ABNER HERRMAN & BROCK LLC Diversified Active

Location: Jersey City, NJ

CIK: 0001038661 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 11, 2019

Total Value: $677M (100.0% shares, 0.0% debt)

Holdings (130)

BA BOEING CO/THE 5.4%
Value $36.43M Shares 95,750 Est. Cost $141.07 Unrealized +149.8%
MSFT MICROSOFT CORP 5.1%
Value $34.51M Shares 248,180 Est. Cost $45.16 Unrealized +187.7%
MA MASTERCARD INC - A 4.9%
Value $33.41M Shares 123,035 Est. Cost $207.20 Unrealized +28.4%
JPM JPMORGAN CHASE & CO 3.8%
Value $25.98M Shares 220,707 Est. Cost $85.34 Unrealized +11.4%
MRK MERCK & CO. INC. 3.7%
Value $25M Shares 297,003 Est. Cost $60.29 Unrealized +8.6%
PYPL PAYPAL HOLDINGS INC 3.5%
Value $23.86M Shares 230,380 Est. Cost $94.45 Unrealized +16.4%
ABT ABBOTT LABORATORIES 3.4%
Value $23.17M Shares 276,941 Est. Cost $41.13 Unrealized +85.0%
WMT WALMART INC 3.4%
Value $22.86M Shares 192,608 Est. Cost $27.65 Unrealized +24.6%
ADP AUTOMATIC DATA PROCESSING 3.2%
Value $21.76M Shares 134,790 Est. Cost $77.06 Unrealized +86.8%
LMT LOCKHEED MARTIN CORP 3.1%
Value $21.32M Shares 54,648 Est. Cost $241.05 Unrealized +31.3%
HD HOME DEPOT INC 3.0%
Value $20.46M Shares 88,178 Est. Cost $101.67 Unrealized +84.0%
RAYTHEON COMPANY 2.9%
Value $19.44M Shares 99,102 Est. Cost $141.21 Unrealized
AXP AMERICAN EXPRESS CO 2.9%
Value $19.36M Shares 163,705 Est. Cost $81.85 Unrealized +37.5%
BAC BANK OF AMERICA CORP 2.8%
Value $19.27M Shares 660,652 Est. Cost $12.69 Unrealized +93.6%
PEP PEPSICO INC 2.7%
Value $18.25M Shares 133,116 Est. Cost $71.70 Unrealized +52.5%
MAR MARRIOTT INTERNATIONAL -CL A 2.6%
Value $17.81M Shares 143,177 Est. Cost $61.07 Unrealized +107.5%
NKE NIKE INC -CL B 2.6%
Value $17.45M Shares 185,805 Est. Cost $71.04 Unrealized +10.9%
AON PLC SHS CL A 2.4%
Value $16.2M Shares 83,715 Est. Cost $134.84 Unrealized
CSCO CISCO SYSTEMS INC 2.4%
Value $16.17M Shares 327,244 Est. Cost $36.35 Unrealized +17.7%
HON HONEYWELL INTERNATIONAL INC 2.2%
Value $14.88M Shares 87,955 Est. Cost $85.47 Unrealized +63.0%
NEE NEXTERA ENERGY INC 2.1%
Value $14.52M Shares 62,312 Est. Cost $38.59 Unrealized +19.8%
VZ VERIZON COMMUNICATIONS INC 1.8%
Value $12.41M Shares 205,569 Est. Cost $36.02 Unrealized +12.3%
JNJ JOHNSON & JOHNSON 1.7%
Value $11.78M Shares 91,035 Est. Cost $105.69 Unrealized +4.1%
TMO THERMO FISHER SCIENTIFIC INC 1.7%
Value $11.7M Shares 40,175 Est. Cost $160.69 Unrealized +75.3%
UNH UNITEDHEALTH GROUP INC 1.7%
Value $11.68M Shares 53,766 Est. Cost $168.98 Unrealized +28.5%
SUNTRUST BANKS INC 1.6%
Value $10.75M Shares 156,191 Est. Cost $41.34 Unrealized
ORCL ORACLE CORP 1.5%
Value $10.4M Shares 188,956 Est. Cost $46.32 Unrealized +8.7%
TRV TRAVELERS COS INC/THE 1.5%
Value $10.18M Shares 68,428 Est. Cost $96.63 Unrealized +34.1%
EMR EMERSON ELECTRIC CO 1.4%
Value $9.758M Shares 145,940 Est. Cost $47.51 Unrealized +14.4%
BDX BECTON DICKINSON AND CO 1.4%
Value $9.352M Shares 36,972 Est. Cost $210.34 Unrealized +6.3%
METLIFE INC 1.2%
Value $8.435M Shares 178,864 Est. Cost $47.66 Unrealized
CMCSA COMCAST CORP-CLASS A 1.2%
Value $8.371M Shares 185,691 Est. Cost $36.16 Unrealized +3.7%
ROYAL CARIBBEAN CRUISES LTD 1.2%
Value $7.988M Shares 73,735 Est. Cost $89.94 Unrealized
ADBE ADOBE SYSTEMS INC 0.9%
Value $6.406M Shares 23,189 Est. Cost $278.74 Unrealized +4.7%
CVX CHEVRON CORP 0.8%
Value $5.297M Shares 44,661 Est. Cost $70.73 Unrealized +29.4%
GLOBAL PAYMENTS 0.7%
Value $4.804M Shares 30,215 Est. Cost $158.99 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.6%
Value $4.272M Shares 19,428 Est. Cost $70.25 Unrealized 0.0%
KO COCA-COLA CO/THE 0.6%
Value $4.009M Shares 73,638 Est. Cost $37.21 Unrealized +18.1%
AMZN AMAZON.COM INC 0.6%
Value $3.975M Shares 2,290 Est. Cost $30.65 Unrealized +202.6%
XOM EXXON MOBIL CORP 0.5%
Value $3.689M Shares 52,241 Est. Cost $57.84 Unrealized -7.1%
AAPL APPLE INC 0.5%
Value $3.668M Shares 16,375 Est. Cost $32.18 Unrealized +56.1%
NOC NORTHROP GRUMMAN CORP 0.5%
Value $3.517M Shares 9,383 Est. Cost $306.31 Unrealized +4.0%
SYK STRYKER CORP 0.4%
Value $2.719M Shares 12,570 Est. Cost $200.19 Unrealized 0.0%
UNITED TECHNOLOGIES CORP 0.3%
Value $2.311M Shares 16,926 Est. Cost $125.72 Unrealized
APD AIR PRODUCTS & CHEMICALS INC 0.3%
Value $2.227M Shares 10,036 Est. Cost $80.31 Unrealized +139.8%
C CITIGROUP INC 0.3%
Value $1.775M Shares 25,695 Est. Cost $40.58 Unrealized +33.4%
PG PROCTER & GAMBLE CO/THE 0.3%
Value $1.771M Shares 14,238 Est. Cost $61.10 Unrealized +65.3%
T AT&T INC 0.3%
Value $1.694M Shares 44,775 Est. Cost $16.04 Unrealized +6.0%
KEURIG DR PEPPER 0.2%
Value $1.614M Shares 59,080 Est. Cost $27.32 Unrealized
IBM INTERNATIONAL BUSINESS MACHINE 0.2%
Value $1.495M Shares 10,283 Est. Cost $98.62 Unrealized +3.9%
MCD MCDONALDS CORP 0.2%
Value $1.345M Shares 6,262 Est. Cost $111.88 Unrealized +65.1%
GOOG ALPHABET INC-CL C 0.2%
Value $1.343M Shares 1,102 Est. Cost $42.76 Unrealized +37.3%
BB&T CORP 0.2%
Value $1.341M Shares 25,123 Est. Cost $35.70 Unrealized
PM PHILIP MORRIS INTERNATIONAL 0.2%
Value $1.287M Shares 16,946 Est. Cost $65.11 Unrealized -12.9%
DIS WALT DISNEY CO/THE 0.2%
Value $1.281M Shares 9,833 Est. Cost $84.98 Unrealized +58.0%
GOOGL ALPHABET INC-CL A 0.2%
Value $1.266M Shares 1,037 Est. Cost $45.86 Unrealized +28.2%
DOW DOW CHEMICAL CO/THE 0.2%
Value $1.227M Shares 25,741 Est. Cost $36.37 Unrealized -10.0%
INTC INTEL CORP 0.2%
Value $1.222M Shares 23,713 Est. Cost $34.39 Unrealized +25.1%
ALL ALLSTATE CORP 0.2%
Value $1.024M Shares 9,425 Est. Cost $51.47 Unrealized +74.1%
DE DEERE & CO 0.1%
Value $1.009M Shares 5,984 Est. Cost $69.65 Unrealized +109.6%
PFE PFIZER INC 0.1%
Value $949K Shares 26,399 Est. Cost $21.59 Unrealized +25.1%
DU PONT (E.I.) DE NEMOURS 0.1%
Value $764K Shares 10,708 Est. Cost $75.06 Unrealized
AMT AMERICAN TOWER CORP 0.1%
Value $756K Shares 3,420 Est. Cost $93.39 Unrealized +96.4%
V VISA INC-CLASS A SHARES 0.1%
Value $715K Shares 4,157 Est. Cost $97.99 Unrealized +73.8%
GD GENERAL DYNAMICS CORP 0.1%
Value $686K Shares 3,756 Est. Cost $160.04 Unrealized +0.2%
WFC WELLS FARGO & CO 0.1%
Value $652K Shares 12,930 Est. Cost $44.54 Unrealized -10.7%
UNP UNION PACIFIC CORP 0.1%
Value $650K Shares 4,012 Est. Cost $76.01 Unrealized +91.8%
ALLERGAN PLC 0.1%
Value $646K Shares 3,839 Est. Cost $242.22 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value $617K Shares 2,967 Est. Cost $162.85 Unrealized +26.5%
META FACEBOOK INC-CLASS A 0.1%
Value $583K Shares 3,272 Est. Cost $162.81 Unrealized +15.9%
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value $577K Shares 2,781 Est. Cost $163.20 Unrealized
SO SOUTHERN CO/THE 0.1%
Value $569K Shares 9,216 Est. Cost $32.64 Unrealized +38.7%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value $566K Shares 2,945 Est. Cost $122.59 Unrealized
MMM 3M CO 0.1%
Value $533K Shares 3,245 Est. Cost $124.74 Unrealized -11.3%
ABBV ABBVIE INC 0.1%
Value $532K Shares 7,029 Est. Cost $50.96 Unrealized +3.2%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value $526K Shares 5,660 Est. Cost $18.42 Unrealized +118.1%
SPDR S&P 500 ETF TRUST 0.1%
Value $495K Shares 1,669 Est. Cost $230.91 Unrealized
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value $481K Shares 6,518 Est. Cost $62.71 Unrealized
GATEX GATEWAY FUND CL A 0.1%
Value $479K Shares 14,279 Est. Cost $27.90 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value $451K Shares 7,108 Est. Cost $42.77 Unrealized +19.2%
AEP AMERICAN ELECTRIC POWER 0.1%
Value $418K Shares 4,459 Est. Cost $44.67 Unrealized +62.2%
SBUX STARBUCKS CORP 0.1%
Value $396K Shares 4,473 Est. Cost $49.35 Unrealized +63.4%
PEG PUBLIC SERVICE ENTERPRISE GROU 0.1%
Value $370K Shares 5,967 Est. Cost $38.15 Unrealized +26.0%
AMGN AMGEN INC 0.1%
Value $362K Shares 1,870 Est. Cost $119.83 Unrealized +31.9%
CL COLGATE-PALMOLIVE CO 0.1%
Value $358K Shares 4,865 Est. Cost $50.09 Unrealized +24.8%
COLONY NORTH INC 7.125 0.1%
Value $348K Shares 15,000 Est. Cost $23.14 Unrealized
INTU INTUIT INC 0.1%
Value $339K Shares 1,273 Est. Cost $164.57 Unrealized +60.4%
LHX L3HARRIS TECHNOLOGIES INC 0.0%
Value $328K Shares 1,570 Est. Cost $180.55 Unrealized 0.0%
WM WASTE MANAGEMENT INC 0.0%
Value $321K Shares 2,788 Est. Cost $66.23 Unrealized +58.7%
CBS CORP-CLASS B NON VOTING 0.0%
Value $303K Shares 7,500 Est. Cost $49.12 Unrealized
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value $300K Shares 12,000 Est. Cost $23.25 Unrealized
CELGENE CORP 0.0%
Value $298K Shares 3,000 Est. Cost $94.33 Unrealized
PPG PPG INDUSTRIES INC 0.0%
Value $284K Shares 2,400 Est. Cost $82.72 Unrealized +23.1%
NSC NORFOLK SOUTHERN CORP 0.0%
Value $281K Shares 1,565 Est. Cost $169.48 Unrealized -4.7%
PRUDENTIAL FINANCIAL INC 5.625 0.0%
Value $278K Shares 10,000 Est. Cost $23.60 Unrealized
BRIGHTHOUSE FINANCIAL INC 6.25 0.0%
Value $277K Shares 10,000 Est. Cost $21.20 Unrealized
BABA ALIBABA GROUP HOLDING-SP ADR 0.0%
Value $272K Shares 1,627 Est. Cost $169.36 Unrealized
IDEXX LABS INC 0.0%
Value $272K Shares 1,000 Est. Cost $224.00 Unrealized
MO ALTRIA GROUP INC 0.0%
Value $268K Shares 6,541 Est. Cost $34.03 Unrealized -18.9%
OAKTREE CAPITAL GROUP LLC 0.0%
Value $267K Shares 10,000 Est. Cost $22.70 Unrealized
ENSTAR GROUP 7 NON CUM SER E 0.0%
Value $267K Shares 10,000 Est. Cost $23.30 Unrealized
BRUNSWICK CORP 6.5 0.0%
Value $266K Shares 10,000 Est. Cost $25.10 Unrealized
HERCULES CAPITAL INC 6.25 0.0%
Value $266K Shares 10,000 Est. Cost $23.30 Unrealized
QVC INC 6.375 PFD 0.0%
Value $265K Shares 10,000 Est. Cost $21.00 Unrealized
SPIRIT REALTY CAP INC 6 0.0%
Value $262K Shares 10,000 Est. Cost $21.70 Unrealized
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value $261K Shares 2,605 Est. Cost $66.17 Unrealized +36.8%
DORIAN LPG LTD 0.0%
Value $259K Shares 25,000 Est. Cost $7.76 Unrealized
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value $247K Shares 10,000 Est. Cost $22.90 Unrealized
ENERGY TRANSFER PARTNERS LP 0.0%
Value $245K Shares 10,000 Est. Cost $25.00 Unrealized
DHR DANAHER CORP 0.0%
Value $243K Shares 1,684 Est. Cost $84.74 Unrealized +43.6%
COST COSTCO WHOLESALE CORP 0.0%
Value $243K Shares 842 Est. Cost $256.34 Unrealized 0.0%
DCP MIDSTREAM LP PFD B 0.0%
Value $241K Shares 10,000 Est. Cost $25.00 Unrealized
CHUBB LTD 0.0%
Value $239K Shares 1,482 Est. Cost $132.74 Unrealized
INTERCONTINENTAL EXCHANGE INC 0.0%
Value $236K Shares 2,560 Est. Cost $85.94 Unrealized
COUPA SOFTWARE INC 0.0%
Value $233K Shares 1,800 Est. Cost $126.50 Unrealized
DTE DTE ENERGY COMPANY 0.0%
Value $233K Shares 1,755 Est. Cost $80.60 Unrealized +10.4%
ZTS ZOETIS INC 0.0%
Value $229K Shares 1,838 Est. Cost $99.85 Unrealized +14.7%
UNUM GROUP 6.25 PFD 0.0%
Value $221K Shares 8,000 Est. Cost $26.13 Unrealized
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.0%
Value $218K Shares 2,005 Est. Cost $103.54 Unrealized
DUK DUKE ENERGY CORP 0.0%
Value $215K Shares 2,245 Est. Cost $64.17 Unrealized +9.9%
PAYX PAYCHEX INC 0.0%
Value $214K Shares 2,584 Est. Cost $60.45 Unrealized +14.4%
PNC PNC FINANCIAL SVCS GROUP INC 0.0%
Value $214K Shares 1,530 Est. Cost $68.38 Unrealized +57.4%
D DOMINION RESOURCES INC/VA 0.0%
Value $213K Shares 2,630 Est. Cost $53.23 Unrealized +9.7%
PRU PRUDENTIAL FINANCIAL INC 0.0%
Value $207K Shares 2,303 Est. Cost $62.89 Unrealized +4.6%
COWEN INC 7.35 0.0%
Value $207K Shares 8,000 Est. Cost $25.38 Unrealized
GOLAR LNG PARTNERS LP 8.75 0.0%
Value $201K Shares 8,000 Est. Cost $25.13 Unrealized
MCEWEN MINING 0.0%
Value $21,000 Shares 13,500 Est. Cost $3.70 Unrealized
NYVATEX OIL CORP 0.0%
Value $0 Shares 20,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value $0 Shares 318,859 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value $0 Shares 10,000 Est. Cost Unrealized