CIK: 0001082491 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 15, 2013
Total Value ($000): $290,659 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 75,905 | $12,753 | 4.4% | $160.79 | — | TR UNIT | 78462f103 |
| VOE | VANGUARD INDEX FDS | 158,314 | $11,593 | 4.0% | $69.05 | — | MCAP VL IDXVIP | 922908512 |
| — | RYDEX ETF TRUST | 260,728 | $11,415 | 3.9% | $40.92 | — | GUG S&P500 PU VA | 78355w304 |
| VUG | VANGUARD INDEX FDS | 114,035 | $9,649 | 3.3% | $78.15 | — | GROWTH ETF | 922908736 |
| — | VANGUARD SCOTTSDALE FDS | 122,672 | $9,226 | 3.2% | $73.73 | — | VNG RUS1000VAL | 92206c714 |
| VTV | VANGUARD INDEX FDS | 103,341 | $7,212 | 2.5% | $69.79 | — | VALUE ETF | 922908744 |
| IJR | ISHARES | 72,114 | $7,197 | 2.5% | $90.74 | — | CORE S&P SCP ETF | 464287804 |
| VOT | VANGUARD INDEX FDS | 81,801 | $6,970 | 2.4% | $78.43 | — | MCAP GR IDXVIP | 922908538 |
| VB | VANGUARD INDEX FDS | 67,282 | $6,896 | 2.4% | $93.71 | — | SMALL CP ETF | 922908751 |
| — | FIRST TR MID CAP CORE ALPHAD | 148,622 | $6,816 | 2.3% | $42.40 | — | COM SHS | 33735b108 |
| — | POWERSHARES ETF TRUST | 239,200 | $6,190 | 2.1% | $25.39 | — | DYNM LRG CP VL | 73935x708 |
| AAPL | APPLE INC | 12,173 | $5,803 | 2.0% | $13.16 | +8.5% | COM | 037833100 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 82,200 | $5,722 | 2.0% | $69.61 | — | DIV APP ETF | 921908844 |
| SCHF | SCHWAB STRATEGIC TR | 179,128 | $5,444 | 1.9% | $27.36 | — | INTL EQTY ETF | 808524805 |
| — | SPDR INDEX SHS FDS | 152,627 | $5,101 | 1.8% | $29.87 | — | S&PINTL MC ETF | 78463x764 |
| JNJ | JOHNSON & JOHNSON | 53,970 | $4,679 | 1.6% | $59.66 | +6.5% | COM | 478160104 |
| — | RYDEX ETF TRUST | 72,557 | $4,610 | 1.6% | $58.20 | — | GUG S&P500 PU GR | 78355w403 |
| — | ISHARES INC | 89,199 | $4,340 | 1.5% | $46.06 | — | CORE MSCI EMKT | 46434g103 |
| — | EGA EMERGING GLOBAL SHS TR | 136,784 | $3,685 | 1.3% | $26.26 | — | EGS EMKTCONS ETF | 268461779 |
| — | RYDEX ETF TRUST | 66,704 | $3,108 | 1.1% | $44.69 | — | GUG S&P MC400 PV | 78355w502 |
| — | GOOGLE INC | 3,467 | $3,037 | 1.0% | $880.37 | — | CL A | 38259p508 |
| QCOM | QUALCOMM INC | 42,947 | $2,891 | 1.0% | $45.06 | +3.3% | COM | 747525103 |
| — | CELGENE CORP | 17,996 | $2,774 | 1.0% | $116.98 | — | COM | 151020104 |
| — | SPDR SERIES TRUST | 20,958 | $2,707 | 0.9% | $104.26 | — | S&P BIOTECH | 78464a870 |
| IBM | INTERNATIONAL BUSINESS MACHS | 14,554 | $2,695 | 0.9% | $118.94 | -6.2% | COM | 459200101 |
| — | VANGUARD WORLD FDS | 24,750 | $2,566 | 0.9% | $101.98 | — | CONSUM STP ETF | 92204a207 |
| — | SPDR S&P MIDCAP 400 ETF TR | 10,751 | $2,433 | 0.8% | $210.14 | — | UTSER1 S&PDCRP | 78467y107 |
| IEZ | ISHARES | 38,846 | $2,433 | 0.8% | $56.71 | — | US OIL EQ&SV ETF | 464288844 |
| — | WISDOMTREE TR | 45,644 | $2,426 | 0.8% | $50.93 | — | EUROPE HEDGED EQ | 97717x701 |
| — | BED BATH & BEYOND INC | 31,183 | $2,412 | 0.8% | $70.96 | — | COM | 075896100 |
| VYM | VANGUARD WHITEHALL FDS INC | 39,994 | $2,299 | 0.8% | $56.37 | — | HIGH DIV YLD | 921946406 |
| VBR | VANGUARD INDEX FDS | 24,423 | $2,204 | 0.8% | $84.63 | — | SM CP VAL ETF | 922908611 |
| LOW | LOWES COS INC | 45,621 | $2,172 | 0.7% | $32.16 | +13.2% | COM | 548661107 |
| — | WISDOMTREE TR | 39,400 | $2,037 | 0.7% | $48.34 | — | EMERG MKTS ETF | 97717w315 |
| — | GOLDMAN SACHS GROUP INC | 12,871 | $2,036 | 0.7% | $151.25 | — | COM | 38141g104 |
| — | ORACLE CORP | 60,030 | $1,991 | 0.7% | $30.72 | — | COM | 68389x105 |
| — | MASTERCARD INC | 2,952 | $1,986 | 0.7% | $574.44 | — | CL A | 57636q104 |
| — | TRW AUTOMOTIVE HLDGS CORP | 27,203 | $1,940 | 0.7% | $66.46 | — | COM | 87264s106 |
| — | VISA INC | 9,982 | $1,908 | 0.7% | $182.78 | — | COM CL A | 92826c839 |
| — | NATIONAL OILWELL VARCO INC | 23,338 | $1,823 | 0.6% | $68.92 | — | COM | 637071101 |
| — | WYNDHAM WORLDWIDE CORP | 29,772 | $1,815 | 0.6% | $57.24 | — | COM | 98310w108 |
| IVV | ISHARES | 10,435 | $1,762 | 0.6% | $160.84 | — | CORE S&P500 ETF | 464287200 |
| EFV | ISHARES | 32,124 | $1,748 | 0.6% | $49.30 | — | EAFE VALUE ETF | 464288877 |
| SCHG | SCHWAB STRATEGIC TR | 42,291 | $1,737 | 0.6% | $38.48 | — | US LCAP GR ETF | 808524300 |
| — | SPDR INDEX SHS FDS | 40,966 | $1,733 | 0.6% | $42.12 | — | DJ GLB RL ES ETF | 78463x749 |
| DHR | DANAHER CORP DEL | 24,979 | $1,732 | 0.6% | $25.01 | +9.6% | COM | 235851102 |
| — | SELECT SECTOR SPDR TR | 40,782 | $1,713 | 0.6% | $38.39 | — | SBI MATERIALS | 81369y100 |
| — | ISHARES | 53,758 | $1,694 | 0.6% | $30.79 | — | MSCI FRNTR100ETF | 464286145 |
| C | CITIGROUP INC | 34,671 | $1,682 | 0.6% | $35.76 | +5.2% | COM NEW | 172967424 |
| SCHV | SCHWAB STRATEGIC TR | 44,984 | $1,678 | 0.6% | $36.34 | — | US LCAP VA ETF | 808524409 |
| — | ASHLAND INC NEW | 17,770 | $1,643 | 0.6% | $83.48 | — | COM | 044209104 |
| — | HARMAN INTL INDS INC | 23,889 | $1,582 | 0.5% | $54.21 | — | COM | 413086109 |
| UNP | UNION PAC CORP | 10,096 | $1,568 | 0.5% | $57.06 | +5.4% | COM | 907818108 |
| NKE | NIKE INC | 20,974 | $1,524 | 0.5% | $26.53 | +5.3% | CL B | 654106103 |
| — | DISCOVER FINL SVCS | 29,558 | $1,494 | 0.5% | $47.64 | — | COM | 254709108 |
| — | AMERICAN TOWER CORP NEW | 19,805 | $1,468 | 0.5% | $73.18 | — | COM | 03027x100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 12,907 | $1,465 | 0.5% | $110.02 | +4.9% | CL B NEW | 084670702 |
| — | NORDSTROM INC | 26,027 | $1,463 | 0.5% | $59.92 | — | COM | 655664100 |
| TOL | TOLL BROTHERS INC | 44,982 | $1,459 | 0.5% | $33.80 | -4.3% | COM | 889478103 |
| — | ACTAVIS INC | 10,131 | $1,459 | 0.5% | $144.01 | — | COM | 00507K103 |
| AXP | AMERICAN EXPRESS CO | 19,248 | $1,454 | 0.5% | $59.62 | +6.1% | COM | 025816109 |
| — | PETSMART INC | 18,843 | $1,437 | 0.5% | $67.00 | — | COM | 716768106 |
| SCHX | SCHWAB STRATEGIC TR | 35,480 | $1,427 | 0.5% | $38.43 | — | US LRG CAP ETF | 808524201 |
| IWC | ISHARES | 20,694 | $1,417 | 0.5% | $61.75 | — | MICRO-CAP ETF | 464288869 |
| — | UNITED TECHNOLOGIES CORP | 13,114 | $1,414 | 0.5% | $92.96 | — | COM | 913017109 |
| SHOO | MADDEN STEVEN LTD | 26,249 | $1,413 | 0.5% | $18.10 | +12.1% | COM | 556269108 |
| CMI | CUMMINS INC | 10,584 | $1,406 | 0.5% | $81.53 | +9.3% | COM | 231021106 |
| — | HESS CORP | 18,069 | $1,397 | 0.5% | $66.50 | — | COM | 42809h107 |
| HD | HOME DEPOT INC | 18,402 | $1,396 | 0.5% | $56.05 | +3.2% | COM | 437076102 |
| WFC | WELLS FARGO & CO NEW | 33,629 | $1,390 | 0.5% | $27.36 | +10.3% | COM | 949746101 |
| VSS | VANGUARD INTL EQUITY INDEX F | 13,649 | $1,356 | 0.5% | $89.63 | — | FTSE SMCAP ETF | 922042718 |
| CVX | CHEVRON CORP NEW | 10,962 | $1,332 | 0.5% | $71.30 | +2.5% | COM | 166764100 |
| CAR | AVIS BUDGET GROUP | 46,095 | $1,329 | 0.5% | $28.57 | -0.6% | COM | 053774105 |
| — | SPECTRA ENERGY CORP | 38,707 | $1,325 | 0.5% | $34.47 | — | COM | 847560109 |
| — | NATIONSTAR MTG HLDGS INC | 23,522 | $1,323 | 0.5% | $37.45 | — | COM | 63861c109 |
| BA | BOEING CO | 11,156 | $1,311 | 0.5% | $80.37 | +13.9% | COM | 097023105 |
| SYK | STRYKER CORP | 19,230 | $1,300 | 0.4% | $56.92 | +4.4% | COM | 863667101 |
| — | WISDOMTREE TR | 26,886 | $1,289 | 0.4% | $47.19 | — | JAPN HEDGE EQT | 97717w851 |
| — | APACHE CORP | 15,116 | $1,287 | 0.4% | $83.85 | — | COM | 037411105 |
| — | CIT GROUP INC | 26,014 | $1,269 | 0.4% | $46.61 | — | COM NEW | 125581801 |
| — | CANADIAN PAC RY LTD | 10,160 | $1,253 | 0.4% | $123.33 | — | COM | 13645t100 |
| — | COVIDIEN PLC | 19,844 | $1,209 | 0.4% | $62.80 | — | SHS | g2554f113 |
| — | EXPRESS SCRIPTS HLDG CO | 19,345 | $1,196 | 0.4% | $61.72 | — | COM | 30219g108 |
| — | COACH INC | 21,245 | $1,158 | 0.4% | $57.09 | — | COM | 189754104 |
| — | EAST WEST BANCORP INC | 34,406 | $1,099 | 0.4% | $27.49 | — | COM | 27579r104 |
| BP | BP PLC | 25,955 | $1,091 | 0.4% | $41.72 | — | SPONSORED ADR | 055622104 |
| IJH | ISHARES | 8,772 | $1,089 | 0.4% | $115.46 | — | CORE S&P MCP ETF | 464287507 |
| — | SPDR INDEX SHS FDS | 32,890 | $1,075 | 0.4% | $29.07 | — | S&P INTL SMLCP | 78463x871 |
| CAT | CATERPILLAR INC DEL | 12,846 | $1,071 | 0.4% | $61.55 | +0.1% | COM | 149123101 |
| CMA | COMERICA INC | 26,269 | $1,033 | 0.4% | $24.17 | +11.7% | COM | 200340107 |
| — | JPMORGAN CHASE & CO | 19,957 | $1,032 | 0.4% | $52.77 | — | COM | 46625h100 |
| — | POWERSHARES ETF TRUST | 45,260 | $1,015 | 0.3% | $21.24 | — | FND PUR SMVAL PT | 73935x864 |
| — | WISDOMTREE TR | 17,967 | $1,008 | 0.3% | $51.19 | — | INTL MIDCAP DV | 97717w778 |
| GNRC | GENERAC HLDGS INC | 22,599 | $964 | 0.3% | $32.90 | +26.1% | COM | 368736104 |
| — | BARD C R INC | 8,329 | $960 | 0.3% | $108.70 | — | COM | 067383109 |
| VAW | VANGUARD WORLD FDS | 10,035 | $955 | 0.3% | $86.51 | — | MATERIALS ETF | 92204A801 |
| — | EXXON MOBIL CORP | 10,985 | $945 | 0.3% | $90.35 | — | COM | 30231g102 |
| — | BB&T CORP | 27,596 | $931 | 0.3% | $33.87 | — | COM | 054937107 |
| — | SELECT SECTOR SPDR TR | 19,851 | $921 | 0.3% | $42.70 | — | SBI INT-INDS | 81369y704 |
| — | VANGUARD WORLD FDS | 11,129 | $898 | 0.3% | $74.02 | — | INF TECH ETF | 92204a702 |
| SCHM | SCHWAB STRATEGIC TR | 24,051 | $833 | 0.3% | $32.28 | — | US MID-CAP ETF | 808524508 |
| — | AMC NETWORKS INC | 11,255 | $771 | 0.3% | $68.50 | — | CL A | 00164v103 |
| PSMT | PRICESMART INC | 7,923 | $755 | 0.3% | $74.69 | +4.3% | COM | 741511109 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 40,604 | $753 | 0.3% | $13.74 | +18.3% | COM | 704699107 |
| — | COSTCO WHSL CORP NEW | 6,333 | $729 | 0.3% | $110.55 | — | COM | 22160k105 |
| — | ABBVIE INC | 16,108 | $721 | 0.2% | $44.76 | — | COM | 00287y109 |
| VFC | V F CORP | 3,616 | $720 | 0.2% | $42.45 | +8.7% | COM | 918204108 |
| SCHA | SCHWAB STRATEGIC TR | 14,584 | $703 | 0.2% | $44.64 | — | US SML CAP ETF | 808524607 |
| — | GASLOG LTD | 43,011 | $642 | 0.2% | $14.93 | — | SHS | g37585109 |
| — | SELECT SECTOR SPDR TR | 7,714 | $640 | 0.2% | $78.28 | — | SBI INT-ENERGY | 81369y506 |
| TJX | TJX COS INC NEW | 11,241 | $634 | 0.2% | $22.53 | 0.0% | COM | 872540109 |
| — | EXPRESS INC | 25,971 | $613 | 0.2% | $23.60 | — | COM | 30219e103 |
| — | WISDOMTREE TR | 10,152 | $610 | 0.2% | $53.46 | — | INTL SMCAP DIV | 97717w760 |
| — | SPDR SERIES TRUST | 5,762 | $597 | 0.2% | $97.38 | — | S&P 400 MDCP GRW | 78464a821 |
| KSS | KOHLS CORP | 11,544 | $597 | 0.2% | $52.24 | 0.0% | COM | 500255104 |
| ABT | ABBOTT LABS | 17,640 | $585 | 0.2% | $28.85 | -4.0% | COM | 002824100 |
| — | RYDEX ETF TRUST | 8,265 | $577 | 0.2% | $69.81 | — | GUG S&P500EQWTTE | 78355w817 |
| — | TOWERS WATSON & CO | 5,358 | $573 | 0.2% | $81.93 | — | CL A | 891894107 |
| — | MARATHON PETE CORP | 8,624 | $555 | 0.2% | $71.04 | — | COM | 56585a102 |
| DE | DEERE & CO | 6,732 | $548 | 0.2% | $68.04 | -3.1% | COM | 244199105 |
| NSC | NORFOLK SOUTHERN CORP | 6,853 | $530 | 0.2% | $57.67 | -1.2% | COM | 655844108 |
| VEU | VANGUARD INTL EQUITY INDEX F | 10,860 | $528 | 0.2% | $44.19 | — | ALLWRLD EX US | 922042775 |
| — | SPDR SERIES TRUST | 6,880 | $506 | 0.2% | $69.96 | — | S&P 400 MDCP VAL | 78464a839 |
| — | VANGUARD WORLD FDS | 5,007 | $495 | 0.2% | $91.15 | — | CONSUM DIS ETF | 92204a108 |
| SCHE | SCHWAB STRATEGIC TR | 18,395 | $452 | 0.2% | $23.49 | — | EMRG MKTEQ ETF | 808524706 |
| — | GENERAL ELECTRIC CO | 18,675 | $446 | 0.2% | $23.18 | — | COM | 369604103 |
| — | SPDR SERIES TRUST | 9,898 | $423 | 0.1% | $40.00 | — | S&P CAP MKTS | 78464a771 |
| EPD | ENTERPRISE PRODS PARTNERS L | 6,857 | $419 | 0.1% | $62.13 | — | COM | 293792107 |
| WHR | WHIRLPOOL CORP | 2,803 | $411 | 0.1% | $121.27 | +9.1% | COM | 963320106 |
| CHCO | CITY HLDG CO | 9,000 | $389 | 0.1% | $26.24 | +11.8% | COM | 177835105 |
| — | TWO HBRS INVT CORP | 39,932 | $388 | 0.1% | $10.25 | — | COM | 90187b101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 9,603 | $385 | 0.1% | $38.82 | — | FTSE EMR MKT ETF | 922042858 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 6,826 | $385 | 0.1% | $54.50 | — | COM UNIT RP LP | 559080106 |
| IVW | ISHARES | 3,739 | $334 | 0.1% | $83.98 | — | S&P 500 GRWT ETF | 464287309 |
| IVE | ISHARES | 4,090 | $320 | 0.1% | $78.24 | — | S&P 500 VAL ETF | 464287408 |
| IHI | ISHARES | 3,463 | $293 | 0.1% | $84.61 | — | U.S. MED DVC ETF | 464288810 |
| — | RESOURCE CAP CORP | 48,187 | $286 | 0.1% | $6.09 | — | COM | 76120w302 |
| — | VERIZON COMMUNICATIONS INC | 5,825 | $272 | 0.1% | $50.40 | — | COM | 92343v104 |
| KO | COCA COLA CO | 6,932 | $263 | 0.1% | $27.85 | -3.9% | COM | 191216100 |
| IHE | ISHARES | 2,456 | $261 | 0.1% | $99.66 | — | U.S. PHARMA ETF | 464288836 |
| — | MAXWELL TECHNOLOGIES INC | 28,604 | $259 | 0.1% | $7.16 | — | COM | 577767106 |
| — | BIODELIVERY SCIENCES INTL IN | 44,159 | $240 | 0.1% | $4.07 | — | COM | 09060j106 |
| — | FEI CO | 2,677 | $235 | 0.1% | $73.03 | — | COM | 30241L109 |
| — | SPDR SERIES TRUST | 7,370 | $221 | 0.1% | $28.68 | — | S&P BK ETF | 78464a797 |
| — | EMCORE CORP | 49,106 | $220 | 0.1% | $3.78 | — | COM NEW | 290846203 |
| — | ACCELRYS INC | 22,128 | $218 | 0.1% | $8.44 | — | COM | 00430U103 |
| — | INVESCO MORTGAGE CAPITAL INC | 14,096 | $217 | 0.1% | $16.55 | — | COM | 46131b100 |
| — | MERCK & CO INC NEW | 4,373 | $208 | 0.1% | $46.35 | — | COM | 58933y105 |
| IBB | ISHARES | 990 | $208 | 0.1% | $210.10 | — | NASDQ BIOTEC ETF | 464287556 |
| — | ELAN PLC | 13,123 | $204 | 0.1% | $14.11 | — | ADR | 284131208 |
| REFR | RESEARCH FRONTIERS INC | 47,656 | $202 | 0.1% | $3.96 | +5.3% | COM | 760911107 |
| — | PROVIDENT FINL SVCS INC | 12,172 | $197 | 0.1% | $15.77 | — | COM | 74386t105 |
| — | GENTHERM INC | 10,303 | $197 | 0.1% | $18.60 | — | COM | 37253a103 |
| — | FLAMEL TECHNOLOGIES SA | 29,809 | $196 | 0.1% | $6.14 | — | SPONSORED ADR | 338488109 |
| — | AMERICAN SUPERCONDUCTOR CORP | 78,375 | $183 | 0.1% | $2.64 | — | COM | 030111108 |
| — | NANOMETRICS INC | 11,324 | $183 | 0.1% | $14.64 | — | COM | 630077105 |
| — | HEADWATERS INC | 19,909 | $179 | 0.1% | $8.86 | — | COM | 42210P102 |
| — | HARRIS & HARRIS GROUP INC | 55,749 | $167 | 0.1% | $3.04 | — | COM | 413833104 |
| — | NANOSPHERE INC | 47,046 | $94 | 0.0% | $3.07 | — | COM | 63009f105 |
| — | VICAL INC | 57,545 | $72 | 0.0% | $3.12 | — | COM | 925602104 |
| — | FRONTIER COMMUNICATIONS CORP | 10,598 | $44 | 0.0% | $4.01 | — | COM | 35906a108 |