Nikko Asset Management Americas, Inc. Diversified Active

CIK: 0001480751 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 6, 2020

Total Value ($000): $6,350,043 (100.0% shares, 0.0% debt)

Holdings (174)

XYZ Square Inc 6.4%
Value ($000) $405,735 Shares 6,485,530 Est. Cost $55.58 Unrealized +15.0%
TSLA Tesla Inc 4.6%
Value ($000) $294,478 Shares 703,937 Est. Cost $16.55 Unrealized +31.1%
ILMN Illumina Inc 4.4%
Value ($000) $276,428 Shares 833,268 Est. Cost $302.54 Unrealized +0.2%
AAPL Apple Inc 3.4%
Value ($000) $218,674 Shares 744,674 Est. Cost $39.77 Unrealized +55.9%
Z Zillow Group Inc 3.4%
Value ($000) $216,857 Shares 4,720,432 Est. Cost $39.80 Unrealized -6.4%
CRSP CRISPR Therapeutics AG 2.9%
Value ($000) $185,733 Shares 3,049,553 Est. Cost $42.82 Unrealized +27.5%
Invitae Corp 2.6%
Value ($000) $162,220 Shares 10,057,040 Est. Cost $20.64 Unrealized
Splunk Inc 2.5%
Value ($000) $157,794 Shares 1,053,578 Est. Cost $99.85 Unrealized
TREE LendingTree Inc 2.4%
Value ($000) $154,423 Shares 508,907 Est. Cost $260.13 Unrealized
MELI MercadoLibre Inc 2.3%
Value ($000) $148,807 Shares 260,179 Est. Cost $473.57 Unrealized +16.9%
EDIT Editas Medicine Inc 2.3%
Value ($000) $146,517 Shares 4,948,227 Est. Cost $24.02 Unrealized +4.0%
BABA Alibaba Group Holding Ltd 2.2%
Value ($000) $137,353 Shares 647,584 Est. Cost $163.19 Unrealized
NVDA NVIDIA Corp 2.1%
Value ($000) $136,324 Shares 579,364 Est. Cost $4.58 Unrealized +12.9%
CRM salesforce.com Inc 1.9%
Value ($000) $123,609 Shares 760,015 Est. Cost $124.02 Unrealized +24.9%
AMZN Amazon.com Inc 1.8%
Value ($000) $114,723 Shares 62,085 Est. Cost $63.70 Unrealized +38.9%
SSYS Stratasys Ltd 1.7%
Value ($000) $110,390 Shares 5,458,115 Est. Cost $24.44 Unrealized -18.5%
NanoString Technologies Inc 1.7%
Value ($000) $106,567 Shares 3,830,602 Est. Cost $26.38 Unrealized
NTLA Intellia Therapeutics Inc 1.7%
Value ($000) $105,309 Shares 7,178,520 Est. Cost $15.67 Unrealized -11.2%
2U Inc 1.6%
Value ($000) $100,307 Shares 4,181,193 Est. Cost $19.46 Unrealized
Xilinx Inc 1.5%
Value ($000) $97,043 Shares 992,561 Est. Cost $96.16 Unrealized
VCYT Veracyte Inc 1.3%
Value ($000) $85,247 Shares 3,053,251 Est. Cost $24.21 Unrealized +6.9%
EB Eventbrite Inc 1.2%
Value ($000) $78,025 Shares 3,868,354 Est. Cost $21.70 Unrealized -11.9%
SHOP Shopify Inc 1.2%
Value ($000) $77,779 Shares 195,631 Est. Cost $19.22 Unrealized +76.0%
PYPL PayPal Holdings Inc 1.2%
Value ($000) $77,284 Shares 714,466 Est. Cost $77.00 Unrealized +35.0%
TDOC Teladoc Health Inc 1.2%
Value ($000) $76,885 Shares 918,355 Est. Cost $61.05 Unrealized +24.7%
ROKU Roku Inc 1.2%
Value ($000) $75,264 Shares 562,092 Est. Cost $132.53 Unrealized +3.7%
LC LendingClub Corp 1.2%
Value ($000) $73,858 Shares 5,852,428 Est. Cost $14.44 Unrealized -10.7%
ICE Intercontinental Exchange Inc 1.1%
Value ($000) $69,514 Shares 751,092 Est. Cost $71.33 Unrealized +20.2%
Twitter Inc 1.0%
Value ($000) $66,208 Shares 2,065,786 Est. Cost $33.60 Unrealized
PRLB Proto Labs Inc 1.0%
Value ($000) $65,635 Shares 646,335 Est. Cost $102.79 Unrealized -3.6%
PDD Pinduoduo Inc 1.0%
Value ($000) $65,408 Shares 1,729,447 Est. Cost $21.40 Unrealized
TSM Taiwan Semiconductor Manufactu 1.0%
Value ($000) $62,467 Shares 1,075,161 Est. Cost $41.68 Unrealized
HDB HDFC Bank Ltd 0.9%
Value ($000) $56,468 Shares 891,089 Est. Cost $69.17 Unrealized
REGN Regeneron Pharmaceuticals Inc 0.9%
Value ($000) $54,528 Shares 145,223 Est. Cost $334.13 Unrealized +0.1%
PINS Pinterest Inc 0.8%
Value ($000) $53,913 Shares 2,892,341 Est. Cost $23.51 Unrealized -8.2%
WDAY Workday Inc 0.8%
Value ($000) $53,447 Shares 325,007 Est. Cost $187.66 Unrealized -11.5%
TTD Trade Desk Inc/The 0.8%
Value ($000) $53,438 Shares 205,705 Est. Cost $23.16 Unrealized -2.8%
AVAV AeroVironment Inc 0.8%
Value ($000) $52,715 Shares 853,824 Est. Cost $63.26 Unrealized -5.3%
BIDU Baidu Inc 0.8%
Value ($000) $52,277 Shares 413,582 Est. Cost $216.17 Unrealized
TWLO Twilio Inc 0.8%
Value ($000) $51,202 Shares 520,976 Est. Cost $109.76 Unrealized -7.0%
MTLS Materialise NV 0.8%
Value ($000) $48,834 Shares 2,667,051 Est. Cost $18.88 Unrealized
CGEN Compugen Ltd 0.8%
Value ($000) $48,574 Shares 8,149,982 Est. Cost $3.75 Unrealized +37.4%
INTU Intuit Inc 0.8%
Value ($000) $48,534 Shares 185,293 Est. Cost $157.29 Unrealized +59.9%
TER Teradyne Inc 0.7%
Value ($000) $47,018 Shares 689,516 Est. Cost $41.17 Unrealized +50.3%
NFLX Netflix Inc 0.7%
Value ($000) $46,213 Shares 142,822 Est. Cost $32.24 Unrealized -8.1%
CERS Cerus Corp 0.6%
Value ($000) $41,209 Shares 9,765,054 Est. Cost $5.37 Unrealized -19.7%
GWRE Guidewire Software Inc 0.6%
Value ($000) $38,866 Shares 354,067 Est. Cost $79.17 Unrealized +41.3%
IOVA Iovance Biotherapeutics Inc 0.6%
Value ($000) $36,718 Shares 1,326,509 Est. Cost $13.72 Unrealized +65.8%
ADSK Autodesk Inc 0.6%
Value ($000) $36,497 Shares 198,935 Est. Cost $156.30 Unrealized +3.7%
BMY Bristol-Myers Squibb Co 0.6%
Value ($000) $36,422 Shares 567,404 Est. Cost $36.80 Unrealized +22.8%
Aptiv PLC 0.6%
Value ($000) $35,092 Shares 369,506 Est. Cost $87.36 Unrealized
Syros Pharmaceuticals Inc 0.5%
Value ($000) $34,375 Shares 4,974,662 Est. Cost $9.45 Unrealized
TRU TransUnion 0.5%
Value ($000) $33,775 Shares 394,524 Est. Cost $49.59 Unrealized +63.1%
NDAQ Nasdaq Inc 0.5%
Value ($000) $32,266 Shares 301,270 Est. Cost $22.37 Unrealized +39.5%
SNAP Snap Inc 0.5%
Value ($000) $32,089 Shares 1,965,050 Est. Cost $15.99 Unrealized -7.9%
VRSK Verisk Analytics Inc 0.5%
Value ($000) $31,595 Shares 211,561 Est. Cost $103.38 Unrealized +37.7%
SCHW Charles Schwab Corp/The 0.5%
Value ($000) $30,307 Shares 637,235 Est. Cost $41.74 Unrealized -3.0%
GH Guardant Health Inc 0.5%
Value ($000) $29,405 Shares 376,307 Est. Cost $78.74 Unrealized -8.5%
META Facebook Inc 0.5%
Value ($000) $28,929 Shares 140,946 Est. Cost $181.44 Unrealized +6.0%
Seres Therapeutics Inc 0.4%
Value ($000) $28,543 Shares 8,273,223 Est. Cost $3.87 Unrealized
DOCU DocuSign Inc 0.4%
Value ($000) $27,316 Shares 368,588 Est. Cost $61.85 Unrealized +11.1%
VRTX Vertex Pharmaceuticals Inc 0.4%
Value ($000) $26,907 Shares 122,890 Est. Cost $178.56 Unrealized +13.3%
IONS Ionis Pharmaceuticals Inc 0.4%
Value ($000) $25,655 Shares 424,683 Est. Cost $65.76 Unrealized -9.4%
IBKR Interactive Brokers Group Inc 0.4%
Value ($000) $24,565 Shares 526,930 Est. Cost $15.04 Unrealized -24.8%
TMO Thermo Fisher Scientific Inc 0.4%
Value ($000) $23,821 Shares 73,324 Est. Cost $260.64 Unrealized +14.5%
CDXS Codexis Inc 0.3%
Value ($000) $21,955 Shares 1,373,076 Est. Cost $17.75 Unrealized -16.6%
CLLS Cellectis SA 0.3%
Value ($000) $21,899 Shares 1,279,147 Est. Cost $16.96 Unrealized
Bluebird Bio Inc 0.3%
Value ($000) $21,825 Shares 248,719 Est. Cost $121.15 Unrealized
BHP Group PLC 0.3%
Value ($000) $20,929 Shares 445,198 Est. Cost $35.31 Unrealized
CTVA Corteva Inc 0.3%
Value ($000) $20,178 Shares 682,625 Est. Cost $26.67 Unrealized -8.1%
SPOT Spotify Technology SA 0.3%
Value ($000) $18,574 Shares 124,202 Est. Cost $142.37 Unrealized -3.5%
RIO Rio Tinto PLC 0.3%
Value ($000) $18,264 Shares 307,674 Est. Cost $44.08 Unrealized
TRMB Trimble Inc 0.3%
Value ($000) $17,749 Shares 425,735 Est. Cost $36.12 Unrealized +10.1%
Intrexon Corp 0.3%
Value ($000) $17,108 Shares 3,121,849 Est. Cost $6.49 Unrealized
Inovio Pharmaceuticals Inc 0.3%
Value ($000) $16,657 Shares 5,047,608 Est. Cost $3.39 Unrealized
FATE Fate Therapeutics Inc 0.3%
Value ($000) $16,044 Shares 819,810 Est. Cost $18.47 Unrealized -14.0%
INCY Incyte Corp 0.2%
Value ($000) $15,853 Shares 181,550 Est. Cost $80.72 Unrealized +5.8%
SRPT Sarepta Therapeutics Inc 0.2%
Value ($000) $15,724 Shares 121,855 Est. Cost $122.96 Unrealized -17.9%
NTR Nutrien Ltd 0.2%
Value ($000) $14,836 Shares 309,668 Est. Cost $38.37 Unrealized +2.2%
DE Deere & Co 0.2%
Value ($000) $14,817 Shares 85,518 Est. Cost $131.01 Unrealized +20.6%
SLB Schlumberger Ltd 0.2%
Value ($000) $14,754 Shares 367,018 Est. Cost $51.47 Unrealized -40.3%
China Biologic Products Holdin 0.2%
Value ($000) $14,743 Shares 126,678 Est. Cost $96.54 Unrealized
JD JD.com Inc 0.2%
Value ($000) $14,246 Shares 404,382 Est. Cost $33.03 Unrealized
NXPI NXP Semiconductors NV 0.2%
Value ($000) $14,186 Shares 111,475 Est. Cost $83.38 Unrealized +25.6%
Rubius Therapeutics Inc 0.2%
Value ($000) $13,642 Shares 1,436,013 Est. Cost $15.48 Unrealized
XOM Exxon Mobil Corp 0.2%
Value ($000) $13,188 Shares 188,995 Est. Cost $54.97 Unrealized -5.3%
CDNA CareDx Inc 0.2%
Value ($000) $13,136 Shares 609,009 Est. Cost $25.03 Unrealized -8.4%
GOOG Alphabet Inc 0.2%
Value ($000) $13,122 Shares 9,814 Est. Cost $51.96 Unrealized +23.3%
Royal Dutch Shell PLC 0.2%
Value ($000) $12,292 Shares 208,403 Est. Cost $61.52 Unrealized
TOTAL SA 0.2%
Value ($000) $12,285 Shares 222,159 Est. Cost $51.60 Unrealized
ExOne Co/The 0.2%
Value ($000) $12,023 Shares 1,611,681 Est. Cost $8.88 Unrealized
ZS Zscaler Inc 0.2%
Value ($000) $11,642 Shares 250,376 Est. Cost $46.41 Unrealized 0.0%
RVTY PerkinElmer Inc 0.2%
Value ($000) $11,490 Shares 118,329 Est. Cost $89.46 Unrealized -1.6%
CVX Chevron Corp 0.2%
Value ($000) $11,222 Shares 93,122 Est. Cost $71.89 Unrealized +24.7%
PSNL Personalis Inc 0.2%
Value ($000) $10,473 Shares 960,830 Est. Cost $17.51 Unrealized -40.6%
HAL Halliburton Co 0.2%
Value ($000) $10,082 Shares 412,023 Est. Cost $35.98 Unrealized -47.8%
BP BP PLC 0.1%
Value ($000) $8,871 Shares 235,044 Est. Cost $39.76 Unrealized
Cellular Biomedicine Group Inc 0.1%
Value ($000) $8,653 Shares 532,825 Est. Cost $16.99 Unrealized
IP International Paper Co 0.1%
Value ($000) $8,476 Shares 184,052 Est. Cost $31.72 Unrealized +0.5%
FLIR Systems Inc 0.1%
Value ($000) $7,879 Shares 151,307 Est. Cost $53.11 Unrealized
KTOS Kratos Defense & Security Solu 0.1%
Value ($000) $7,689 Shares 426,926 Est. Cost $15.26 Unrealized +21.5%
FCX Freeport-McMoRan Inc 0.1%
Value ($000) $7,600 Shares 579,268 Est. Cost $16.60 Unrealized -38.4%
ANSYS Inc 0.1%
Value ($000) $7,319 Shares 28,435 Est. Cost $175.49 Unrealized
BKR Baker Hughes Co 0.1%
Value ($000) $7,264 Shares 283,425 Est. Cost $23.94 Unrealized -20.1%
Barrick Gold Corp 0.1%
Value ($000) $7,090 Shares 381,372 Est. Cost $14.88 Unrealized
SU Suncor Energy Inc 0.1%
Value ($000) $7,082 Shares 215,926 Est. Cost $24.05 Unrealized +1.8%
AEM Agnico Eagle Mines Ltd 0.1%
Value ($000) $7,050 Shares 114,424 Est. Cost $35.70 Unrealized +41.1%
BTG B2Gold Corp 0.1%
Value ($000) $7,032 Shares 1,753,730 Est. Cost $2.07 Unrealized +36.2%
FANG Diamondback Energy Inc 0.1%
Value ($000) $6,929 Shares 74,622 Est. Cost $89.39 Unrealized -27.5%
Concho Resources Inc 0.1%
Value ($000) $6,862 Shares 78,358 Est. Cost $109.63 Unrealized
DPZ Domino's Pizza Inc 0.1%
Value ($000) $6,854 Shares 23,330 Est. Cost $207.96 Unrealized +23.1%
WY Weyerhaeuser Co 0.1%
Value ($000) $6,507 Shares 215,449 Est. Cost $22.37 Unrealized +3.3%
CAT Caterpillar Inc 0.1%
Value ($000) $6,230 Shares 42,185 Est. Cost $111.98 Unrealized +9.8%
FTI TechnipFMC PLC 0.1%
Value ($000) $6,120 Shares 285,445 Est. Cost $17.90 Unrealized -17.0%
GM General Motors Co 0.1%
Value ($000) $6,006 Shares 164,086 Est. Cost $34.68 Unrealized -0.9%
NUE Nucor Corp 0.1%
Value ($000) $5,997 Shares 106,561 Est. Cost $41.82 Unrealized +15.3%
OXY Occidental Petroleum Corp 0.1%
Value ($000) $5,609 Shares 136,118 Est. Cost $53.27 Unrealized -32.4%
AngloGold Ashanti Ltd 0.1%
Value ($000) $5,418 Shares 242,521 Est. Cost $12.66 Unrealized
SNPS Synopsys Inc 0.1%
Value ($000) $5,162 Shares 37,085 Est. Cost $120.29 Unrealized +14.0%
EOG EOG Resources Inc 0.1%
Value ($000) $5,159 Shares 61,597 Est. Cost $71.55 Unrealized -22.0%
ADM Archer-Daniels-Midland Co 0.1%
Value ($000) $5,131 Shares 110,703 Est. Cost $27.82 Unrealized +28.4%
GRMN Garmin Ltd 0.1%
Value ($000) $4,970 Shares 50,946 Est. Cost $80.55 Unrealized +0.8%
STLD Steel Dynamics Inc 0.1%
Value ($000) $4,898 Shares 143,880 Est. Cost $25.18 Unrealized +12.0%
UPS United Parcel Service Inc 0.1%
Value ($000) $4,754 Shares 40,611 Est. Cost $92.83 Unrealized 0.0%
Organovo Holdings Inc 0.1%
Value ($000) $4,556 Shares 12,807,832 Est. Cost $0.56 Unrealized
TECK Teck Resources Ltd 0.1%
Value ($000) $4,493 Shares 258,660 Est. Cost $22.37 Unrealized -27.1%
AGI Alamos Gold Inc 0.1%
Value ($000) $4,385 Shares 728,447 Est. Cost $5.40 Unrealized -3.9%
CNQ Canadian Natural Resources Ltd 0.1%
Value ($000) $4,217 Shares 130,349 Est. Cost $9.83 Unrealized +0.5%
COP ConocoPhillips 0.1%
Value ($000) $4,194 Shares 64,498 Est. Cost $42.88 Unrealized +10.0%
CTRA Cabot Oil & Gas Corp 0.1%
Value ($000) $4,081 Shares 234,410 Est. Cost $18.96 Unrealized -31.0%
Pioneer Natural Resources Co 0.1%
Value ($000) $4,072 Shares 26,898 Est. Cost $149.75 Unrealized
OIS Oil States International Inc 0.1%
Value ($000) $4,061 Shares 248,977 Est. Cost $24.01 Unrealized -36.7%
MPC Marathon Petroleum Corp 0.1%
Value ($000) $4,055 Shares 67,299 Est. Cost $46.91 Unrealized +10.1%
Calyxt Inc 0.1%
Value ($000) $3,940 Shares 562,030 Est. Cost $15.05 Unrealized
CF CF Industries Holdings Inc 0.1%
Value ($000) $3,865 Shares 80,951 Est. Cost $31.74 Unrealized +26.9%
ALB Albemarle Corp 0.1%
Value ($000) $3,628 Shares 49,673 Est. Cost $97.61 Unrealized -36.9%
LBRT Liberty Oilfield Services Inc 0.1%
Value ($000) $3,564 Shares 320,479 Est. Cost $13.41 Unrealized -29.3%
PKG Packaging Corp of America 0.1%
Value ($000) $3,510 Shares 31,342 Est. Cost $87.84 Unrealized +4.1%
Callon Petroleum Co 0.1%
Value ($000) $3,339 Shares 691,265 Est. Cost $9.27 Unrealized
NEM Newmont Goldcorp Corp 0.0%
Value ($000) $3,119 Shares 71,795 Est. Cost $27.53 Unrealized +18.8%
ARCT Arcturus Therapeutics Holdings 0.0%
Value ($000) $3,050 Shares 280,548 Est. Cost $9.30 Unrealized +12.6%
SCCO Southern Copper Corp 0.0%
Value ($000) $2,996 Shares 70,526 Est. Cost $23.51 Unrealized +17.8%
Bellicum Pharmaceuticals Inc 0.0%
Value ($000) $2,968 Shares 2,300,682 Est. Cost $2.38 Unrealized
PSX Phillips 66 0.0%
Value ($000) $2,824 Shares 25,352 Est. Cost $65.55 Unrealized +33.3%
Linde PLC 0.0%
Value ($000) $2,754 Shares 12,937 Est. Cost $156.02 Unrealized
DD DuPont de Nemours Inc 0.0%
Value ($000) $2,719 Shares 42,355 Est. Cost $27.24 Unrealized -10.0%
ESLT Elbit Systems Ltd 0.0%
Value ($000) $2,660 Shares 17,156 Est. Cost $111.36 Unrealized +37.3%
PTEN Patterson-UTI Energy Inc 0.0%
Value ($000) $2,602 Shares 247,763 Est. Cost $19.95 Unrealized -54.6%
Bunge Ltd 0.0%
Value ($000) $2,320 Shares 40,307 Est. Cost $68.13 Unrealized
Hess Corp 0.0%
Value ($000) $2,264 Shares 33,890 Est. Cost $52.20 Unrealized
WMB Williams Cos Inc/The 0.0%
Value ($000) $2,226 Shares 93,826 Est. Cost $17.18 Unrealized -5.3%
VLO Valero Energy Corp 0.0%
Value ($000) $2,194 Shares 23,425 Est. Cost $62.96 Unrealized +16.9%
MOS Mosaic Co/The 0.0%
Value ($000) $2,158 Shares 99,744 Est. Cost $28.61 Unrealized -38.4%
Univar Solutions Inc 0.0%
Value ($000) $2,148 Shares 88,614 Est. Cost $28.68 Unrealized
OII Oceaneering International Inc 0.0%
Value ($000) $2,027 Shares 135,964 Est. Cost $34.80 Unrealized -60.0%
OKE ONEOK Inc 0.0%
Value ($000) $1,905 Shares 25,175 Est. Cost $35.08 Unrealized +36.0%
WHD Cactus Inc 0.0%
Value ($000) $1,723 Shares 50,214 Est. Cost $33.28 Unrealized -8.8%
China Petroleum & Chemical Cor 0.0%
Value ($000) $1,544 Shares 25,677 Est. Cost $80.61 Unrealized
PBR Petroleo Brasileiro SA 0.0%
Value ($000) $1,509 Shares 94,648 Est. Cost $11.10 Unrealized
Dril-Quip Inc 0.0%
Value ($000) $1,242 Shares 26,482 Est. Cost $75.03 Unrealized
AA Alcoa Corp 0.0%
Value ($000) $1,143 Shares 53,144 Est. Cost $45.67 Unrealized -56.7%
Pluristem Therapeutics Inc 0.0%
Value ($000) $853 Shares 216,415 Est. Cost $3.74 Unrealized
AquaBounty Technologies Inc 0.0%
Value ($000) $817 Shares 376,324 Est. Cost $2.61 Unrealized
IRDM Iridium Communications Inc 0.0%
Value ($000) $809 Shares 32,839 Est. Cost $21.38 Unrealized +12.1%
BBD Banco Bradesco SA 0.0%
Value ($000) $730 Shares 81,547 Est. Cost $9.76 Unrealized
LMT Lockheed Martin Corp 0.0%
Value ($000) $503 Shares 1,291 Est. Cost $251.46 Unrealized +29.2%
HEI HEICO Corp 0.0%
Value ($000) $448 Shares 3,925 Est. Cost $90.25 Unrealized +36.4%
LHX L3Harris Technologies Inc 0.0%
Value ($000) $441 Shares 2,227 Est. Cost $180.55 Unrealized -1.6%
BA Boeing Co/The 0.0%
Value ($000) $338 Shares 1,037 Est. Cost $364.88 Unrealized -3.8%
Aerojet Rocketdyne Holdings In 0.0%
Value ($000) $289 Shares 6,340 Est. Cost $38.74 Unrealized
Spirit AeroSystems Holdings In 0.0%
Value ($000) $288 Shares 3,949 Est. Cost $87.69 Unrealized
TDY Teledyne Technologies Inc 0.0%
Value ($000) $261 Shares 754 Est. Cost $227.41 Unrealized +47.8%
Virgin Galactic Holdings Inc 0.0%
Value ($000) $220 Shares 19,073 Est. Cost $11.53 Unrealized
HON Honeywell International Inc 0.0%
Value ($000) $64 Shares 359 Est. Cost $143.91 Unrealized 0.0%