Location: Aspen, CO
CIK: 0001483864 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 30, 2015
Total Value: $740M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 1,523,471 | $292M | 39.5% | $161.85 | — | ETF | 78462F103 |
| VOO | VANGUARD S&P 500 ETF | 1,515,818 | $266M | 36.0% | $171.53 | — | ETF | 922908363 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO VANGUARD DIVIDEND APPRECIATION MUTUAL FUND CL ETF SER VIPERS | 380,756 | $28.08M | 3.8% | $70.18 | — | ETF | 921908844 |
| VEA | VANGUARD FTSE DEVELOPED MKTS CMN ETF | 400,000 | $14.26M | 1.9% | $39.82 | — | ETF | 921943858 |
| BXMT | BLACKSTONE MORTGAGE TRUST INC CMN | 394,279 | $10.82M | 1.5% | $28.16 | — | COM | 09257W100 |
| — | VELOCITYSHARES DAILY INVERSE VIX MEDIUM TERM ETN | 252,665 | $9.48M | 1.3% | $37.52 | — | ETF | 22542D829 |
| — | PROSHARES SHORT VIX SHORT-TERM FUTURES EXCHANGE TRADED FUND | 170,000 | $8.099M | 1.1% | $47.64 | — | ETF | 74347W627 |
| BRK/A | BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A | 37 | $7.224M | 1.0% | $165023.42 | +24.8% | COM | 084670108 |
| AMZN | AMAZON.COM INC CMN | 12,000 | $6.143M | 0.8% | $25.28 | 0.0% | COM | 023135106 |
| ABBV | ABBVIE INC. CMN | 100,000 | $5.441M | 0.7% | $36.65 | +16.0% | COM | 00287Y109 |
| HUM | HUMANA INC. CMN | 30,000 | $5.37M | 0.7% | $170.58 | -0.3% | COM | 444859102 |
| — | GOOGLE INC. CMN CLASS C | 8,000 | $4.867M | 0.7% | $608.38 | — | COM | 38259P706 |
| VIRT | VIRTU FINANCIAL, INC. CMN CLASS A | 206,083 | $4.723M | 0.6% | $22.81 | +0.5% | COM | 928254101 |
| — | CIGNA CORPORATION CMN | 32,274 | $4.358M | 0.6% | $161.99 | — | COM | 125509109 |
| — | BARCLAYS BK PLC-IPATH S&P 500 *VIX S-T FUTURES ETN NEW 2013 FUTURES ETN NEW 2013 ETN | 153,000 | $3.921M | 0.5% | $25.63 | — | ETF | 06742E711 |
| JPM | JPMORGAN CHASE & CO CMN | 60,000 | $3.658M | 0.5% | $40.62 | +22.2% | COM | 46625H100 |
| — | FORTRESS INVESTMENT GROUP LLC CMN CLASS A | 588,582 | $3.267M | 0.4% | $6.11 | — | COM | 34958B106 |
| — | BAXALTA INCORPORATED CMN | 100,000 | $3.151M | 0.4% | $31.51 | — | COM | 07177M103 |
| EZPW | E Z CORP INC CL-A NON VTG CMN CLASS A | 503,092 | $3.104M | 0.4% | $10.51 | -39.8% | COM | 302301106 |
| AEM | AGNICO EAGLE MINES LTD CMN | 106,500 | $2.697M | 0.4% | $21.91 | -7.9% | COM | 008474108 |
| BAC | BANK OF AMERICA CORP CMN | 150,000 | $2.337M | 0.3% | $10.03 | +34.1% | COM | 060505104 |
| — | WTS/BANK OF AMERICA CORP 13.3000 EXP01/16/2019 | 400,000 | $2.292M | 0.3% | — | — | Call | 060505146 |
| — | ISHARES MSCI JAPAN ETF ge. | 200,000 | $2.286M | 0.3% | $12.53 | — | ETF | 464286848 |
| — | PACIFIC PREMIER BANCORP CMN | 81,391 | $1.654M | 0.2% | $12.22 | — | COM | 69478X105 |
| — | VOLT INFO SCIENCES, INC. CMN | 176,401 | $1.605M | 0.2% | $9.10 | — | COM | 928703107 |
| — | AGROFRESH SOLUTIONS, INC. CMN | 202,200 | $1.605M | 0.2% | $7.94 | — | COM | 00856G109 |
| — | SIGMA DESIGNS INC CMN | 200,000 | $1.378M | 0.2% | $11.93 | — | COM | 826565103 |
| GBDC | GOLUB CAPITAL BDC LLC CMN | 80,527 | $1.287M | 0.2% | $6.30 | +1.5% | COM | 38173M102 |
| VYM | VANGUARD WHITEHALL FUNDS-VANGU*ARD HIGH DIVIDEND YIELD IDX FD (VANGUARD HIGH DIVIDEND YIELD ETF | 19,900 | $1.247M | 0.2% | $68.55 | — | ETF | 921946406 |
| — | EMERGENT CAPITAL, INC CMN | 222,125 | $1.211M | 0.2% | $5.45 | — | COM | 29102N105 |
| — | FEDERATED NATL HLDG CO CMN | 49,800 | $1.196M | 0.2% | $14.67 | — | COM | 31422T101 |
| LIND | LINDBLAD EXPEDITIONS HLDGS INC CMN | 122,200 | $1.194M | 0.2% | $9.87 | 0.0% | COM | 535219109 |
| — | INFRAREIT, INC. CMN | 50,000 | $1.184M | 0.2% | $23.68 | — | COM | 45685L100 |
| BKD | BROOKDALE SENIOR LIVING, INC. CMN | 50,000 | $1.148M | 0.2% | $36.87 | -19.9% | COM | 112463104 |
| MTG | MGIC INVESTMENT CORP COMMON STOCK | 122,492 | $1.134M | 0.2% | $10.60 | 0.0% | COM | 552848103 |
| EARN | ELLINGTON RESIDENTIAL MORT REIT CMN | 86,225 | $1.048M | 0.1% | $15.40 | — | COM | 288578107 |
| — | WL ROSS HOLDING CORP. CMN | 100,000 | $1.038M | 0.1% | $10.41 | — | COM | 92939D104 |
| WMB | THE WILLIAMS COMPANIES, INC. CMN | 27,400 | $1.01M | 0.1% | $27.90 | -1.7% | COM | 969457100 |
| — | BOULEVARD ACQUISITION CORP. II CORP II UNIT | 100,000 | $997K | 0.1% | $9.97 | — | OTHER | 10157Q201 |
| GILD | GILEAD SCIENCES CMN | 10,000 | $982K | 0.1% | $77.50 | 0.0% | COM | 375558103 |
| CVS | CVS HEALTH CORP CMN | 10,000 | $965K | 0.1% | $41.44 | +87.7% | COM | 126650100 |
| — | MONSTER WORLDWIDE INC. CMN | 138,304 | $888K | 0.1% | $6.42 | — | COM | 611742107 |
| — | WTS/AGROFRESH SOLUTIONS 11.5000 EXP02/19/2019 | 400,000 | $876K | 0.1% | — | — | Call | 00856G117 |
| DHR | DANAHER CORPORATION CMN | 10,000 | $852K | 0.1% | $36.01 | 0.0% | COM | 235851102 |
| GPI | GROUP 1 AUTOMOTIVE, INC. CMN | 10,000 | $852K | 0.1% | $82.21 | +9.5% | COM | 398905109 |
| ACRE | ARES COMMERCIAL REAL ESTATE CO CMN | 69,472 | $833K | 0.1% | $11.49 | — | COM | 04013V108 |
| TOL | TOLL BROTHERS, INC. CMN | 24,231 | $830K | 0.1% | $33.80 | +12.0% | COM | 889478103 |
| — | NICHOLAS FINANCIAL, INC. CMN | 59,454 | $772K | 0.1% | $12.98 | — | COM | 65373J209 |
| ESNT | ESSENT GROUP LTD. CMN | 30,000 | $746K | 0.1% | $22.90 | +7.3% | COM | G3198U102 |
| ROCK | GIBRALTAR INDUSTRIES INC CMN | 38,233 | $702K | 0.1% | $16.89 | +8.5% | COM | 374689107 |
| — | CBL & ASSOC PROPERTIES, INC. CMN | 50,000 | $688K | 0.1% | $16.20 | — | COM | 124830100 |
| PRSU | VIAD CORP CMN | 23,400 | $678K | 0.1% | $26.48 | 0.0% | COM | 92552R406 |
| MAIN | MAIN STREET CAPITAL CORP CMN | 22,400 | $597K | 0.1% | $30.41 | -2.8% | COM | 56035L104 |
| — | MODUSLINK GLOBAL SOLUTIONS, IN*C CMN | 200,000 | $572K | 0.1% | $3.42 | — | COM | 60786L206 |
| AIG | AMERICAN INTL GROUP, INC. CMN | 10,000 | $568K | 0.1% | $47.19 | 0.0% | COM | 026874784 |
| XENE | XENON PHARMACEUTICALS INC. CMN | 68,690 | $567K | 0.1% | $9.93 | 0.0% | COM | 98420N105 |
| — | BOULDER GROWTH & INCOME FD INC MUTUAL FUND | 70,906 | $528K | 0.1% | $8.57 | — | COM | 101507101 |
| — | WTS/DEL TACO RESTAURANTS INC 11.5000 EXP01/06/2018 | 100,000 | $517K | 0.1% | — | — | Call | 245496112 |
| — | ELECTRUM SPL ACQUISITION CORP UNIT | 50,000 | $494K | 0.1% | $10.02 | — | OTHER | G3105C120 |
| — | LORAL SPACE &COMMUNICATION INC*. CMN | 10,000 | $471K | 0.1% | $71.80 | — | COM | 543881106 |
| — | WTS/AMERICAN INTERNATIONAL GRO 45.0000 EXP01/19/2021 | 20,000 | $454K | 0.1% | — | — | Call | 026874156 |
| GLRE | GREENLIGHT CAPITAL RE LTD-A CMN | 19,696 | $439K | 0.1% | $24.55 | +6.6% | COM | G4095J109 |
| — | LEUCADIA NATIONAL CORP CMN | 20,400 | $413K | 0.1% | $26.23 | — | COM | 527288104 |
| ARW | ARROW ELECTRONICS INC. CMN | 7,426 | $411K | 0.1% | $38.94 | +42.6% | COM | 042735100 |
| UHAL | AMERCO CMN | 1,000 | $393K | 0.1% | $16.61 | +118.8% | COM | 023586100 |
| TPH | TRI POINTE GROUP INC CMN | 30,000 | $393K | 0.1% | $14.65 | -1.2% | COM | 87265H109 |
| CSWC | CAPITAL SOUTHWEST CORPORATION MUTUAL FUND | 7,477 | $354K | 0.0% | $6.20 | 0.0% | COM | 140501107 |
| — | PINNACLE ENTMT INC CMN | 10,400 | $352K | 0.0% | $33.85 | — | COM | 723456109 |
| — | JMP GROUP LLC. CMN | 54,174 | $336K | 0.0% | $6.50 | — | COM | 46629U107 |
| — | GREAT AJAX CORP CMN | 25,000 | $309K | 0.0% | $14.20 | — | COM | 38983D300 |
| — | ENVIROSTAR INC CMN | 75,874 | $303K | 0.0% | $4.14 | — | COM | 29414M100 |
| — | CASH AMER INTL INC CMN | 10,000 | $280K | 0.0% | $43.80 | — | COM | 14754D100 |
| — | ALLERGAN PLC CMN | 1,000 | $272K | 0.0% | $272.00 | — | COM | G0177J108 |
| — | AXCELIS TECHNOLOGIES, INC. CMN | 100,000 | $267K | 0.0% | $2.96 | — | COM | 054540109 |
| — | YAMANA GOLD INC CMN | 156,352 | $266K | 0.0% | $8.62 | — | COM | 98462Y100 |
| LARK | LANDMARK BANCORP INC CMN | 10,000 | $255K | 0.0% | $19.48 | +0.1% | COM | 51504L107 |
| — | U.S. GEOTHERMAL, INC. CMN | 410,200 | $253K | 0.0% | $0.62 | — | COM | 90338S102 |
| — | ISTAR INC CMN | 20,000 | $252K | 0.0% | $13.30 | — | COM | 45031U101 |
| — | AMAYA INC. CMN | 13,600 | $248K | 0.0% | $18.24 | — | COM | 02314M108 |
| — | TEMPLETON GLOBAL INCOME FUND MUTUAL FUND | 40,000 | $244K | 0.0% | $6.10 | — | COM | 880198106 |
| — | THL CREDIT INC MUTUAL FUND | 21,964 | $240K | 0.0% | $11.75 | — | COM | 872438106 |
| FCCO | FIRST CMNTY CORP S C CMN | 19,301 | $239K | 0.0% | $6.72 | +40.0% | COM | 319835104 |
| EXPD | EXPEDITORS INTL WASH INC CMN | 5,000 | $235K | 0.0% | $41.35 | 0.0% | COM | 302130109 |
| — | CITY OFFICE REIT, INC. CMN | 18,600 | $211K | 0.0% | $12.42 | — | COM | 178587101 |
| — | NORD ANGLIA EDUCATION, INC. CMN | 10,000 | $203K | 0.0% | $18.30 | — | COM | G6583A102 |
| AAP | ADVANCE AUTO PARTS, INC. CMN | 1,000 | $190K | 0.0% | $133.61 | +13.5% | COM | 00751Y106 |
| — | AMERICAN CAPITAL AGENCY CORP. CMN | 10,000 | $187K | 0.0% | $21.80 | — | COM | 02503X105 |
| — | WTS/LINDBLAD EXPEDITIONS HLDGS IN 11.5000 EXP05/15/2016 | 100,000 | $187K | 0.0% | — | — | Call | 535219117 |
| DHIL | DIAMOND HILL INVESTMENT GROUP CMN | 1,000 | $186K | 0.0% | $107.75 | 0.0% | COM | 25264R207 |
| — | CORENERGY INFRASTRUCTURE TRUST INC | 40,000 | $177K | 0.0% | $4.42 | — | COM | 21870U205 |
| — | CU BANCORP CMN | 7,397 | $166K | 0.0% | $22.71 | — | COM | 126534106 |
| AMAT | APPLIED MATERIALS INC CMN | 10,000 | $147K | 0.0% | $14.74 | 0.0% | COM | 038222105 |
| AMS | AMERICAN SHARED HOSP SVCS CMN | 75,058 | $145K | 0.0% | $2.36 | -0.4% | COM | 029595105 |
| — | UNWIRED PLANET INC CMN | 200,000 | $145K | 0.0% | $0.72 | — | COM | 91531F103 |
| CC | CHEMOURS COMPANY (THE) CMN | 20,000 | $129K | 0.0% | $7.40 | 0.0% | COM | 163851108 |
| WBS | WEBSTER FINANCIAL CORP CMN | 3,500 | $125K | 0.0% | $37.24 | 0.0% | COM | 947890109 |
| — | CENTRAL SECURITIES CORP. MUTUAL FUND | 5,900 | $117K | 0.0% | $23.42 | — | COM | 155123102 |
| IRIX | IRIDEX CORP CMN | 15,000 | $114K | 0.0% | $9.33 | -22.9% | COM | 462684101 |
| — | DIGIRAD CORPORATION CMN | 30,000 | $112K | 0.0% | $4.33 | — | COM | 253827109 |
| — | CAPSTEAD MORTGAGE CORPORATION CMN | 10,000 | $99,000 | 0.0% | $12.30 | — | COM | 14067E506 |
| — | VIDEOCON D2H LTD ADR CMN | 10,000 | $97,000 | 0.0% | $9.70 | — | COM | 92657J101 |
| PEP | PEPSICO INC CMN | 1,000 | $94,000 | 0.0% | $69.70 | -0.3% | COM | 713448108 |
| — | JAKKS PACIFIC INC CMN | 9,900 | $84,000 | 0.0% | $9.90 | — | COM | 47012E106 |
| — | RICE ENERGY INC CMN | 5,000 | $81,000 | 0.0% | $16.20 | — | COM | 762760106 |
| PFLT | PENNANTPARK FLOATING RATE CAP LTD | 6,245 | $75,000 | 0.0% | $4.48 | -0.4% | COM | 70806A106 |
| — | GUARANTY FEDERAL BANCSHARES INC | 5,000 | $73,000 | 0.0% | $12.80 | — | COM | 40108P101 |
| — | CONTINENTAL MATERIALS CORP CMN | 4,771 | $73,000 | 0.0% | $15.51 | — | COM | 211615307 |
| NSP | INSPERITY INC CMN | 1,000 | $44,000 | 0.0% | $10.26 | +81.8% | COM | 45778Q107 |
| — | SAFEGUARD SCIENTIFICS INC CMN | 2,800 | $44,000 | 0.0% | $19.29 | — | COM | 786449207 |
| RLGT | RADIANT LOGISTICS INC CMN | 8,410 | $38,000 | 0.0% | $1.95 | +214.9% | COM | 75025X100 |
| AAPL | APPLE, INC. CMN | 300 | $33,000 | 0.0% | $28.55 | -7.9% | COM | 037833100 |
| — | GENVEC INC CMN | 11,800 | $27,000 | 0.0% | $2.54 | — | COM | 37246C307 |
| — | MRV COMMUNICATIONS, INC. CMN | 1,800 | $26,000 | 0.0% | $14.44 | — | COM | 553477407 |
| HBIO | HARVARD BIOSCIENCE INC CMN | 6,200 | $23,000 | 0.0% | $4.37 | +6.5% | COM | 416906105 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF | 542 | $23,000 | 0.0% | $44.28 | — | ETF | 922042775 |
| — | MORGAN STANLEY CHINA A SHARE FUND, INC. | 1,000 | $22,000 | 0.0% | $22.00 | — | COM | 617468103 |
| QCRH | QCR HOLDINGS INC CMN | 1,000 | $22,000 | 0.0% | $19.10 | +7.7% | COM | 74727A104 |
| — | DOVER DOWNS GAMING & ENTMT INC CMN | 16,157 | $16,000 | 0.0% | $1.55 | — | COM | 260095104 |
| — | TRIANGLE CAPITAL CORPORATION MUTUAL FUND | 1,000 | $16,000 | 0.0% | $20.00 | — | COM | 895848109 |
| WLFC | WILLIS LEASE FINANCE CORP CMN | 1,000 | $16,000 | 0.0% | $18.55 | -9.6% | COM | 970646105 |
| — | TCP CAP CORP MUTUAL FUND | 1,000 | $14,000 | 0.0% | $17.00 | — | COM | 87238Q103 |
| — | NATIONSTAR MTG HLDGS INC CMN | 1,000 | $14,000 | 0.0% | $14.00 | — | COM | 63861C109 |
| NMFC | NEW MOUNTAIN FINANCE CORP MUTUAL FUND | 1,000 | $14,000 | 0.0% | $4.55 | +6.0% | COM | 647551100 |
| — | HUDSON GLOBAL, INC. CMN | 4,845 | $12,000 | 0.0% | $2.48 | — | COM | 443787106 |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL, INC. | 1,000 | $10,000 | 0.0% | $15.09 | -24.9% | COM | 427096508 |
| PNNT | PENNANTPARK INVESTMENT CORP MUTUAL FUND | 1,405 | $9,000 | 0.0% | $2.62 | -19.6% | COM | 708062104 |
| DXYN | DIXIE GROUP INC CMN CLASS A | 1,000 | $8,000 | 0.0% | $10.09 | +1.9% | COM | 255519100 |
| APT | ALPHA PRO TECH LTD CMN | 3,600 | $7,000 | 0.0% | $1.61 | +32.1% | COM | 020772109 |
| — | OCWEN FINANCIAL CORPORATION CMN | 1,000 | $7,000 | 0.0% | $7.00 | — | COM | 675746309 |
| — | QC HOLDINGS, INC. CMN | 2,749 | $5,000 | 0.0% | $2.91 | — | COM | 74729T101 |
| — | LUBYS INC CMN STOCK CMN | 900 | $4,000 | 0.0% | $7.78 | — | COM | 549282101 |
| — | HISTOGENICS CORP CMN | 1,000 | $4,000 | 0.0% | $11.00 | — | COM | 43358V109 |
| GROW | U.S. GLOBAL INVESTORS INC A CMN | 1,000 | $2,000 | 0.0% | $2.79 | -21.8% | COM | 902952100 |
| — | KEMET CORPORATION CMN | 100 | $1,000 | 0.0% | $10.00 | — | COM | 488360207 |
| — | CIVEO CORP CMN | 1,000 | $1,000 | 0.0% | $1.00 | — | COM | 17878Y108 |
| — | DEL TACO RESTAURANTS INC CMN | 100 | $1,000 | 0.0% | $10.00 | — | COM | 245496104 |