Nikko Asset Management Americas, Inc. Diversified Active

CIK: 0001480751 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 4, 2020

Total Value ($000): $5,384,131

Holdings (170)

XYZ Square Inc 7.0%
Value ($000) $376,832 Shares 7,194,197 Est. Cost $56.84 Unrealized +20.3%
ILMN Illumina Inc 5.2%
Value ($000) $281,567 Shares 1,030,928 Est. Cost $298.14 Unrealized -6.2%
TSLA Tesla Inc 4.8%
Value ($000) $258,641 Shares 493,589 Est. Cost $16.55 Unrealized +150.5%
Z Zillow Group Inc 3.4%
Value ($000) $181,375 Shares 5,035,394 Est. Cost $40.20 Unrealized +14.9%
Invitae Corp 3.3%
Value ($000) $178,969 Shares 13,092,125 Est. Cost $19.02 Unrealized
CRSP CRISPR Therapeutics AG 3.0%
Value ($000) $159,739 Shares 3,766,541 Est. Cost $44.50 Unrealized +16.0%
AAPL Apple Inc 2.7%
Value ($000) $145,116 Shares 570,673 Est. Cost $39.77 Unrealized +78.7%
TREE LendingTree Inc 2.7%
Value ($000) $144,501 Shares 787,943 Est. Cost $232.96 Unrealized
PINS Pinterest Inc 2.5%
Value ($000) $135,577 Shares 8,780,905 Est. Cost $20.80 Unrealized -6.4%
Splunk Inc 2.4%
Value ($000) $131,493 Shares 1,041,691 Est. Cost $99.85 Unrealized
MELI MercadoLibre Inc 2.2%
Value ($000) $120,011 Shares 245,633 Est. Cost $473.57 Unrealized +30.2%
ROKU Roku Inc 2.2%
Value ($000) $117,304 Shares 1,340,922 Est. Cost $122.41 Unrealized -6.0%
AMZN Amazon.com Inc 2.2%
Value ($000) $117,301 Shares 60,163 Est. Cost $63.70 Unrealized +51.9%
NVDA NVIDIA Corp 2.2%
Value ($000) $117,010 Shares 443,893 Est. Cost $4.58 Unrealized +37.1%
2U Inc 2.0%
Value ($000) $106,223 Shares 5,005,788 Est. Cost $19.75 Unrealized
BABA Alibaba Group Holding Ltd 2.0%
Value ($000) $105,302 Shares 541,456 Est. Cost $163.19 Unrealized
EDIT Editas Medicine Inc 1.9%
Value ($000) $101,285 Shares 5,107,677 Est. Cost $24.06 Unrealized +4.8%
Xilinx Inc 1.8%
Value ($000) $94,944 Shares 1,218,167 Est. Cost $92.78 Unrealized
PRLB Proto Labs Inc 1.7%
Value ($000) $93,746 Shares 1,231,388 Est. Cost $97.98 Unrealized -5.4%
SSYS Stratasys Ltd 1.6%
Value ($000) $87,176 Shares 5,465,567 Est. Cost $24.44 Unrealized -25.5%
NTLA Intellia Therapeutics Inc 1.6%
Value ($000) $86,726 Shares 7,091,263 Est. Cost $15.67 Unrealized -14.1%
NanoString Technologies Inc 1.6%
Value ($000) $86,550 Shares 3,598,769 Est. Cost $26.38 Unrealized
PYPL PayPal Holdings Inc 1.6%
Value ($000) $85,607 Shares 894,163 Est. Cost $83.66 Unrealized +31.7%
VCYT Veracyte Inc 1.5%
Value ($000) $79,918 Shares 3,287,467 Est. Cost $24.28 Unrealized +3.7%
ADSK Autodesk Inc 1.2%
Value ($000) $64,471 Shares 413,011 Est. Cost $170.42 Unrealized +7.7%
ICE Intercontinental Exchange Inc 1.1%
Value ($000) $61,661 Shares 763,607 Est. Cost $71.54 Unrealized +17.4%
WDAY Workday Inc 1.1%
Value ($000) $60,927 Shares 467,880 Est. Cost $181.80 Unrealized -7.3%
PDD Pinduoduo Inc 1.1%
Value ($000) $60,726 Shares 1,685,442 Est. Cost $21.40 Unrealized
CGEN Compugen Ltd 1.1%
Value ($000) $60,699 Shares 8,360,770 Est. Cost $3.85 Unrealized +104.1%
MTLS Materialise NV 1.0%
Value ($000) $52,719 Shares 2,838,938 Est. Cost $18.86 Unrealized
CRM salesforce.com Inc 1.0%
Value ($000) $51,609 Shares 358,443 Est. Cost $124.02 Unrealized +36.6%
LC LendingClub Corp 0.9%
Value ($000) $50,374 Shares 6,417,106 Est. Cost $14.15 Unrealized -21.3%
CERS Cerus Corp 0.9%
Value ($000) $49,799 Shares 10,709,561 Est. Cost $5.29 Unrealized -14.5%
TER Teradyne Inc 0.9%
Value ($000) $49,775 Shares 918,860 Est. Cost $46.34 Unrealized +33.6%
TSM Taiwan Semiconductor Manufactu 0.9%
Value ($000) $48,173 Shares 1,008,023 Est. Cost $41.68 Unrealized
PSTG Pure Storage Inc 0.9%
Value ($000) $47,950 Shares 3,898,413 Est. Cost $16.21 Unrealized 0.0%
TWLO Twilio Inc 0.9%
Value ($000) $47,865 Shares 534,869 Est. Cost $109.76 Unrealized +0.0%
HDB HDFC Bank Ltd 0.8%
Value ($000) $43,217 Shares 1,123,681 Est. Cost $62.81 Unrealized
INTU Intuit Inc 0.7%
Value ($000) $39,271 Shares 170,742 Est. Cost $157.29 Unrealized +65.9%
SE Sea Ltd 0.7%
Value ($000) $36,709 Shares 828,454 Est. Cost $44.31 Unrealized
SNAP Snap Inc 0.7%
Value ($000) $35,478 Shares 2,983,891 Est. Cost $15.77 Unrealized -2.7%
IOVA Iovance Biotherapeutics Inc 0.6%
Value ($000) $33,543 Shares 1,120,522 Est. Cost $13.72 Unrealized +93.3%
TDOC Teladoc Health Inc 0.6%
Value ($000) $32,104 Shares 207,109 Est. Cost $61.05 Unrealized +90.6%
AVAV AeroVironment Inc 0.6%
Value ($000) $31,859 Shares 522,625 Est. Cost $63.26 Unrealized -1.2%
IBKR Interactive Brokers Group Inc 0.6%
Value ($000) $30,810 Shares 713,694 Est. Cost $14.16 Unrealized -17.6%
PD PagerDuty Inc 0.6%
Value ($000) $30,130 Shares 1,743,608 Est. Cost $21.22 Unrealized 0.0%
REGN Regeneron Pharmaceuticals Inc 0.6%
Value ($000) $30,101 Shares 61,646 Est. Cost $334.13 Unrealized +22.8%
Seres Therapeutics Inc 0.6%
Value ($000) $30,053 Shares 8,418,320 Est. Cost $3.86 Unrealized
Syros Pharmaceuticals Inc 0.5%
Value ($000) $29,206 Shares 4,925,206 Est. Cost $9.45 Unrealized
IRDM Iridium Communications Inc 0.5%
Value ($000) $29,135 Shares 1,304,756 Est. Cost $25.77 Unrealized +0.4%
Alteryx Inc 0.5%
Value ($000) $27,357 Shares 287,450 Est. Cost $95.17 Unrealized
SCHW Charles Schwab Corp/The 0.5%
Value ($000) $26,986 Shares 802,672 Est. Cost $41.11 Unrealized -5.9%
GH Guardant Health Inc 0.5%
Value ($000) $26,887 Shares 386,312 Est. Cost $78.69 Unrealized -2.5%
VRSK Verisk Analytics Inc 0.5%
Value ($000) $26,619 Shares 190,980 Est. Cost $103.38 Unrealized +45.9%
DOCU DocuSign Inc 0.5%
Value ($000) $26,468 Shares 286,445 Est. Cost $61.85 Unrealized +30.0%
TMO Thermo Fisher Scientific Inc 0.5%
Value ($000) $26,294 Shares 92,714 Est. Cost $271.07 Unrealized +14.6%
VRTX Vertex Pharmaceuticals Inc 0.5%
Value ($000) $26,275 Shares 110,423 Est. Cost $178.56 Unrealized +28.5%
TWST Twist Bioscience Corp 0.5%
Value ($000) $24,638 Shares 805,706 Est. Cost $26.88 Unrealized 0.0%
TRU TransUnion 0.5%
Value ($000) $24,269 Shares 366,718 Est. Cost $49.59 Unrealized +69.3%
BMY Bristol-Myers Squibb Co 0.4%
Value ($000) $23,023 Shares 413,034 Est. Cost $36.80 Unrealized +32.0%
Twitter Inc 0.4%
Value ($000) $22,644 Shares 922,006 Est. Cost $33.60 Unrealized
META Facebook Inc 0.4%
Value ($000) $21,853 Shares 131,015 Est. Cost $181.44 Unrealized +7.2%
CDNA CareDx Inc 0.4%
Value ($000) $21,719 Shares 994,935 Est. Cost $24.01 Unrealized -6.7%
INCY Incyte Corp 0.4%
Value ($000) $20,868 Shares 284,964 Est. Cost $78.84 Unrealized -4.2%
FATE Fate Therapeutics Inc 0.4%
Value ($000) $20,567 Shares 926,009 Est. Cost $19.26 Unrealized +31.3%
Inovio Pharmaceuticals Inc 0.4%
Value ($000) $20,192 Shares 2,713,984 Est. Cost $3.39 Unrealized
GWRE Guidewire Software Inc 0.4%
Value ($000) $20,044 Shares 252,728 Est. Cost $79.17 Unrealized +31.9%
IONS Ionis Pharmaceuticals Inc 0.3%
Value ($000) $18,019 Shares 381,112 Est. Cost $65.76 Unrealized -15.2%
NFLX Netflix Inc 0.3%
Value ($000) $17,700 Shares 47,138 Est. Cost $32.24 Unrealized +9.7%
TRMB Trimble Inc 0.3%
Value ($000) $16,300 Shares 512,081 Est. Cost $36.62 Unrealized +6.8%
ZS Zscaler Inc 0.3%
Value ($000) $16,072 Shares 264,075 Est. Cost $46.85 Unrealized +17.5%
CDXS Codexis Inc 0.3%
Value ($000) $15,614 Shares 1,399,119 Est. Cost $17.68 Unrealized -20.9%
CTVA Corteva Inc 0.3%
Value ($000) $14,255 Shares 606,596 Est. Cost $26.67 Unrealized -4.1%
China Biologic Products Holdin 0.2%
Value ($000) $12,329 Shares 114,227 Est. Cost $96.54 Unrealized
CLLS Cellectis SA 0.2%
Value ($000) $11,878 Shares 1,291,073 Est. Cost $16.96 Unrealized
RIO Rio Tinto PLC 0.2%
Value ($000) $10,710 Shares 235,078 Est. Cost $44.08 Unrealized
BHP Group PLC 0.2%
Value ($000) $10,699 Shares 352,631 Est. Cost $35.31 Unrealized
SRPT Sarepta Therapeutics Inc 0.2%
Value ($000) $10,695 Shares 109,335 Est. Cost $122.96 Unrealized -7.0%
ExOne Co/The 0.2%
Value ($000) $10,450 Shares 1,635,394 Est. Cost $8.85 Unrealized
JD JD.com Inc 0.2%
Value ($000) $10,302 Shares 254,365 Est. Cost $33.03 Unrealized
DE Deere & Co 0.2%
Value ($000) $9,928 Shares 71,858 Est. Cost $131.01 Unrealized +11.2%
PSNL Personalis Inc 0.2%
Value ($000) $9,803 Shares 1,214,710 Est. Cost $15.79 Unrealized -41.1%
PGEN Precigen Inc 0.2%
Value ($000) $9,361 Shares 2,753,134 Est. Cost $4.32 Unrealized 0.0%
FLIR Systems Inc 0.2%
Value ($000) $8,828 Shares 276,811 Est. Cost $43.49 Unrealized
NXPI NXP Semiconductors NV 0.2%
Value ($000) $8,325 Shares 100,390 Est. Cost $83.38 Unrealized +27.2%
CAT Caterpillar Inc 0.2%
Value ($000) $8,314 Shares 71,650 Est. Cost $112.56 Unrealized +0.7%
NTR Nutrien Ltd 0.1%
Value ($000) $8,036 Shares 236,775 Est. Cost $38.37 Unrealized -14.5%
Cellular Biomedicine Group Inc 0.1%
Value ($000) $7,541 Shares 476,673 Est. Cost $16.99 Unrealized
CVX Chevron Corp 0.1%
Value ($000) $7,296 Shares 100,689 Est. Cost $72.20 Unrealized +5.3%
BIDU Baidu Inc 0.1%
Value ($000) $7,283 Shares 72,263 Est. Cost $216.17 Unrealized
Aptiv PLC 0.1%
Value ($000) $6,825 Shares 138,614 Est. Cost $87.36 Unrealized
GOOG Alphabet Inc 0.1%
Value ($000) $6,707 Shares 5,768 Est. Cost $51.96 Unrealized +29.6%
TOTAL SA 0.1%
Value ($000) $6,327 Shares 169,904 Est. Cost $51.60 Unrealized
KTOS Kratos Defense & Security Solu 0.1%
Value ($000) $6,050 Shares 437,140 Est. Cost $15.30 Unrealized +12.6%
XOM Exxon Mobil Corp 0.1%
Value ($000) $5,951 Shares 156,719 Est. Cost $54.97 Unrealized -23.4%
Royal Dutch Shell PLC 0.1%
Value ($000) $5,563 Shares 159,455 Est. Cost $61.52 Unrealized
UPS United Parcel Service Inc 0.1%
Value ($000) $5,420 Shares 58,021 Est. Cost $89.55 Unrealized -8.6%
Barrick Gold Corp 0.1%
Value ($000) $5,344 Shares 291,730 Est. Cost $14.88 Unrealized
Organovo Holdings Inc 0.1%
Value ($000) $5,251 Shares 12,807,832 Est. Cost $0.56 Unrealized
Bluebird Bio Inc 0.1%
Value ($000) $4,879 Shares 106,151 Est. Cost $121.15 Unrealized
SLB Schlumberger Ltd 0.1%
Value ($000) $4,622 Shares 342,624 Est. Cost $51.47 Unrealized -50.9%
DPZ Domino's Pizza Inc 0.1%
Value ($000) $4,521 Shares 13,951 Est. Cost $207.96 Unrealized +38.1%
BP BP PLC 0.1%
Value ($000) $4,385 Shares 179,775 Est. Cost $39.76 Unrealized
IP International Paper Co 0.1%
Value ($000) $4,377 Shares 140,603 Est. Cost $31.72 Unrealized -10.2%
ANSYS Inc 0.1%
Value ($000) $4,231 Shares 18,199 Est. Cost $175.49 Unrealized
BTG B2Gold Corp 0.1%
Value ($000) $4,117 Shares 1,345,300 Est. Cost $2.07 Unrealized +53.3%
Linde PLC 0.1%
Value ($000) $3,880 Shares 22,427 Est. Cost $163.21 Unrealized
SPOT Spotify Technology SA 0.1%
Value ($000) $3,850 Shares 31,701 Est. Cost $142.37 Unrealized -0.6%
GRMN Garmin Ltd 0.1%
Value ($000) $3,679 Shares 49,078 Est. Cost $80.55 Unrealized -1.7%
NEM Newmont Corp 0.1%
Value ($000) $3,625 Shares 80,051 Est. Cost $28.60 Unrealized +32.5%
SNPS Synopsys Inc 0.1%
Value ($000) $3,500 Shares 27,174 Est. Cost $120.29 Unrealized +18.2%
AEM Agnico Eagle Mines Ltd 0.1%
Value ($000) $3,483 Shares 87,543 Est. Cost $35.70 Unrealized +28.4%
ARCT Arcturus Therapeutics Holdings 0.1%
Value ($000) $3,466 Shares 255,066 Est. Cost $9.30 Unrealized +37.7%
ROK Rockwell Automation Inc 0.1%
Value ($000) $3,247 Shares 21,513 Est. Cost $167.26 Unrealized 0.0%
AngloGold Ashanti Ltd 0.1%
Value ($000) $3,086 Shares 185,557 Est. Cost $12.66 Unrealized
FCX Freeport-McMoRan Inc 0.1%
Value ($000) $2,989 Shares 442,870 Est. Cost $16.60 Unrealized -41.1%
ADM Archer-Daniels-Midland Co 0.1%
Value ($000) $2,978 Shares 84,653 Est. Cost $27.82 Unrealized +24.2%
NUE Nucor Corp 0.1%
Value ($000) $2,936 Shares 81,504 Est. Cost $41.82 Unrealized -5.5%
WY Weyerhaeuser Co 0.1%
Value ($000) $2,793 Shares 164,768 Est. Cost $22.37 Unrealized -5.3%
AGI Alamos Gold Inc 0.1%
Value ($000) $2,786 Shares 557,245 Est. Cost $5.40 Unrealized +3.6%
SU Suncor Energy Inc 0.1%
Value ($000) $2,700 Shares 170,855 Est. Cost $24.05 Unrealized -13.6%
Concho Resources Inc 0.0%
Value ($000) $2,604 Shares 60,774 Est. Cost $109.63 Unrealized
BKR Baker Hughes Co 0.0%
Value ($000) $2,525 Shares 240,497 Est. Cost $23.94 Unrealized -33.5%
STLD Steel Dynamics Inc 0.0%
Value ($000) $2,482 Shares 110,130 Est. Cost $25.18 Unrealized -3.3%
HAL Halliburton Co 0.0%
Value ($000) $2,255 Shares 329,218 Est. Cost $35.98 Unrealized -56.6%
PKG Packaging Corp of America 0.0%
Value ($000) $2,075 Shares 23,899 Est. Cost $87.84 Unrealized -7.8%
FANG Diamondback Energy Inc 0.0%
Value ($000) $1,928 Shares 73,583 Est. Cost $89.39 Unrealized -44.9%
EOG EOG Resources Inc 0.0%
Value ($000) $1,909 Shares 53,152 Est. Cost $71.55 Unrealized -30.6%
Pioneer Natural Resources Co 0.0%
Value ($000) $1,707 Shares 24,333 Est. Cost $149.75 Unrealized
CNQ Canadian Natural Resources Ltd 0.0%
Value ($000) $1,700 Shares 125,481 Est. Cost $9.83 Unrealized -11.0%
FTI TechnipFMC PLC 0.0%
Value ($000) $1,690 Shares 250,807 Est. Cost $17.90 Unrealized -41.0%
CF CF Industries Holdings Inc 0.0%
Value ($000) $1,686 Shares 61,985 Est. Cost $31.74 Unrealized +1.3%
Calyxt Inc 0.0%
Value ($000) $1,662 Shares 499,087 Est. Cost $15.05 Unrealized
ESLT Elbit Systems Ltd 0.0%
Value ($000) $1,659 Shares 12,994 Est. Cost $111.36 Unrealized +23.8%
SCCO Southern Copper Corp 0.0%
Value ($000) $1,519 Shares 53,959 Est. Cost $23.51 Unrealized +14.3%
COP ConocoPhillips 0.0%
Value ($000) $1,499 Shares 48,685 Est. Cost $42.88 Unrealized -4.4%
TECK Teck Resources Ltd 0.0%
Value ($000) $1,497 Shares 197,988 Est. Cost $22.37 Unrealized -46.5%
VLO Valero Energy Corp 0.0%
Value ($000) $1,413 Shares 31,146 Est. Cost $61.53 Unrealized -7.1%
CTRA Cabot Oil & Gas Corp 0.0%
Value ($000) $1,406 Shares 81,816 Est. Cost $18.96 Unrealized -36.7%
MPC Marathon Petroleum Corp 0.0%
Value ($000) $1,279 Shares 54,154 Est. Cost $46.91 Unrealized -18.2%
PSX Phillips 66 0.0%
Value ($000) $1,273 Shares 23,726 Est. Cost $65.55 Unrealized -2.7%
Bunge Ltd 0.0%
Value ($000) $1,257 Shares 30,624 Est. Cost $68.13 Unrealized
OXY Occidental Petroleum Corp 0.0%
Value ($000) $1,217 Shares 105,087 Est. Cost $53.27 Unrealized -43.6%
WMB Williams Cos Inc/The 0.0%
Value ($000) $1,040 Shares 73,469 Est. Cost $17.18 Unrealized -18.6%
Bellicum Pharmaceuticals Inc 0.0%
Value ($000) $1,025 Shares 217,696 Est. Cost $4.71 Unrealized
Hess Corp 0.0%
Value ($000) $976 Shares 29,303 Est. Cost $52.20 Unrealized
China Petroleum & Chemical Cor 0.0%
Value ($000) $956 Shares 19,624 Est. Cost $80.61 Unrealized
Univar Solutions Inc 0.0%
Value ($000) $870 Shares 81,156 Est. Cost $28.68 Unrealized
LBRT Liberty Oilfield Services Inc 0.0%
Value ($000) $868 Shares 322,807 Est. Cost $13.41 Unrealized -48.0%
MOS Mosaic Co/The 0.0%
Value ($000) $845 Shares 78,098 Est. Cost $28.61 Unrealized -47.2%
ALB Albemarle Corp 0.0%
Value ($000) $836 Shares 14,833 Est. Cost $97.61 Unrealized -27.2%
Pluristem Therapeutics Inc 0.0%
Value ($000) $750 Shares 204,362 Est. Cost $3.74 Unrealized
Dril-Quip Inc 0.0%
Value ($000) $638 Shares 20,919 Est. Cost $75.03 Unrealized
WHD Cactus Inc 0.0%
Value ($000) $606 Shares 52,210 Est. Cost $32.97 Unrealized -23.8%
AquaBounty Technologies Inc 0.0%
Value ($000) $578 Shares 354,384 Est. Cost $2.61 Unrealized
PTEN Patterson-UTI Energy Inc 0.0%
Value ($000) $459 Shares 195,308 Est. Cost $19.95 Unrealized -67.6%
OKE ONEOK Inc 0.0%
Value ($000) $454 Shares 20,814 Est. Cost $35.08 Unrealized +17.4%
LMT Lockheed Martin Corp 0.0%
Value ($000) $449 Shares 1,326 Est. Cost $253.66 Unrealized +32.0%
BBD Banco Bradesco SA 0.0%
Value ($000) $416 Shares 102,377 Est. Cost $8.60 Unrealized
PBR Petroleo Brasileiro SA 0.0%
Value ($000) $410 Shares 74,635 Est. Cost $11.10 Unrealized
OIS Oil States International Inc 0.0%
Value ($000) $399 Shares 196,749 Est. Cost $24.01 Unrealized -61.8%
LHX L3Harris Technologies Inc 0.0%
Value ($000) $362 Shares 2,011 Est. Cost $180.55 Unrealized +0.8%
OII Oceaneering International Inc 0.0%
Value ($000) $313 Shares 106,556 Est. Cost $34.80 Unrealized -70.0%
Aerojet Rocketdyne Holdings In 0.0%
Value ($000) $269 Shares 6,430 Est. Cost $38.79 Unrealized
HEI HEICO Corp 0.0%
Value ($000) $266 Shares 3,561 Est. Cost $90.25 Unrealized +21.1%
Virgin Galactic Holdings Inc 0.0%
Value ($000) $227 Shares 15,347 Est. Cost $11.53 Unrealized
HON Honeywell International Inc 0.0%
Value ($000) $210 Shares 1,571 Est. Cost $138.25 Unrealized -1.2%
TDY Teledyne Technologies Inc 0.0%
Value ($000) $170 Shares 572 Est. Cost $227.41 Unrealized +51.1%
Spirit AeroSystems Holdings In 0.0%
Value ($000) $119 Shares 4,966 Est. Cost $74.64 Unrealized
BA Boeing Co/The 0.0%
Value ($000) $92 Shares 618 Est. Cost $364.88 Unrealized -25.2%