Location: Houston, TX
CIK: 0001053994 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 26, 2021
Total Value: $439M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 154,289 | $48.41M | 11.0% | $119.68 | — | UNIT SER 1 | 46090E103 |
| BX | BLACKSTONE GROUP INC | 368,620 | $23.88M | 5.4% | $44.72 | +9.2% | COM CL A | 09260D107 |
| IVV | ISHARES TR | 45,737 | $17.43M | 4.0% | $376.80 | — | CORE S&P500 ETF | 464287200 |
| CSWC | CAPITAL SOUTHWEST CORP | 865,717 | $15.37M | 3.5% | $8.27 | +5.3% | COM | 140501107 |
| EPD | ENTERPRISE PRODS PARTNERS L | 739,527 | $14.51M | 3.3% | $19.20 | — | COM | 293792107 |
| ELAN | ELANCO ANIMAL HEALTH INC | 434,335 | $13.38M | 3.0% | $25.50 | +19.6% | COM | 28414H103 |
| AAPL | APPLE INC | 95,932 | $12.66M | 2.9% | $93.80 | +24.7% | COM | 037833100 |
| MAIN | MAIN STR CAP CORP | 214,825 | $6.93M | 1.6% | $29.65 | +3.6% | COM | 56035L104 |
| CSCO | CISCO SYS INC | 150,925 | $6.758M | 1.5% | $35.36 | -0.3% | COM | 17275R102 |
| AMZN | AMAZON COM INC | 2,106 | $6.69M | 1.5% | $139.74 | +14.2% | COM | 023135106 |
| T | AT&T INC | 215,750 | $6.198M | 1.4% | $15.80 | -2.7% | COM | 00206R102 |
| NOW | SERVICENOW INC | 11,759 | $6.138M | 1.4% | $95.34 | +9.1% | COM | 81762P102 |
| CRM | SALESFORCE COM INC | 26,742 | $5.924M | 1.3% | $232.07 | +3.5% | COM | 79466L302 |
| — | ROTH CH ACQUISITION II CO | 566,000 | $5.887M | 1.3% | $10.40 | — | UNIT 12/11/2025 | 778673202 |
| V | VISA INC | 26,796 | $5.639M | 1.3% | $190.32 | +3.6% | COM CL A | 92826C839 |
| — | THERAPEUTICSMD INC | 4,115,116 | $4.979M | 1.1% | $0.64 | — | COM | 88338N107 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 10,360 | $4.892M | 1.1% | $472.98 | +2.1% | COM | 00724F101 |
| AMD | ADVANCED MICRO DEVICES INC | 53,209 | $4.883M | 1.1% | $80.08 | +7.8% | COM | 007903107 |
| PYPL | PAYPAL HLDGS INC | 19,431 | $4.757M | 1.1% | $201.58 | +2.5% | COM | 70450Y103 |
| DOCU | DOCUSIGN INC | 17,057 | $4.36M | 1.0% | $207.56 | +8.2% | COM | 256163106 |
| PM | PHILIP MORRIS INTL INC | 52,463 | $4.319M | 1.0% | $58.86 | +2.5% | COM | 718172109 |
| CTAS | CINTAS CORP | 12,807 | $4.302M | 1.0% | $68.40 | +20.8% | COM | 172908105 |
| — | APTOSE BIOSCIENCES INC | 925,153 | $4.231M | 1.0% | $5.67 | — | COM NEW | 03835T200 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 248,275 | $4.206M | 1.0% | $7.59 | +13.8% | SHS USD | G4863A108 |
| — | LISTED FD TR | 81,250 | $3.991M | 0.9% | $44.43 | — | TRUESHS TECH AI | 53656F821 |
| JPM | JPMORGAN CHASE & CO | 29,262 | $3.815M | 0.9% | $85.44 | +14.9% | COM | 46625H100 |
| MO | ALTRIA GROUP INC | 91,618 | $3.758M | 0.9% | $30.54 | -12.6% | COM | 02209S103 |
| XOM | EXXON MOBIL CORP | 85,846 | $3.538M | 0.8% | $46.67 | -34.9% | COM | 30231G102 |
| BABA | ALIBABA GROUP HLDG LTD | 14,945 | $3.486M | 0.8% | $250.28 | — | SPONSORED ADS | 01609W102 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 9 | $3.179M | 0.7% | $309458.20 | +6.9% | CL A | 084670108 |
| — | AVALARA INC | 19,418 | $3.076M | 0.7% | $155.54 | — | COM | 05338G106 |
| GOOGL | ALPHABET INC | 1,754 | $3.066M | 0.7% | $74.67 | +11.8% | CAP STK CL A | 02079K305 |
| DIS | DISNEY WALT CO | 17,002 | $3.004M | 0.7% | $118.27 | +18.6% | COM | 254687106 |
| SNOW | SNOWFLAKE INC | 9,606 | $2.849M | 0.6% | $238.10 | +19.5% | CL A | 833445109 |
| — | EROS STX GLOBAL CORPORATION | 1,565,178 | $2.848M | 0.6% | $2.10 | — | SHS NEW | G3788M114 |
| MSFT | MICROSOFT CORP | 13,022 | $2.844M | 0.6% | $156.60 | +31.6% | COM | 594918104 |
| DT | DYNATRACE INC | 65,078 | $2.842M | 0.6% | $40.94 | -3.0% | COM NEW | 268150109 |
| QURE | UNIQURE NV | 73,070 | $2.779M | 0.6% | $40.97 | +3.0% | SHS | N90064101 |
| — | LISTED FD TR | 76,330 | $2.742M | 0.6% | $33.89 | — | TRUESHS ESG ACTV | 53656F813 |
| NVDA | NVIDIA CORPORATION | 5,020 | $2.702M | 0.6% | $9.24 | +44.4% | COM | 67066G104 |
| BMY | BRISTOL-MYERS SQUIBB CO | 40,884 | $2.573M | 0.6% | $42.86 | +16.7% | COM | 110122108 |
| ABBV | ABBVIE INC | 22,498 | $2.514M | 0.6% | $69.15 | +14.2% | COM | 00287Y109 |
| CUE | CUE BIOPHARMA INC | 193,591 | $2.449M | 0.6% | $17.65 | -24.5% | COM | 22978P106 |
| — | BOQII HLDG LTD | 455,350 | $2.372M | 0.5% | $5.99 | — | SPONSORED ADS | 09950L104 |
| — | LAM RESEARCH CORP | 4,242 | $2.233M | 0.5% | $375.06 | — | COM | 512807108 |
| GOOG | ALPHABET INC | 1,068 | $1.874M | 0.4% | $69.44 | +20.6% | CAP STK CL C | 02079K107 |
| F | FORD MTR CO DEL | 212,400 | $1.867M | 0.4% | $6.27 | +1.3% | COM | 345370860 |
| PFE | PFIZER INC | 49,822 | $1.836M | 0.4% | $27.11 | +5.6% | COM | 717081103 |
| GS | GOLDMAN SACHS GROUP INC | 5,960 | $1.804M | 0.4% | $174.64 | +12.8% | COM | 38141G104 |
| LLY | LILLY ELI & CO | 10,194 | $1.775M | 0.4% | $144.37 | -2.1% | COM | 532457108 |
| — | SPARK ENERGY INC | 182,992 | $1.751M | 0.4% | $12.20 | — | CL A COM | 846511103 |
| MRK | MERCK & CO. INC | 21,020 | $1.73M | 0.4% | $65.50 | -1.0% | COM | 58933Y105 |
| TELA | TELA BIO INC | 113,418 | $1.705M | 0.4% | $13.16 | +23.3% | COM | 872381108 |
| MA | MASTERCARD INCORPORATED | 4,857 | $1.696M | 0.4% | $301.60 | +7.2% | CL A | 57636Q104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,300 | $1.674M | 0.4% | $98.34 | -5.0% | COM | 459200101 |
| HD | HOME DEPOT INC | 6,101 | $1.621M | 0.4% | $199.72 | +21.4% | COM | 437076102 |
| INTU | INTUIT | 4,396 | $1.605M | 0.4% | $303.28 | +12.2% | COM | 461202103 |
| RCKT | ROCKET PHARMACEUTICALS INC | 27,709 | $1.538M | 0.4% | $24.64 | +47.9% | COM | 77313F106 |
| MDLZ | MONDELEZ INTL INC | 26,126 | $1.503M | 0.3% | $47.14 | +6.3% | CL A | 609207105 |
| ARKK | ARK ETF TR | 11,920 | $1.484M | 0.3% | $124.50 | — | INNOVATION ETF | 00214Q104 |
| META | FACEBOOK INC | 5,584 | $1.44M | 0.3% | $215.43 | +26.4% | CL A | 30303M102 |
| — | CHINA MOBILE LIMITED | 50,205 | $1.433M | 0.3% | $32.15 | — | SPONSORED ADR | 16941M109 |
| VZ | VERIZON COMMUNICATIONS INC | 24,233 | $1.402M | 0.3% | $41.08 | +7.1% | COM | 92343V104 |
| JNJ | JOHNSON & JOHNSON | 8,670 | $1.366M | 0.3% | $125.42 | +1.7% | COM | 478160104 |
| — | GLAXOSMITHKLINE PLC | 36,000 | $1.339M | 0.3% | $39.30 | — | SPONSORED ADR | 37733W105 |
| PG | PROCTER AND GAMBLE CO | 9,170 | $1.265M | 0.3% | $116.35 | +5.9% | COM | 742718109 |
| XYZ | SQUARE INC | 5,400 | $1.242M | 0.3% | $121.25 | +60.9% | CL A | 852234103 |
| ECL | ECOLAB INC | 5,597 | $1.214M | 0.3% | $188.44 | +4.8% | COM | 278865100 |
| SHV | ISHARES TR | 10,925 | $1.208M | 0.3% | $110.66 | — | SHORT TREAS BD | 464288679 |
| WDAY | WORKDAY INC | 5,250 | $1.203M | 0.3% | $199.10 | +12.8% | CL A | 98138H101 |
| — | WALGREENS BOOTS ALLIANCE INC | 24,748 | $1.202M | 0.3% | $36.08 | — | COM | 931427108 |
| ORCL | ORACLE CORP | 18,460 | $1.146M | 0.3% | $52.75 | +5.2% | COM | 68389X105 |
| — | KANSAS CITY SOUTHERN | 5,324 | $1.138M | 0.3% | $181.63 | — | COM NEW | 485170302 |
| LULU | LULULEMON ATHLETICA INC | 3,150 | $1.109M | 0.3% | $291.01 | +19.3% | COM | 550021109 |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATI | 2,677 | $1.104M | 0.3% | $249.19 | +35.0% | CL A | 989207105 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 5,360 | $1.069M | 0.2% | $152.97 | +14.3% | COM | 874054109 |
| TXN | TEXAS INSTRS INC | 6,240 | $1.065M | 0.2% | $117.40 | +14.6% | COM | 882508104 |
| AMGN | AMGEN INC | 4,292 | $1.02M | 0.2% | $185.76 | +5.7% | COM | 031162100 |
| CI | CIGNA CORP NEW | 4,493 | $1.006M | 0.2% | $166.68 | +7.7% | COM | 125523100 |
| RMD | RESMED INC | 4,600 | $996K | 0.2% | $176.42 | +8.2% | COM | 761152107 |
| BIDU | BAIDU INC | 4,200 | $995K | 0.2% | $124.14 | — | SPON ADR REP A | 056752108 |
| — | CHEMBIO DIAGNOSTICS INC | 183,584 | $990K | 0.2% | $5.39 | — | COM NEW | 163572209 |
| KMI | KINDER MORGAN INC DEL | 68,120 | $988K | 0.2% | $11.25 | -11.6% | COM | 49456B101 |
| DDOG | DATADOG INC | 9,290 | $974K | 0.2% | $91.16 | +9.5% | CL A COM | 23804L103 |
| TWLO | TWILIO INC | 2,600 | $957K | 0.2% | $246.54 | +26.7% | CL A | 90138F102 |
| LOW | LOWES COS INC | 5,506 | $935K | 0.2% | $139.87 | +5.8% | COM | 548661107 |
| — | TWITTER INC | 19,700 | $930K | 0.2% | $47.16 | — | COM | 90184L102 |
| KO | COCA COLA CO | 16,816 | $922K | 0.2% | $38.95 | +13.7% | COM | 191216100 |
| ABT | ABBOTT LABS | 8,025 | $897K | 0.2% | $92.34 | +7.5% | COM | 002824100 |
| QS | QUANTUMSCAPE CORP | 15,890 | $896K | 0.2% | $36.62 | 0.0% | COM CL A | 74767V109 |
| BHC | BAUSCH HEALTH COS INC | 35,013 | $891K | 0.2% | $19.32 | -3.5% | COM | 071734107 |
| WM | WASTE MGMT INC DEL | 7,542 | $890K | 0.2% | $75.41 | +42.5% | COM | 94106L109 |
| AVGO | BROADCOM INC | 1,964 | $886K | 0.2% | $29.64 | +17.5% | COM | 11135F101 |
| CVX | CHEVRON CORP NEW | 10,175 | $860K | 0.2% | $90.24 | -28.0% | COM | 166764100 |
| INTC | INTEL CORP | 15,095 | $859K | 0.2% | $46.53 | -5.4% | COM | 458140100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,700 | $853K | 0.2% | $407.40 | +13.5% | COM | 883556102 |
| ONC | BEIGENE LTD | 2,700 | $837K | 0.2% | $305.56 | — | SPONSORED ADR | 07725L102 |
| — | ACTIVISION BLIZZARD INC | 9,255 | $831K | 0.2% | $70.64 | — | COM | 00507V109 |
| MSI | MOTOROLA SOLUTIONS INC | 4,735 | $824K | 0.2% | $136.41 | +15.3% | COM NEW | 620076307 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 16,200 | $820K | 0.2% | $30.66 | +29.5% | COM | 462260100 |
| FDX | FEDEX CORP | 3,200 | $807K | 0.2% | $136.47 | +84.0% | COM | 31428X106 |
| ET | ENERGY TRANSFER LP | 123,551 | $804K | 0.2% | $5.59 | — | COM UT LTD PTN | 29273V100 |
| — | EARTHSTONE ENERGY INC | 150,300 | $801K | 0.2% | $9.56 | — | CL A | 27032D304 |
| — | XILINX INC | 5,475 | $773K | 0.2% | $117.81 | — | COM | 983919101 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,239 | $766K | 0.2% | $590.04 | +7.9% | CL A | 16119P108 |
| SEB | SEABOARD CORP DEL | 250 | $758K | 0.2% | $2981.84 | +7.8% | COM | 811543107 |
| — | SPRINGWORKS THERAPEUTICS INC | 11,200 | $752K | 0.2% | $58.48 | — | COM | 85205L107 |
| QSR | RESTAURANT BRANDS INTL INC | 11,824 | $747K | 0.2% | $55.77 | +4.7% | COM | 76131D103 |
| EA | ELECTRONIC ARTS INC | 5,350 | $729K | 0.2% | $132.53 | -5.4% | COM | 285512109 |
| — | LINDE PLC | 2,700 | $711K | 0.2% | $238.15 | — | SHS | G5494J103 |
| CSX | CSX CORP | 7,500 | $710K | 0.2% | $22.95 | +16.8% | COM | 126408103 |
| EXAS | EXACT SCIENCES CORP | 4,800 | $698K | 0.2% | $86.36 | +40.0% | COM | 30063P105 |
| — | PUTNAM PREMIER INCOME TR | 148,490 | $691K | 0.2% | $4.45 | — | SH BEN INT | 746853100 |
| AZN | ASTRAZENECA PLC | 13,600 | $684K | 0.2% | $53.20 | — | SPONSORED ADR | 046353108 |
| CE | CELANESE CORP DEL | 5,000 | $684K | 0.2% | $90.84 | +25.3% | COM | 150870103 |
| — | CIIG MERGER CORP | 25,650 | $683K | 0.2% | $10.46 | — | COM CL A | 12559C103 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 9,545 | $674K | 0.2% | $53.70 | +8.8% | COM | 75513E101 |
| CRTO | CRITEO S A | 32,500 | $667K | 0.2% | $12.20 | — | SPONS ADS | 226718104 |
| — | BLACKROCK INC | 900 | $649K | 0.1% | $544.44 | — | COM | 09247X101 |
| — | REDFIN CORP | 8,300 | $648K | 0.1% | $78.07 | — | COM | 75737F108 |
| KNSL | KINSALE CAP GROUP INC | 3,000 | $643K | 0.1% | $182.15 | +19.3% | COM | 49714P108 |
| — | BARRICK GOLD CORP | 28,000 | $638K | 0.1% | $28.10 | — | COM | 067901108 |
| — | BLACKROCK CORE BD TR | 38,955 | $635K | 0.1% | $13.58 | — | SHS BEN INT | 09249E101 |
| WMT | WALMART INC | 4,408 | $635K | 0.1% | $39.10 | +15.7% | COM | 931142103 |
| NTES | NETEASE INC | 5,925 | $634K | 0.1% | $90.46 | — | SPONSORED ADS | 64110W102 |
| — | ATLASSIAN CORP PLC | 2,730 | $628K | 0.1% | $193.41 | — | CL A | G06242104 |
| ELV | ANTHEM INC | 1,900 | $628K | 0.1% | $248.81 | +15.0% | COM | 036752103 |
| MDT | MEDTRONIC PLC | 5,244 | $622K | 0.1% | $86.23 | +10.3% | SHS | G5960L103 |
| MCK | MCKESSON CORP | 3,370 | $618K | 0.1% | $146.77 | +10.0% | COM | 58155Q103 |
| HCA | HCA HEALTHCARE INC | 3,631 | $618K | 0.1% | $118.28 | +18.2% | COM | 40412C101 |
| GLP | GLOBAL PARTNERS LP | 36,950 | $614K | 0.1% | $13.10 | — | COM UNITS | 37946R109 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 3,700 | $603K | 0.1% | $123.97 | +20.1% | SHS USD | G50871105 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 3,500 | $598K | 0.1% | $136.27 | -2.0% | COM | 02043Q107 |
| BA | BOEING CO | 2,860 | $596K | 0.1% | $165.90 | +15.9% | COM | 097023105 |
| OPEN | OPENDOOR TECHNOLOGIES INC | 22,000 | $590K | 0.1% | $21.67 | 0.0% | COM | 683712103 |
| PNC | PNC FINL SVCS GROUP INC | 3,676 | $585K | 0.1% | $88.70 | +20.1% | COM | 693475105 |
| NKE | NIKE INC | 4,030 | $576K | 0.1% | $66.94 | +84.1% | CL B | 654106103 |
| TGT | TARGET CORP | 2,922 | $575K | 0.1% | $118.66 | +22.1% | COM | 87612E106 |
| APD | AIR PRODS & CHEMS INC | 2,075 | $567K | 0.1% | $198.67 | +24.6% | COM | 009158106 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,354 | $566K | 0.1% | $14.66 | — | COM | 67066V101 |
| DOX | AMDOCS LTD | 8,000 | $563K | 0.1% | $53.34 | +5.6% | SHS | G02602103 |
| MINT | PIMCO ETF TR | 5,480 | $559K | 0.1% | $102.01 | — | ENHAN SHRT MA AC | 72201R833 |
| LFUS | LITTELFUSE INC | 2,000 | $558K | 0.1% | $177.53 | +24.7% | COM | 537008104 |
| SBUX | STARBUCKS CORP | 5,363 | $553K | 0.1% | $70.79 | +20.3% | COM | 855244109 |
| SYK | STRYKER CORPORATION | 2,266 | $551K | 0.1% | $183.63 | +16.8% | COM | 863667101 |
| — | MERUS N V | 24,870 | $549K | 0.1% | $13.39 | — | COM | N5749R100 |
| CMCSA | COMCAST CORP NEW | 10,877 | $547K | 0.1% | $37.81 | +10.2% | CL A | 20030N101 |
| MOH | MOLINA HEALTHCARE INC | 2,370 | $542K | 0.1% | $181.95 | +13.5% | COM | 60855R100 |
| — | VIRGIN GALACTIC HOLDINGS INC | 22,400 | $532K | 0.1% | $23.75 | — | COM | 92766K106 |
| — | ALEXION PHARMACEUTICALS INC | 3,400 | $532K | 0.1% | $115.83 | — | COM | 015351109 |
| — | NUVEEN AMT FREE QLTY MUN INC | 35,007 | $527K | 0.1% | $14.53 | — | COM | 670657105 |
| VUG | VANGUARD INDEX FDS | 2,082 | $527K | 0.1% | $202.09 | — | GROWTH ETF | 922908736 |
| NSC | NORFOLK SOUTHN CORP | 2,175 | $517K | 0.1% | $150.98 | +35.6% | COM | 655844108 |
| PEP | PEPSICO INC | 3,600 | $514K | 0.1% | $115.34 | +5.1% | COM | 713448108 |
| NET | CLOUDFLARE INC | 6,700 | $509K | 0.1% | $30.18 | +117.2% | CL A COM | 18915M107 |
| KLAC | KLA CORP | 1,750 | $508K | 0.1% | $186.13 | +18.4% | COM NEW | 482480100 |
| OKE | ONEOK INC NEW | 13,199 | $507K | 0.1% | $32.05 | -22.3% | COM | 682680103 |
| — | DIREXION SHS ETF TR | 25,000 | $505K | 0.1% | $20.20 | — | DL FTSE BLL 3X | 25459W771 |
| KURA | KURA ONCOLOGY INC | 14,900 | $505K | 0.1% | $22.08 | +59.2% | COM | 50127T109 |
| ARGX | ARGENX SE | 1,830 | $502K | 0.1% | $278.14 | — | SPONSORED ADR | 04016X101 |
| UNH | UNITEDHEALTH GROUP INC | 1,400 | $497K | 0.1% | $231.27 | +33.3% | COM | 91324P102 |
| MCD | MCDONALDS CORP | 2,300 | $494K | 0.1% | $138.64 | +39.4% | COM | 580135101 |
| EZPW | EZCORP INC | 102,500 | $491K | 0.1% | $4.97 | +1.2% | CL A NON VTG | 302301106 |
| LMT | LOCKHEED MARTIN CORP | 1,389 | $483K | 0.1% | $329.03 | -3.1% | COM | 539830109 |
| PRAA | PRA GROUP INC | 13,421 | $482K | 0.1% | $41.57 | -4.5% | COM | 69354N106 |
| KR | KROGER CO | 15,000 | $480K | 0.1% | $30.80 | -5.6% | COM | 501044101 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 6,000 | $478K | 0.1% | $59.95 | +17.3% | CL A | 192446102 |
| INCY | INCYTE CORP | 5,000 | $464K | 0.1% | $96.47 | -10.3% | COM | 45337C102 |
| GD | GENERAL DYNAMICS CORP | 3,000 | $458K | 0.1% | $131.04 | -0.3% | COM | 369550108 |
| UNP | UNION PAC CORP | 2,100 | $454K | 0.1% | $164.87 | +8.0% | COM | 907818108 |
| PHG | KONINKLIJKE PHILIPS N V | 8,162 | $441K | 0.1% | $48.27 | — | NY REG SH NEW | 500472303 |
| CVS | CVS HEALTH CORP | 5,847 | $437K | 0.1% | $52.38 | +5.4% | COM | 126650100 |
| TYL | TYLER TECHNOLOGIES INC | 1,000 | $437K | 0.1% | $335.55 | +23.0% | COM | 902252105 |
| HPQ | HP INC | 16,872 | $434K | 0.1% | $15.17 | +16.1% | COM | 40434L105 |
| MPT | MEDICAL PPTYS TRUST INC | 19,800 | $431K | 0.1% | $15.39 | — | COM | 58463J304 |
| MGNX | MACROGENICS INC | 20,915 | $426K | 0.1% | $27.30 | -15.7% | COM | 556099109 |
| SPY | SPDR S&P 500 ETF TR | 1,132 | $424K | 0.1% | $338.95 | — | TR UNIT | 78462F103 |
| CLX | CLOROX CO DEL | 2,183 | $423K | 0.1% | $188.92 | -6.6% | COM | 189054109 |
| CYTK | CYTOKINETICS INC | 21,755 | $421K | 0.1% | $23.39 | -21.9% | COM NEW | 23282W605 |
| XXINSIXX | INSIGHT SELECT INCOME FD | 19,734 | $421K | 0.1% | $19.15 | — | COM | 45781W109 |
| EW | EDWARDS LIFESCIENCES CORP | 4,620 | $414K | 0.1% | $78.03 | +6.3% | COM | 28176E108 |
| VGT | VANGUARD WORLD FDS | 1,155 | $409K | 0.1% | $281.53 | — | INF TECH ETF | 92204A702 |
| PGEN | PRECIGEN INC | 40,000 | $408K | 0.1% | $4.75 | +36.6% | COM | 74017N105 |
| CL | COLGATE PALMOLIVE CO | 4,920 | $406K | 0.1% | $67.34 | +9.0% | COM | 194162103 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,450 | $405K | 0.1% | $125.00 | +18.0% | COM | 053015103 |
| EFX | EQUIFAX INC | 2,100 | $405K | 0.1% | $142.07 | +14.0% | COM | 294429105 |
| BAX | BAXTER INTL INC | 4,900 | $402K | 0.1% | $75.21 | -5.6% | COM | 071813109 |
| — | TFF PHARMACEUTICALS INC | 21,326 | $394K | 0.1% | $15.94 | — | COM | 87241J104 |
| SCI | SERVICE CORP INTL | 8,000 | $393K | 0.1% | $42.66 | +11.3% | COM | 817565104 |
| UHS | UNIVERSAL HLTH SVCS INC | 2,890 | $392K | 0.1% | $104.18 | +16.3% | CL B | 913903100 |
| — | CONCHO RES INC | 6,656 | $388K | 0.1% | $51.53 | — | COM | 20605P101 |
| USB | US BANCORP DEL | 7,760 | $383K | 0.1% | $29.06 | +16.5% | COM NEW | 902973304 |
| — | INVESCO TR INVT GRADE NEW YO | 29,000 | $375K | 0.1% | $12.28 | — | COM | 46131T101 |
| XENE | XENON PHARMACEUTICALS INC | 24,500 | $374K | 0.1% | $11.77 | -0.6% | COM | 98420N105 |
| AXP | AMERICAN EXPRESS CO | 3,042 | $372K | 0.1% | $91.89 | +13.0% | COM | 025816109 |
| — | CERNER CORP | 4,600 | $371K | 0.1% | $70.77 | — | COM | 156782104 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 25,730 | $370K | 0.1% | $13.72 | — | COM | 09254X101 |
| — | MARATHON OIL CORP | 55,000 | $367K | 0.1% | $12.41 | — | COM | 565849106 |
| DXCM | DEXCOM INC | 1,000 | $363K | 0.1% | $104.48 | -14.5% | COM | 252131107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 25,500 | $356K | 0.1% | $13.22 | — | SH BEN INT | 09248E102 |
| — | DISH NETWORK CORPORATION | 10,904 | $353K | 0.1% | $32.37 | — | CL A | 25470M109 |
| DBX | DROPBOX INC | 15,970 | $353K | 0.1% | $20.82 | -2.2% | CL A | 26210C104 |
| — | KAYNE ANDERSON ENERGY INFRST | 61,200 | $352K | 0.1% | $13.02 | — | COM | 486606106 |
| — | GALILEO ACQUISITION CORP | 33,780 | $351K | 0.1% | $9.91 | — | SHS | G3770A102 |
| AN | AUTONATION INC | 5,000 | $349K | 0.1% | $52.10 | +20.7% | COM | 05329W102 |
| — | QUANTUMSCAPE CORP | 9,694 | $349K | 0.1% | $36.00 | — | *W EXP 11/25/202 | 74767V117 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 28,372 | $345K | 0.1% | $8.08 | +11.3% | COM | 42824C109 |
| NUE | NUCOR CORP | 6,000 | $340K | 0.1% | $40.31 | +17.6% | COM | 670346105 |
| XLY | SELECT SECTOR SPDR TR | 2,108 | $339K | 0.1% | $127.62 | — | SBI CONS DISCR | 81369Y407 |
| AVT | AVNET INC | 9,570 | $336K | 0.1% | $24.00 | +8.5% | COM | 053807103 |
| — | GENERAL ELECTRIC CO | 29,058 | $334K | 0.1% | $6.79 | — | COM | 369604103 |
| LADR | LADDER CAP CORP | 34,100 | $333K | 0.1% | $7.10 | — | CL A | 505743104 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 6,750 | $330K | 0.1% | $60.44 | — | COM | 37890U108 |
| NEE | NEXTERA ENERGY INC | 4,268 | $329K | 0.1% | $62.22 | +5.5% | COM | 65339F101 |
| ESPR | ESPERION THERAPEUTICS INC NE | 12,200 | $328K | 0.1% | $29.96 | 0.0% | COM | 29664W105 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 4,000 | $328K | 0.1% | $99.50 | -20.3% | COM | 09061G101 |
| — | NEW PROVIDENCE ACQUISITION | 24,450 | $326K | 0.1% | $10.10 | — | COM CL A | 64822P106 |
| JMIA | JUMIA TECHNOLOGIES AG | 8,000 | $323K | 0.1% | $40.38 | — | SPONSORED ADS | 48138M105 |
| BAC | BK OF AMERICA CORP | 10,519 | $318K | 0.1% | $23.66 | 0.0% | COM | 060505104 |
| — | BLUEBIRD BIO INC | 6,400 | $317K | 0.1% | $59.92 | — | COM | 09609G100 |
| TRGP | TARGA RES CORP | 11,967 | $316K | 0.1% | $22.35 | -13.9% | COM | 87612G101 |
| XLC | SELECT SECTOR SPDR TR | 4,500 | $304K | 0.1% | $54.00 | — | COMMUNICATION | 81369Y852 |
| ETN | EATON CORP PLC | 2,400 | $288K | 0.1% | $103.87 | 0.0% | SHS | G29183103 |
| — | LUMEN TECHNOLOGIES INC | 29,220 | $285K | 0.1% | $11.26 | — | COM | 156700106 |
| — | SOUTHWESTERN ENERGY CO | 94,242 | $281K | 0.1% | $2.98 | — | COM | 845467109 |
| CMI | CUMMINS INC | 1,161 | $264K | 0.1% | $139.25 | +42.4% | COM | 231021106 |
| CRNX | CRINETICS PHARMACEUTICALS IN | 18,600 | $263K | 0.1% | $15.29 | -8.9% | COM | 22663K107 |
| L | LOEWS CORP | 5,494 | $258K | 0.1% | $39.41 | 0.0% | COM | 540424108 |
| — | SIGMATRON INTL INC | 55,100 | $258K | 0.1% | $9.04 | — | COM | 82661L101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 5,550 | $256K | 0.1% | $36.58 | — | COM UNIT RP LP | 559080106 |
| RDFI | COLLABORATIVE INVESTMNT SER | 9,441 | $254K | 0.1% | $26.90 | — | RAREVIEW DYNAMIC | 19423L722 |
| CCI | CROWN CASTLE INTL CORP NEW | 1,588 | $253K | 0.1% | $125.06 | +2.2% | COM | 22822V101 |
| — | SILK RD MED INC | 4,000 | $252K | 0.1% | $63.00 | — | COM | 82710M100 |
| CAT | CATERPILLAR INC | 1,375 | $250K | 0.1% | $106.19 | +45.0% | COM | 149123101 |
| NMFC | NEW MTN FIN CORP | 21,875 | $248K | 0.1% | $6.14 | -0.5% | COM | 647551100 |
| LYFT | LYFT INC | 5,000 | $246K | 0.1% | $31.62 | +15.1% | CL A COM | 55087P104 |
| MUSA | MURPHY USA INC | 2,000 | $245K | 0.1% | $128.55 | -2.8% | COM | 626755102 |
| SCM | STELLUS CAP INVT CORP | 22,423 | $244K | 0.1% | $12.97 | -23.7% | COM | 858568108 |
| DUK | DUKE ENERGY CORP NEW | 2,650 | $243K | 0.1% | $67.61 | +11.9% | COM NEW | 26441C204 |
| FLEX | FLEX LTD | 13,400 | $241K | 0.1% | $9.93 | +16.3% | ORD | Y2573F102 |
| SCHW | SCHWAB CHARLES CORP | 4,000 | $238K | 0.1% | $42.34 | 0.0% | COM | 808513105 |
| — | ZOGENIX INC | 12,420 | $236K | 0.1% | $18.68 | — | COM NEW | 98978L204 |
| MMM | 3M CO | 1,319 | $230K | 0.1% | $102.42 | +14.7% | COM | 88579Y101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 964 | $224K | 0.1% | $220.20 | 0.0% | CL B NEW | 084670702 |
| GEL | GENESIS ENERGY L P | 35,700 | $223K | 0.1% | $4.51 | — | UNIT LTD PARTN | 371927104 |
| PUMP | PROPETRO HLDG CORP | 30,000 | $222K | 0.1% | $5.44 | +2.3% | COM | 74347M108 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 16,270 | $219K | 0.0% | $13.16 | — | COM | 670656107 |
| XOP | SPDR SER TR | 3,750 | $219K | 0.0% | $58.40 | — | S&P OILGAS EXP | 78468R556 |
| AR | ANTERO RESOURCES CORP | 39,000 | $213K | 0.0% | $12.67 | -67.6% | COM | 03674X106 |
| DEO | DIAGEO PLC | 1,325 | $210K | 0.0% | $158.49 | — | SPON ADR NEW | 25243Q205 |
| WASH | WASHINGTON TR BANCORP | 4,685 | $210K | 0.0% | $27.94 | 0.0% | COM | 940610108 |
| BOND | PIMCO ETF TR | 1,800 | $204K | 0.0% | $112.22 | — | ACTIVE BD ETF | 72201R775 |
| — | LANDMARK INFRASTRCTUR PARTR | 17,960 | $193K | 0.0% | $9.21 | — | COM UNIT LTD | 51508J108 |
| — | RIVERNORTH MANAGED DUR MUN I | 10,300 | $189K | 0.0% | $16.89 | — | COM | 76882H105 |
| THBR | THUNDER BRDG ACQUISTION II L | 14,500 | $189K | 0.0% | $10.42 | — | CL A SHS | G8857S116 |
| — | CATCHMARK TIMBER TR INC | 19,400 | $182K | 0.0% | $8.87 | — | CL A | 14912Y202 |
| — | AMERICA FIRST MULTIFAMILY IN | 39,500 | $168K | 0.0% | $4.25 | — | BEN UNIT CTF | 02364V107 |
| — | BLACKROCK MUN INCOME QUALITY | 11,000 | $165K | 0.0% | $14.27 | — | COM | 092479104 |
| — | INTERPRIVATE ACQUISITION COR | 10,000 | $165K | 0.0% | $10.00 | — | COM | 46064A103 |
| — | NEW YORK CMNTY BANCORP INC | 15,500 | $164K | 0.0% | $10.73 | — | COM | 649445103 |
| — | CADENCE BANCORPORATION | 10,000 | $164K | 0.0% | $16.80 | — | CL A | 12739A100 |
| — | TEEKAY LNG PARTNERS L P | 14,150 | $162K | 0.0% | $14.96 | — | PRTNRSP UNITS | Y8564M105 |
| — | COLONNADE ACQUISITION CORP | 12,000 | $162K | 0.0% | $13.50 | — | COM CL A | G2283K110 |
| — | MERIDA MERGER CORP I | 15,000 | $159K | 0.0% | $9.80 | — | COM | 58953M106 |
| GNRSQ | GREENROSE ACQUISITION CORP | 15,000 | $159K | 0.0% | $9.86 | +0.1% | COM | 395392103 |
| AVO | MISSION PRODUCE INC | 10,000 | $151K | 0.0% | $13.51 | 0.0% | COM | 60510V108 |
| — | NUVEEN NEW YORK QLT MUN INC | 10,600 | $149K | 0.0% | $14.06 | — | COM | 67066X107 |
| — | JAWS ACQUISITION CORP | 10,000 | $134K | 0.0% | $13.40 | — | SHS | G50744104 |
| — | UNION ACQUISITION CORP II | 12,500 | $129K | 0.0% | $9.92 | — | SHS | G9402Q100 |
| — | TILRAY INC | 15,000 | $124K | 0.0% | $8.27 | — | COM CL 2 | 88688T100 |
| — | GIGCAPITAL2 INC | 10,000 | $110K | 0.0% | $11.00 | — | COM | 375036100 |
| — | EAST STONE ACQUISITION CORP | 10,000 | $101K | 0.0% | $9.80 | — | SHS | G2911D108 |
| WYY | WIDEPOINT CORP | 10,000 | $101K | 0.0% | $7.53 | 0.0% | COMMON | 967590209 |
| — | CIIG MERGER CORP | 12,500 | $100K | 0.0% | $0.88 | — | *W EXP 12/31/202 | 12559C111 |
| — | JUNIPER INDL HLDGS INC | 33,750 | $81,000 | 0.0% | $1.36 | — | *W EXP 11/13/202 | 48205G114 |
| — | WAITR HLDGS INC | 20,000 | $56,000 | 0.0% | $1.95 | — | COM | 930752100 |
| — | NEW PROVIDENCE ACQUISITION | 12,225 | $47,000 | 0.0% | $1.06 | — | *W EXP 09/11/202 | 64822P114 |
| — | GRAN TIERRA ENERGY INC | 124,667 | $45,000 | 0.0% | $0.22 | — | COM | 38500T101 |
| SHPSQ | GALILEO ACQUISITION CORP | 46,255 | $42,000 | 0.0% | $0.58 | — | *W EXP 10/31/202 | G3770A110 |
| HNRG | HALLADOR ENERGY COMPANY | 26,330 | $39,000 | 0.0% | $8.63 | -89.4% | COM | 40609P105 |
| — | MINERVA NEUROSCIENCES INC | 12,000 | $32,000 | 0.0% | $3.42 | — | COM | 603380106 |
| — | MERIDA MERGER CORP I | 15,000 | $24,000 | 0.0% | $0.53 | — | *W EXP 11/07/202 | 58953M114 |
| GNRWQ | GREENROSE ACQUISITION CORP | 15,000 | $21,000 | 0.0% | $0.33 | — | *W EXP 08/11/202 | 395392111 |
| — | CENTENNIAL RESOURCE DEV INC | 12,200 | $18,000 | 0.0% | $1.48 | — | CL A | 15136A102 |
| — | UNION ACQUISITION CORP II | 12,500 | $13,000 | 0.0% | $0.56 | — | *W EXP 04/01/202 | G9402Q126 |
| — | ATIF HOLDINGS LIMITED | 14,200 | $13,000 | 0.0% | $0.92 | — | SHS | G0602B100 |
| — | SEANERGY MARITIME HLDGS CORP | 20,400 | $11,000 | 0.0% | $0.54 | — | SHS NEW | Y73760194 |
| — | VERTEX ENERGY INC | 15,100 | $11,000 | 0.0% | $0.73 | — | COM | 92534K107 |
| — | BLUE HAT INTERACTIVE ENTMT T | 11,000 | $10,000 | 0.0% | $0.91 | — | SHS | G1329V106 |
| — | EAST STONE ACQUISITION CORP | 10,000 | $9,000 | 0.0% | $0.10 | — | *W EXP 12/31/202 | G2911D116 |
| RAVE | RAVE RESTAURANT GROUP INC | 10,300 | $9,000 | 0.0% | $0.81 | 0.0% | COM | 754198109 |
| — | US WELL SERVICES INC | 19,600 | $8,000 | 0.0% | $0.41 | — | CL A | 91274U101 |
| — | CINEDIGM CORP | 11,800 | $8,000 | 0.0% | $0.68 | — | COM NEW | 172406209 |