SANDERS MORRIS HARRIS LLC Diversified Active

CIK: 0001053994 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Oct 16, 2020

Total Value ($000): $367,989 (100.0% shares, 0.0% debt)

Holdings (274)

QQQ INVESCO QQQ TR 11.4%
Value ($000) $42,053 Shares 151,352 Est. Cost $115.91 Unrealized
BX BLACKSTONE GROUP INC 5.3%
Value ($000) $19,451 Shares 371,620 Est. Cost $44.72 Unrealized -0.5%
ELAN ELANCO ANIMAL HEALTH INC 4.0%
Value ($000) $14,838 Shares 531,260 Est. Cost $25.50 Unrealized -0.6%
CSWC CAPITAL SOUTHWEST CORP 3.2%
Value ($000) $11,817 Shares 841,068 Est. Cost $8.25 Unrealized -9.0%
EPD ENTERPRISE PRODS PARTNERS L 3.2%
Value ($000) $11,717 Shares 741,305 Est. Cost $19.20 Unrealized
AAPL APPLE INC 3.0%
Value ($000) $11,126 Shares 94,274 Est. Cost $93.39 Unrealized +13.5%
T AT&T INC 1.9%
Value ($000) $7,002 Shares 246,254 Est. Cost $15.80 Unrealized -1.5%
THERAPEUTICSMD INC 1.8%
Value ($000) $6,789 Shares 4,296,637 Est. Cost $0.64 Unrealized
MAIN MAIN STR CAP CORP 1.8%
Value ($000) $6,723 Shares 227,342 Est. Cost $29.65 Unrealized +3.3%
QURE UNIQURE NV 1.5%
Value ($000) $5,406 Shares 148,267 Est. Cost $40.97 Unrealized 0.0%
V VISA INC 1.4%
Value ($000) $5,132 Shares 25,237 Est. Cost $189.89 Unrealized +1.2%
CTAS CINTAS CORP 1.2%
Value ($000) $4,572 Shares 13,014 Est. Cost $68.40 Unrealized +6.6%
MPC MARATHON PETE CORP 1.2%
Value ($000) $4,416 Shares 150,500 Est. Cost $30.02 Unrealized +0.4%
ESPO VANECK VECTORS ETF TR 1.1%
Value ($000) $4,172 Shares 66,096 Est. Cost $63.12 Unrealized
DOCU DOCUSIGN INC 1.1%
Value ($000) $4,137 Shares 17,381 Est. Cost $207.56 Unrealized 0.0%
APTOSE BIOSCIENCES INC 1.1%
Value ($000) $4,062 Shares 667,004 Est. Cost $6.09 Unrealized
JPM JPMORGAN CHASE & CO 1.1%
Value ($000) $4,025 Shares 41,511 Est. Cost $85.44 Unrealized 0.0%
PM PHILIP MORRIS INTL INC 1.1%
Value ($000) $3,997 Shares 52,563 Est. Cost $58.86 Unrealized 0.0%
GOOGL ALPHABET INC 1.1%
Value ($000) $3,952 Shares 2,539 Est. Cost $74.67 Unrealized +1.3%
NOW SERVICENOW INC 1.0%
Value ($000) $3,602 Shares 6,926 Est. Cost $89.31 Unrealized 0.0%
MO ALTRIA GROUP INC 1.0%
Value ($000) $3,565 Shares 92,018 Est. Cost $30.54 Unrealized -11.0%
CVS CVS HEALTH CORP 0.9%
Value ($000) $3,469 Shares 59,347 Est. Cost $52.38 Unrealized 0.0%
DT DYNATRACE INC 0.9%
Value ($000) $3,437 Shares 78,284 Est. Cost $40.94 Unrealized 0.0%
AVALARA INC 0.9%
Value ($000) $3,156 Shares 20,291 Est. Cost $155.54 Unrealized
XOM EXXON MOBIL CORP 0.8%
Value ($000) $3,028 Shares 88,221 Est. Cost $46.67 Unrealized -30.7%
AMZN AMAZON COM INC 0.8%
Value ($000) $3,004 Shares 893 Est. Cost $112.78 Unrealized +39.8%
BRSL INTERNATIONAL GAME TECHNOLOG 0.8%
Value ($000) $2,892 Shares 259,775 Est. Cost $7.59 Unrealized 0.0%
VRSN VERISIGN INC 0.8%
Value ($000) $2,875 Shares 13,246 Est. Cost $204.76 Unrealized 0.0%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.8%
Value ($000) $2,869 Shares 9 Est. Cost $309458.20 Unrealized -0.8%
MSFT MICROSOFT CORP 0.8%
Value ($000) $2,862 Shares 13,082 Est. Cost $156.60 Unrealized +28.2%
NVDA NVIDIA CORPORATION 0.8%
Value ($000) $2,829 Shares 5,020 Est. Cost $9.24 Unrealized +25.5%
GENERAL ELECTRIC CO 0.8%
Value ($000) $2,773 Shares 443,052 Est. Cost $6.79 Unrealized
TELA TELA BIO INC 0.7%
Value ($000) $2,698 Shares 163,121 Est. Cost $13.16 Unrealized +6.7%
SNOW SNOWFLAKE INC 0.7%
Value ($000) $2,579 Shares 10,358 Est. Cost $238.10 Unrealized 0.0%
LISTED FD TR 0.7%
Value ($000) $2,529 Shares 59,250 Est. Cost $42.68 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 0.7%
Value ($000) $2,508 Shares 41,419 Est. Cost $42.86 Unrealized +13.4%
EROS STX GLOBAL CORPORATION 0.7%
Value ($000) $2,455 Shares 1,110,633 Est. Cost $2.21 Unrealized
CUE CUE BIOPHARMA INC 0.6%
Value ($000) $2,312 Shares 142,430 Est. Cost $19.21 Unrealized 0.0%
DIS DISNEY WALT CO 0.6%
Value ($000) $2,144 Shares 16,702 Est. Cost $117.87 Unrealized +3.6%
GM GENERAL MTRS CO 0.5%
Value ($000) $2,015 Shares 68,090 Est. Cost $30.18 Unrealized -10.2%
ABBV ABBVIE INC 0.5%
Value ($000) $1,969 Shares 22,498 Est. Cost $69.15 Unrealized +10.4%
SPARK ENERGY INC 0.5%
Value ($000) $1,831 Shares 219,992 Est. Cost $12.20 Unrealized
PFE PFIZER INC 0.5%
Value ($000) $1,822 Shares 49,522 Est. Cost $27.11 Unrealized 0.0%
IVV ISHARES TR 0.5%
Value ($000) $1,760 Shares 5,045 Est. Cost $342.36 Unrealized
MRK MERCK & CO. INC 0.5%
Value ($000) $1,691 Shares 21,020 Est. Cost $65.50 Unrealized +0.7%
HD HOME DEPOT INC 0.5%
Value ($000) $1,681 Shares 6,051 Est. Cost $199.72 Unrealized +19.0%
GOOG ALPHABET INC 0.5%
Value ($000) $1,671 Shares 1,068 Est. Cost $69.44 Unrealized +9.1%
CRM SALESFORCE COM INC 0.4%
Value ($000) $1,638 Shares 6,142 Est. Cost $204.58 Unrealized +5.7%
IBM INTERNATIONAL BUSINESS MACHS 0.4%
Value ($000) $1,619 Shares 13,300 Est. Cost $98.34 Unrealized -4.6%
CHINA MOBILE LIMITED 0.4%
Value ($000) $1,614 Shares 50,205 Est. Cost $32.15 Unrealized
LAM RESEARCH CORP 0.4%
Value ($000) $1,591 Shares 4,242 Est. Cost $375.06 Unrealized
MDLZ MONDELEZ INTL INC 0.4%
Value ($000) $1,528 Shares 26,126 Est. Cost $47.14 Unrealized +3.0%
LLY LILLY ELI & CO 0.4%
Value ($000) $1,518 Shares 10,208 Est. Cost $144.37 Unrealized +1.0%
INTU INTUIT 0.4%
Value ($000) $1,512 Shares 4,321 Est. Cost $302.64 Unrealized 0.0%
LISTED FD TR 0.4%
Value ($000) $1,509 Shares 46,330 Est. Cost $32.57 Unrealized
REATA PHARMACEUTICALS INC 0.4%
Value ($000) $1,504 Shares 13,595 Est. Cost $119.93 Unrealized
ADBE ADOBE SYSTEMS INCORPORATED 0.4%
Value ($000) $1,494 Shares 2,900 Est. Cost $446.93 Unrealized +4.1%
META FACEBOOK INC 0.4%
Value ($000) $1,464 Shares 5,384 Est. Cost $213.32 Unrealized +20.1%
VZ VERIZON COMMUNICATIONS INC 0.4%
Value ($000) $1,438 Shares 24,233 Est. Cost $41.08 Unrealized +3.6%
GLAXOSMITHKLINE PLC 0.4%
Value ($000) $1,347 Shares 36,000 Est. Cost $39.30 Unrealized
PG PROCTER AND GAMBLE CO 0.4%
Value ($000) $1,299 Shares 9,170 Est. Cost $116.35 Unrealized 0.0%
MA MASTERCARD INCORPORATED 0.4%
Value ($000) $1,289 Shares 3,757 Est. Cost $295.23 Unrealized +6.9%
BOQII HLDG LTD 0.4%
Value ($000) $1,289 Shares 179,000 Est. Cost $7.20 Unrealized
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $1,287 Shares 8,670 Est. Cost $125.42 Unrealized +1.3%
GS GOLDMAN SACHS GROUP INC 0.3%
Value ($000) $1,250 Shares 5,960 Est. Cost $174.64 Unrealized +2.5%
SHV ISHARES TR 0.3%
Value ($000) $1,209 Shares 10,925 Est. Cost $110.66 Unrealized
ECL ECOLAB INC 0.3%
Value ($000) $1,126 Shares 5,597 Est. Cost $188.44 Unrealized 0.0%
ORCL ORACLE CORP 0.3%
Value ($000) $1,126 Shares 18,460 Est. Cost $52.75 Unrealized 0.0%
BARRICK GOLD CORP 0.3%
Value ($000) $1,124 Shares 40,000 Est. Cost $28.10 Unrealized
LULU LULULEMON ATHLETICA INC 0.3%
Value ($000) $1,119 Shares 3,150 Est. Cost $291.01 Unrealized +14.7%
PYPL PAYPAL HLDGS INC 0.3%
Value ($000) $1,095 Shares 5,307 Est. Cost $187.90 Unrealized 0.0%
BABA ALIBABA GROUP HLDG LTD 0.3%
Value ($000) $1,058 Shares 3,445 Est. Cost $307.11 Unrealized
AMGN AMGEN INC 0.3%
Value ($000) $1,028 Shares 4,292 Est. Cost $185.76 Unrealized +12.8%
JEF JEFFERIES FINL GROUP INC 0.3%
Value ($000) $998 Shares 55,466 Est. Cost $16.52 Unrealized -16.2%
KANSAS CITY SOUTHERN 0.3%
Value ($000) $967 Shares 5,324 Est. Cost $181.63 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.3%
Value ($000) $967 Shares 11,350 Est. Cost $57.18 Unrealized +29.9%
LOW LOWES COS INC 0.3%
Value ($000) $962 Shares 5,506 Est. Cost $139.87 Unrealized 0.0%
XYZ SQUARE INC 0.3%
Value ($000) $947 Shares 5,000 Est. Cost $115.34 Unrealized +22.4%
TXN TEXAS INSTRS INC 0.3%
Value ($000) $929 Shares 6,040 Est. Cost $116.84 Unrealized 0.0%
TWITTER INC 0.3%
Value ($000) $929 Shares 19,700 Est. Cost $47.16 Unrealized
CRTO CRITEO S A 0.2%
Value ($000) $909 Shares 74,500 Est. Cost $12.20 Unrealized
TTWO TAKE-TWO INTERACTIVE SOFTWAR 0.2%
Value ($000) $903 Shares 5,360 Est. Cost $152.97 Unrealized +6.2%
SWITCHBACK ENERGY ACQUISTN C 0.2%
Value ($000) $901 Shares 219,742 Est. Cost $4.10 Unrealized
WALGREENS BOOTS ALLIANCE INC 0.2%
Value ($000) $893 Shares 24,748 Est. Cost $36.08 Unrealized
KO COCA COLA CO 0.2%
Value ($000) $879 Shares 17,816 Est. Cost $38.95 Unrealized +4.7%
FDX FEDEX CORP 0.2%
Value ($000) $875 Shares 3,200 Est. Cost $136.47 Unrealized +32.6%
ABT ABBOTT LABS 0.2%
Value ($000) $873 Shares 8,025 Est. Cost $92.34 Unrealized 0.0%
KMI KINDER MORGAN INC DEL 0.2%
Value ($000) $872 Shares 70,121 Est. Cost $11.25 Unrealized -10.0%
TWLO TWILIO INC 0.2%
Value ($000) $865 Shares 2,600 Est. Cost $246.54 Unrealized 0.0%
WM WASTE MGMT INC DEL 0.2%
Value ($000) $853 Shares 7,542 Est. Cost $75.41 Unrealized +34.4%
ET ENERGY TRANSFER LP 0.2%
Value ($000) $852 Shares 152,434 Est. Cost $5.59 Unrealized
BA BOEING CO 0.2%
Value ($000) $830 Shares 5,060 Est. Cost $165.90 Unrealized +2.7%
ONC BEIGENE LTD 0.2%
Value ($000) $825 Shares 2,700 Est. Cost $305.56 Unrealized
RMD RESMED INC 0.2%
Value ($000) $812 Shares 4,600 Est. Cost $176.42 Unrealized 0.0%
INTC INTEL CORP 0.2%
Value ($000) $811 Shares 15,095 Est. Cost $46.53 Unrealized 0.0%
CHTR CHARTER COMMUNICATIONS INC N 0.2%
Value ($000) $802 Shares 1,239 Est. Cost $590.04 Unrealized 0.0%
TMO THERMO FISHER SCIENTIFIC INC 0.2%
Value ($000) $795 Shares 1,700 Est. Cost $407.40 Unrealized 0.0%
MSI MOTOROLA SOLUTIONS INC 0.2%
Value ($000) $785 Shares 4,735 Est. Cost $136.41 Unrealized 0.0%
CI CIGNA CORP NEW 0.2%
Value ($000) $784 Shares 4,493 Est. Cost $166.68 Unrealized -3.4%
RCKT ROCKET PHARMACEUTICALS INC 0.2%
Value ($000) $772 Shares 27,709 Est. Cost $24.64 Unrealized 0.0%
ZBRA ZEBRA TECHNOLOGIES CORPORATI 0.2%
Value ($000) $769 Shares 2,677 Est. Cost $249.19 Unrealized +8.0%
WDAY WORKDAY INC 0.2%
Value ($000) $761 Shares 3,250 Est. Cost $183.36 Unrealized +7.9%
ACTIVISION BLIZZARD INC 0.2%
Value ($000) $755 Shares 9,255 Est. Cost $70.64 Unrealized
AVGO BROADCOM INC 0.2%
Value ($000) $749 Shares 1,964 Est. Cost $29.64 Unrealized 0.0%
AZN ASTRAZENECA PLC 0.2%
Value ($000) $744 Shares 13,600 Est. Cost $53.20 Unrealized
DDOG DATADOG INC 0.2%
Value ($000) $735 Shares 6,290 Est. Cost $87.05 Unrealized 0.0%
CVX CHEVRON CORP NEW 0.2%
Value ($000) $733 Shares 10,175 Est. Cost $90.24 Unrealized -26.3%
EA ELECTRONIC ARTS INC 0.2%
Value ($000) $709 Shares 5,350 Est. Cost $132.53 Unrealized 0.0%
SEB SEABOARD CORP 0.2%
Value ($000) $709 Shares 250 Est. Cost $2981.84 Unrealized -6.2%
QSR RESTAURANT BRANDS INTL INC 0.2%
Value ($000) $693 Shares 11,824 Est. Cost $55.77 Unrealized 0.0%
PUTNAM PREMIER INCOME TR 0.2%
Value ($000) $661 Shares 148,490 Est. Cost $4.45 Unrealized
SPRINGWORKS THERAPEUTICS INC 0.2%
Value ($000) $655 Shares 11,200 Est. Cost $58.48 Unrealized
XILINX INC 0.2%
Value ($000) $645 Shares 5,475 Est. Cost $117.81 Unrealized
LINDE PLC 0.2%
Value ($000) $643 Shares 2,700 Est. Cost $238.15 Unrealized
KNSL KINSALE CAP GROUP INC 0.2%
Value ($000) $631 Shares 3,000 Est. Cost $182.15 Unrealized 0.0%
ENDO INTL PLC 0.2%
Value ($000) $623 Shares 188,723 Est. Cost $0.73 Unrealized
APD AIR PRODS & CHEMS INC 0.2%
Value ($000) $618 Shares 2,075 Est. Cost $198.67 Unrealized +26.7%
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $617 Shares 10,488 Est. Cost $53.70 Unrealized 0.0%
BLACKROCK CORE BD TR 0.2%
Value ($000) $610 Shares 38,955 Est. Cost $13.58 Unrealized
CSX CSX CORP 0.2%
Value ($000) $593 Shares 7,500 Est. Cost $22.95 Unrealized 0.0%
BHC BAUSCH HEALTH COS INC 0.2%
Value ($000) $584 Shares 35,013 Est. Cost $19.32 Unrealized -10.9%
CE CELANESE CORP DEL 0.2%
Value ($000) $578 Shares 5,000 Est. Cost $90.84 Unrealized 0.0%
ELV ANTHEM INC 0.2%
Value ($000) $563 Shares 1,900 Est. Cost $248.81 Unrealized +0.5%
JAZZ JAZZ PHARMACEUTICALS PLC 0.2%
Value ($000) $562 Shares 3,700 Est. Cost $123.97 Unrealized 0.0%
WMT WALMART INC 0.2%
Value ($000) $560 Shares 4,000 Est. Cost $38.47 Unrealized +7.4%
MINT PIMCO ETF TR 0.2%
Value ($000) $559 Shares 5,480 Est. Cost $102.01 Unrealized
MDT MEDTRONIC PLC 0.2%
Value ($000) $558 Shares 5,244 Est. Cost $86.23 Unrealized 0.0%
MYOKARDIA INC 0.2%
Value ($000) $555 Shares 2,500 Est. Cost $222.00 Unrealized
MGNX MACROGENICS INC 0.1%
Value ($000) $540 Shares 20,915 Est. Cost $27.30 Unrealized 0.0%
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $538 Shares 1,389 Est. Cost $329.03 Unrealized 0.0%
NTES NETEASE INC 0.1%
Value ($000) $536 Shares 5,925 Est. Cost $90.46 Unrealized
PRAA PRA GROUP INC 0.1%
Value ($000) $533 Shares 13,421 Est. Cost $41.57 Unrealized 0.0%
BIDU BAIDU INC 0.1%
Value ($000) $533 Shares 4,200 Est. Cost $124.14 Unrealized
ATLASSIAN CORP PLC 0.1%
Value ($000) $528 Shares 2,730 Est. Cost $193.41 Unrealized
NKE NIKE INC 0.1%
Value ($000) $519 Shares 4,030 Est. Cost $66.94 Unrealized +48.9%
KR KROGER CO 0.1%
Value ($000) $519 Shares 15,000 Est. Cost $30.80 Unrealized 0.0%
EXAS EXACT SCIENCES CORP 0.1%
Value ($000) $519 Shares 4,800 Est. Cost $86.36 Unrealized 0.0%
IOVA IOVANCE BIOTHERAPEUTICS INC 0.1%
Value ($000) $518 Shares 16,200 Est. Cost $30.66 Unrealized 0.0%
EZPW EZCORP INC 0.1%
Value ($000) $516 Shares 102,500 Est. Cost $4.97 Unrealized +11.8%
ALNY ALNYLAM PHARMACEUTICALS INC 0.1%
Value ($000) $514 Shares 3,500 Est. Cost $136.27 Unrealized +4.3%
KURA KURA ONCOLOGY INC 0.1%
Value ($000) $510 Shares 14,900 Est. Cost $22.08 Unrealized 0.0%
ARGX ARGENX SE 0.1%
Value ($000) $509 Shares 1,830 Est. Cost $278.14 Unrealized
MCK MCKESSON CORP 0.1%
Value ($000) $508 Shares 3,370 Est. Cost $146.77 Unrealized 0.0%
BLACKROCK INC 0.1%
Value ($000) $507 Shares 900 Est. Cost $544.44 Unrealized
SBUX STARBUCKS CORP 0.1%
Value ($000) $505 Shares 5,647 Est. Cost $70.79 Unrealized 0.0%
PEP PEPSICO INC 0.1%
Value ($000) $500 Shares 3,500 Est. Cost $115.17 Unrealized 0.0%
SYK STRYKER CORPORATION 0.1%
Value ($000) $499 Shares 2,266 Est. Cost $183.63 Unrealized 0.0%
PGEN PRECIGEN INC 0.1%
Value ($000) $493 Shares 140,809 Est. Cost $4.75 Unrealized 0.0%
INCY INCYTE CORP 0.1%
Value ($000) $487 Shares 5,000 Est. Cost $96.47 Unrealized 0.0%
MOH MOLINA HEALTHCARE INC 0.1%
Value ($000) $485 Shares 2,370 Est. Cost $181.95 Unrealized 0.0%
GLP GLOBAL PARTNERS LP 0.1%
Value ($000) $484 Shares 36,950 Est. Cost $13.10 Unrealized
TGT TARGET CORP 0.1%
Value ($000) $483 Shares 2,922 Est. Cost $118.66 Unrealized 0.0%
HCA HCA HEALTHCARE INC 0.1%
Value ($000) $481 Shares 3,631 Est. Cost $118.28 Unrealized 0.0%
CLX CLOROX CO DEL 0.1%
Value ($000) $480 Shares 2,183 Est. Cost $188.92 Unrealized 0.0%
CMCSA COMCAST CORP NEW 0.1%
Value ($000) $474 Shares 10,377 Est. Cost $37.62 Unrealized 0.0%
VUG VANGUARD INDEX FDS 0.1%
Value ($000) $474 Shares 2,082 Est. Cost $202.09 Unrealized
NUVEEN QUALITY MUNCP INCOME 0.1%
Value ($000) $472 Shares 32,372 Est. Cost $14.58 Unrealized
DOX AMDOCS LTD 0.1%
Value ($000) $466 Shares 8,000 Est. Cost $53.34 Unrealized 0.0%
NSC NORFOLK SOUTHN CORP 0.1%
Value ($000) $465 Shares 2,175 Est. Cost $150.98 Unrealized +19.2%
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $461 Shares 1,400 Est. Cost $231.27 Unrealized +21.6%
MCD MCDONALDS CORP 0.1%
Value ($000) $461 Shares 2,100 Est. Cost $133.44 Unrealized +35.9%
CTSH COGNIZANT TECHNOLOGY SOLUTIO 0.1%
Value ($000) $439 Shares 6,000 Est. Cost $59.95 Unrealized 0.0%
GALILEO ACQUISITION CORP 0.1%
Value ($000) $434 Shares 43,780 Est. Cost $9.91 Unrealized
EARTHSTONE ENERGY INC 0.1%
Value ($000) $433 Shares 166,900 Est. Cost $9.56 Unrealized
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $429 Shares 3,000 Est. Cost $131.04 Unrealized 0.0%
UNP UNION PAC CORP 0.1%
Value ($000) $426 Shares 2,100 Est. Cost $164.87 Unrealized 0.0%
ALEXION PHARMACEUTICALS INC 0.1%
Value ($000) $421 Shares 3,400 Est. Cost $115.83 Unrealized
CYTK CYTOKINETICS INC 0.1%
Value ($000) $413 Shares 24,555 Est. Cost $23.39 Unrealized 0.0%
PNC PNC FINL SVCS GROUP INC 0.1%
Value ($000) $412 Shares 3,676 Est. Cost $88.70 Unrealized 0.0%
GLOBAL BLOOD THERAPEUTICS IN 0.1%
Value ($000) $408 Shares 6,750 Est. Cost $60.44 Unrealized
NUVEEN AMT FREE QLTY MUN INC 0.1%
Value ($000) $403 Shares 28,000 Est. Cost $14.39 Unrealized
XXINSIXX INSIGHT SELECT INCOME FD 0.1%
Value ($000) $400 Shares 19,734 Est. Cost $19.15 Unrealized
DXCM DEXCOM INC 0.1%
Value ($000) $396 Shares 1,000 Est. Cost $104.48 Unrealized 0.0%
PHG KONINKLIJKE PHILIPS N V 0.1%
Value ($000) $394 Shares 8,162 Est. Cost $48.27 Unrealized
CL COLGATE PALMOLIVE CO 0.1%
Value ($000) $393 Shares 4,920 Est. Cost $67.34 Unrealized 0.0%
BAX BAXTER INTL INC 0.1%
Value ($000) $391 Shares 4,900 Est. Cost $75.21 Unrealized 0.0%
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $384 Shares 4,620 Est. Cost $78.03 Unrealized 0.0%
KLAC KLA CORP 0.1%
Value ($000) $384 Shares 1,750 Est. Cost $186.13 Unrealized 0.0%
LFUS LITTELFUSE INC 0.1%
Value ($000) $376 Shares 2,000 Est. Cost $177.53 Unrealized 0.0%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $364 Shares 2,450 Est. Cost $125.00 Unrealized 0.0%
VGT VANGUARD WORLD FDS 0.1%
Value ($000) $360 Shares 1,155 Est. Cost $281.53 Unrealized
INVESCO TR INVT GRADE NEW YO 0.1%
Value ($000) $356 Shares 29,000 Est. Cost $12.28 Unrealized
BLACKROCK MUNIHLDGS NJ QLTY 0.1%
Value ($000) $353 Shares 25,730 Est. Cost $13.72 Unrealized
MPT MEDICAL PPTYS TRUST INC 0.1%
Value ($000) $350 Shares 19,800 Est. Cost $15.39 Unrealized
TYL TYLER TECHNOLOGIES INC 0.1%
Value ($000) $349 Shares 1,000 Est. Cost $335.55 Unrealized +3.1%
AXP AMERICAN EXPRESS CO 0.1%
Value ($000) $344 Shares 3,292 Est. Cost $91.89 Unrealized 0.0%
OKE ONEOK INC NEW 0.1%
Value ($000) $343 Shares 13,199 Est. Cost $32.05 Unrealized -37.8%
TFF PHARMACEUTICALS INC 0.1%
Value ($000) $340 Shares 21,326 Est. Cost $15.94 Unrealized
SPY SPDR S&P 500 ETF TR 0.1%
Value ($000) $338 Shares 1,010 Est. Cost $334.65 Unrealized
SCI SERVICE CORP INTL 0.1%
Value ($000) $337 Shares 8,000 Est. Cost $42.66 Unrealized 0.0%
CERNER CORP 0.1%
Value ($000) $337 Shares 4,600 Est. Cost $70.77 Unrealized
BLUEBIRD BIO INC 0.1%
Value ($000) $337 Shares 5,900 Est. Cost $60.80 Unrealized
XBFZX BLACKROCK CALIF MUN INCOME T 0.1%
Value ($000) $337 Shares 25,500 Est. Cost $13.22 Unrealized
MERUS N V 0.1%
Value ($000) $333 Shares 24,870 Est. Cost $13.39 Unrealized
HPQ HP INC 0.1%
Value ($000) $332 Shares 16,998 Est. Cost $15.17 Unrealized 0.0%
EFX EQUIFAX INC 0.1%
Value ($000) $329 Shares 2,100 Est. Cost $142.07 Unrealized +10.8%
DBX DROPBOX INC 0.1%
Value ($000) $324 Shares 15,970 Est. Cost $20.82 Unrealized 0.0%
BMRN BIOMARIN PHARMACEUTICAL INC 0.1%
Value ($000) $320 Shares 4,000 Est. Cost $99.50 Unrealized +1.7%
UHS UNIVERSAL HLTH SVCS INC 0.1%
Value ($000) $316 Shares 2,890 Est. Cost $104.18 Unrealized 0.0%
CRNX CRINETICS PHARMACEUTICALS IN 0.1%
Value ($000) $311 Shares 18,600 Est. Cost $15.29 Unrealized 0.0%
XLY SELECT SECTOR SPDR TR 0.1%
Value ($000) $310 Shares 2,108 Est. Cost $127.62 Unrealized
F FORD MTR CO DEL 0.1%
Value ($000) $306 Shares 46,000 Est. Cost $5.99 Unrealized -14.2%
CSCO CISCO SYS INC 0.1%
Value ($000) $304 Shares 7,625 Est. Cost $37.06 Unrealized 0.0%
BLACKROCK MUN 2020 TERM TR 0.1%
Value ($000) $301 Shares 20,000 Est. Cost Unrealized
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $296 Shares 1,067 Est. Cost $51.98 Unrealized +16.0%
CONCHO RES INC 0.1%
Value ($000) $294 Shares 6,656 Est. Cost $51.53 Unrealized
NUE NUCOR CORP 0.1%
Value ($000) $291 Shares 6,000 Est. Cost $40.31 Unrealized 0.0%
USB US BANCORP DEL 0.1%
Value ($000) $290 Shares 7,560 Est. Cost $28.94 Unrealized 0.0%
CNP CENTERPOINT ENERGY INC 0.1%
Value ($000) $290 Shares 15,000 Est. Cost $17.07 Unrealized 0.0%
XENE XENON PHARMACEUTICALS INC 0.1%
Value ($000) $288 Shares 24,500 Est. Cost $11.77 Unrealized 0.0%
HPE HEWLETT PACKARD ENTERPRISE C 0.1%
Value ($000) $278 Shares 28,498 Est. Cost $8.08 Unrealized 0.0%
XLC SELECT SECTOR SPDR TR 0.1%
Value ($000) $267 Shares 4,500 Est. Cost $54.00 Unrealized
LUMEN TECHNOLOGIES INC 0.1%
Value ($000) $265 Shares 26,220 Est. Cost $11.44 Unrealized
CCI CROWN CASTLE INTL CORP NEW 0.1%
Value ($000) $265 Shares 1,588 Est. Cost $125.06 Unrealized +3.2%
AN AUTONATION INC 0.1%
Value ($000) $265 Shares 5,000 Est. Cost $52.10 Unrealized 0.0%
MUSA MURPHY USA INC 0.1%
Value ($000) $260 Shares 2,000 Est. Cost $128.55 Unrealized 0.0%
NET CLOUDFLARE INC 0.1%
Value ($000) $259 Shares 6,300 Est. Cost $27.93 Unrealized +37.1%
CIIG MERGER CORP 0.1%
Value ($000) $251 Shares 25,000 Est. Cost $10.04 Unrealized
AVT AVNET INC 0.1%
Value ($000) $247 Shares 9,570 Est. Cost $24.00 Unrealized -1.7%
NEW PROVIDENCE ACQUISITION 0.1%
Value ($000) $247 Shares 24,450 Est. Cost $10.10 Unrealized
CMI CUMMINS INC 0.1%
Value ($000) $245 Shares 1,161 Est. Cost $139.25 Unrealized +25.6%
DUK DUKE ENERGY CORP NEW 0.1%
Value ($000) $243 Shares 2,750 Est. Cost $67.61 Unrealized -1.3%
LADR LADDER CAP CORP 0.1%
Value ($000) $242 Shares 34,100 Est. Cost $7.10 Unrealized
LYFT LYFT INC 0.1%
Value ($000) $234 Shares 8,500 Est. Cost $31.62 Unrealized -6.0%
ZOGENIX INC 0.1%
Value ($000) $232 Shares 12,420 Est. Cost $18.68 Unrealized
MARATHON OIL CORP 0.1%
Value ($000) $225 Shares 55,000 Est. Cost $12.41 Unrealized
MONTAGE RES CORP 0.1%
Value ($000) $218 Shares 49,498 Est. Cost $15.04 Unrealized
ZUORA INC 0.1%
Value ($000) $217 Shares 21,000 Est. Cost Unrealized
TSLA TESLA INC 0.1%
Value ($000) $215 Shares 500 Est. Cost $118.07 Unrealized 0.0%
MMM 3M CO 0.1%
Value ($000) $212 Shares 1,319 Est. Cost $102.42 Unrealized +7.8%
NMFC NEW MTN FIN CORP 0.1%
Value ($000) $209 Shares 21,875 Est. Cost $6.14 Unrealized -13.1%
MGA MAGNA INTL INC 0.1%
Value ($000) $206 Shares 4,500 Est. Cost $40.55 Unrealized 0.0%
CAT CATERPILLAR INC DEL 0.1%
Value ($000) $205 Shares 1,375 Est. Cost $106.19 Unrealized +19.4%
MAGELLAN MIDSTREAM PRTNRS LP 0.1%
Value ($000) $203 Shares 5,550 Est. Cost $36.58 Unrealized
FLYING EAGLE ACQUISITION COR 0.1%
Value ($000) $203 Shares 16,650 Est. Cost $12.19 Unrealized
BOND PIMCO ETF TR 0.1%
Value ($000) $202 Shares 1,800 Est. Cost $112.22 Unrealized
SCM STELLUS CAP INVT CORP 0.1%
Value ($000) $194 Shares 22,259 Est. Cost $12.97 Unrealized -37.3%
KAYNE ANDERSON ENERGY INFRST 0.1%
Value ($000) $185 Shares 46,200 Est. Cost $15.38 Unrealized
TRGP TARGA RES CORP 0.0%
Value ($000) $181 Shares 12,897 Est. Cost $22.35 Unrealized -29.4%
RIVERNORTH MANAGED DUR MUN I 0.0%
Value ($000) $174 Shares 10,300 Est. Cost $16.89 Unrealized
CATCHMARK TIMBER TR INC 0.0%
Value ($000) $173 Shares 19,400 Est. Cost $8.87 Unrealized
SIGMATRON INTL INC 0.0%
Value ($000) $172 Shares 55,100 Est. Cost $9.04 Unrealized
GEL GENESIS ENERGY L P 0.0%
Value ($000) $161 Shares 35,700 Est. Cost $4.51 Unrealized
BLACKROCK MUN INCOME QUALITY 0.0%
Value ($000) $157 Shares 11,000 Est. Cost $14.27 Unrealized
FLEX FLEX LTD 0.0%
Value ($000) $150 Shares 13,400 Est. Cost $9.93 Unrealized -17.9%
TEEKAY LNG PARTNERS L P 0.0%
Value ($000) $149 Shares 14,150 Est. Cost $14.96 Unrealized
MERIDA MERGER CORP I 0.0%
Value ($000) $147 Shares 15,000 Est. Cost $9.80 Unrealized
GNRSQ GREENROSE ACQUISITION CORP 0.0%
Value ($000) $147 Shares 15,000 Est. Cost $9.86 Unrealized 0.0%
LANDMARK INFRASTRCTUR PARTR 0.0%
Value ($000) $144 Shares 15,960 Est. Cost $9.02 Unrealized
NUVEEN NEW YORK AMT QLT MUNI 0.0%
Value ($000) $132 Shares 10,170 Est. Cost $12.98 Unrealized
MGTX MEIRAGTX HLDGS PLC 0.0%
Value ($000) $132 Shares 10,000 Est. Cost $13.17 Unrealized 0.0%
NEW YORK CMNTY BANCORP INC 0.0%
Value ($000) $128 Shares 15,500 Est. Cost $10.73 Unrealized
THBR THUNDER BRDG ACQUISTION II L 0.0%
Value ($000) $125 Shares 12,500 Est. Cost $10.00 Unrealized
UNION ACQUISITION CORP II 0.0%
Value ($000) $124 Shares 12,500 Est. Cost $9.92 Unrealized
PUMP PROPETRO HLDG CORP 0.0%
Value ($000) $122 Shares 30,000 Est. Cost $5.44 Unrealized 0.0%
AMERICA FIRST MULTIFAMILY IN 0.0%
Value ($000) $109 Shares 27,000 Est. Cost Unrealized
AR ANTERO RESOURCES CORP 0.0%
Value ($000) $107 Shares 39,000 Est. Cost $12.67 Unrealized -75.0%
INTERPRIVATE ACQUISITION COR 0.0%
Value ($000) $100 Shares 10,000 Est. Cost $10.00 Unrealized
EAST STONE ACQUISITION CORP 0.0%
Value ($000) $98 Shares 10,000 Est. Cost $9.80 Unrealized
CADENCE BANCORPORATION 0.0%
Value ($000) $86 Shares 10,000 Est. Cost $16.80 Unrealized
WAITR HLDGS INC 0.0%
Value ($000) $64 Shares 20,000 Est. Cost $1.95 Unrealized
JUNIPER INDL HLDGS INC 0.0%
Value ($000) $51 Shares 37,500 Est. Cost $1.36 Unrealized
MINERVA NEUROSCIENCES INC 0.0%
Value ($000) $41 Shares 12,000 Est. Cost $3.42 Unrealized
GRAN TIERRA ENERGY INC 0.0%
Value ($000) $28 Shares 124,667 Est. Cost $0.22 Unrealized
SHPSQ GALILEO ACQUISITION CORP 0.0%
Value ($000) $27 Shares 46,255 Est. Cost $0.58 Unrealized
MNKD MANNKIND CORP 0.0%
Value ($000) $19 Shares 10,000 Est. Cost $2.69 Unrealized -35.8%
HNRG HALLADOR ENERGY COMPANY 0.0%
Value ($000) $17 Shares 26,330 Est. Cost $8.63 Unrealized -91.6%
NEW PROVIDENCE ACQUISITION 0.0%
Value ($000) $13 Shares 12,225 Est. Cost $1.06 Unrealized
CIIG MERGER CORP 0.0%
Value ($000) $11 Shares 12,500 Est. Cost $0.88 Unrealized
MERIDA MERGER CORP I 0.0%
Value ($000) $8 Shares 15,000 Est. Cost $0.53 Unrealized
UNION ACQUISITION CORP II 0.0%
Value ($000) $7 Shares 12,500 Est. Cost $0.56 Unrealized
GNRWQ GREENROSE ACQUISITION CORP 0.0%
Value ($000) $5 Shares 15,000 Est. Cost $0.33 Unrealized
EAST STONE ACQUISITION CORP 0.0%
Value ($000) $2 Shares 10,000 Est. Cost $0.20 Unrealized
EAST STONE ACQUISITION CORP 0.0%
Value ($000) $1 Shares 10,000 Est. Cost $0.10 Unrealized