Location: New York, NY
CIK: 0000712050 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 16, 2016
Total Value: $150M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Morgan Stanley China A Share Fund | 682,538 | $12.76M | 8.5% | $18.70 | $18.25 | — | COM | 617468103 |
| MINT | PIMCO Enhanced Short Maturity Active | 56,928 | $5.773M | 3.8% | $101.41 | $101.04 | +0.4% | COM | 72201R833 |
| XOM | Exxon Mobil Corporation | 57,861 | $5.05M | 3.4% | $87.28 * | $56.00 | +3.2% | COM | 30231G102 |
| PEP | Pepsico Inc | 40,023 | $4.353M | 2.9% | $108.76 * | $60.00 | +37.1% | COM | 713448108 |
| AAPL | Apple Computer | 36,422 | $4.118M | 2.7% | $113.06 * | $24.75 | +4.8% | COM | 037833100 |
| IBM | Intl Business Machines | 25,269 | $4.014M | 2.7% | $158.85 * | $101.10 | +1.1% | COM | 459200101 |
| MSFT | Microsoft Corp | 63,417 | $3.653M | 2.4% | $57.60 * | $30.02 | +71.5% | COM | 594918104 |
| VZ | Verizon Communications | 63,749 | $3.314M | 2.2% | $51.99 * | $27.33 | +16.6% | COM | 92343V104 |
| — | Nuveen Mortgage Opportunity | 128,561 | $3.109M | 2.1% | $24.18 | $23.15 | — | COM | 670735109 |
| — | General Electric Co. | 97,059 | $2.875M | 1.9% | $29.62 | $26.78 | — | COM | 369604103 |
| CSCO | Cisco Systems Inc | 82,946 | $2.631M | 1.8% | $31.72 * | $15.59 | +52.5% | COM | 17275R102 |
| — | Pfizer Inc | 74,448 | $2.522M | 1.7% | $33.88 | $30.49 | — | COM | 717081903 |
| JNJ | Johnson & Johnson | 21,230 | $2.508M | 1.7% | $118.13 * | $67.57 | +35.4% | COM | 478160104 |
| BMY | Bristol Myers Company | 46,458 | $2.505M | 1.7% | $53.92 * | $34.14 | +13.5% | COM | 110122108 |
| — | J P Morgan Chase & Co | 35,729 | $2.379M | 1.6% | $66.58 | $58.90 | — | COM | 46625H900 |
| MRK | Merck & Co Inc | 36,444 | $2.274M | 1.5% | $62.40 * | $40.22 | +11.4% | COM | 58933Y105 |
| — | Hewlett-Packard Company | 141,674 | $2.2M | 1.5% | $15.53 | $12.55 | — | COM | 428236103 |
| QCOM | Qualcomm Inc | 30,897 | $2.116M | 1.4% | $68.49 * | $40.28 | +31.9% | COM | 747525103 |
| TRV | Travelers Group Inc | 17,113 | $1.96M | 1.3% | $114.53 * | $69.45 | +34.8% | COM | 89417E109 |
| BABA | Alibaba Group Hldg Lim | 18,122 | $1.917M | 1.3% | $105.78 | $78.26 | +35.2% | COM | 01609W102 |
| GIS | General Mills Inc | 29,506 | $1.885M | 1.3% | $63.89 * | $34.24 | +34.2% | COM | 370334104 |
| — | Kinder Morgan Inc | 79,990 | $1.85M | 1.2% | $23.13 | $18.72 | — | COM | 49455E100 |
| C | Citigroup Inc | 37,895 | $1.79M | 1.2% | $47.24 * | $36.45 | -2.6% | COM | 172967424 |
| — | Ambev S.A. | 289,833 | $1.765M | 1.2% | $6.09 | $5.91 | — | COM | 12319V103 |
| — | Nielsen NV | 30,196 | $1.618M | 1.1% | $53.58 | $44.68 | — | COM | N63218106 |
| — | Chubb Limited | 12,692 | $1.595M | 1.1% | $125.67 | $106.05 | — | COM | 171232101 |
| — | Gilead Sciences Inc | 20,163 | $1.595M | 1.1% | $79.11 | $83.30 | — | COM | 375558AN3 |
| DGX | Quest Diagnostic Inc | 18,823 | $1.593M | 1.1% | $84.63 * | $57.70 | +22.5% | COM | 74834L100 |
| UPS | United Parcel Svc Inc Cl B | 14,551 | $1.591M | 1.1% | $109.34 * | $65.64 | +18.2% | COM | 911312106 |
| KMB | Kimberly-Clark Corp | 12,608 | $1.59M | 1.1% | $126.11 * | $87.24 | +5.1% | COM | 494368103 |
| — | General Motors Corp | 50,018 | $1.589M | 1.1% | $31.77 | $38.12 | — | COM | 37045V900 |
| TM | Toyota Motor Corp. ADR | 13,677 | $1.587M | 1.1% | $116.03 | $102.72 | +13.0% | COM | 892331307 |
| AMZN | Amazon Com Inc | 1,883 | $1.577M | 1.1% | $837.49 * | $31.41 | +33.3% | COM | 023135106 |
| — | Monsanto Co. | 15,078 | $1.541M | 1.0% | $102.20 | $103.38 | — | COM | 61166W101 |
| — | Sanofi ADR | 39,490 | $1.508M | 1.0% | $38.19 | $41.86 | — | COM | 590328100 |
| MCD | McDonalds Corp | 13,000 | $1.5M | 1.0% | $115.38 * | $70.39 | +31.4% | COM | 580135101 |
| LDOS | Leidos Holdings, Inc. | 34,442 | $1.491M | 1.0% | $43.29 * | $33.42 | +12.0% | COM | 525327102 |
| VLO | Valero Energy Corp New | 28,022 | $1.485M | 1.0% | $52.99 * | $38.47 | -4.7% | COM | 91913Y100 |
| — | Legg Mason, Inc. | 43,995 | $1.473M | 1.0% | $33.48 | $29.48 | — | COM | 524901105 |
| — | Walgreens Boots Alliance Inc. | 17,828 | $1.437M | 1.0% | $80.60 | $84.62 | — | COM | 931427108 |
| COR | AmerisourceBergen Corp. | 17,498 | $1.413M | 0.9% | $80.75 * | $59.88 | +1.4% | COM | 03073E105 |
| HSY | Hershey Co. | 14,662 | $1.402M | 0.9% | $95.62 * | $74.40 | +3.1% | COM | 427866108 |
| — | Discover Financial Services | 24,729 | $1.398M | 0.9% | $56.53 | $53.60 | — | COM | 254709108 |
| PSX | Phillips | 16,946 | $1.365M | 0.9% | $80.55 * | $43.86 | +29.1% | COM | 718546104 |
| EXC | Exelon Corp. | 39,946 | $1.33M | 0.9% | $33.29 * | $17.65 | -2.8% | COM | 30161N101 |
| T | AT&T Inc | 31,594 | $1.283M | 0.9% | $40.61 * | $11.40 | +38.8% | COM | 00206R102 |
| LUV | Southwest Airlines Co | 32,234 | $1.254M | 0.8% | $38.90 * | $38.15 | -8.7% | COM | 844741108 |
| TGT | Target Corp | 18,127 | $1.245M | 0.8% | $68.68 * | $56.11 | -6.8% | COM | 87612E106 |
| INTC | Intel Corp | 30,563 | $1.154M | 0.8% | $37.76 * | $18.44 | +65.9% | COM | 458140100 |
| SPGI | S&P Global, Inc. | 9,015 | $1.141M | 0.8% | $126.57 * | $96.34 | +20.7% | COM | 78409V104 |
| BRK/B | Berkshire Hathaway Cl B | 7,807 | $1.128M | 0.8% | $144.49 | $144.24 | +0.2% | COM | 084670702 |
| MMM | 3M Company | 6,339 | $1.117M | 0.7% | $176.21 * | $96.05 | +12.5% | COM | 88579Y101 |
| XME | SPDR S&P Metals & Mining ETF | 40,705 | $1.079M | 0.7% | $26.51 | $16.72 | +58.6% | COM | 78464A755 |
| DIS | Disney Walt Co | 11,392 | $1.058M | 0.7% | $92.87 * | $84.19 | +2.4% | COM | 254687106 |
| KO | Coca-Cola Company | 21,571 | $913K | 0.6% | $42.33 * | $27.33 | +15.8% | COM | 191216100 |
| — | Time Warner Inc New | 11,367 | $905K | 0.6% | $79.62 | $69.81 | — | COM | 887317303 |
| YUM | Yum Brands Inc. | 9,789 | $889K | 0.6% | $90.82 * | $42.23 | +30.5% | COM | 988498101 |
| WFC | Wells Fargo & Co New | 17,657 | $782K | 0.5% | $44.29 * | $31.38 | +8.9% | COM | 949746101 |
| — | Medtronic Inc | 8,936 | $772K | 0.5% | $86.39 | $72.09 | — | COM | 585055106 |
| — | Ellsworth Growth and Income Fund Ltd. | 93,098 | $762K | 0.5% | $8.18 | $7.88 | — | COM | 289074106 |
| — | Shire plc ADR | 3,889 | $754K | 0.5% | $193.88 | $184.13 | — | COM | 82481R106 |
| — | Nuveen Mortgage Opportunity | 31,520 | $748K | 0.5% | $23.73 | $22.32 | — | COM | 67074R100 |
| WMT | Wal-Mart Stores Inc | 9,623 | $694K | 0.5% | $72.12 * | $20.70 | -1.1% | COM | 931142103 |
| BRT | BRT Realty Trust | 86,681 | $693K | 0.5% | $7.99 | $7.15 | — | COM | 055645303 |
| V | Visa Inc. | 8,216 | $679K | 0.5% | $82.64 * | $73.22 | +5.9% | COM | 92826C839 |
| USB | US Bancorp Com (New) | 15,230 | $653K | 0.4% | $42.88 * | $25.63 | +18.8% | COM | 902973304 |
| ABBV | Abbvie Inc | 9,618 | $607K | 0.4% | $63.11 * | $40.24 | +6.4% | COM | 00287Y109 |
| BAX | Baxter International Inc | 12,629 | $601K | 0.4% | $47.59 * | $29.59 | +38.1% | COM | 071813109 |
| UE | Urban Edge Properties | 20,598 | $580K | 0.4% | $28.16 | $29.86 | — | COM | 91704F104 |
| CVX | Chevrontexaco Corp. | 5,548 | $571K | 0.4% | $102.92 * | $71.52 | -3.0% | COM | 166764100 |
| LMT | Lockheed Martin Corp | 2,354 | $564K | 0.4% | $239.59 * | $174.47 | +7.4% | COM | 539830109 |
| LLY | Lilly Eli & Co | 7,000 | $562K | 0.4% | $80.29 * | $55.45 | +24.4% | COM | 532457108 |
| PG | Procter & Gamble Co | 6,015 | $540K | 0.4% | $89.78 * | $58.94 | +18.5% | COM | 742718109 |
| AMGN | Amgen Inc. | 3,192 | $532K | 0.4% | $166.67 * | $81.61 | +54.8% | COM | 031162100 |
| AMT | American Tower Corp. | 4,692 | $532K | 0.4% | $113.38 * | $83.75 | +7.5% | COM | 03027X100 |
| BF/B | Brown Forman Corp Cl B | 10,724 | $509K | 0.3% | $47.46 * | $31.28 | +2.6% | COM | 115637209 |
| BK | Bank of New York Mellon Corporation | 12,505 | $499K | 0.3% | $39.90 * | $24.43 | +28.1% | COM | 064058100 |
| — | Celgene Corp | 4,355 | $455K | 0.3% | $104.48 | $98.75 | — | COM | 151020104 |
| UNP | Union Pacific Corp Commo | 4,653 | $454K | 0.3% | $97.57 * | $87.90 | -9.6% | COM | 907818108 |
| ORCL | Oracle Corporation | 11,527 | $453K | 0.3% | $39.30 * | $29.56 | +15.6% | COM | 68389X105 |
| SPY | S&P Depos Rcpts | 2,075 | $449K | 0.3% | $216.39 | $201.12 | +7.5% | COM | 78462F103 |
| BAC | Bank America Corp | 27,770 | $435K | 0.3% | $15.66 * | $11.74 | +8.4% | COM | 060505104 |
| UNH | United Healthcare Corp | 2,983 | $418K | 0.3% | $140.13 * | $80.39 | +50.4% | COM | 91324P102 |
| CL | Colgate-Palmolive Co | 5,596 | $415K | 0.3% | $74.16 * | $53.32 | +11.8% | COM | 194162103 |
| ED | Consolidated Edison, Inc. | 5,091 | $383K | 0.3% | $75.23 * | $53.16 | +1.5% | COM | 209115104 |
| ABT | Abbott Laboratories | 8,724 | $369K | 0.2% | $42.30 * | $29.40 | +21.4% | COM | 002824100 |
| — | VanEck Vectors Gold Miners ETF | 13,965 | $369K | 0.2% | $26.42 | $27.71 | — | COM | 57060U100 |
| GDVTZ | Google Inc Cl A | 448 | $360K | 0.2% | $803.57 | $562.09 | — | COM | 38349K105 |
| MRSH | Marsh & McLennan Companies Inc | 5,227 | $352K | 0.2% | $67.34 * | $45.33 | +26.7% | COM | 571748102 |
| — | Doubleline Income Solutions Fund | 18,227 | $349K | 0.2% | $19.15 | $18.35 | — | COM | 258622109 |
| BP | BP p.l.c. ADR | 9,909 | $348K | 0.2% | $35.12 | $32.02 | +9.8% | COM | 055622104 |
| SO | Southern Co. | 6,503 | $334K | 0.2% | $51.36 * | $33.63 | +3.6% | COM | 842587107 |
| TSM | Taiwan Semiconductor Manufacturing Co. Ltd | 10,788 | $330K | 0.2% | $30.59 | $25.11 | +21.8% | COM | 874039100 |
| WDC | Western Digital Corp. | 5,486 | $321K | 0.2% | $58.51 * | $28.61 | +36.9% | COM | 958102105 |
| CSX | C S X Corp | 10,533 | $321K | 0.2% | $30.48 * | $7.52 | +19.0% | COM | 126408103 |
| CME | CME Group, Inc. | 3,023 | $316K | 0.2% | $104.53 * | $73.18 | +0.5% | COM | 12572Q105 |
| AXP | American Expresss Company | 4,934 | $316K | 0.2% | $64.05 * | $75.44 | -25.6% | COM | 025816109 |
| — | Johnson Controls Inc | 6,548 | $305K | 0.2% | $46.58 | $44.81 | — | COM | 478366107 |
| ECL | Ecolab, Inc. | 2,500 | $304K | 0.2% | $121.60 * | $108.98 | +1.1% | COM | 278865100 |
| EQT | EQT Corp. | 4,165 | $302K | 0.2% | $72.51 * | $35.80 | +1.7% | COM | 26884L109 |
| BF/A | Brown Forman Cl A Vtg | 6,000 | $299K | 0.2% | $49.83 * | $24.01 | +4.4% | COM | 115637100 |
| TBF | ProShares Short 20+ Year Treasury ETF | 13,825 | $290K | 0.2% | $20.98 | $20.92 | +0.4% | COM | 74347X849 |
| SLB | Schlumberger Ltd F | 3,664 | $288K | 0.2% | $78.60 * | $67.11 | -10.0% | COM | 806857108 |
| SYY | Sysco Corp | 5,860 | $287K | 0.2% | $48.98 * | $37.68 | +1.9% | COM | 871829107 |
| META | Facebook Inc. | 2,232 | $286K | 0.2% | $128.14 | $106.25 | +19.9% | COM | 30303M102 |
| MPC | Marathon Petroleum Corp. | 6,696 | $272K | 0.2% | $40.62 * | $27.21 | +12.0% | COM | 56585A102 |
| — | Investors Bancorp Inc | 21,503 | $258K | 0.2% | $12.00 | $10.16 | — | COM | 46146P102 |
| — | United Tech Corp | 2,521 | $256K | 0.2% | $101.55 | $113.81 | — | COM | 913017109 |
| SBUX | Starbucks Corp | 4,537 | $246K | 0.2% | $54.22 * | $36.86 | +20.6% | COM | 855244109 |
| KSS | Kohls Corp | 5,623 | $246K | 0.2% | $43.75 | $39.74 | +10.1% | COM | 500255104 |
| — | Du Pont E I De Nemour & Co | 3,587 | $240K | 0.2% | $66.91 | $73.94 | — | COM | 263534109 |
| — | Google Inc Class C | 308 | $239K | 0.2% | $775.97 | $612.06 | — | COM | 38259P508 |
| XLU | SPDR Utilities Select Sector ETF | 4,630 | $227K | 0.2% | $49.03 * | $25.38 | -3.5% | COM | 81369Y886 |
| SIEGY | Siemens AG | 1,868 | $219K | 0.1% | $117.24 | $113.22 | +3.6% | COM | 826197501 |
| PRU | Prudential Financial, Inc. | 2,654 | $217K | 0.1% | $81.76 * | $50.24 | +6.9% | COM | 744320102 |
| — | Peoples United Finl Inc | 13,242 | $209K | 0.1% | $15.78 | $16.11 | — | COM | 712704105 |
| NKE | Nike Inc Class B | 3,964 | $209K | 0.1% | $52.72 * | $50.32 | -7.1% | COM | 654106103 |
| MAT | Mattel Incorporated | 6,831 | $207K | 0.1% | $30.30 | $26.51 | +14.2% | COM | 577081102 |
| WM | Waste Management, Inc. | 3,239 | $207K | 0.1% | $63.91 * | $50.66 | +6.7% | COM | 94106L109 |
| — | Templeton Emerging Markets Income Fund | 12,797 | $141K | 0.1% | $11.02 | $10.47 | — | COM | 880192109 |
| GERN | Geron Corp | 11,893 | $27,000 | 0.0% | $2.27 | $2.99 | -24.5% | COM | 374163103 |
| TALN | Talon International Inc | 40,250 | $4,000 | 0.0% | $0.10 | $0.14 | -23.7% | COM | 87484F108 |