Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 14, 2018
Total Value: $177M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 55,519 | $6.331M | 3.6% | $114.03 * | $72.56 | +12.4% | COM | 166764100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 131,831 | $5.769M | 3.3% | $43.76 | $18.71 | +133.9% | SPONSORED ADR | 874039100 |
| BAC | BANK AMER CORP | 192,015 | $5.759M | 3.3% | $29.99 * | $15.93 | +56.6% | COM | 060505104 |
| INTC | INTEL CORP | 88,014 | $4.584M | 2.6% | $52.08 * | $18.95 | +132.3% | COM | 458140100 |
| WGO | WINNEBAGO INDS INC | 94,717 | $3.561M | 2.0% | $37.60 | $24.90 | +51.0% | COM | 974637100 |
| NSC | NORFOLK SOUTHERN CORP | 23,640 | $3.21M | 1.8% | $135.79 * | $66.06 | +75.6% | COM | 655844108 |
| — | ISHARES GOLD TRUST | 252,070 | $3.209M | 1.8% | $12.73 | $12.51 | — | ISHARES | 464285105 |
| TAP | MOLSON COORS BREWING CO | 42,556 | $3.206M | 1.8% | $75.34 * | $46.96 | +30.5% | CL B | 60871R209 |
| JNJ | JOHNSON & JOHNSON | 24,609 | $3.154M | 1.8% | $128.16 * | $66.41 | +55.3% | COM | 478160104 |
| T | AT&T INC | 85,358 | $3.043M | 1.7% | $35.65 * | $11.23 | +36.4% | COM | 00206R102 |
| AAPL | APPLE INC | 18,117 | $3.04M | 1.7% | $167.80 * | $21.00 | +87.8% | COM | 037833100 |
| WY | WEYERHAEUSER CO | 85,992 | $3.01M | 1.7% | $35.00 * | $20.99 | +23.2% | COM | 962166104 |
| — | OWENS ILL INC | 130,250 | $2.821M | 1.6% | $21.66 | $18.87 | — | COM NEW | 690768403 |
| BXMT | BLACKSTONE MTG TR INC | 87,574 | $2.752M | 1.6% | $31.42 | $28.35 | — | COM CL A | 09257W100 |
| TRV | TRAVELERS COMPANIES INC | 19,333 | $2.685M | 1.5% | $138.88 * | $69.05 | +70.0% | COM | 89417E109 |
| MSFT | MICROSOFT CORP | 27,261 | $2.488M | 1.4% | $91.27 * | $33.02 | +155.4% | COM | 594918104 |
| ABBV | ABBVIE INC | 26,165 | $2.477M | 1.4% | $94.67 * | $39.30 | +72.3% | COM | 00287Y109 |
| MET | METLIFE INC | 52,597 | $2.414M | 1.4% | $45.90 * | $31.50 | +11.6% | COM | 59156R108 |
| — | WALGREENS BOOTS ALLIANCE INC | 35,608 | $2.331M | 1.3% | $65.46 | $76.29 | — | COM | 931427108 |
| GILD | GILEAD SCIENCES INC | 30,807 | $2.323M | 1.3% | $75.40 * | $56.41 | -0.4% | COM | 375558103 |
| HD | HOME DEPOT INC | 12,969 | $2.312M | 1.3% | $178.27 * | $58.77 | +151.1% | COM | 437076102 |
| MMM | 3M CO | 10,159 | $2.23M | 1.3% | $219.51 * | $73.40 | +90.1% | COM | 88579Y101 |
| VZ | VERIZON COMMUNICATIONS INC | 46,487 | $2.223M | 1.3% | $47.82 * | $26.73 | +17.7% | COM | 92343V104 |
| PFE | PFIZER INC | 61,633 | $2.187M | 1.2% | $35.48 * | $17.63 | +35.1% | COM | 717081103 |
| — | DOWDUPONT INC | 34,227 | $2.181M | 1.2% | $63.72 | $69.24 | — | COM | 26078J100 |
| — | WYNDHAM WORLDWIDE CORP | 18,754 | $2.146M | 1.2% | $114.43 | $73.05 | — | COM | 98310W108 |
| CMCSA | COMCAST CORP NEW | 62,488 | $2.135M | 1.2% | $34.17 * | $24.27 | +15.4% | CL A | 20030N101 |
| SPY | SPDR S&P 500 ETF TR | 8,107 | $2.133M | 1.2% | $263.11 | $183.25 | +43.6% | TR UNIT | 78462F103 |
| BP | BP PLC | 52,512 | $2.129M | 1.2% | $40.54 | $44.11 | -8.1% | SPONSORED ADR | 055622104 |
| VOD | VODAFONE GROUP PLC NEW | 73,543 | $2.046M | 1.2% | $27.82 | $34.06 | -18.3% | SPONSORED ADR | 92857W308 |
| WMT | WALMART INC | 22,330 | $1.987M | 1.1% | $88.98 * | $20.30 | +29.3% | COM | 931142103 |
| XLB | SELECT SECTOR SPDR TR | 32,855 | $1.871M | 1.1% | $56.95 * | $21.99 | +29.4% | SBI MATERIALS | 81369Y100 |
| FDX | FEDEX CORP | 7,610 | $1.827M | 1.0% | $240.08 * | $113.87 | +84.2% | COM | 31428X106 |
| — | ANNALY CAP MGMT INC | 164,200 | $1.713M | 1.0% | $10.43 | $10.01 | — | COM | 035710409 |
| ADBE | ADOBE SYS INC | 7,705 | $1.665M | 0.9% | $216.09 | $66.39 | +225.5% | COM | 00724F101 |
| — | GENERAL ELECTRIC CO | 112,006 | $1.51M | 0.9% | $13.48 | $26.21 | — | COM | 369604103 |
| CBRE | CBRE GROUP INC | 31,800 | $1.502M | 0.9% | $47.23 | $24.61 | +91.9% | CL A | 12504L109 |
| C | CITIGROUP INC | 21,711 | $1.465M | 0.8% | $67.48 * | $37.61 | +37.8% | COM NEW | 172967424 |
| IGSB | ISHARES TR | 14,100 | $1.464M | 0.8% | $103.83 * | $52.68 | -1.5% | 1 3 YR CR BD ETF | 464288646 |
| CB | CHUBB LIMITED | 10,423 | $1.426M | 0.8% | $136.81 * | $99.15 | +20.8% | COM | H1467J104 |
| — | TIME WARNER INC | 14,888 | $1.408M | 0.8% | $94.57 | $70.29 | — | COM NEW | 887317303 |
| GPC | GENUINE PARTS CO | 15,610 | $1.402M | 0.8% | $89.81 * | $57.23 | +25.6% | COM | 372460105 |
| XLV | SELECT SECTOR SPDR TR | 16,392 | $1.334M | 0.8% | $81.38 | $53.58 | +51.9% | SBI HEALTHCARE | 81369Y209 |
| AMGN | AMGEN INC | 7,676 | $1.309M | 0.7% | $170.53 * | $86.62 | +55.4% | COM | 031162100 |
| XOM | EXXON MOBIL CORP | 17,111 | $1.277M | 0.7% | $74.63 * | $56.34 | -7.2% | COM | 30231G102 |
| IGM | ISHARES TR | 7,100 | $1.274M | 0.7% | $179.44 * | $14.02 | +113.3% | N AMER TECH ETF | 464287549 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,531 | $1.155M | 0.7% | $153.37 * | $105.88 | -1.3% | COM | 459200101 |
| HON | HONEYWELL INTL INC | 7,922 | $1.145M | 0.6% | $144.53 * | $60.82 | +82.8% | COM | 438516106 |
| — | BLACKROCK TAX MUNICPAL BD TR | 50,850 | $1.145M | 0.6% | $22.52 | $19.95 | — | SHS | 09248X100 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 87,700 | $1.139M | 0.6% | $12.99 | $14.13 | — | SH BEN INT | 09248E102 |
| ORCL | ORACLE CORP | 24,857 | $1.137M | 0.6% | $45.74 * | $37.04 | +10.0% | COM | 68389X105 |
| CSCO | CISCO SYS INC | 25,324 | $1.086M | 0.6% | $42.88 * | $16.11 | +110.1% | COM | 17275R102 |
| VEA | VANGUARD TAX MANAGED INTL FD | 23,902 | $1.058M | 0.6% | $44.26 | $36.88 | +20.0% | FTSE DEV MKT ETF | 921943858 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 3,026 | $1.034M | 0.6% | $341.71 | $252.81 | +35.2% | UTSER1 S&PDCRP | 78467Y107 |
| EWG | ISHARES INC | 32,128 | $1.029M | 0.6% | $32.03 | $29.37 | +9.1% | MSCI GERMANY ETF | 464286806 |
| — | INVESCO SR INCOME TR | 233,098 | $1.026M | 0.6% | $4.40 | $5.03 | — | COM | 46131H107 |
| QCOM | QUALCOMM INC | 18,441 | $1.022M | 0.6% | $55.42 * | $50.21 | -9.6% | COM | 747525103 |
| EWT | ISHARES INC | 26,161 | $1.003M | 0.6% | $38.34 | $30.76 | +24.6% | MSCI TAIWAN ETF | 46434G772 |
| — | UNITED STATES STL CORP NEW | 27,055 | $952K | 0.5% | $35.19 | $29.51 | — | COM | 912909108 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,225 | $950K | 0.5% | $46.97 | $33.89 | +38.6% | FTSE EMR MKT ETF | 922042858 |
| WFC | WELLS FARGO CO NEW | 17,911 | $939K | 0.5% | $52.43 * | $34.68 | +21.7% | COM | 949746101 |
| — | UNITED TECHNOLOGIES CORP | 7,259 | $913K | 0.5% | $125.77 | $113.39 | — | COM | 913017109 |
| OHI | OMEGA HEALTHCARE INVS INC | 32,614 | $882K | 0.5% | $27.04 | $32.58 | — | COM | 681936100 |
| IJR | ISHARES TR | 11,432 | $880K | 0.5% | $76.98 | $63.36 | +21.5% | CORE S&P SCP ETF | 464287804 |
| — | APOLLO INVT CORP | 163,100 | $851K | 0.5% | $5.22 | $6.86 | — | COM | 03761U106 |
| XLU | SELECT SECTOR SPDR TR | 16,510 | $834K | 0.5% | $50.51 * | $19.48 | +29.7% | SBI INT-UTILS | 81369Y886 |
| — | BARRICK GOLD CORP | 64,403 | $802K | 0.5% | $12.45 | $10.31 | — | COM | 067901108 |
| EWJ | ISHARES INC | 13,159 | $799K | 0.5% | $60.72 | $49.93 | +21.5% | MSCI JPN ETF NEW | 46434G822 |
| SLB | SCHLUMBERGER LTD | 11,729 | $760K | 0.4% | $64.80 * | $63.24 | -18.0% | COM | 806857108 |
| IXJ | ISHARES TR | 6,790 | $756K | 0.4% | $111.34 * | $41.79 | +33.2% | GLOB HLTHCRE ETF | 464287325 |
| CVS | CVS HEALTH CORP | 11,655 | $725K | 0.4% | $62.21 * | $50.47 | -3.9% | COM | 126650100 |
| — | COHEN & STEERS INFRASTRUCTUR | 33,556 | $718K | 0.4% | $21.40 | $20.63 | — | COM | 19248A109 |
| MTG | MGIC INVT CORP WIS | 54,500 | $708K | 0.4% | $12.99 | $6.86 | +89.4% | COM | 552848103 |
| — | CHESAPEAKE ENERGY CORP | 14,150 | $697K | 0.4% | $49.26 | $60.42 | — | PFD CONV | 165167842 |
| — | THE CENTRAL AND EASTERN EU I | 26,429 | $677K | 0.4% | $25.62 | $29.77 | — | COM | 153436100 |
| — | L3 TECHNOLOGIES INC | 3,200 | $666K | 0.4% | $208.13 | $165.43 | — | COM | 502413107 |
| NVO | NOVO-NORDISK A S | 13,440 | $662K | 0.4% | $49.26 | $36.20 | +36.1% | ADR | 670100205 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,050 | $631K | 0.4% | $27.38 | $27.71 | — | COM | 00306K106 |
| DAL | DELTA AIR LINES INC DEL | 11,349 | $622K | 0.4% | $54.81 * | $43.95 | +15.1% | COM NEW | 247361702 |
| DGT | SPDR SERIES TRUST | 7,368 | $621K | 0.4% | $84.28 | $67.66 | +24.5% | GLB DOW ETF | 78464A706 |
| BA | BOEING CO | 1,873 | $614K | 0.3% | $327.82 * | $122.75 | +155.8% | COM | 097023105 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,375 | $610K | 0.3% | $113.49 * | $51.46 | +87.2% | COM | 053015103 |
| BSV | VANGUARD BD INDEX FD INC | 7,331 | $575K | 0.3% | $78.43 | $80.03 | -2.0% | SHORT TRM BOND | 921937827 |
| JPM | JPMORGAN CHASE & CO | 5,189 | $571K | 0.3% | $110.04 * | $46.75 | +90.0% | COM | 46625H100 |
| EMR | EMERSON ELEC CO | 8,129 | $555K | 0.3% | $68.27 * | $48.18 | +17.8% | COM | 291011104 |
| — | VANECK VECTORS ETF TR | 17,747 | $550K | 0.3% | $30.99 | $32.33 | — | HIGH YLD MUN ETF | 92189F361 |
| IJK | ISHARES TR | 2,504 | $547K | 0.3% | $218.45 * | $41.66 | +31.0% | S&P MC 400GR ETF | 464287606 |
| — | NUVEEN PFD & INCM OPPORTNYS | 53,550 | $536K | 0.3% | $10.01 | $8.88 | — | COM | 67073B106 |
| NEE | NEXTERA ENERGY INC | 3,265 | $533K | 0.3% | $163.25 * | $15.48 | +117.7% | COM | 65339F101 |
| SYF | SYNCHRONY FINL | 15,849 | $531K | 0.3% | $33.50 * | $25.55 | +8.0% | COM | 87165B103 |
| — | EATON VANCE SR INCOME TR | 77,596 | $528K | 0.3% | $6.80 | $6.85 | — | SH BEN INT | 27826S103 |
| LGND | LIGAND PHARMACEUTICALS INC | 3,145 | $519K | 0.3% | $165.02 * | $61.74 | +66.9% | COM NEW | 53220K504 |
| FCX | FREEPORT-MCMORAN INC | 28,998 | $509K | 0.3% | $17.55 * | $24.37 | -34.6% | CL B | 35671D857 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,538 | $495K | 0.3% | $109.08 * | $78.29 | +27.0% | COM | 98956P102 |
| PEP | PEPSICO INC | 4,495 | $491K | 0.3% | $109.23 * | $58.09 | +48.2% | COM | 713448108 |
| IJJ | ISHARES TR | 3,099 | $479K | 0.3% | $154.57 * | $59.73 | +29.3% | S&P MC 400VL ETF | 464287705 |
| — | XL GROUP LTD | 8,500 | $470K | 0.3% | $55.29 | $37.29 | — | COM | G98294104 |
| ARCB | ARCBEST CORP | 14,410 | $462K | 0.3% | $32.06 * | $36.47 | -16.8% | COM | 03937C105 |
| IXP | ISHARES TR | 7,925 | $454K | 0.3% | $57.29 | $66.88 | -14.3% | GLOB TELECOM ETF | 464287275 |
| — | E TRADE FINANCIAL CORP | 8,000 | $443K | 0.3% | $55.38 | $29.17 | — | COM NEW | 269246401 |
| — | BANK AMER CORP | 340 | $438K | 0.2% | $1288.24 | $1194.12 | — | 7.25%CNV PFD L | 060505682 |
| EWC | ISHARES INC | 15,900 | $438K | 0.2% | $27.55 | $28.87 | -4.5% | MSCI CDA ETF | 464286509 |
| SHY | ISHARES TR | 5,200 | $435K | 0.2% | $83.65 | $84.46 | -1.1% | 1 3 YR TREAS BD | 464287457 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,764 | $426K | 0.2% | $241.50 | $157.14 | +53.6% | UT SER 1 | 78467X109 |
| NEM | NEWMONT MINING CORP | 10,802 | $422K | 0.2% | $39.07 * | $14.41 | +115.8% | COM | 651639106 |
| EFA | ISHARES TR | 5,975 | $416K | 0.2% | $69.62 | $65.35 | +6.6% | MSCI EAFE ETF | 464287465 |
| M | MACYS INC | 13,854 | $412K | 0.2% | $29.74 | $48.46 | -38.6% | COM | 55616P104 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 23,496 | $412K | 0.2% | $17.53 * | $7.02 | +95.9% | COM | 42824C109 |
| HPQ | HP INC | 18,746 | $411K | 0.2% | $21.92 * | $9.55 | +77.3% | COM | 40434L105 |
| MDT | MEDTRONIC PLC | 5,103 | $409K | 0.2% | $80.15 * | $58.31 | +12.9% | SHS | G5960L103 |
| TPR | TAPESTRY INC | 7,621 | $401K | 0.2% | $52.62 * | $32.95 | +29.2% | COM | 876030107 |
| KMI | KINDER MORGAN INC DEL | 26,382 | $397K | 0.2% | $15.05 * | $19.26 | -49.9% | COM | 49456B101 |
| META | FACEBOOK INC | 2,430 | $388K | 0.2% | $159.67 | $102.96 | +54.1% | CL A | 30303M102 |
| — | RYDEX ETF TRUST | 3,823 | $380K | 0.2% | $99.40 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| — | CENTRAL SECS CORP | 13,650 | $364K | 0.2% | $26.67 | $21.24 | — | COM | 155123102 |
| — | FRONTIER COMMUNICATIONS CORP | 48,581 | $360K | 0.2% | $7.41 | $10.87 | — | COM NEW | 35906A306 |
| VNQ | VANGUARD INDEX FDS | 4,761 | $359K | 0.2% | $75.40 | $79.94 | -5.6% | REAL ESTATE ETF | 922908553 |
| PG | PROCTER AND GAMBLE CO | 4,518 | $358K | 0.2% | $79.24 * | $66.88 | -3.4% | COM | 742718109 |
| MDLZ | MONDELEZ INTL INC | 8,539 | $356K | 0.2% | $41.69 * | $25.89 | +33.7% | CL A | 609207105 |
| — | RAYTHEON CO | 1,638 | $354K | 0.2% | $216.12 | $124.43 | — | COM NEW | 755111507 |
| — | COVANTA HLDG CORP | 23,375 | $339K | 0.2% | $14.50 | $16.54 | — | COM | 22282E102 |
| BIV | VANGUARD BD INDEX FD INC | 4,087 | $334K | 0.2% | $81.72 | $84.27 | -3.0% | INTERMED TERM | 921937819 |
| — | TE CONNECTIVITY LTD | 3,293 | $329K | 0.2% | $99.91 | $64.38 | — | REG SHS | H84989104 |
| RWX | SPDR INDEX SHS FDS | 8,112 | $325K | 0.2% | $40.06 | $39.92 | +0.2% | DJ INTL RL ETF | 78463X863 |
| IJH | ISHARES TR | 1,680 | $315K | 0.2% | $187.50 * | $25.81 | +45.3% | CORE S&P MCP ETF | 464287507 |
| — | CBRE CLARION GLOBAL REAL EST | 43,000 | $314K | 0.2% | $7.30 | $7.92 | — | COM | 12504G100 |
| VOX | VANGUARD WORLD FDS | 3,713 | $311K | 0.2% | $83.76 | $83.92 | -0.3% | TELCOMM ETF | 92204A884 |
| — | SWISS HELVETIA FD INC | 25,231 | $309K | 0.2% | $12.25 | $13.94 | — | COM | 870875101 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $298K | 0.2% | $38.29 | $27.65 | +38.6% | NY REG SH NEW | 500472303 |
| KHC | KRAFT HEINZ CO | 4,715 | $294K | 0.2% | $62.35 * | $47.82 | -10.3% | COM | 500754106 |
| JCI | JOHNSON CTLS INTL PLC | 8,229 | $290K | 0.2% | $35.24 * | $33.21 | -10.7% | SHS | G51502105 |
| USB | US BANCORP DEL | 5,716 | $289K | 0.2% | $50.56 * | $25.79 | +43.7% | COM NEW | 902973304 |
| KO | COCA COLA CO | 6,536 | $284K | 0.2% | $43.45 * | $26.98 | +26.6% | COM | 191216100 |
| — | TEXTAINER GROUP HOLDINGS LTD | 16,600 | $281K | 0.2% | $16.93 | $34.81 | — | SHS | G8766E109 |
| MRK | MERCK & CO INC | 5,058 | $275K | 0.2% | $54.37 * | $34.47 | +18.8% | COM | 58933Y105 |
| WYNN | WYNN RESORTS LTD | 1,500 | $274K | 0.2% | $182.67 * | $114.20 | +46.6% | COM | 983134107 |
| — | ENERGY TRANSFER PARTNERS LP | 16,868 | $274K | 0.2% | $16.24 | $20.39 | — | UNIT LTD PRT INT | 29278N103 |
| TGNA | TEGNA INC | 24,100 | $274K | 0.2% | $11.37 * | $15.85 | -13.8% | COM | 87901J105 |
| GBDC | GOLUB CAP BDC INC | 15,250 | $273K | 0.2% | $17.90 * | $6.06 | +40.4% | COM | 38173M102 |
| MINT | PIMCO ETF TR | 2,672 | $271K | 0.2% | $101.42 | $101.45 | +0.1% | ENHAN SHRT MA AC | 72201R833 |
| — | CIMAREX ENERGY CO | 2,867 | $268K | 0.2% | $93.48 | $104.92 | — | COM | 171798101 |
| CAJPY | CANON INC | 7,350 | $268K | 0.2% | $36.46 | $32.01 | +13.9% | SPONSORED ADR | 138006309 |
| — | CELGENE CORP | 2,984 | $266K | 0.2% | $89.14 | $114.11 | — | COM | 151020104 |
| HSBC | HSBC HLDGS PLC | 5,589 | $266K | 0.2% | $47.59 | $34.93 | +36.5% | SPON ADR NEW | 404280406 |
| — | ANADARKO PETE CORP | 4,394 | $265K | 0.2% | $60.31 | $48.93 | — | COM | 032511107 |
| VTI | VANGUARD INDEX FDS | 1,937 | $263K | 0.1% | $135.78 | $111.01 | +22.3% | TOTAL STK MKT | 922908769 |
| DUK | DUKE ENERGY CORP NEW | 3,301 | $256K | 0.1% | $77.55 * | $42.35 | +33.5% | COM NEW | 26441C204 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,400 | $252K | 0.1% | $34.05 | $27.16 | — | GUGG S&P GBL WTR | 18383Q507 |
| ELME | WASHINGTON REAL ESTATE INVT | 9,000 | $246K | 0.1% | $27.33 | $23.36 | — | SH BEN INT | 939653101 |
| — | BARNES GROUP INC | 4,100 | $246K | 0.1% | $60.00 | $38.33 | — | COM | 067806109 |
| — | NEW IRELAND FUND INC | 19,965 | $241K | 0.1% | $12.07 | $13.27 | — | COM | 645673104 |
| — | KRATON CORPORATION | 5,000 | $239K | 0.1% | $47.80 | $40.40 | — | COM | 50077C106 |
| NWL | NEWELL BRANDS INC | 9,144 | $233K | 0.1% | $25.48 * | $19.05 | -6.7% | COM | 651229106 |
| SPGI | S&P GLOBAL INC | 1,205 | $230K | 0.1% | $190.87 * | $151.96 | +17.5% | COM | 78409V104 |
| — | ELLSWORTH GRWTH AND INCOME L | 25,157 | $230K | 0.1% | $9.14 | $8.69 | — | COM | 289074106 |
| — | FRONTIER COMMUNICATIONS CORP | 20,050 | $230K | 0.1% | $11.47 | $11.10 | — | PFD CONV SER-A | 35906A207 |
| CARS | CARS COM INC | 8,028 | $227K | 0.1% | $28.28 | $26.86 | +5.5% | COM | 14575E105 |
| COP | CONOCOPHILLIPS | 3,723 | $221K | 0.1% | $59.36 * | $39.65 | +16.0% | COM | 20825C104 |
| BMRC | BANK OF MARIN BANCORP | 3,200 | $221K | 0.1% | $69.06 * | $24.56 | +7.3% | COM | 063425102 |
| EQT | EQT CORP | 4,605 | $219K | 0.1% | $47.56 * | $43.43 | -45.0% | COM | 26884L109 |
| — | ALLIANZGI NFJ DIVID INT & PR | 17,200 | $218K | 0.1% | $12.67 | $12.91 | — | COM | 01883A107 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $218K | 0.1% | $10.43 | $9.95 | — | COM | 72201J104 |
| NTLA | INTELLIA THERAPEUTICS INC | 10,000 | $211K | 0.1% | $21.10 | $13.42 | +57.2% | COM | 45826J105 |
| — | POWERSHARES QQQ TRUST | 1,304 | $209K | 0.1% | $160.28 | $155.67 | — | UNIT SER 1 | 73935A104 |
| — | TEKLA WORLD HEALTHCARE FD | 15,950 | $205K | 0.1% | $12.85 | $14.36 | — | BEN INT SHS | 87911L108 |
| CC | CHEMOURS CO | 4,198 | $204K | 0.1% | $48.59 * | $34.56 | +3.7% | COM | 163851108 |
| DXC | DXC TECHNOLOGY CO | 2,007 | $202K | 0.1% | $100.65 * | $83.42 | -0.5% | COM | 23355L106 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 8,739 | $201K | 0.1% | $23.00 | $21.77 | — | COM NEW | 65340G205 |
| — | ENERPLUS CORP | 13,900 | $157K | 0.1% | $11.29 | $16.47 | — | COM | 292766102 |
| — | BLACKROCK RES & COMM STRAT T | 16,156 | $143K | 0.1% | $8.85 | $8.60 | — | SHS | 09257A108 |
| CLF | CLEVELAND CLIFFS INC | 19,327 | $134K | 0.1% | $6.93 * | $7.07 | -6.9% | COM | 185899101 |
| — | CALAMOS CONV & HIGH INCOME F | 11,200 | $131K | 0.1% | $11.70 | $12.82 | — | COM SHS | 12811P108 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $127K | 0.1% | $9.04 | $8.26 | — | SHS BEN INT | 746779107 |
| — | COHEN & STEERS TOTAL RETURN | 10,510 | $125K | 0.1% | $11.89 | $12.80 | — | COM | 19247R103 |
| — | PHH CORP | 11,880 | $124K | 0.1% | $10.44 | $23.41 | — | COM NEW | 693320202 |
| — | CHESAPEAKE ENERGY CORP | 30,000 | $91,000 | 0.1% | $3.03 | $5.95 | — | COM | 165167107 |
| — | NUVEEN CR STRATEGIES INCM FD | 10,700 | $85,000 | 0.0% | $7.94 | $7.85 | — | COM SHS | 67073D102 |
| GNW | GENWORTH FINL INC | 27,500 | $78,000 | 0.0% | $2.84 | $3.46 | -18.1% | COM CL A | 37247D106 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $55,000 | 0.0% | $4.78 | $5.74 | — | COM | 003009107 |
| — | CURIS INC | 10,000 | $7,000 | 0.0% | $0.70 | $2.80 | — | COM | 231269101 |