ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Oct 19, 2018

Total Value ($000): $699,727 (100.0% shares, 0.0% debt)

Holdings (133)

BA BOEING CO 4.9%
Value ($000) $34,601 Shares 93,038 Est. Cost $117.94 Unrealized +187.5%
MASTERCARD INCORPORATED 4.4%
Value ($000) $30,958 Shares 139,067 Est. Cost $97.45 Unrealized
MSFT MICROSOFT CORP 4.2%
Value ($000) $29,262 Shares 255,854 Est. Cost $44.46 Unrealized +126.7%
JPMORGAN CHASE & CO 3.7%
Value ($000) $25,888 Shares 229,420 Est. Cost $62.75 Unrealized
PAYPAL INC COM 3.4%
Value ($000) $23,668 Shares 269,448 Est. Cost $41.65 Unrealized
MAR MARRIOTT INTERNATIONAL CLASS A 3.3%
Value ($000) $23,343 Shares 176,800 Est. Cost $61.07 Unrealized +96.8%
BAC BANK OF AMERICA CORP 2.9%
Value ($000) $20,528 Shares 696,793 Est. Cost $12.44 Unrealized +104.8%
RAYTHEON CO COM 2.8%
Value ($000) $19,677 Shares 95,214 Est. Cost $137.51 Unrealized
MERCK & CO INC 2.7%
Value ($000) $19,039 Shares 268,383 Est. Cost $53.42 Unrealized
HD HOME DEPOT INC 2.5%
Value ($000) $17,538 Shares 84,664 Est. Cost $98.25 Unrealized +71.0%
HPQ HP INC 2.4%
Value ($000) $17,051 Shares 661,676 Est. Cost $14.11 Unrealized +33.2%
LMT LOCKHEED MARTIN CORP 2.4%
Value ($000) $16,978 Shares 49,074 Est. Cost $240.70 Unrealized +9.8%
WMT WAL-MART STORES INC 2.4%
Value ($000) $16,951 Shares 180,504 Est. Cost $27.56 Unrealized -0.8%
ADP AUTOMATIC DATA PROCESSING 2.4%
Value ($000) $16,841 Shares 111,780 Est. Cost $66.20 Unrealized +82.5%
AXP AMERICAN EXPRESS CO 2.4%
Value ($000) $16,602 Shares 155,897 Est. Cost $81.16 Unrealized +16.0%
HON HONEYWELL INTL INC 2.3%
Value ($000) $16,393 Shares 98,517 Est. Cost $83.94 Unrealized +44.9%
ABT ABBOTT LABORATORIES 2.3%
Value ($000) $16,371 Shares 223,158 Est. Cost $34.71 Unrealized +66.6%
PEP PEPSICO INC 2.1%
Value ($000) $14,424 Shares 129,014 Est. Cost $69.82 Unrealized +29.4%
FDX FEDEX CORP 2.0%
Value ($000) $14,313 Shares 59,444 Est. Cost $170.77 Unrealized +24.3%
C CITIGROUP INC 2.0%
Value ($000) $14,032 Shares 195,593 Est. Cost $40.58 Unrealized +35.0%
UNITED TECHNOLOGIES CORP 1.9%
Value ($000) $13,074 Shares 93,510 Est. Cost $109.85 Unrealized
SUNTRUST BANKS INC 1.8%
Value ($000) $12,311 Shares 184,329 Est. Cost $41.34 Unrealized
META FACEBOOK INC-A 1.7%
Value ($000) $12,214 Shares 74,270 Est. Cost $155.68 Unrealized +15.5%
AMGN AMGEN INC 1.7%
Value ($000) $11,715 Shares 56,513 Est. Cost $118.19 Unrealized +33.2%
BK BANK OF NEW YORK MELLON CORP 1.7%
Value ($000) $11,694 Shares 229,348 Est. Cost $30.97 Unrealized +37.9%
ROYAL CARIBBEAN CRUISES LTD 1.6%
Value ($000) $11,491 Shares 88,435 Est. Cost $88.16 Unrealized
EMR EMERSON ELECTRIC CO 1.6%
Value ($000) $11,344 Shares 148,138 Est. Cost $47.51 Unrealized +30.4%
NUE NUCOR CORP 1.6%
Value ($000) $11,081 Shares 174,644 Est. Cost $50.28 Unrealized +8.6%
NEXTERA ENERGY INC 1.6%
Value ($000) $11,005 Shares 65,662 Est. Cost $104.40 Unrealized
UNH UNITEDHEALTH GROUP INC 1.5%
Value ($000) $10,736 Shares 40,354 Est. Cost $148.86 Unrealized +54.9%
TXN TEXAS INSTRUMENTS INC 1.5%
Value ($000) $10,511 Shares 97,972 Est. Cost $75.17 Unrealized +20.1%
ACTIVISION BLIZZARD INC 1.4%
Value ($000) $9,501 Shares 114,205 Est. Cost $48.89 Unrealized
TRV TRAVELERS COS INC/THE 1.3%
Value ($000) $9,191 Shares 70,859 Est. Cost $96.63 Unrealized +13.7%
TMO THERMO FISHER SCIENTIFIC INC 1.3%
Value ($000) $8,940 Shares 36,628 Est. Cost $152.57 Unrealized +47.9%
CAT CATERPILLAR INC 1.2%
Value ($000) $8,270 Shares 54,231 Est. Cost $125.46 Unrealized -3.9%
JNJ JOHNSON & JOHNSON 1.0%
Value ($000) $6,768 Shares 48,986 Est. Cost $96.65 Unrealized +11.8%
XOM EXXON MOBIL CORP 0.9%
Value ($000) $6,553 Shares 77,081 Est. Cost $57.86 Unrealized +0.6%
SLB SCHLUMBERGER LTD 0.9%
Value ($000) $6,480 Shares 106,365 Est. Cost $57.49 Unrealized -9.5%
ADI ANALOG DEVICES INC 0.8%
Value ($000) $5,535 Shares 59,865 Est. Cost $76.55 Unrealized +9.5%
MS MORGAN STANLEY 0.8%
Value ($000) $5,471 Shares 117,469 Est. Cost $21.73 Unrealized +79.2%
AON PLC SHS CL A 0.7%
Value ($000) $5,150 Shares 33,492 Est. Cost $81.24 Unrealized
CVX CHEVRON CORP 0.7%
Value ($000) $4,881 Shares 39,913 Est. Cost $68.87 Unrealized +27.6%
DOWDUPONT INC 0.7%
Value ($000) $4,870 Shares 75,721 Est. Cost $69.34 Unrealized
INTC INTEL CORP 0.7%
Value ($000) $4,869 Shares 102,967 Est. Cost $34.39 Unrealized +20.7%
AMZN AMAZON.COM INC 0.7%
Value ($000) $4,729 Shares 2,361 Est. Cost $29.07 Unrealized +223.5%
NETFLIX COM INC 0.6%
Value ($000) $4,524 Shares 12,091 Est. Cost $151.38 Unrealized
MAS MASCO CORP 0.6%
Value ($000) $4,446 Shares 121,489 Est. Cost $21.51 Unrealized +58.8%
WFC WELLS FARGO & CO 0.6%
Value ($000) $4,344 Shares 82,653 Est. Cost $44.66 Unrealized +4.1%
VZ VERIZON COMMUNICATIONS INC 0.6%
Value ($000) $4,242 Shares 79,445 Est. Cost $31.16 Unrealized +14.4%
NKE NIKE INC-CL B 0.6%
Value ($000) $3,905 Shares 46,098 Est. Cost $70.97 Unrealized +2.8%
PM PHILIP MORRIS INTERNATIONAL IN 0.5%
Value ($000) $3,796 Shares 46,557 Est. Cost $65.11 Unrealized -14.8%
AAPL APPLE INC 0.5%
Value ($000) $3,287 Shares 14,559 Est. Cost $29.35 Unrealized +67.9%
USB US BANCORP 0.4%
Value ($000) $2,817 Shares 53,336 Est. Cost $28.53 Unrealized +37.2%
GD GENERAL DYNAMICS CORP 0.4%
Value ($000) $2,642 Shares 12,906 Est. Cost $159.60 Unrealized +3.6%
CSCO CISCO SYSTEMS INC 0.4%
Value ($000) $2,455 Shares 50,454 Est. Cost $24.48 Unrealized +47.2%
BB&T CORP 0.3%
Value ($000) $1,963 Shares 40,443 Est. Cost $35.70 Unrealized
APD AIR PRODUCTS & CHEMICALS INC 0.2%
Value ($000) $1,645 Shares 9,845 Est. Cost $76.47 Unrealized +77.8%
QCOM QUALCOMM INC 0.2%
Value ($000) $1,469 Shares 20,400 Est. Cost $51.91 Unrealized +5.3%
T AT&T INC 0.2%
Value ($000) $1,397 Shares 41,604 Est. Cost $15.43 Unrealized -6.2%
DXC DXC TECHNOLOGY CO 0.2%
Value ($000) $1,371 Shares 14,657 Est. Cost $82.30 Unrealized +2.9%
GOOGL ALPHABET INC-CL A 0.2%
Value ($000) $1,360 Shares 1,127 Est. Cost $45.06 Unrealized +33.3%
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $1,341 Shares 1,124 Est. Cost $41.87 Unrealized +42.0%
MMM 3M CO 0.2%
Value ($000) $1,186 Shares 5,628 Est. Cost $106.30 Unrealized +24.4%
ALL ALLSTATE CORP 0.2%
Value ($000) $1,158 Shares 11,737 Est. Cost $51.47 Unrealized +59.4%
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $1,129 Shares 13,566 Est. Cost $59.63 Unrealized +13.7%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $1,068 Shares 9,130 Est. Cost $79.14 Unrealized +34.6%
MCD MCDONALDS CORP 0.2%
Value ($000) $1,053 Shares 6,294 Est. Cost $111.88 Unrealized +20.5%
PFE PFIZER INC 0.1%
Value ($000) $1,042 Shares 23,636 Est. Cost $19.83 Unrealized +39.5%
DE DEERE & CO 0.1%
Value ($000) $952 Shares 6,330 Est. Cost $67.54 Unrealized +90.4%
CL COLGATE-PALMOLIVE CO 0.1%
Value ($000) $857 Shares 12,808 Est. Cost $49.90 Unrealized +12.2%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $814 Shares 4,999 Est. Cost $76.01 Unrealized +68.1%
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $703 Shares 4,684 Est. Cost $93.73 Unrealized +44.1%
IVV ISHARES CORE S&P 500 ETF 0.1%
Value ($000) $701 Shares 2,396 Est. Cost $265.16 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $696 Shares 3,251 Est. Cost $161.48 Unrealized +27.1%
ALLERGAN PLC 0.1%
Value ($000) $696 Shares 3,652 Est. Cost $262.49 Unrealized
ABBV ABBVIE INC 0.1%
Value ($000) $606 Shares 6,403 Est. Cost $42.33 Unrealized +63.4%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $574 Shares 3,372 Est. Cost $122.59 Unrealized
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $555 Shares 2,731 Est. Cost $162.39 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $554 Shares 7,170 Est. Cost $42.77 Unrealized +32.9%
MO ALTRIA GROUP INC 0.1%
Value ($000) $549 Shares 9,111 Est. Cost $34.14 Unrealized -1.7%
PRU PRUDENTIAL FINANCIAL INC 0.1%
Value ($000) $537 Shares 5,296 Est. Cost $48.12 Unrealized +42.6%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $531 Shares 1,828 Est. Cost $226.16 Unrealized
VTSAX VANGUARD INDEX TR VANGUARD TOT 0.1%
Value ($000) $526 Shares 7,218 Est. Cost $56.93 Unrealized
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value ($000) $503 Shares 6,458 Est. Cost $62.71 Unrealized
KHC KRAFT HEINZ CO 0.1%
Value ($000) $500 Shares 9,080 Est. Cost $52.44 Unrealized -20.3%
AMT AMERICAN TOWER CORP 0.1%
Value ($000) $493 Shares 3,390 Est. Cost $93.39 Unrealized +29.3%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $484 Shares 14,113 Est. Cost $27.90 Unrealized
ADBE ADOBE SYSTEMS INC 0.1%
Value ($000) $460 Shares 1,704 Est. Cost $208.72 Unrealized +23.5%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $447 Shares 5,660 Est. Cost $18.42 Unrealized +108.8%
CBS CORP-CLASS B NON VOTING 0.1%
Value ($000) $432 Shares 7,522 Est. Cost $49.12 Unrealized
PNC PNC FINANCIAL SVCS GROUP INC 0.1%
Value ($000) $428 Shares 3,142 Est. Cost $68.38 Unrealized +60.1%
SO SOUTHERN CO/THE 0.1%
Value ($000) $409 Shares 9,371 Est. Cost $32.32 Unrealized +6.1%
COLONY NORTH INC 7.125 0.1%
Value ($000) $398 Shares 17,500 Est. Cost $23.14 Unrealized
SALESFORCE.COM INC 0.1%
Value ($000) $395 Shares 2,484 Est. Cost $116.34 Unrealized
ORACLE CORPORATION 0.1%
Value ($000) $382 Shares 7,413 Est. Cost $42.03 Unrealized
VFIAX VANGUARD 500 INDEX TR ADMIRAL 0.1%
Value ($000) $350 Shares 1,301 Est. Cost $213.61 Unrealized
DHR DANAHER CORP 0.0%
Value ($000) $349 Shares 3,216 Est. Cost $84.74 Unrealized +3.9%
GS GOLDMAN SACHS GROUP INC 0.0%
Value ($000) $347 Shares 1,546 Est. Cost $208.41 Unrealized -5.8%
CHUBB LTD 0.0%
Value ($000) $345 Shares 2,580 Est. Cost $132.74 Unrealized
AEP AMERICAN ELECTRIC POWER 0.0%
Value ($000) $332 Shares 4,680 Est. Cost $44.67 Unrealized +22.9%
KO COCA-COLA CO/THE 0.0%
Value ($000) $322 Shares 6,972 Est. Cost $31.80 Unrealized +14.2%
UPS UNITED PARCEL SERVICE-CL B 0.0%
Value ($000) $321 Shares 2,752 Est. Cost $83.64 Unrealized +5.7%
PEG PUBLIC SERVICE ENTERPRISE GROU 0.0%
Value ($000) $315 Shares 5,967 Est. Cost $38.15 Unrealized +6.7%
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value ($000) $289 Shares 12,000 Est. Cost $23.25 Unrealized
BDX BECTON DICKINSON AND CO 0.0%
Value ($000) $276 Shares 1,057 Est. Cost $152.63 Unrealized +44.3%
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $273 Shares 2,500 Est. Cost $82.72 Unrealized +14.5%
INTU INTUIT INC 0.0%
Value ($000) $272 Shares 1,196 Est. Cost $159.49 Unrealized +28.2%
CELGENE CORP 0.0%
Value ($000) $268 Shares 3,000 Est. Cost $109.40 Unrealized
HARRIS CORP 0.0%
Value ($000) $263 Shares 1,553 Est. Cost $142.65 Unrealized
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $254 Shares 10,000 Est. Cost $25.00 Unrealized
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $254 Shares 10,000 Est. Cost $25.00 Unrealized
IDEXX LABS INC 0.0%
Value ($000) $250 Shares 1,000 Est. Cost $218.00 Unrealized
LOW LOWES COMPANIES INC 0.0%
Value ($000) $248 Shares 2,156 Est. Cost $78.69 Unrealized +15.7%
WM WASTE MANAGEMENT INC 0.0%
Value ($000) $241 Shares 2,670 Est. Cost $65.63 Unrealized +19.2%
SPIRIT REALTY CAP INC 6 0.0%
Value ($000) $228 Shares 10,000 Est. Cost $21.70 Unrealized
CME CME GROUP INC 0.0%
Value ($000) $218 Shares 1,283 Est. Cost $129.10 Unrealized 0.0%
PRICE T ROWE GROUP INC 0.0%
Value ($000) $215 Shares 1,972 Est. Cost $105.08 Unrealized
SBUX STARBUCKS CORP 0.0%
Value ($000) $212 Shares 3,724 Est. Cost $45.07 Unrealized 0.0%
COF CAPITAL ONE FINANCIAL CORP 0.0%
Value ($000) $209 Shares 2,200 Est. Cost $79.30 Unrealized +8.0%
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $208 Shares 2,514 Est. Cost $65.59 Unrealized +14.8%
HP HELMERICH & PAYNE 0.0%
Value ($000) $206 Shares 3,000 Est. Cost $63.84 Unrealized 0.0%
COWEN INC 7.35 0.0%
Value ($000) $205 Shares 8,000 Est. Cost $25.25 Unrealized
GOLAR LNG PARTNERS LP 8.75 0.0%
Value ($000) $204 Shares 8,000 Est. Cost $25.13 Unrealized
UNUM GROUP 6.25 PFD 0.0%
Value ($000) $202 Shares 8,000 Est. Cost $25.25 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $199 Shares 25,000 Est. Cost $7.76 Unrealized
HBAN HUNTINGTON BANCSHARES INC 0.0%
Value ($000) $161 Shares 10,805 Est. Cost $11.01 Unrealized +0.9%
MCEWEN MINING 0.0%
Value ($000) $26 Shares 13,500 Est. Cost $3.70 Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $1 Shares 10,000 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized