Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 5, 2015
Total Value: $123M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| JNJ | JOHNSON & JOHNSON | 87,347 | $8.154M | 6.6% | $93.35 * | $67.41 | +7.5% | COM | 478160104 |
| AAPL | APPLE INC | 68,080 | $7.509M | 6.1% | $110.30 * | $18.55 | +41.7% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 159,684 | $7.068M | 5.7% | $44.26 * | $30.12 | +29.2% | COM | 594918104 |
| SLB | SCHLUMBERGER LTD | 98,903 | $6.821M | 5.5% | $68.97 * | $64.33 | -8.4% | COM | 806857108 |
| MET | METLIFE INC | 135,372 | $6.383M | 5.2% | $47.15 * | $30.63 | +7.4% | COM | 59156R108 |
| IBB | ISHARES TR | 19,430 | $5.894M | 4.8% | $303.35 | $230.11 | — | NASDQ BIOTEC ETF | 464287556 |
| — | GENERAL ELECTRIC CO | 214,931 | $5.421M | 4.4% | $25.22 | $26.42 | — | COM | 369604103 |
| QCOM | QUALCOMM INC | 96,625 | $5.192M | 4.2% | $53.73 * | $44.14 | 0.0% | COM | 747525103 |
| GM | GENERAL MTRS CO | 162,200 | $4.869M | 3.9% | $30.02 * | $25.61 | -5.7% | COM | 37045V100 |
| ORCL | ORACLE CORP | 133,925 | $4.837M | 3.9% | $36.12 * | $31.99 | +2.9% | COM | 68389X105 |
| RRC | RANGE RES CORP | 146,400 | $4.702M | 3.8% | $32.12 * | $54.90 | -28.9% | COM | 75281A109 |
| CMCSA | COMCAST CORP NEW | 82,182 | $4.675M | 3.8% | $56.89 * | $19.13 | +22.0% | CL A | 20030N101 |
| CSCO | CISCO SYS INC | 139,100 | $3.651M | 3.0% | $26.25 * | $16.08 | +21.8% | COM | 17275R102 |
| JPM | JPMORGAN CHASE & CO | 57,931 | $3.532M | 2.9% | $60.97 * | $39.68 | +25.0% | COM | 46625H100 |
| VCSH | VANGUARD SCOTTSDALE FDS | 41,624 | $3.318M | 2.7% | $79.71 | $79.90 | — | SHRT TRM CORP BD | 92206C409 |
| — | TIME WARNER INC | 47,250 | $3.248M | 2.6% | $68.74 | $68.74 | — | COM NEW | 887317303 |
| DVN | DEVON ENERGY CORP NEW | 83,330 | $3.091M | 2.5% | $37.09 * | $40.50 | -22.1% | COM | 25179M103 |
| HAL | HALLIBURTON CO | 83,600 | $2.955M | 2.4% | $35.35 * | $40.60 | -20.8% | COM | 406216101 |
| COF | CAPITAL ONE FINL CORP | 39,350 | $2.854M | 2.3% | $72.53 * | $64.33 | +3.5% | COM | 14040H105 |
| VTI | VANGUARD INDEX FDS | 26,964 | $2.662M | 2.2% | $98.72 | $95.92 | — | TOTAL STK MKT | 922908769 |
| COST | COSTCO WHSL CORP NEW | 13,950 | $2.017M | 1.6% | $144.59 * | $97.36 | +22.9% | COM | 22160K105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,386 | $2.006M | 1.6% | $130.38 * | $117.54 | +16.6% | CL B NEW | 084670702 |
| XOM | EXXON MOBIL CORP | 21,845 | $1.624M | 1.3% | $74.34 * | $56.28 | -12.8% | COM | 30231G102 |
| — | PRICELINE GRP INC | 1,305 | $1.614M | 1.3% | $1236.78 | $1164.10 | — | COM NEW | 741503403 |
| CL | COLGATE PALMOLIVE CO | 20,466 | $1.299M | 1.1% | $63.47 * | $50.75 | +1.1% | COM | 194162103 |
| — | EATON VANCE LTD DUR INCOME F | 101,850 | $1.291M | 1.0% | $12.68 | $14.65 | — | COM | 27828H105 |
| FDX | FEDEX CORP | 7,923 | $1.141M | 0.9% | $144.01 * | $114.52 | +19.0% | COM | 31428X106 |
| KO | COCA COLA CO | 24,400 | $979K | 0.8% | $40.12 * | $27.38 | +5.3% | COM | 191216100 |
| EMR | EMERSON ELEC CO | 18,958 | $837K | 0.7% | $44.15 * | $46.56 | -19.8% | COM | 291011104 |
| HON | HONEYWELL INTL INC | 7,932 | $751K | 0.6% | $94.68 * | $61.16 | +19.9% | COM | 438516106 |
| EFA | ISHARES TR | 12,200 | $699K | 0.6% | $57.30 | $67.10 | — | MSCI EAFE ETF | 464287465 |
| GILD | GILEAD SCIENCES INC | 6,450 | $633K | 0.5% | $98.14 * | $66.00 | +17.4% | COM | 375558103 |
| VCIT | VANGUARD SCOTTSDALE FDS | 6,975 | $596K | 0.5% | $85.45 | $82.80 | — | INT-TERM CORP | 92206C870 |
| — | TORTOISE ENERGY INFRSTRCTR C | 16,450 | $446K | 0.4% | $27.11 | $36.20 | — | COM | 89147L100 |
| CVX | CHEVRON CORP NEW | 5,168 | $408K | 0.3% | $78.95 * | $71.68 | -24.9% | COM | 166764100 |
| WFC | WELLS FARGO & CO NEW | 7,486 | $384K | 0.3% | $51.30 * | $35.71 | +15.0% | COM | 949746101 |
| SBUX | STARBUCKS CORP | 6,000 | $341K | 0.3% | $56.83 * | $36.07 | +25.7% | COM | 855244109 |
| META | FACEBOOK INC | 3,650 | $328K | 0.3% | $89.86 | $73.38 | +24.2% | CL A | 30303M102 |
| T | AT&T INC | 9,575 | $312K | 0.3% | $32.58 * | $11.52 | +6.5% | COM | 00206R102 |
| PFE | PFIZER INC | 9,074 | $285K | 0.2% | $31.41 * | $17.83 | +15.5% | COM | 717081103 |
| — | AQUA AMERICA INC | 10,575 | $280K | 0.2% | $26.48 | $23.57 | — | COM | 03836W103 |
| AMZN | AMAZON COM INC | 542 | $277K | 0.2% | $511.07 * | $16.84 | +50.1% | COM | 023135106 |
| CX | CEMEX SAB DE CV | 33,297 | $233K | 0.2% | $7.00 | $11.72 | — | SPON ADR NEW | 151290889 |
| VZ | VERIZON COMMUNICATIONS INC | 4,963 | $216K | 0.2% | $43.52 * | $26.88 | +0.5% | COM | 92343V104 |
| PG | PROCTER & GAMBLE CO | 2,722 | $196K | 0.2% | $72.01 * | $60.31 | -6.6% | COM | 742718109 |
| HRL | HORMEL FOODS CORP | 3,000 | $190K | 0.2% | $63.33 * | $18.45 | +26.7% | COM | 440452100 |
| MMM | 3M CO | 1,300 | $184K | 0.1% | $141.54 * | $72.67 | +20.4% | COM | 88579Y101 |
| V | VISA INC | 2,600 | $181K | 0.1% | $69.62 * | $58.25 | +14.0% | COM CL A | 92826C839 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 10,300 | $178K | 0.1% | $17.28 | $17.84 | — | COM | 184692101 |
| GT | GOODYEAR TIRE & RUBR CO | 5,800 | $170K | 0.1% | $29.31 * | $25.27 | +18.8% | COM | 382550101 |
| INTC | INTEL CORP | 5,576 | $168K | 0.1% | $30.13 * | $22.60 | +0.1% | COM | 458140100 |
| TRV | TRAVELERS COMPANIES INC | 1,419 | $141K | 0.1% | $99.37 * | $75.57 | +7.6% | COM | 89417E109 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,205 | $131K | 0.1% | $59.41 * | $36.35 | +22.5% | COM | 110122108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 900 | $130K | 0.1% | $144.44 * | $103.73 | -8.1% | COM | 459200101 |
| — | POWERSHARES ETF TRUST | 4,800 | $123K | 0.1% | $25.63 | $30.42 | — | GOLDEN DRG CHINA | 73935X401 |
| PEP | PEPSICO INC | 1,200 | $113K | 0.1% | $94.17 * | $63.18 | +10.0% | COM | 713448108 |
| PBI | PITNEY BOWES INC | 5,600 | $111K | 0.1% | $19.82 * | $21.51 | -4.6% | COM | 724479100 |
| AXP | AMERICAN EXPRESS CO | 1,500 | $111K | 0.1% | $74.00 * | $71.49 | -7.3% | COM | 025816109 |
| — | CELGENE CORP | 1,000 | $108K | 0.1% | $108.00 | $124.95 | — | COM | 151020104 |
| — | MONSANTO CO NEW | 1,260 | $108K | 0.1% | $85.71 | $104.11 | — | COM | 61166W101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 4,200 | $105K | 0.1% | $25.00 | $25.83 | — | COM | 293792107 |
| DE | DEERE & CO | 1,400 | $104K | 0.1% | $74.29 | $70.09 | +4.7% | COM | 244199105 |
| IHI | ISHARES TR | 925 | $103K | 0.1% | $111.35 | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| DSI | ISHARES TR | 1,400 | $99,000 | 0.1% | $70.71 | $70.98 | — | MSCI KLD400 SOC | 464288570 |
| AVB | AVALONBAY CMNTYS INC | 560 | $98,000 | 0.1% | $175.00 * | $82.16 | +45.4% | COM | 053484101 |
| GXC | SPDR INDEX SHS FDS | 1,400 | $97,000 | 0.1% | $69.29 | $76.99 | — | S&P CHINA ETF | 78463X400 |
| WMT | WAL-MART STORES INC | 1,455 | $94,000 | 0.1% | $64.60 * | $20.35 | -7.1% | COM | 931142103 |
| BDX | BECTON DICKINSON & CO | 701 | $93,000 | 0.1% | $132.67 * | $86.50 | +37.8% | COM | 075887109 |
| DIS | DISNEY WALT CO | 913 | $93,000 | 0.1% | $101.86 * | $75.73 | +31.7% | COM DISNEY | 254687106 |
| SO | SOUTHERN CO | 2,000 | $89,000 | 0.1% | $44.50 * | $29.49 | -3.9% | COM | 842587107 |
| — | CBRE CLARION GLOBAL REAL EST | 11,732 | $87,000 | 0.1% | $7.42 | $7.93 | — | COM | 12504G100 |
| — | CARLYLE GROUP L P | 4,900 | $82,000 | 0.1% | $16.73 | $16.73 | — | COM UTS LTD PTN | 14309L102 |
| M | MACYS INC | 1,596 | $82,000 | 0.1% | $51.38 * | $59.27 | +5.8% | COM | 55616P104 |
| — | WALGREENS BOOTS ALLIANCE INC | 950 | $79,000 | 0.1% | $83.16 | $76.25 | — | COM | 931427108 |
| MRK | MERCK & CO INC NEW | 1,500 | $74,000 | 0.1% | $49.33 * | $39.35 | -2.4% | COM | 58933Y105 |
| LQD | ISHARES TR | 600 | $70,000 | 0.1% | $116.67 | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| IP | INTL PAPER CO | 1,854 | $70,000 | 0.1% | $37.76 * | $32.75 | -17.1% | COM | 460146103 |
| QCLN | FIRST TR EXCHANGE TRADED FD | 4,900 | $69,000 | 0.1% | $14.08 | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| — | POWERSHARES QQQ TRUST | 677 | $69,000 | 0.1% | $101.92 | $93.83 | — | UNIT SER 1 | 73935A104 |
| IWB | ISHARES TR | 627 | $67,000 | 0.1% | $106.86 | $102.56 | — | RUS 1000 ETF | 464287622 |
| — | MEXICO EQUITY & INCOME FD | 5,871 | $65,000 | 0.1% | $11.07 | $14.54 | — | COM | 592834105 |
| BAC | BANK AMER CORP | 4,200 | $65,000 | 0.1% | $15.48 * | $13.46 | -0.1% | COM | 060505104 |
| FBIN | FORTUNE BRANDS HOME & SEC IN | 1,280 | $61,000 | 0.0% | $47.66 * | $33.00 | +7.5% | COM | 34964C106 |
| — | TORTOISE MLP FD INC | 3,200 | $59,000 | 0.0% | $18.44 | $19.70 | — | COM | 89148B101 |
| UPS | UNITED PARCEL SERVICE INC | 600 | $59,000 | 0.0% | $98.33 * | $64.45 | +5.2% | CL B | 911312106 |
| — | LMP REAL ESTATE INCOME FD IN | 4,714 | $58,000 | 0.0% | $12.30 | $10.39 | — | COM | 50208C108 |
| AFL | AFLAC INC | 1,000 | $58,000 | 0.0% | $58.00 * | $24.61 | -3.7% | COM | 001055102 |
| — | TWENTY FIRST CENTY FOX INC | 2,134 | $58,000 | 0.0% | $27.18 | $36.15 | — | CL A | 90130A101 |
| — | DOW CHEM CO | 1,350 | $57,000 | 0.0% | $42.22 | $44.52 | — | COM | 260543103 |
| — | E M C CORP MASS | 2,300 | $56,000 | 0.0% | $24.35 | $25.12 | — | COM | 268648102 |
| AMGN | AMGEN INC | 400 | $55,000 | 0.0% | $137.50 * | $100.70 | +15.4% | COM | 031162100 |
| NVS | NOVARTIS A G | 569 | $52,000 | 0.0% | $91.39 | $88.25 | — | SPONSORED ADR | 66987V109 |
| MCD | MCDONALDS CORP | 524 | $52,000 | 0.0% | $99.24 * | $70.38 | +7.1% | COM | 580135101 |
| — | VMWARE INC | 650 | $51,000 | 0.0% | $78.46 | $89.23 | — | CL A COM | 928563402 |
| UNP | UNION PAC CORP | 550 | $49,000 | 0.0% | $89.09 * | $73.47 | -1.8% | COM | 907818108 |
| SCHB | SCHWAB STRATEGIC TR | 1,029 | $48,000 | 0.0% | $46.65 | $45.67 | — | US BRD MKT ETF | 808524102 |
| REGN | REGENERON PHARMACEUTICALS | 100 | $47,000 | 0.0% | $470.00 * | $391.09 | +36.6% | COM | 75886F107 |
| — | MORGAN STANLEY EMER MKTS FD | 3,700 | $47,000 | 0.0% | $12.70 | $15.45 | — | COM | 61744G107 |
| — | LENDINGCLUB CORP | 3,450 | $46,000 | 0.0% | $13.33 | $14.69 | — | COM | 52603A109 |
| HD | HOME DEPOT INC | 394 | $46,000 | 0.0% | $116.75 * | $58.72 | +54.0% | COM | 437076102 |
| CLX | CLOROX CO DEL | 400 | $46,000 | 0.0% | $115.00 * | $63.81 | +31.4% | COM | 189054109 |
| USB | US BANCORP DEL | 1,102 | $45,000 | 0.0% | $40.83 * | $25.38 | +17.5% | COM NEW | 902973304 |
| CNP | CENTERPOINT ENERGY INC | 2,500 | $45,000 | 0.0% | $18.00 * | $15.70 | -16.2% | COM | 15189T107 |
| XBI | SPDR SERIES TRUST | 705 | $44,000 | 0.0% | $62.41 | $104.02 | — | S&P BIOTECH | 78464A870 |
| — | PORTOLA PHARMACEUTICALS INC | 1,000 | $43,000 | 0.0% | $43.00 | $26.00 | — | COM | 737010108 |
| EQL | ALPS ETF TR | 800 | $42,000 | 0.0% | $52.50 | $57.00 | — | EQUAL SEC ETF | 00162Q205 |
| ITW | ILLINOIS TOOL WKS INC | 500 | $41,000 | 0.0% | $82.00 * | $69.41 | -1.5% | COM | 452308109 |
| LMT | LOCKHEED MARTIN CORP | 200 | $41,000 | 0.0% | $205.00 * | $137.24 | +12.1% | COM | 539830109 |
| MDT | MEDTRONIC PLC | 600 | $40,000 | 0.0% | $66.67 * | $58.10 | -1.9% | SHS | G5960L103 |
| — | INTRA CELLULAR THERAPIES INC | 1,000 | $40,000 | 0.0% | $40.00 | $18.00 | — | COM | 46116X101 |
| GIS | GENERAL MLS INC | 700 | $39,000 | 0.0% | $55.71 * | $32.89 | +21.6% | COM | 370334104 |
| — | MARKET VECTORS ETF TR | 2,850 | $39,000 | 0.0% | $13.68 | $19.97 | — | GOLD MINER ETF | 57060U100 |
| — | CALIFORNIA RES CORP | 15,120 | $39,000 | 0.0% | $2.58 | $4.67 | — | COM | 13057Q107 |
| WDAY | WORKDAY INC | 560 | $39,000 | 0.0% | $69.64 * | $86.05 | -10.2% | CL A | 98138H101 |
| EIX | EDISON INTL | 600 | $38,000 | 0.0% | $63.33 * | $40.28 | -2.4% | COM | 281020107 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 3,200 | $35,000 | 0.0% | $10.94 | $14.38 | — | COM | 01879R106 |
| AEP | AMERICAN ELEC PWR INC | 611 | $35,000 | 0.0% | $57.28 * | $38.58 | -0.3% | COM | 025537101 |
| MAR | MARRIOTT INTL INC NEW | 500 | $34,000 | 0.0% | $68.00 * | $71.62 | -8.7% | CL A | 571903202 |
| PANW | PALO ALTO NETWORKS INC | 200 | $34,000 | 0.0% | $170.00 * | $22.39 | +31.8% | COM | 697435105 |
| — | COMCAST CORP NEW | 600 | $34,000 | 0.0% | $56.67 | $50.00 | — | CL A SPL | 20030N200 |
| TBT | PROSHARES TR | 787 | $34,000 | 0.0% | $43.20 | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | TOBIRA THERAPEUTICS INC | 3,400 | $33,000 | 0.0% | $9.71 | $17.35 | — | COM | 88883P101 |
| OMC | OMNICOM GROUP INC | 500 | $33,000 | 0.0% | $66.00 * | $46.21 | +6.6% | COM | 681919106 |
| — | ALLERGAN PLC | 120 | $33,000 | 0.0% | $275.00 | $279.17 | — | SHS | G0177J108 |
| MA | MASTERCARD INC | 350 | $32,000 | 0.0% | $91.43 * | $76.31 | +15.7% | CL A | 57636Q104 |
| — | HEWLETT PACKARD CO | 1,200 | $31,000 | 0.0% | $25.83 | $27.98 | — | COM | 428236103 |
| BAX | BAXTER INTL INC | 900 | $30,000 | 0.0% | $33.33 * | $29.26 | +9.6% | COM | 071813109 |
| — | WESTERN ASSET EMRG MKT INCM | 3,000 | $29,000 | 0.0% | $9.67 | $12.00 | — | COM | 95766E103 |
| HIW | HIGHWOODS PPTYS INC | 750 | $29,000 | 0.0% | $38.67 | $36.00 | — | COM | 431284108 |
| DVA | DAVITA HEALTHCARE PARTNERS I | 400 | $29,000 | 0.0% | $72.50 * | $75.29 | +3.0% | COM | 23918K108 |
| PFG | PRINCIPAL FINL GROUP INC | 599 | $28,000 | 0.0% | $46.74 * | $34.51 | +2.1% | COM | 74251V102 |
| — | EXPRESS SCRIPTS HLDG CO | 346 | $28,000 | 0.0% | $80.92 | $86.71 | — | COM | 30219G108 |
| — | BAXALTA INC | 900 | $28,000 | 0.0% | $31.11 | $31.11 | — | COM | 07177M103 |
| GLD | SPDR GOLD TRUST | 250 | $27,000 | 0.0% | $108.00 | $116.63 | — | GOLD SHS | 78463V107 |
| F | FORD MTR CO DEL | 1,896 | $26,000 | 0.0% | $13.71 * | $8.73 | -6.7% | COM PAR $0.01 | 345370860 |
| LUV | SOUTHWEST AIRLS CO | 675 | $26,000 | 0.0% | $38.52 * | $32.93 | -0.6% | COM | 844741108 |
| — | TWITTER INC | 950 | $26,000 | 0.0% | $27.37 | $53.01 | — | COM | 90184L102 |
| ILMN | ILLUMINA INC | 150 | $26,000 | 0.0% | $173.33 * | $202.14 | 0.0% | COM | 452327109 |
| VMBS | VANGUARD SCOTTSDALE FDS | 477 | $25,000 | 0.0% | $52.41 | $51.19 | — | MORTG-BACK SEC | 92206C771 |
| — | CYTEC INDS INC | 342 | $25,000 | 0.0% | $73.10 | $70.18 | — | COM | 232820100 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 3,000 | $23,000 | 0.0% | $7.67 | $8.00 | — | COM | 25158V108 |
| VUG | VANGUARD INDEX FDS | 220 | $22,000 | 0.0% | $100.00 | $100.72 | — | GROWTH ETF | 922908736 |
| PYPL | PAYPAL HLDGS INC | 666 | $21,000 | 0.0% | $31.53 * | $35.85 | 0.0% | COM | 70450Y103 |
| — | FIREEYE INC | 650 | $21,000 | 0.0% | $32.31 | $44.04 | — | COM | 31816Q101 |
| — | WHITEWAVE FOODS CO | 500 | $20,000 | 0.0% | $40.00 | $44.29 | — | COM | 966244105 |
| VGK | VANGUARD INTL EQUITY INDEX F | 400 | $20,000 | 0.0% | $50.00 | $58.00 | — | FTSE EUROPE ETF | 922042874 |
| — | VOYA PRIME RATE TR | 4,000 | $20,000 | 0.0% | $5.00 | $5.75 | — | SH BEN INT | 92913A100 |
| — | YAHOO INC | 650 | $19,000 | 0.0% | $29.23 | $39.24 | — | COM | 984332106 |
| BABA | ALIBABA GROUP HLDG LTD | 325 | $19,000 | 0.0% | $58.46 | $77.87 | — | SPONSORED ADS | 01609W102 |
| SLF | SUN LIFE FINL INC | 600 | $19,000 | 0.0% | $31.67 * | $34.04 | -4.8% | COM | 866796105 |
| — | SOLARCITY CORP | 425 | $18,000 | 0.0% | $42.35 | $55.13 | — | COM | 83416T100 |
| — | ENBRIDGE ENERGY PARTNERS L P | 735 | $18,000 | 0.0% | $24.49 | $29.93 | — | COM | 29250R106 |
| DUK | DUKE ENERGY CORP NEW | 240 | $17,000 | 0.0% | $70.83 * | $51.79 | -8.9% | COM NEW | 26441C204 |
| — | AMERIGAS PARTNERS L P | 400 | $17,000 | 0.0% | $42.50 | $45.00 | — | UNIT L P INT | 030975106 |
| — | PANDORA MEDIA INC | 750 | $16,000 | 0.0% | $21.33 | $26.67 | — | COM | 698354107 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 213 | $16,000 | 0.0% | $75.12 | $80.07 | — | DIV APP ETF | 921908844 |
| — | POWERSHARES ETF TRUST | 350 | $16,000 | 0.0% | $45.71 | $42.86 | — | DYN BIOT & GEN | 73935X856 |
| — | SENIOR HSG PPTYS TR | 1,000 | $16,000 | 0.0% | $16.00 | $22.00 | — | SH BEN INT | 81721M109 |
| TSLA | TESLA MTRS INC | 60 | $15,000 | 0.0% | $250.00 * | $14.08 | +20.7% | COM | 88160R101 |
| ROST | ROSS STORES INC | 300 | $15,000 | 0.0% | $50.00 * | $41.56 | +10.9% | COM | 778296103 |
| XLE | SELECT SECTOR SPDR TR | 250 | $15,000 | 0.0% | $60.00 | $79.39 | — | SBI INT-ENERGY | 81369Y506 |
| — | GLAXOSMITHKLINE PLC | 403 | $15,000 | 0.0% | $37.22 | $47.26 | — | SPONSORED ADR | 37733W105 |
| — | NUVEEN FLOATING RATE INCOME | 1,500 | $15,000 | 0.0% | $10.00 | $10.67 | — | COM | 67072T108 |
| EBAY | EBAY INC | 566 | $14,000 | 0.0% | $24.73 * | $20.17 | +18.7% | COM | 278642103 |
| DEO | DIAGEO P L C | 133 | $14,000 | 0.0% | $105.26 | $118.00 | — | SPON ADR NEW | 25243Q205 |
| IVV | ISHARES TR | 75 | $14,000 | 0.0% | $186.67 | $213.33 | — | CORE S&P500 ETF | 464287200 |
| — | NUVEEN QUALITY PFD INCOME FD | 1,500 | $13,000 | 0.0% | $8.67 | $8.00 | — | COM | 67072C105 |
| VOD | VODAFONE GROUP PLC NEW | 400 | $13,000 | 0.0% | $32.50 | $36.72 | — | SPNSR ADR NO PAR | 92857W308 |
| BA | BOEING CO | 100 | $13,000 | 0.0% | $130.00 * | $110.65 | +11.5% | COM | 097023105 |
| VTWO | VANGUARD SCOTTSDALE FDS | 150 | $13,000 | 0.0% | $86.67 | $86.67 | — | VNG RUS2000IDX | 92206C664 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 300 | $13,000 | 0.0% | $43.33 * | $28.51 | -0.4% | COM | 744573106 |
| FCX | FREEPORT-MCMORAN INC | 1,300 | $13,000 | 0.0% | $10.00 * | $24.27 | -55.4% | CL B | 35671D857 |
| EMN | EASTMAN CHEM CO | 200 | $13,000 | 0.0% | $65.00 * | $55.62 | -5.1% | COM | 277432100 |
| RL | RALPH LAUREN CORP | 100 | $12,000 | 0.0% | $120.00 * | $96.33 | 0.0% | CL A | 751212101 |
| KIM | KIMCO RLTY CORP | 500 | $12,000 | 0.0% | $24.00 * | $11.63 | +24.7% | COM | 49446R109 |
| NYT | NEW YORK TIMES CO | 1,000 | $12,000 | 0.0% | $12.00 * | $12.09 | -5.4% | CL A | 650111107 |
| XLF | SELECT SECTOR SPDR TR | 500 | $11,000 | 0.0% | $22.00 | $22.80 | — | SBI INT-FINL | 81369Y605 |
| — | UBS AG LONDON BRH | 700 | $11,000 | 0.0% | $15.71 | $15.71 | — | 2X LEV LNG LKD | 90267B765 |
| FRI | FIRST TR S&P REIT INDEX FD | 500 | $10,000 | 0.0% | $20.00 | $17.80 | — | COM | 33734G108 |
| COP | CONOCOPHILLIPS | 200 | $10,000 | 0.0% | $50.00 * | $48.73 | -24.5% | COM | 20825C104 |
| — | PIMCO CORPORATE INCOME STRAT | 750 | $10,000 | 0.0% | $13.33 | $16.00 | — | COM | 72200U100 |
| BK | BANK NEW YORK MELLON CORP | 252 | $10,000 | 0.0% | $39.68 * | $32.00 | 0.0% | COM | 064058100 |
| — | CEPHEID | 229 | $10,000 | 0.0% | $43.67 | $54.76 | — | COM | 15670R107 |
| WY | WEYERHAEUSER CO | 371 | $10,000 | 0.0% | $26.95 * | $21.50 | -8.9% | COM | 962166104 |
| — | PIMCO INCOME STRATEGY FUND I | 1,000 | $9,000 | 0.0% | $9.00 | $10.00 | — | COM | 72201J104 |
| — | CALAMOS STRATEGIC TOTL RETN | 1,000 | $9,000 | 0.0% | $9.00 | $11.00 | — | COM SH BEN INT | 128125101 |
| RF | REGIONS FINL CORP NEW | 1,000 | $9,000 | 0.0% | $9.00 * | $6.47 | +5.7% | COM | 7591EP100 |
| — | DNP SELECT INCOME FD | 1,000 | $9,000 | 0.0% | $9.00 | $10.45 | — | COM | 23325P104 |
| HDV | ISHARES TR | 125 | $9,000 | 0.0% | $72.00 | $71.11 | — | CORE HIGH DV ETF | 46429B663 |
| — | EATON VANCE TX MGD DIV EQ IN | 826 | $8,000 | 0.0% | $9.69 | $10.90 | — | COM | 27828N102 |
| SWKS | SKYWORKS SOLUTIONS INC | 100 | $8,000 | 0.0% | $80.00 * | $73.93 | 0.0% | COM | 83088M102 |
| UDR | UDR INC | 216 | $7,000 | 0.0% | $32.41 * | $20.28 | +14.1% | COM | 902653104 |
| CAT | CATERPILLAR INC DEL | 100 | $7,000 | 0.0% | $70.00 * | $73.34 | -19.4% | COM | 149123101 |
| VAC | MARRIOTT VACATIONS WRLDWDE C | 100 | $7,000 | 0.0% | $70.00 * | $77.36 | +1.5% | COM | 57164Y107 |
| — | AEGON N V | 1,221 | $7,000 | 0.0% | $5.73 | $7.37 | — | NY REGISTRY SH | 007924103 |
| IXC | ISHARES TR | 200 | $6,000 | 0.0% | $30.00 | $43.68 | — | GLOBAL ENERG ETF | 464287341 |
| — | GOLDCORP INC NEW | 500 | $6,000 | 0.0% | $12.00 | $22.00 | — | COM | 380956409 |
| — | INVESCO CALIF VALUE MUN INC | 500 | $6,000 | 0.0% | $12.00 | $12.00 | — | COM | 46132H106 |
| RWT | REDWOOD TR INC | 448 | $6,000 | 0.0% | $13.39 | $20.09 | — | COM | 758075402 |
| — | DURECT CORP | 3,000 | $6,000 | 0.0% | $2.00 | $1.67 | — | COM | 266605104 |
| NKE | NIKE INC | 50 | $6,000 | 0.0% | $120.00 * | $49.59 | 0.0% | CL B | 654106103 |
| — | MADISON STRTG SECTOR PREM FD | 600 | $6,000 | 0.0% | $10.00 | $11.67 | — | COM | 558268108 |
| — | ONEOK PARTNERS LP | 200 | $6,000 | 0.0% | $30.00 | $40.00 | — | UNIT LTD PARTN | 68268N103 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 400 | $6,000 | 0.0% | $15.00 | $14.51 | — | SH BEN INT | 09248E102 |
| LEN | LENNAR CORP | 104 | $5,000 | 0.0% | $48.08 * | $30.45 | +46.5% | CL A | 526057104 |
| BOX | BOX INC | 400 | $5,000 | 0.0% | $12.50 * | $14.89 | 0.0% | CL A | 10316T104 |
| MGK | VANGUARD WORLD FD | 60 | $5,000 | 0.0% | $83.33 | $91.67 | — | MEGA GRWTH IND | 921910816 |
| — | KANSAS CITY SOUTHERN | 50 | $5,000 | 0.0% | $100.00 | $100.00 | — | COM NEW | 485170302 |
| ISRG | INTUITIVE SURGICAL INC | 10 | $5,000 | 0.0% | $500.00 * | $42.08 | +34.6% | COM NEW | 46120E602 |
| — | DOUBLELINE OPPORTUNISTIC CR | 200 | $5,000 | 0.0% | $25.00 | $22.45 | — | COM | 258623107 |
| — | TIME WARNER CABLE INC | 25 | $4,000 | 0.0% | $160.00 | $120.00 | — | COM | 88732J207 |
| — | PIEDMONT NAT GAS INC | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | COM | 720186105 |
| — | PLUM CREEK TIMBER CO INC | 100 | $4,000 | 0.0% | $40.00 | $50.00 | — | COM | 729251108 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 210 | $4,000 | 0.0% | $19.05 | $19.05 | — | COM SHS | 670699107 |
| URBN | URBAN OUTFITTERS INC | 125 | $4,000 | 0.0% | $32.00 | $38.69 | -16.9% | COM | 917047102 |
| — | CHESAPEAKE ENERGY CORP | 500 | $4,000 | 0.0% | $8.00 | $8.00 | — | COM | 165167107 |
| — | GENERAL MTRS CO | 198 | $4,000 | 0.0% | $20.20 | $20.20 | — | *W EXP 07/10/201 | 37045V118 |
| — | ISIS PHARMACEUTICALS INC | 90 | $4,000 | 0.0% | $44.44 | $33.33 | — | COM | 464330109 |
| — | APACHE CORP | 100 | $4,000 | 0.0% | $40.00 | $86.00 | — | COM | 037411105 |
| ICLN | ISHARES TR | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | GL CLEAN ENE ETF | 464288224 |
| — | GENERAL MTRS CO | 198 | $3,000 | 0.0% | $15.15 | $15.15 | — | *W EXP 07/10/201 | 37045V126 |
| — | FRONTIER COMMUNICATIONS CORP | 710 | $3,000 | 0.0% | $4.23 | $6.05 | — | COM | 35906A108 |
| — | SIRIUS XM HLDGS INC | 800 | $3,000 | 0.0% | $3.75 | $3.29 | — | COM | 82968B103 |
| CORT | CORCEPT THERAPEUTICS INC | 700 | $3,000 | 0.0% | $4.29 * | $2.02 | +151.0% | COM | 218352102 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | COM | 67073B106 |
| — | QIAGEN NV | 124 | $3,000 | 0.0% | $24.19 | $24.19 | — | REG SHS | N72482107 |
| NTAP | NETAPP INC | 100 | $3,000 | 0.0% | $30.00 * | $23.65 | 0.0% | COM | 64110D104 |
| C | CITIGROUP INC | 63 | $3,000 | 0.0% | $47.62 * | $38.20 | +6.7% | COM NEW | 172967424 |
| NFG | NATIONAL FUEL GAS CO N J | 70 | $3,000 | 0.0% | $42.86 * | $69.48 | -22.2% | COM | 636180101 |
| — | POWERSHARES DB CMDTY IDX TRA | 200 | $3,000 | 0.0% | $15.00 | $20.61 | — | UNIT BEN INT | 73935S105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 100 | $3,000 | 0.0% | $30.00 | $40.53 | — | FTSE EMR MKT ETF | 922042858 |
| — | NUVEEN REAL ESTATE INCOME FD | 150 | $2,000 | 0.0% | $13.33 | $13.33 | — | COM | 67071B108 |
| — | ULTRATECH INC | 140 | $2,000 | 0.0% | $14.29 | $28.57 | — | COM | 904034105 |
| — | BARRICK GOLD CORP | 300 | $2,000 | 0.0% | $6.67 | $10.74 | — | COM | 067901108 |
| — | RYDEX ETF TRUST | 15 | $2,000 | 0.0% | $133.33 | $133.33 | — | GUG S&P MC400 PG | 78355W601 |
| ETSY | ETSY INC | 150 | $2,000 | 0.0% | $13.33 * | $19.22 | -18.2% | COM | 29786A106 |
| — | DYNAVAX TECHNOLOGIES CORP | 30 | $1,000 | 0.0% | $33.33 | $33.33 | — | COM NEW | 268158201 |
| — | AFFYMETRIX INC | 140 | $1,000 | 0.0% | $7.14 | $7.14 | — | COM | 00826T108 |
| — | HARRIS & HARRIS GROUP INC | 600 | $1,000 | 0.0% | $1.67 | $3.33 | — | COM | 413833104 |
| — | SEADRILL LIMITED | 100 | $1,000 | 0.0% | $10.00 | $12.50 | — | SHS | G7945E105 |
| — | APRICUS BIOSCIENCES INC | 33 | $0 | 0.0% | $0.00 | — | — | COM | 03832V109 |
| SAN | BANCO SANTANDER SA | 7 | $0 | 0.0% | $0.00 | $11.30 | — | ADR | 05964H105 |
| — | DDR CORP | 15 | $0 | 0.0% | $0.00 | — | — | COM | 23317H102 |