Nikko Asset Management Americas, Inc. Diversified Active

CIK: 0001480751 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 29, 2019

Total Value ($000): $5,628,399 (100.0% shares, 0.0% debt)

Holdings (174)

XYZ Square Inc 7.4%
Value ($000) $414,543 Shares 6,691,581 Est. Cost $55.58 Unrealized +22.2%
AAPL Apple Inc 4.1%
Value ($000) $230,646 Shares 1,029,806 Est. Cost $39.77 Unrealized +26.3%
TSLA Tesla Inc 4.1%
Value ($000) $229,992 Shares 954,837 Est. Cost $16.55 Unrealized -5.4%
ILMN Illumina Inc 4.1%
Value ($000) $229,115 Shares 753,124 Est. Cost $302.48 Unrealized -2.5%
TREE LendingTree Inc 2.7%
Value ($000) $150,105 Shares 483,539 Est. Cost $257.86 Unrealized
Z Zillow Group Inc 2.6%
Value ($000) $148,977 Shares 4,995,861 Est. Cost $39.80 Unrealized +0.1%
Invitae Corp 2.5%
Value ($000) $140,665 Shares 7,299,703 Est. Cost $22.34 Unrealized
NVDA NVIDIA Corp 2.5%
Value ($000) $140,563 Shares 807,511 Est. Cost $4.58 Unrealized -8.7%
Splunk Inc 2.4%
Value ($000) $134,038 Shares 1,137,268 Est. Cost $99.85 Unrealized
AMZN Amazon.com Inc 2.2%
Value ($000) $122,496 Shares 70,566 Est. Cost $63.70 Unrealized +45.6%
BABA Alibaba Group Holding Ltd 2.1%
Value ($000) $118,746 Shares 710,073 Est. Cost $163.19 Unrealized
SSYS Stratasys Ltd 2.1%
Value ($000) $116,273 Shares 5,457,537 Est. Cost $24.44 Unrealized +3.3%
CRSP CRISPR Therapeutics AG 2.0%
Value ($000) $113,846 Shares 2,777,414 Est. Cost $41.67 Unrealized +14.7%
EDIT Editas Medicine Inc 2.0%
Value ($000) $112,758 Shares 4,958,593 Est. Cost $24.02 Unrealized +3.1%
CRM salesforce.com Inc 2.0%
Value ($000) $111,585 Shares 751,718 Est. Cost $123.68 Unrealized +21.4%
MELI MercadoLibre Inc 1.9%
Value ($000) $106,867 Shares 193,870 Est. Cost $446.26 Unrealized +35.9%
NTLA Intellia Therapeutics Inc 1.7%
Value ($000) $96,650 Shares 7,239,737 Est. Cost $15.67 Unrealized +1.7%
PDD Pinduoduo Inc 1.7%
Value ($000) $96,122 Shares 2,983,287 Est. Cost $21.40 Unrealized
NanoString Technologies Inc 1.5%
Value ($000) $84,297 Shares 3,904,451 Est. Cost $26.38 Unrealized
LC LendingClub Corp 1.5%
Value ($000) $83,981 Shares 6,420,603 Est. Cost $14.44 Unrealized 0.0%
Twitter Inc 1.4%
Value ($000) $79,991 Shares 1,941,532 Est. Cost $33.70 Unrealized
TDOC Teladoc Health Inc 1.3%
Value ($000) $70,519 Shares 1,041,327 Est. Cost $61.05 Unrealized +7.8%
TSM Taiwan Semiconductor Manufactu 1.2%
Value ($000) $69,679 Shares 1,499,118 Est. Cost $41.68 Unrealized
Xilinx Inc 1.2%
Value ($000) $68,395 Shares 713,193 Est. Cost $95.52 Unrealized
GWRE Guidewire Software Inc 1.2%
Value ($000) $67,083 Shares 636,586 Est. Cost $79.17 Unrealized +27.4%
ICE Intercontinental Exchange Inc 1.2%
Value ($000) $66,966 Shares 725,759 Est. Cost $70.83 Unrealized +18.7%
VCYT Veracyte Inc 1.2%
Value ($000) $66,342 Shares 2,764,236 Est. Cost $24.04 Unrealized +10.7%
INTU Intuit Inc 1.1%
Value ($000) $62,985 Shares 236,840 Est. Cost $157.29 Unrealized +67.8%
2U Inc 1.1%
Value ($000) $62,024 Shares 3,809,851 Est. Cost $19.02 Unrealized
PYPL PayPal Holdings Inc 1.0%
Value ($000) $58,495 Shares 564,677 Est. Cost $69.85 Unrealized +57.3%
EB Eventbrite Inc 1.0%
Value ($000) $56,622 Shares 3,197,187 Est. Cost $22.24 Unrealized -21.1%
IBKR Interactive Brokers Group Inc 1.0%
Value ($000) $53,809 Shares 1,000,538 Est. Cost $15.04 Unrealized -20.5%
HDB HDFC Bank Ltd 0.9%
Value ($000) $53,358 Shares 935,284 Est. Cost $69.17 Unrealized
TER Teradyne Inc 0.9%
Value ($000) $52,080 Shares 899,328 Est. Cost $41.17 Unrealized +25.1%
Aptiv PLC 0.9%
Value ($000) $51,814 Shares 592,704 Est. Cost $87.36 Unrealized
PRLB Proto Labs Inc 0.9%
Value ($000) $51,196 Shares 501,427 Est. Cost $103.86 Unrealized -1.8%
BIDU Baidu Inc 0.9%
Value ($000) $50,776 Shares 494,124 Est. Cost $216.17 Unrealized
Syros Pharmaceuticals Inc 0.9%
Value ($000) $48,099 Shares 4,633,773 Est. Cost $9.64 Unrealized
NDAQ Nasdaq Inc 0.8%
Value ($000) $46,640 Shares 469,454 Est. Cost $22.37 Unrealized +35.4%
BMY Bristol-Myers Squibb Co 0.8%
Value ($000) $44,881 Shares 885,057 Est. Cost $36.80 Unrealized -0.1%
REGN Regeneron Pharmaceuticals Inc 0.8%
Value ($000) $44,260 Shares 159,553 Est. Cost $334.13 Unrealized -11.9%
WDAY Workday Inc 0.8%
Value ($000) $44,215 Shares 260,150 Est. Cost $193.05 Unrealized 0.0%
CERS Cerus Corp 0.8%
Value ($000) $44,046 Shares 8,544,276 Est. Cost $5.52 Unrealized -2.9%
SHOP Shopify Inc 0.7%
Value ($000) $42,085 Shares 135,036 Est. Cost $12.66 Unrealized +170.4%
VRSK Verisk Analytics Inc 0.7%
Value ($000) $39,930 Shares 252,495 Est. Cost $103.38 Unrealized +44.0%
MTLS Materialise NV 0.7%
Value ($000) $39,124 Shares 2,117,118 Est. Cost $19.03 Unrealized
TRU TransUnion 0.7%
Value ($000) $38,305 Shares 472,258 Est. Cost $49.59 Unrealized +57.3%
TWLO Twilio Inc 0.6%
Value ($000) $33,538 Shares 305,000 Est. Cost $115.17 Unrealized +12.6%
CGEN Compugen Ltd 0.6%
Value ($000) $33,097 Shares 7,824,454 Est. Cost $3.69 Unrealized +1.5%
SCHW Charles Schwab Corp/The 0.6%
Value ($000) $31,919 Shares 763,055 Est. Cost $41.74 Unrealized -11.6%
Seres Therapeutics Inc 0.5%
Value ($000) $30,724 Shares 7,661,963 Est. Cost $3.90 Unrealized
SNAP Snap Inc 0.5%
Value ($000) $30,444 Shares 1,926,864 Est. Cost $16.01 Unrealized 0.0%
META Facebook Inc 0.5%
Value ($000) $29,277 Shares 164,403 Est. Cost $181.44 Unrealized +4.0%
AVAV AeroVironment Inc 0.5%
Value ($000) $29,038 Shares 542,167 Est. Cost $65.18 Unrealized -15.8%
NFLX Netflix Inc 0.5%
Value ($000) $25,970 Shares 97,041 Est. Cost $33.47 Unrealized -6.5%
ADSK Autodesk Inc 0.5%
Value ($000) $25,614 Shares 173,422 Est. Cost $155.46 Unrealized +0.1%
IOVA Iovance Biotherapeutics Inc 0.4%
Value ($000) $24,685 Shares 1,356,302 Est. Cost $13.72 Unrealized +61.2%
TMO Thermo Fisher Scientific Inc 0.4%
Value ($000) $21,840 Shares 74,981 Est. Cost $260.64 Unrealized +8.1%
IONS Ionis Pharmaceuticals Inc 0.4%
Value ($000) $21,813 Shares 364,091 Est. Cost $66.79 Unrealized -2.4%
BHP Group PLC 0.4%
Value ($000) $21,700 Shares 506,537 Est. Cost $35.31 Unrealized
VRTX Vertex Pharmaceuticals Inc 0.4%
Value ($000) $21,373 Shares 126,154 Est. Cost $178.56 Unrealized -0.9%
GH Guardant Health Inc 0.4%
Value ($000) $19,820 Shares 310,519 Est. Cost $80.15 Unrealized +9.9%
TRMB Trimble Inc 0.3%
Value ($000) $19,565 Shares 504,115 Est. Cost $36.12 Unrealized +11.4%
TTD Trade Desk Inc/The 0.3%
Value ($000) $19,525 Shares 104,105 Est. Cost $23.80 Unrealized 0.0%
CDXS Codexis Inc 0.3%
Value ($000) $19,235 Shares 1,402,457 Est. Cost $17.75 Unrealized -11.4%
CTVA Corteva Inc 0.3%
Value ($000) $19,068 Shares 681,009 Est. Cost $26.67 Unrealized 0.0%
ROKU Roku Inc 0.3%
Value ($000) $18,524 Shares 182,032 Est. Cost $122.30 Unrealized 0.0%
Intrexon Corp 0.3%
Value ($000) $18,292 Shares 3,197,852 Est. Cost $6.49 Unrealized
RIO Rio Tinto PLC 0.3%
Value ($000) $18,224 Shares 349,857 Est. Cost $44.08 Unrealized
DE Deere & Co 0.3%
Value ($000) $17,901 Shares 106,124 Est. Cost $131.01 Unrealized +11.5%
NTR Nutrien Ltd 0.3%
Value ($000) $17,569 Shares 352,223 Est. Cost $38.37 Unrealized +6.9%
PINS Pinterest Inc 0.3%
Value ($000) $17,546 Shares 663,355 Est. Cost $29.95 Unrealized 0.0%
RVTY PerkinElmer Inc 0.3%
Value ($000) $16,073 Shares 188,716 Est. Cost $89.46 Unrealized -3.7%
XOM Exxon Mobil Corp 0.3%
Value ($000) $15,165 Shares 214,772 Est. Cost $54.97 Unrealized -2.2%
China Biologic Products Holdin 0.3%
Value ($000) $14,818 Shares 129,445 Est. Cost $96.54 Unrealized
Bluebird Bio Inc 0.3%
Value ($000) $14,523 Shares 158,173 Est. Cost $140.28 Unrealized
Royal Dutch Shell PLC 0.2%
Value ($000) $13,951 Shares 237,056 Est. Cost $61.52 Unrealized
SLB Schlumberger Ltd 0.2%
Value ($000) $13,851 Shares 405,367 Est. Cost $51.47 Unrealized -39.9%
INCY Incyte Corp 0.2%
Value ($000) $13,824 Shares 186,228 Est. Cost $80.72 Unrealized +0.1%
CLLS Cellectis SA 0.2%
Value ($000) $13,669 Shares 1,314,295 Est. Cost $16.96 Unrealized
JD JD.com Inc 0.2%
Value ($000) $13,340 Shares 472,868 Est. Cost $33.03 Unrealized
TOTAL SA 0.2%
Value ($000) $13,141 Shares 252,703 Est. Cost $51.60 Unrealized
FATE Fate Therapeutics Inc 0.2%
Value ($000) $13,052 Shares 840,430 Est. Cost $18.47 Unrealized +3.8%
CVX Chevron Corp 0.2%
Value ($000) $12,945 Shares 109,150 Est. Cost $71.89 Unrealized +27.3%
GOOG Alphabet Inc 0.2%
Value ($000) $12,706 Shares 10,423 Est. Cost $51.96 Unrealized +13.0%
ExOne Co/The 0.2%
Value ($000) $12,475 Shares 1,409,657 Est. Cost $9.09 Unrealized
SPOT Spotify Technology SA 0.2%
Value ($000) $12,448 Shares 109,194 Est. Cost $143.07 Unrealized -1.3%
NXPI NXP Semiconductors NV 0.2%
Value ($000) $11,880 Shares 108,869 Est. Cost $82.87 Unrealized +10.8%
PSNL Personalis Inc 0.2%
Value ($000) $11,775 Shares 802,418 Est. Cost $18.91 Unrealized 0.0%
Rubius Therapeutics Inc 0.2%
Value ($000) $11,436 Shares 1,456,842 Est. Cost $15.48 Unrealized
ANSYS Inc 0.2%
Value ($000) $11,233 Shares 50,747 Est. Cost $175.49 Unrealized
Inovio Pharmaceuticals Inc 0.2%
Value ($000) $10,571 Shares 5,156,350 Est. Cost $3.39 Unrealized
BP BP PLC 0.2%
Value ($000) $10,157 Shares 267,350 Est. Cost $39.76 Unrealized
DOCU DocuSign Inc 0.2%
Value ($000) $9,582 Shares 154,749 Est. Cost $52.37 Unrealized 0.0%
SRPT Sarepta Therapeutics Inc 0.2%
Value ($000) $9,387 Shares 124,623 Est. Cost $122.96 Unrealized -4.0%
HAL Halliburton Co 0.2%
Value ($000) $8,834 Shares 468,630 Est. Cost $35.98 Unrealized -49.2%
IP International Paper Co 0.2%
Value ($000) $8,754 Shares 209,317 Est. Cost $31.72 Unrealized -7.5%
Cellular Biomedicine Group Inc 0.1%
Value ($000) $8,288 Shares 557,752 Est. Cost $16.99 Unrealized
KTOS Kratos Defense & Security Solu 0.1%
Value ($000) $8,114 Shares 436,377 Est. Cost $15.26 Unrealized +37.6%
FLIR Systems Inc 0.1%
Value ($000) $7,921 Shares 150,626 Est. Cost $53.11 Unrealized
SU Suncor Energy Inc 0.1%
Value ($000) $7,748 Shares 245,352 Est. Cost $24.05 Unrealized -2.9%
Barrick Gold Corp 0.1%
Value ($000) $7,517 Shares 433,730 Est. Cost $14.88 Unrealized
GM General Motors Co 0.1%
Value ($000) $7,206 Shares 192,264 Est. Cost $34.68 Unrealized +3.9%
AEM Agnico Eagle Mines Ltd 0.1%
Value ($000) $6,974 Shares 130,087 Est. Cost $35.70 Unrealized +37.3%
WY Weyerhaeuser Co 0.1%
Value ($000) $6,787 Shares 245,030 Est. Cost $22.37 Unrealized -8.2%
DPZ Domino's Pizza Inc 0.1%
Value ($000) $6,686 Shares 27,337 Est. Cost $207.96 Unrealized +10.4%
BKR Baker Hughes a GE Co 0.1%
Value ($000) $6,669 Shares 287,440 Est. Cost $23.94 Unrealized -18.3%
BTG B2Gold Corp 0.1%
Value ($000) $6,440 Shares 1,993,847 Est. Cost $2.07 Unrealized +29.8%
FCX Freeport-McMoRan Inc 0.1%
Value ($000) $6,307 Shares 659,054 Est. Cost $16.60 Unrealized -42.7%
CAT Caterpillar Inc 0.1%
Value ($000) $6,242 Shares 49,422 Est. Cost $111.98 Unrealized -0.8%
NUE Nucor Corp 0.1%
Value ($000) $6,172 Shares 121,231 Est. Cost $41.82 Unrealized +9.5%
CDNA CareDx Inc 0.1%
Value ($000) $6,064 Shares 268,212 Est. Cost $27.69 Unrealized 0.0%
Concho Resources Inc 0.1%
Value ($000) $6,047 Shares 89,055 Est. Cost $109.63 Unrealized
SNPS Synopsys Inc 0.1%
Value ($000) $5,959 Shares 43,418 Est. Cost $120.29 Unrealized +12.4%
FANG Diamondback Energy Inc 0.1%
Value ($000) $5,668 Shares 63,045 Est. Cost $93.91 Unrealized -17.6%
FTI TechnipFMC PLC 0.1%
Value ($000) $5,593 Shares 231,676 Est. Cost $18.61 Unrealized -4.6%
OXY Occidental Petroleum Corp 0.1%
Value ($000) $5,382 Shares 121,029 Est. Cost $55.42 Unrealized -24.7%
ADM Archer-Daniels-Midland Co 0.1%
Value ($000) $5,172 Shares 125,929 Est. Cost $27.82 Unrealized +18.8%
AngloGold Ashanti Ltd 0.1%
Value ($000) $5,042 Shares 275,955 Est. Cost $12.66 Unrealized
STLD Steel Dynamics Inc 0.1%
Value ($000) $4,879 Shares 163,741 Est. Cost $25.18 Unrealized +2.7%
AGI Alamos Gold Inc 0.1%
Value ($000) $4,801 Shares 827,813 Est. Cost $5.40 Unrealized +17.4%
EOG EOG Resources Inc 0.1%
Value ($000) $4,776 Shares 64,348 Est. Cost $71.55 Unrealized -14.1%
TECK Teck Resources Ltd 0.1%
Value ($000) $4,774 Shares 294,163 Est. Cost $22.37 Unrealized -15.5%
MPC Marathon Petroleum Corp 0.1%
Value ($000) $4,646 Shares 76,476 Est. Cost $46.91 Unrealized -8.1%
CF CF Industries Holdings Inc 0.1%
Value ($000) $4,532 Shares 92,105 Est. Cost $31.74 Unrealized +30.6%
PKG Packaging Corp of America 0.1%
Value ($000) $4,359 Shares 41,083 Est. Cost $87.84 Unrealized -5.1%
COP ConocoPhillips 0.1%
Value ($000) $4,182 Shares 73,388 Est. Cost $42.88 Unrealized +5.7%
PSX Phillips 66 0.1%
Value ($000) $4,141 Shares 40,439 Est. Cost $65.55 Unrealized +17.9%
CNQ Canadian Natural Resources Ltd 0.1%
Value ($000) $3,948 Shares 148,245 Est. Cost $9.83 Unrealized -9.4%
ALB Albemarle Corp 0.1%
Value ($000) $3,927 Shares 56,484 Est. Cost $97.61 Unrealized -36.0%
Pioneer Natural Resources Co 0.1%
Value ($000) $3,835 Shares 30,491 Est. Cost $149.75 Unrealized
OIS Oil States International Inc 0.1%
Value ($000) $3,765 Shares 283,059 Est. Cost $24.01 Unrealized -40.1%
CTRA Cabot Oil & Gas Corp 0.1%
Value ($000) $3,591 Shares 204,363 Est. Cost $19.83 Unrealized -27.6%
DD DuPont de Nemours Inc 0.1%
Value ($000) $3,436 Shares 48,182 Est. Cost $27.24 Unrealized -4.9%
Organovo Holdings Inc 0.1%
Value ($000) $3,336 Shares 12,807,832 Est. Cost $0.56 Unrealized
ESLT Elbit Systems Ltd 0.1%
Value ($000) $3,283 Shares 19,922 Est. Cost $111.36 Unrealized +32.6%
Calyxt Inc 0.1%
Value ($000) $3,234 Shares 573,323 Est. Cost $15.05 Unrealized
NEM Newmont Goldcorp Corp 0.1%
Value ($000) $3,096 Shares 81,652 Est. Cost $27.53 Unrealized +17.6%
ARCT Arcturus Therapeutics Holdings 0.1%
Value ($000) $3,066 Shares 298,530 Est. Cost $9.30 Unrealized +16.2%
Callon Petroleum Co 0.1%
Value ($000) $2,929 Shares 674,855 Est. Cost $9.38 Unrealized
Linde PLC 0.1%
Value ($000) $2,850 Shares 14,713 Est. Cost $156.02 Unrealized
SCCO Southern Copper Corp 0.0%
Value ($000) $2,740 Shares 80,283 Est. Cost $23.51 Unrealized +6.1%
VLO Valero Energy Corp 0.0%
Value ($000) $2,607 Shares 30,588 Est. Cost $62.96 Unrealized -0.8%
Bunge Ltd 0.0%
Value ($000) $2,580 Shares 45,572 Est. Cost $68.13 Unrealized
WMB Williams Cos Inc/The 0.0%
Value ($000) $2,553 Shares 106,102 Est. Cost $17.18 Unrealized +2.6%
Bellicum Pharmaceuticals Inc 0.0%
Value ($000) $2,474 Shares 2,356,277 Est. Cost $2.38 Unrealized
LBRT Liberty Oilfield Services Inc 0.0%
Value ($000) $2,465 Shares 227,648 Est. Cost $15.01 Unrealized -18.3%
PTEN Patterson-UTI Energy Inc 0.0%
Value ($000) $2,395 Shares 280,068 Est. Cost $19.95 Unrealized -50.8%
Hess Corp 0.0%
Value ($000) $2,319 Shares 38,336 Est. Cost $52.20 Unrealized
MOS Mosaic Co/The 0.0%
Value ($000) $2,312 Shares 112,793 Est. Cost $28.61 Unrealized -32.6%
DOW Dow Inc 0.0%
Value ($000) $2,295 Shares 48,172 Est. Cost $36.37 Unrealized -10.0%
OKE ONEOK Inc 0.0%
Value ($000) $2,100 Shares 28,495 Est. Cost $35.08 Unrealized +32.8%
Univar Solutions Inc 0.0%
Value ($000) $2,081 Shares 100,224 Est. Cost $28.68 Unrealized
China Petroleum & Chemical Cor 0.0%
Value ($000) $1,717 Shares 29,246 Est. Cost $80.61 Unrealized
OII Oceaneering International Inc 0.0%
Value ($000) $1,698 Shares 125,298 Est. Cost $36.58 Unrealized -58.6%
WHD Cactus Inc 0.0%
Value ($000) $1,652 Shares 57,092 Est. Cost $33.28 Unrealized -13.2%
PetroChina Co Ltd 0.0%
Value ($000) $1,650 Shares 32,480 Est. Cost $84.46 Unrealized
PBR Petroleo Brasileiro SA 0.0%
Value ($000) $1,559 Shares 107,712 Est. Cost $11.10 Unrealized
Dril-Quip Inc 0.0%
Value ($000) $1,515 Shares 30,188 Est. Cost $75.03 Unrealized
AA Alcoa Corp 0.0%
Value ($000) $1,213 Shares 60,439 Est. Cost $45.67 Unrealized -56.5%
AquaBounty Technologies Inc 0.0%
Value ($000) $935 Shares 373,874 Est. Cost $2.61 Unrealized
Pluristem Therapeutics Inc 0.0%
Value ($000) $807 Shares 215,742 Est. Cost $3.74 Unrealized
BBD Banco Bradesco SA 0.0%
Value ($000) $720 Shares 88,447 Est. Cost $9.76 Unrealized
IRDM Iridium Communications Inc 0.0%
Value ($000) $715 Shares 33,580 Est. Cost $21.38 Unrealized +11.5%
PUMP ProPetro Holding Corp 0.0%
Value ($000) $699 Shares 76,857 Est. Cost $13.88 Unrealized 0.0%
LMT Lockheed Martin Corp 0.0%
Value ($000) $625 Shares 1,603 Est. Cost $251.46 Unrealized +25.8%
LHX L3Harris Technologies Inc 0.0%
Value ($000) $553 Shares 2,650 Est. Cost $180.55 Unrealized 0.0%
HEI HEICO Corp 0.0%
Value ($000) $450 Shares 3,600 Est. Cost $87.29 Unrealized +56.6%
TDY Teledyne Technologies Inc 0.0%
Value ($000) $383 Shares 1,191 Est. Cost $227.41 Unrealized +31.3%
BA Boeing Co/The 0.0%
Value ($000) $381 Shares 1,002 Est. Cost $365.37 Unrealized -3.6%
Spirit AeroSystems Holdings In 0.0%
Value ($000) $343 Shares 4,168 Est. Cost $87.69 Unrealized
Aerojet Rocketdyne Holdings In 0.0%
Value ($000) $338 Shares 6,688 Est. Cost $38.74 Unrealized
GRMN Garmin Ltd 0.0%
Value ($000) $138 Shares 1,635 Est. Cost $62.28 Unrealized +12.0%
Social Capital Hedosophia Hold 0.0%
Value ($000) $128 Shares 12,006 Est. Cost $10.66 Unrealized