ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 11, 2019

Total Value ($000): $677,229 (100.0% shares, 0.0% debt)

Holdings (130)

BA BOEING CO/THE 5.4%
Value ($000) $36,430 Shares 95,750 Est. Cost $141.07 Unrealized +149.8%
MSFT MICROSOFT CORP 5.1%
Value ($000) $34,505 Shares 248,180 Est. Cost $45.16 Unrealized +187.7%
MA MASTERCARD INC - A 4.9%
Value ($000) $33,413 Shares 123,035 Est. Cost $207.20 Unrealized +28.4%
JPM JPMORGAN CHASE & CO 3.8%
Value ($000) $25,975 Shares 220,707 Est. Cost $85.34 Unrealized +11.4%
MRK MERCK & CO. INC. 3.7%
Value ($000) $25,002 Shares 297,003 Est. Cost $60.29 Unrealized +8.6%
PYPL PAYPAL HOLDINGS INC 3.5%
Value ($000) $23,865 Shares 230,380 Est. Cost $94.45 Unrealized +16.4%
ABT ABBOTT LABORATORIES 3.4%
Value ($000) $23,172 Shares 276,941 Est. Cost $41.13 Unrealized +85.0%
WMT WALMART INC 3.4%
Value ($000) $22,859 Shares 192,608 Est. Cost $27.65 Unrealized +24.6%
ADP AUTOMATIC DATA PROCESSING 3.2%
Value ($000) $21,758 Shares 134,790 Est. Cost $77.06 Unrealized +86.8%
LMT LOCKHEED MARTIN CORP 3.1%
Value ($000) $21,316 Shares 54,648 Est. Cost $241.05 Unrealized +31.3%
HD HOME DEPOT INC 3.0%
Value ($000) $20,459 Shares 88,178 Est. Cost $101.67 Unrealized +84.0%
RAYTHEON COMPANY 2.9%
Value ($000) $19,443 Shares 99,102 Est. Cost $141.21 Unrealized
AXP AMERICAN EXPRESS CO 2.9%
Value ($000) $19,363 Shares 163,705 Est. Cost $81.85 Unrealized +37.5%
BAC BANK OF AMERICA CORP 2.8%
Value ($000) $19,271 Shares 660,652 Est. Cost $12.69 Unrealized +93.6%
PEP PEPSICO INC 2.7%
Value ($000) $18,250 Shares 133,116 Est. Cost $71.70 Unrealized +52.5%
MAR MARRIOTT INTERNATIONAL -CL A 2.6%
Value ($000) $17,807 Shares 143,177 Est. Cost $61.07 Unrealized +107.5%
NKE NIKE INC -CL B 2.6%
Value ($000) $17,451 Shares 185,805 Est. Cost $71.04 Unrealized +10.9%
AON PLC SHS CL A 2.4%
Value ($000) $16,205 Shares 83,715 Est. Cost $134.84 Unrealized
CSCO CISCO SYSTEMS INC 2.4%
Value ($000) $16,169 Shares 327,244 Est. Cost $36.35 Unrealized +17.7%
HON HONEYWELL INTERNATIONAL INC 2.2%
Value ($000) $14,882 Shares 87,955 Est. Cost $85.47 Unrealized +63.0%
NEE NEXTERA ENERGY INC 2.1%
Value ($000) $14,518 Shares 62,312 Est. Cost $38.59 Unrealized +19.8%
VZ VERIZON COMMUNICATIONS INC 1.8%
Value ($000) $12,408 Shares 205,569 Est. Cost $36.02 Unrealized +12.3%
JNJ JOHNSON & JOHNSON 1.7%
Value ($000) $11,778 Shares 91,035 Est. Cost $105.69 Unrealized +4.1%
TMO THERMO FISHER SCIENTIFIC INC 1.7%
Value ($000) $11,702 Shares 40,175 Est. Cost $160.69 Unrealized +75.3%
UNH UNITEDHEALTH GROUP INC 1.7%
Value ($000) $11,684 Shares 53,766 Est. Cost $168.98 Unrealized +28.5%
SUNTRUST BANKS INC 1.6%
Value ($000) $10,746 Shares 156,191 Est. Cost $41.34 Unrealized
ORCL ORACLE CORP 1.5%
Value ($000) $10,398 Shares 188,956 Est. Cost $46.32 Unrealized +8.7%
TRV TRAVELERS COS INC/THE 1.5%
Value ($000) $10,175 Shares 68,428 Est. Cost $96.63 Unrealized +34.1%
EMR EMERSON ELECTRIC CO 1.4%
Value ($000) $9,758 Shares 145,940 Est. Cost $47.51 Unrealized +14.4%
BDX BECTON DICKINSON AND CO 1.4%
Value ($000) $9,352 Shares 36,972 Est. Cost $210.34 Unrealized +6.3%
METLIFE INC 1.2%
Value ($000) $8,435 Shares 178,864 Est. Cost $47.66 Unrealized
CMCSA COMCAST CORP-CLASS A 1.2%
Value ($000) $8,371 Shares 185,691 Est. Cost $36.16 Unrealized +3.7%
ROYAL CARIBBEAN CRUISES LTD 1.2%
Value ($000) $7,988 Shares 73,735 Est. Cost $89.94 Unrealized
ADBE ADOBE SYSTEMS INC 0.9%
Value ($000) $6,406 Shares 23,189 Est. Cost $278.74 Unrealized +4.7%
CVX CHEVRON CORP 0.8%
Value ($000) $5,297 Shares 44,661 Est. Cost $70.73 Unrealized +29.4%
GLOBAL PAYMENTS 0.7%
Value ($000) $4,804 Shares 30,215 Est. Cost $158.99 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.6%
Value ($000) $4,272 Shares 19,428 Est. Cost $70.25 Unrealized 0.0%
KO COCA-COLA CO/THE 0.6%
Value ($000) $4,009 Shares 73,638 Est. Cost $37.21 Unrealized +18.1%
AMZN AMAZON.COM INC 0.6%
Value ($000) $3,975 Shares 2,290 Est. Cost $30.65 Unrealized +202.6%
XOM EXXON MOBIL CORP 0.5%
Value ($000) $3,689 Shares 52,241 Est. Cost $57.84 Unrealized -7.1%
AAPL APPLE INC 0.5%
Value ($000) $3,668 Shares 16,375 Est. Cost $32.18 Unrealized +56.1%
NOC NORTHROP GRUMMAN CORP 0.5%
Value ($000) $3,517 Shares 9,383 Est. Cost $306.31 Unrealized +4.0%
SYK STRYKER CORP 0.4%
Value ($000) $2,719 Shares 12,570 Est. Cost $200.19 Unrealized 0.0%
UNITED TECHNOLOGIES CORP 0.3%
Value ($000) $2,311 Shares 16,926 Est. Cost $125.72 Unrealized
APD AIR PRODUCTS & CHEMICALS INC 0.3%
Value ($000) $2,227 Shares 10,036 Est. Cost $80.31 Unrealized +139.8%
C CITIGROUP INC 0.3%
Value ($000) $1,775 Shares 25,695 Est. Cost $40.58 Unrealized +33.4%
PG PROCTER & GAMBLE CO/THE 0.3%
Value ($000) $1,771 Shares 14,238 Est. Cost $61.10 Unrealized +65.3%
T AT&T INC 0.3%
Value ($000) $1,694 Shares 44,775 Est. Cost $16.04 Unrealized +6.0%
KEURIG DR PEPPER 0.2%
Value ($000) $1,614 Shares 59,080 Est. Cost $27.32 Unrealized
IBM INTERNATIONAL BUSINESS MACHINE 0.2%
Value ($000) $1,495 Shares 10,283 Est. Cost $98.62 Unrealized +3.9%
MCD MCDONALDS CORP 0.2%
Value ($000) $1,345 Shares 6,262 Est. Cost $111.88 Unrealized +65.1%
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $1,343 Shares 1,102 Est. Cost $42.76 Unrealized +37.3%
BB&T CORP 0.2%
Value ($000) $1,341 Shares 25,123 Est. Cost $35.70 Unrealized
PM PHILIP MORRIS INTERNATIONAL 0.2%
Value ($000) $1,287 Shares 16,946 Est. Cost $65.11 Unrealized -12.9%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $1,281 Shares 9,833 Est. Cost $84.98 Unrealized +58.0%
GOOGL ALPHABET INC-CL A 0.2%
Value ($000) $1,266 Shares 1,037 Est. Cost $45.86 Unrealized +28.2%
DOW DOW CHEMICAL CO/THE 0.2%
Value ($000) $1,227 Shares 25,741 Est. Cost $36.37 Unrealized -10.0%
INTC INTEL CORP 0.2%
Value ($000) $1,222 Shares 23,713 Est. Cost $34.39 Unrealized +25.1%
ALL ALLSTATE CORP 0.2%
Value ($000) $1,024 Shares 9,425 Est. Cost $51.47 Unrealized +74.1%
DE DEERE & CO 0.1%
Value ($000) $1,009 Shares 5,984 Est. Cost $69.65 Unrealized +109.6%
PFE PFIZER INC 0.1%
Value ($000) $949 Shares 26,399 Est. Cost $21.59 Unrealized +25.1%
DU PONT (E.I.) DE NEMOURS 0.1%
Value ($000) $764 Shares 10,708 Est. Cost $75.06 Unrealized
AMT AMERICAN TOWER CORP 0.1%
Value ($000) $756 Shares 3,420 Est. Cost $93.39 Unrealized +96.4%
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $715 Shares 4,157 Est. Cost $97.99 Unrealized +73.8%
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $686 Shares 3,756 Est. Cost $160.04 Unrealized +0.2%
WFC WELLS FARGO & CO 0.1%
Value ($000) $652 Shares 12,930 Est. Cost $44.54 Unrealized -10.7%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $650 Shares 4,012 Est. Cost $76.01 Unrealized +91.8%
ALLERGAN PLC 0.1%
Value ($000) $646 Shares 3,839 Est. Cost $242.22 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $617 Shares 2,967 Est. Cost $162.85 Unrealized +26.5%
META FACEBOOK INC-CLASS A 0.1%
Value ($000) $583 Shares 3,272 Est. Cost $162.81 Unrealized +15.9%
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $577 Shares 2,781 Est. Cost $163.20 Unrealized
SO SOUTHERN CO/THE 0.1%
Value ($000) $569 Shares 9,216 Est. Cost $32.64 Unrealized +38.7%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $566 Shares 2,945 Est. Cost $122.59 Unrealized
MMM 3M CO 0.1%
Value ($000) $533 Shares 3,245 Est. Cost $124.74 Unrealized -11.3%
ABBV ABBVIE INC 0.1%
Value ($000) $532 Shares 7,029 Est. Cost $50.96 Unrealized +3.2%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $526 Shares 5,660 Est. Cost $18.42 Unrealized +118.1%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $495 Shares 1,669 Est. Cost $230.91 Unrealized
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value ($000) $481 Shares 6,518 Est. Cost $62.71 Unrealized
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $479 Shares 14,279 Est. Cost $27.90 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $451 Shares 7,108 Est. Cost $42.77 Unrealized +19.2%
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $418 Shares 4,459 Est. Cost $44.67 Unrealized +62.2%
SBUX STARBUCKS CORP 0.1%
Value ($000) $396 Shares 4,473 Est. Cost $49.35 Unrealized +63.4%
PEG PUBLIC SERVICE ENTERPRISE GROU 0.1%
Value ($000) $370 Shares 5,967 Est. Cost $38.15 Unrealized +26.0%
AMGN AMGEN INC 0.1%
Value ($000) $362 Shares 1,870 Est. Cost $119.83 Unrealized +31.9%
CL COLGATE-PALMOLIVE CO 0.1%
Value ($000) $358 Shares 4,865 Est. Cost $50.09 Unrealized +24.8%
COLONY NORTH INC 7.125 0.1%
Value ($000) $348 Shares 15,000 Est. Cost $23.14 Unrealized
INTU INTUIT INC 0.1%
Value ($000) $339 Shares 1,273 Est. Cost $164.57 Unrealized +60.4%
LHX L3HARRIS TECHNOLOGIES INC 0.0%
Value ($000) $328 Shares 1,570 Est. Cost $180.55 Unrealized 0.0%
WM WASTE MANAGEMENT INC 0.0%
Value ($000) $321 Shares 2,788 Est. Cost $66.23 Unrealized +58.7%
CBS CORP-CLASS B NON VOTING 0.0%
Value ($000) $303 Shares 7,500 Est. Cost $49.12 Unrealized
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value ($000) $300 Shares 12,000 Est. Cost $23.25 Unrealized
CELGENE CORP 0.0%
Value ($000) $298 Shares 3,000 Est. Cost $94.33 Unrealized
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $284 Shares 2,400 Est. Cost $82.72 Unrealized +23.1%
NSC NORFOLK SOUTHERN CORP 0.0%
Value ($000) $281 Shares 1,565 Est. Cost $169.48 Unrealized -4.7%
PRUDENTIAL FINANCIAL INC 5.625 0.0%
Value ($000) $278 Shares 10,000 Est. Cost $23.60 Unrealized
BRIGHTHOUSE FINANCIAL INC 6.25 0.0%
Value ($000) $277 Shares 10,000 Est. Cost $21.20 Unrealized
BABA ALIBABA GROUP HOLDING-SP ADR 0.0%
Value ($000) $272 Shares 1,627 Est. Cost $169.36 Unrealized
IDEXX LABS INC 0.0%
Value ($000) $272 Shares 1,000 Est. Cost $224.00 Unrealized
MO ALTRIA GROUP INC 0.0%
Value ($000) $268 Shares 6,541 Est. Cost $34.03 Unrealized -18.9%
OAKTREE CAPITAL GROUP LLC 0.0%
Value ($000) $267 Shares 10,000 Est. Cost $22.70 Unrealized
ENSTAR GROUP 7 NON CUM SER E 0.0%
Value ($000) $267 Shares 10,000 Est. Cost $23.30 Unrealized
BRUNSWICK CORP 6.5 0.0%
Value ($000) $266 Shares 10,000 Est. Cost $25.10 Unrealized
HERCULES CAPITAL INC 6.25 0.0%
Value ($000) $266 Shares 10,000 Est. Cost $23.30 Unrealized
QVC INC 6.375 PFD 0.0%
Value ($000) $265 Shares 10,000 Est. Cost $21.00 Unrealized
SPIRIT REALTY CAP INC 6 0.0%
Value ($000) $262 Shares 10,000 Est. Cost $21.70 Unrealized
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $261 Shares 2,605 Est. Cost $66.17 Unrealized +36.8%
DORIAN LPG LTD 0.0%
Value ($000) $259 Shares 25,000 Est. Cost $7.76 Unrealized
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value ($000) $247 Shares 10,000 Est. Cost $22.90 Unrealized
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $245 Shares 10,000 Est. Cost $25.00 Unrealized
DHR DANAHER CORP 0.0%
Value ($000) $243 Shares 1,684 Est. Cost $84.74 Unrealized +43.6%
COST COSTCO WHOLESALE CORP 0.0%
Value ($000) $243 Shares 842 Est. Cost $256.34 Unrealized 0.0%
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $241 Shares 10,000 Est. Cost $25.00 Unrealized
CHUBB LTD 0.0%
Value ($000) $239 Shares 1,482 Est. Cost $132.74 Unrealized
INTERCONTINENTAL EXCHANGE INC 0.0%
Value ($000) $236 Shares 2,560 Est. Cost $85.94 Unrealized
COUPA SOFTWARE INC 0.0%
Value ($000) $233 Shares 1,800 Est. Cost $126.50 Unrealized
DTE DTE ENERGY COMPANY 0.0%
Value ($000) $233 Shares 1,755 Est. Cost $80.60 Unrealized +10.4%
ZTS ZOETIS INC 0.0%
Value ($000) $229 Shares 1,838 Est. Cost $99.85 Unrealized +14.7%
UNUM GROUP 6.25 PFD 0.0%
Value ($000) $221 Shares 8,000 Est. Cost $26.13 Unrealized
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.0%
Value ($000) $218 Shares 2,005 Est. Cost $103.54 Unrealized
DUK DUKE ENERGY CORP 0.0%
Value ($000) $215 Shares 2,245 Est. Cost $64.17 Unrealized +9.9%
PAYX PAYCHEX INC 0.0%
Value ($000) $214 Shares 2,584 Est. Cost $60.45 Unrealized +14.4%
PNC PNC FINANCIAL SVCS GROUP INC 0.0%
Value ($000) $214 Shares 1,530 Est. Cost $68.38 Unrealized +57.4%
D DOMINION RESOURCES INC/VA 0.0%
Value ($000) $213 Shares 2,630 Est. Cost $53.23 Unrealized +9.7%
PRU PRUDENTIAL FINANCIAL INC 0.0%
Value ($000) $207 Shares 2,303 Est. Cost $62.89 Unrealized +4.6%
COWEN INC 7.35 0.0%
Value ($000) $207 Shares 8,000 Est. Cost $25.38 Unrealized
GOLAR LNG PARTNERS LP 8.75 0.0%
Value ($000) $201 Shares 8,000 Est. Cost $25.13 Unrealized
MCEWEN MINING 0.0%
Value ($000) $21 Shares 13,500 Est. Cost $3.70 Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized