growth Index - iS 0.3%
Value ($000) $9,014 Shares 64,720 Est. Cost $137.51 Unrealized
LMT Lockheed Martin Corp 0.3%
Value ($000) $8,950 Shares 41,216 Est. Cost $80.85 Unrealized +104.5%
XLY Consumer Discret Select Sector 0.3%
Value ($000) $8,938 Shares 114,355 Est. Cost $65.09 Unrealized
GD General Dynamics Corp. 0.3%
Value ($000) $8,694 Shares 63,292 Est. Cost $71.64 Unrealized +60.0%
IJT S&P SmallCap 600 Growth Index 0.3%
Value ($000) $8,512 Shares 68,477 Est. Cost $128.31 Unrealized
GOOGL Alphabet Inc. Class - A 0.3%
Value ($000) $8,470 Shares 10,887 Est. Cost $31.95 Unrealized +15.0%
Market Vectors Long Municipal 0.3%
Value ($000) $8,449 Shares 424,161 Est. Cost $19.83 Unrealized
HTGC Hercules Technology Growth Cap 0.3%
Value ($000) $8,396 Shares 688,754 Est. Cost $12.90 Unrealized -12.7%
SLRC Solar Capital, LTD. 0.3%
Value ($000) $8,239 Shares 501,435 Est. Cost $7.23 Unrealized -7.7%
MDT Medtronic 0.3%
Value ($000) $8,193 Shares 106,508 Est. Cost $57.12 Unrealized +2.5%
CBSH Commerce Bancshares, Inc. 0.3%
Value ($000) $8,185 Shares 192,410 Est. Cost $23.79 Unrealized +15.9%
iShares Corporate ex Financial 0.3%
Value ($000) $8,104 Shares 81,870 Est. Cost $97.97 Unrealized
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value ($000) $7,965 Shares 238,259 Est. Cost $33.79 Unrealized
PG Procter & Gamble Company 0.3%
Value ($000) $7,963 Shares 100,281 Est. Cost $57.11 Unrealized +1.4%
ADI Analog Devices, Inc. 0.3%
Value ($000) $7,905 Shares 142,889 Est. Cost $38.12 Unrealized +26.1%
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $7,882 Shares 60,582 Est. Cost $75.39 Unrealized +29.9%
XOM Exxon Mobil Corp. 0.3%
Value ($000) $7,846 Shares 100,655 Est. Cost $53.77 Unrealized -4.4%
NSRGY Nestle SA 0.3%
Value ($000) $7,842 Shares 105,378 Est. Cost $73.76 Unrealized
Triangle Capital Corp 0.3%
Value ($000) $7,841 Shares 410,316 Est. Cost $23.93 Unrealized
TROW T. Rowe Price Group, Inc. 0.3%
Value ($000) $7,721 Shares 108,007 Est. Cost $50.42 Unrealized +0.9%
NKE Nike Inc. - B 0.2%
Value ($000) $7,567 Shares 121,075 Est. Cost $43.89 Unrealized +29.1%
NVS Novartis AG - ADR 0.2%
Value ($000) $7,542 Shares 87,658 Est. Cost $79.89 Unrealized
MTB M&T Bank Corp. 0.2%
Value ($000) $7,505 Shares 61,932 Est. Cost $80.87 Unrealized +13.3%
OXY Occidental Petroleum Corp 0.2%
Value ($000) $7,443 Shares 110,087 Est. Cost $57.79 Unrealized -7.5%
MDU MDU Resources Group Inc. 0.2%
Value ($000) $7,402 Shares 404,036 Est. Cost $6.25 Unrealized -18.5%
IJS S&P SmallCap 600 Value Index F 0.2%
Value ($000) $7,359 Shares 68,040 Est. Cost $113.27 Unrealized
iShares Corporate Bond ETF 202 0.2%
Value ($000) $7,011 Shares 67,496 Est. Cost $102.99 Unrealized
PNNT PennantPark Investment Corp. 0.2%
Value ($000) $6,798 Shares 1,099,980 Est. Cost $2.42 Unrealized -20.0%
IEF iShares 7-10 Year Treasury Bon 0.2%
Value ($000) $6,744 Shares 63,869 Est. Cost $102.94 Unrealized
REZ iShares Residential Real Estat 0.2%
Value ($000) $6,603 Shares 104,068 Est. Cost $51.73 Unrealized
VBK Small Cap Growth - Vanguard ET 0.2%
Value ($000) $6,600 Shares 54,344 Est. Cost $130.29 Unrealized
GWW W.W. Grainger, Inc. 0.2%
Value ($000) $6,555 Shares 32,357 Est. Cost $201.92 Unrealized -13.4%
DCI Donaldson Inc 0.2%
Value ($000) $6,445 Shares 224,870 Est. Cost $30.60 Unrealized -18.6%
Nordstrom Inc. 0.2%
Value ($000) $6,317 Shares 126,819 Est. Cost $61.32 Unrealized
Onebeacon Insurance Group Ltd 0.2%
Value ($000) $6,197 Shares 499,363 Est. Cost $14.50 Unrealized
TPVG Triplepoint Venture Growth BDC 0.2%
Value ($000) $6,178 Shares 516,576 Est. Cost $14.86 Unrealized -23.3%
CFR Cullen Frost Bankers, Inc. 0.2%
Value ($000) $6,173 Shares 102,882 Est. Cost $48.54 Unrealized +1.4%
Chubb Corp. 0.2%
Value ($000) $5,883 Shares 44,353 Est. Cost $98.52 Unrealized
TPG Specialty Lending Inc Com 0.2%
Value ($000) $5,361 Shares 330,503 Est. Cost $16.31 Unrealized
American Capital Ltd. 0.2%
Value ($000) $5,245 Shares 380,384 Est. Cost $14.06 Unrealized
IYF Dow Jones US Financial Sector 0.2%
Value ($000) $5,193 Shares 58,753 Est. Cost $75.81 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $5,016 Shares 51,490 Est. Cost $96.68 Unrealized
CYS Investments Inc 0.2%
Value ($000) $4,971 Shares 697,215 Est. Cost $9.13 Unrealized
VNQ REIT Index - Vanguard 0.2%
Value ($000) $4,832 Shares 60,610 Est. Cost $70.68 Unrealized
XLI Industrial Select Sector - SPD 0.2%
Value ($000) $4,624 Shares 87,236 Est. Cost $45.39 Unrealized
XLV Health Care Select Sector - SP 0.2%
Value ($000) $4,594 Shares 63,775 Est. Cost $56.13 Unrealized
XLP Consumer Staples Select Sector 0.1%
Value ($000) $4,579 Shares 90,683 Est. Cost $42.47 Unrealized
Patterson Companies, Inc. 0.1%
Value ($000) $4,247 Shares 93,946 Est. Cost $41.11 Unrealized
SPDR Nuveen Barclays Capital M 0.1%
Value ($000) $4,209 Shares 172,628 Est. Cost $23.19 Unrealized
Medley Capital Corp. 0.1%
Value ($000) $4,188 Shares 556,921 Est. Cost $13.43 Unrealized
OFS OFS Capital Corp. 0.1%
Value ($000) $4,131 Shares 359,835 Est. Cost $12.43 Unrealized -12.6%
IGIB iShares Interm. Term Corporate 0.1%
Value ($000) $4,078 Shares 38,012 Est. Cost $108.66 Unrealized
MAIN Main Street Capital Corp. 0.1%
Value ($000) $3,686 Shares 126,740 Est. Cost $29.64 Unrealized +1.4%
FS Investment Corp. 0.1%
Value ($000) $3,664 Shares 407,566 Est. Cost $10.10 Unrealized
LSTR Landstar System Inc. 0.1%
Value ($000) $3,502 Shares 59,707 Est. Cost $57.17 Unrealized
SCM Stellus Capital Investment 0.1%
Value ($000) $3,484 Shares 361,446 Est. Cost $13.53 Unrealized -23.9%
Apollo Investment Corp. 0.1%
Value ($000) $3,155 Shares 604,473 Est. Cost $7.87 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $3,088 Shares 137,143 Est. Cost $22.50 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $3,072 Shares 146,156 Est. Cost $20.82 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $3,062 Shares 146,757 Est. Cost $20.65 Unrealized
MBB iShares MBS Bond ETF 0.1%
Value ($000) $3,056 Shares 28,372 Est. Cost $107.66 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $3,038 Shares 145,426 Est. Cost $20.66 Unrealized
GNMA iShares GNMA Bond ETF 0.1%
Value ($000) $3,030 Shares 60,465 Est. Cost $48.92 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $3,017 Shares 147,051 Est. Cost $20.67 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $2,998 Shares 147,778 Est. Cost $20.50 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,978 Shares 150,616 Est. Cost $20.75 Unrealized
Annaly Capital Management Inc. 0.1%
Value ($000) $2,956 Shares 315,163 Est. Cost $12.48 Unrealized
iShares 2018 AMT-Free Muni 0.1%
Value ($000) $2,736 Shares 107,201 Est. Cost $25.36 Unrealized
iShares 2017 AMT-Free Muni 0.1%
Value ($000) $2,719 Shares 99,413 Est. Cost $37.85 Unrealized
BlackRock Kelso Capital Corp. 0.1%
Value ($000) $2,707 Shares 287,936 Est. Cost $9.17 Unrealized
VCA Antech Inc. 0.1%
Value ($000) $2,673 Shares 48,597 Est. Cost $29.00 Unrealized
GSBD Goldman Sachs BDC Inc. 0.1%
Value ($000) $2,563 Shares 134,915 Est. Cost $19.77 Unrealized 0.0%
Hatteras Financial Corp. 0.1%
Value ($000) $2,557 Shares 194,447 Est. Cost $24.11 Unrealized
FEI Company 0.1%
Value ($000) $2,327 Shares 29,166 Est. Cost $84.36 Unrealized
Snyders-Lance Inc 0.1%
Value ($000) $2,290 Shares 66,766 Est. Cost $29.28 Unrealized
Varian Medical Systems Inc. 0.1%
Value ($000) $2,208 Shares 27,327 Est. Cost $76.91 Unrealized
CODI Compass Diversified Holdings 0.1%
Value ($000) $2,196 Shares 138,200 Est. Cost $7.10 Unrealized +16.5%
KCAP Financial Inc 0.1%
Value ($000) $2,181 Shares 535,785 Est. Cost $10.15 Unrealized
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $2,113 Shares 42,403 Est. Cost $28.23 Unrealized +54.4%
BMRC Bank of Marin (CA) 0.1%
Value ($000) $2,103 Shares 39,390 Est. Cost $15.11 Unrealized +28.9%
HRZN Horizon Technology 0.1%
Value ($000) $2,100 Shares 179,012 Est. Cost $3.39 Unrealized +0.8%
Precision Castparts Corp. 0.1%
Value ($000) $2,084 Shares 8,983 Est. Cost $201.55 Unrealized
Alcentra Capital Corporation 0.1%
Value ($000) $2,049 Shares 176,637 Est. Cost $12.58 Unrealized
National Interstate Corporatio 0.1%
Value ($000) $2,005 Shares 75,083 Est. Cost $26.69 Unrealized
IDU Dow Jones US Utilities - iShar 0.1%
Value ($000) $1,918 Shares 17,773 Est. Cost $107.92 Unrealized
MTS Systems Corp. 0.1%
Value ($000) $1,904 Shares 30,029 Est. Cost $72.67 Unrealized
TECH Techne Corp. 0.1%
Value ($000) $1,881 Shares 20,899 Est. Cost $21.17 Unrealized +0.8%
Potbelly Corp 0.1%
Value ($000) $1,868 Shares 159,547 Est. Cost $14.09 Unrealized
MUB iShares National AMT-Free Muni 0.1%
Value ($000) $1,828 Shares 16,513 Est. Cost $107.52 Unrealized
iShares iBonds Sep 2020 Amt Fr 0.1%
Value ($000) $1,816 Shares 71,115 Est. Cost $25.39 Unrealized
Forward Air Corp. 0.1%
Value ($000) $1,814 Shares 42,176 Est. Cost $39.61 Unrealized
Halyard Health Inc 0.1%
Value ($000) $1,802 Shares 53,934 Est. Cost $38.86 Unrealized
Hilton Worldwide Holdings Inc 0.1%
Value ($000) $1,797 Shares 83,991 Est. Cost $22.84 Unrealized
SPY S&P 500 - SPDR 0.1%
Value ($000) $1,772 Shares 8,692 Est. Cost $178.65 Unrealized
CM Finance Inc 0.1%
Value ($000) $1,763 Shares 175,899 Est. Cost $13.42 Unrealized
HAE Haemonetics Corporation 0.1%
Value ($000) $1,745 Shares 54,137 Est. Cost $39.45 Unrealized -17.8%
XLE Energy Select Sector - SPDR 0.1%
Value ($000) $1,664 Shares 27,580 Est. Cost $78.54 Unrealized
EXPO Exponent Inc. 0.1%
Value ($000) $1,661 Shares 33,262 Est. Cost $17.59 Unrealized +28.4%
IVV S&P 500 Index Fund - iShares 0.1%
Value ($000) $1,654 Shares 8,071 Est. Cost $204.93 Unrealized
Tumi Holdings, Inc. 0.1%
Value ($000) $1,652 Shares 99,325 Est. Cost $17.60 Unrealized
MLI Mueller Industries Inc. 0.1%
Value ($000) $1,635 Shares 60,320 Est. Cost $11.46 Unrealized +6.5%
TICC Capital Corp. 0.1%
Value ($000) $1,631 Shares 268,320 Est. Cost $7.84 Unrealized
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $1,574 Shares 107,907 Est. Cost $17.72 Unrealized
IWD Russell 1000 Value Index - iSh 0.0%
Value ($000) $1,520 Shares 15,532 Est. Cost $97.86 Unrealized
FELE Franklin Electric Co. Inc. 0.0%
Value ($000) $1,518 Shares 56,166 Est. Cost $29.93 Unrealized -9.5%
WST West Pharmaceutical Services, 0.0%
Value ($000) $1,460 Shares 24,252 Est. Cost $34.62 Unrealized +67.0%
THR Thermon Group Holdings Inc 0.0%
Value ($000) $1,412 Shares 83,430 Est. Cost $20.85 Unrealized -8.7%
Solar Senior Capital Ltd. 0.0%
Value ($000) $1,387 Shares 93,093 Est. Cost $18.31 Unrealized
Raven Industries Inc 0.0%
Value ($000) $1,362 Shares 87,281 Est. Cost $22.17 Unrealized
iShares iBonds Sep 2019 Amt Fr 0.0%
Value ($000) $1,265 Shares 49,370 Est. Cost $25.52 Unrealized
Gold Trust - iShares 0.0%
Value ($000) $1,142 Shares 111,596 Est. Cost $12.11 Unrealized
GAIN Gladstone Investment Corp. 0.0%
Value ($000) $1,138 Shares 148,333 Est. Cost $2.05 Unrealized +31.0%
CULP Culp Inc. 0.0%
Value ($000) $1,069 Shares 41,953 Est. Cost $15.61 Unrealized +53.7%
Kraft Foods Group, Inc. 0.0%
Value ($000) $1,060 Shares 12,020 Est. Cost $88.19 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $989 Shares 5 Est. Cost $165023.42 Unrealized +22.0%
Capstead Mortgage Corp. 0.0%
Value ($000) $951 Shares 108,755 Est. Cost $11.57 Unrealized
Gladstone Capital Corporation 0.0%
Value ($000) $943 Shares 129,045 Est. Cost $8.17 Unrealized
PFLT PennantPark Floating Rate Capi 0.0%
Value ($000) $939 Shares 83,507 Est. Cost $4.09 Unrealized +0.2%
MFIN Medallion Financial Corp 0.0%
Value ($000) $904 Shares 128,353 Est. Cost $8.87 Unrealized -33.3%
Ritchie Brothers Auctioneers I 0.0%
Value ($000) $837 Shares 34,725 Est. Cost $20.14 Unrealized
Safeguard Scientifics New 0.0%
Value ($000) $653 Shares 45,000 Est. Cost $17.60 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $621 Shares 60,000 Est. Cost $11.23 Unrealized
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $554 Shares 6,258 Est. Cost $85.13 Unrealized
HYG High Yield Corporate Bond Fund 0.0%
Value ($000) $550 Shares 6,820 Est. Cost $91.08 Unrealized
Barclays Capital High Yield Bo 0.0%
Value ($000) $538 Shares 15,872 Est. Cost $39.59 Unrealized
INKM SPDR SSGA Income Allocation 0.0%
Value ($000) $519 Shares 17,561 Est. Cost $29.58 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $492 Shares 4,246 Est. Cost $94.31 Unrealized
CC Chemours 0.0%
Value ($000) $469 Shares 87,428 Est. Cost $7.40 Unrealized -37.7%
Harvest Capital Credit Corp 0.0%
Value ($000) $461 Shares 39,320 Est. Cost $13.89 Unrealized
VFC VF Corp. 0.0%
Value ($000) $376 Shares 6,034 Est. Cost $62.42 Unrealized 0.0%
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $375 Shares 2,813 Est. Cost $153.85 Unrealized
FNY First Trust Mid Cap Growth Alp 0.0%
Value ($000) $357 Shares 12,383 Est. Cost $28.12 Unrealized
IWF Russell 1000 Growth Index Fund 0.0%
Value ($000) $346 Shares 3,479 Est. Cost $98.88 Unrealized
BUD Anheuser-Busch InBev SA/NV 0.0%
Value ($000) $336 Shares 2,690 Est. Cost $121.93 Unrealized
SJM The J. M. Smucker Company 0.0%
Value ($000) $334 Shares 2,711 Est. Cost $87.89 Unrealized 0.0%
WY Weyerhaeuser Co. 0.0%
Value ($000) $317 Shares 10,571 Est. Cost $18.90 Unrealized +7.7%
FDS Factset Research Systems 0.0%
Value ($000) $305 Shares 1,876 Est. Cost $151.11 Unrealized 0.0%
Fifth Street Finance Corp. 0.0%
Value ($000) $299 Shares 46,910 Est. Cost $6.55 Unrealized
ALCOA, INC. 0.0%
Value ($000) $298 Shares 30,175 Est. Cost $9.88 Unrealized
EOG EOG Resources 0.0%
Value ($000) $280 Shares 3,956 Est. Cost $68.90 Unrealized -13.2%
IJR S&P SmallCap 600 Index Fund - 0.0%
Value ($000) $273 Shares 2,480 Est. Cost $116.71 Unrealized
FYC First Trust Small Cap Growth 0.0%
Value ($000) $267 Shares 8,766 Est. Cost $30.46 Unrealized
FNV Franco-Nevada Corp. 0.0%
Value ($000) $266 Shares 5,824 Est. Cost $34.97 Unrealized +24.4%
Silver Wheaton Corp. 0.0%
Value ($000) $248 Shares 19,969 Est. Cost $19.05 Unrealized
IGSB iShares Barclays 1-3 Year Inve 0.0%
Value ($000) $244 Shares 2,330 Est. Cost $105.56 Unrealized
Cimarex Energy Co. 0.0%
Value ($000) $239 Shares 2,670 Est. Cost $78.93 Unrealized
VEIRX Vanguard Equity-Income Admiral 0.0%
Value ($000) $238 Shares 3,846 Est. Cost $62.39 Unrealized
Agrium Inc. 0.0%
Value ($000) $234 Shares 2,614 Est. Cost $104.14 Unrealized
Concho Resources, Inc. 0.0%
Value ($000) $232 Shares 2,499 Est. Cost $92.84 Unrealized
PII Polaris Industries 0.0%
Value ($000) $228 Shares 2,658 Est. Cost $106.00 Unrealized 0.0%
FNK First Trust Mid Cap Value Alph 0.0%
Value ($000) $222 Shares 8,387 Est. Cost $26.87 Unrealized
Pioneer Natural Resources Co. 0.0%
Value ($000) $221 Shares 1,765 Est. Cost $121.46 Unrealized
CF CF Industries Holdings Inc. 0.0%
Value ($000) $208 Shares 5,092 Est. Cost $42.97 Unrealized -17.8%
VMC Vulcan Materials Co. 0.0%
Value ($000) $204 Shares 2,151 Est. Cost $88.90 Unrealized 0.0%
FMC FMC Corp. 0.0%
Value ($000) $203 Shares 5,198 Est. Cost $27.13 Unrealized 0.0%
VGK European ETF - Vanguard 0.0%
Value ($000) $202 Shares 4,050 Est. Cost $49.88 Unrealized
LLY Eli Lilly & Co. 0.0%
Value ($000) $202 Shares 2,400 Est. Cost $63.20 Unrealized +10.3%
American Capital Senior Floati 0.0%
Value ($000) $173 Shares 17,588 Est. Cost $14.01 Unrealized
Sandstorm Gold LTD 0.0%
Value ($000) $148 Shares 56,210 Est. Cost $2.67 Unrealized
FKINX Franklin Income Fund-A 0.0%
Value ($000) $142 Shares 67,569 Est. Cost $2.10 Unrealized
Detour Gold Corp 0.0%
Value ($000) $140 Shares 13,436 Est. Cost $8.15 Unrealized
iShares MSCI Japan Index 0.0%
Value ($000) $130 Shares 10,746 Est. Cost $12.10 Unrealized
TAGBX Templeton Global Balanced Fund 0.0%
Value ($000) $107 Shares 38,315 Est. Cost $2.79 Unrealized
SA Seabridge Gold Inc. 0.0%
Value ($000) $97 Shares 11,712 Est. Cost $5.45 Unrealized +44.1%
GLNCY Glencore Xstrata plc 0.0%
Value ($000) $83 Shares 31,450 Est. Cost $10.29 Unrealized
Eldorado Gold Corp. 0.0%
Value ($000) $82 Shares 27,565 Est. Cost $4.35 Unrealized
Torex Gold Res Inc 0.0%
Value ($000) $72 Shares 78,984 Est. Cost $1.07 Unrealized
FHAIX Franklin High Income Fund Clas 0.0%
Value ($000) $58 Shares 35,117 Est. Cost $1.65 Unrealized