Location: Aspen, CO
CIK: 0001483864 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 10, 2016
Total Value: $841M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 1,523,471 | $311M | 36.9% | $161.85 | — | ETF | 78462F103 |
| VOO | VANGUARD S&P 500 ETF | 1,459,018 | $273M | 32.4% | $171.53 | — | ETF | 922908363 |
| IWM | ISHARES RUSSELL 2000 ETF | 737,500 | $83.06M | 9.9% | $112.62 | — | ETF | 464287655 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO VANGUARD DIVIDEND APPRECIATION MUTUAL FUND CL ETF SER VIPERS | 380,756 | $29.61M | 3.5% | $70.18 | — | ETF | 921908844 |
| BXMT | BLACKSTONE MORTGAGE TRUST INC CMN | 449,379 | $12.03M | 1.4% | $27.99 | — | COM | 09257W100 |
| BRK/A | BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A | 55 | $10.88M | 1.3% | $176888.36 | +13.8% | COM | 084670108 |
| — | VELOCITYSHARES DAILY INVERSE VIX MEDIUM TERM ETN | 252,665 | $10.44M | 1.2% | $37.52 | — | ETF | 22542D829 |
| — | PROSHARES SHORT VIX SHORT-TERM FUTURES EXCHANGE TRADED FUND | 200,000 | $10.09M | 1.2% | $48.06 | — | ETF | 74347W627 |
| AMZN | AMAZON.COM INC CMN | 12,000 | $8.111M | 1.0% | $25.28 | +24.7% | COM | 023135106 |
| VIRT | VIRTU FINANCIAL, INC. CMN CLASS A | 306,083 | $6.93M | 0.8% | $22.86 | +0.5% | COM | 928254101 |
| GOOG | ALPHABET INC. CMN CLASS C | 8,000 | $6.071M | 0.7% | $35.61 | 0.0% | COM | 02079K107 |
| JPM | JPMORGAN CHASE & CO CMN | 80,000 | $5.282M | 0.6% | $42.88 | +15.8% | COM | 46625H100 |
| MTG | MGIC INVESTMENT CORP COMMON STOCK | 539,300 | $4.762M | 0.6% | $9.66 | -2.9% | COM | 552848103 |
| — | FORTRESS INVESTMENT GROUP LLC CMN CLASS A | 829,982 | $4.225M | 0.5% | $5.81 | — | COM | 34958B106 |
| — | NICHOLAS FINANCIAL, INC. CMN | 353,900 | $4.123M | 0.5% | $11.87 | — | COM | 65373J209 |
| — | BAXALTA INCORPORATED CMN | 100,000 | $3.903M | 0.5% | $31.51 | — | COM | 07177M103 |
| — | AGROFRESH SOLUTIONS, INC. CMN | 474,950 | $3.006M | 0.4% | $7.01 | — | COM | 00856G109 |
| AEM | AGNICO EAGLE MINES LTD CMN | 106,500 | $2.799M | 0.3% | $21.91 | +3.6% | COM | 008474108 |
| — | WTS/BANK OF AMERICA CORP 13.3000 EXP01/16/2019 | 463,603 | $2.698M | 0.3% | — | — | Call | 060505146 |
| EZPW | E Z CORP INC CL-A NON VTG CMN CLASS A | 533,092 | $2.66M | 0.3% | $10.25 | -42.3% | COM | 302301106 |
| BAC | BANK OF AMERICA CORP CMN | 150,000 | $2.524M | 0.3% | $10.03 | +35.2% | COM | 060505104 |
| — | ISHARES MSCI JAPAN ETF ge. | 200,000 | $2.424M | 0.3% | $12.53 | — | ETF | 464286848 |
| — | PACIFIC PREMIER BANCORP CMN | 81,391 | $1.73M | 0.2% | $12.22 | — | COM | 69478X105 |
| MSFT | MICROSOFT CORPORATION CMN | 30,000 | $1.664M | 0.2% | $45.92 | 0.0% | COM | 594918104 |
| — | TRUSTCO BANK CORP NY CMN | 260,000 | $1.596M | 0.2% | $6.14 | — | COM | 898349105 |
| AAP | ADVANCE AUTO PARTS, INC. CMN | 10,000 | $1.505M | 0.2% | $150.20 | +1.2% | COM | 00751Y106 |
| — | FEDERATED NATL HLDG CO CMN | 49,800 | $1.472M | 0.2% | $14.67 | — | COM | 31422T101 |
| — | VOLT INFO SCIENCES, INC. CMN | 176,401 | $1.436M | 0.2% | $9.10 | — | COM | 928703107 |
| LIND | LINDBLAD EXPEDITIONS HLDGS INC CMN | 122,200 | $1.358M | 0.2% | $9.87 | +7.0% | COM | 535219109 |
| GBDC | GOLUB CAPITAL BDC LLC MUTUAL FUND | 80,527 | $1.339M | 0.2% | $6.30 | +5.0% | COM | 38173M102 |
| VYM | VANGUARD WHITEHALL FUNDS-VANGU*ARD HIGH DIVIDEND YIELD IDX FD (VANGUARD HIGH DIVIDEND YIELD ETF | 19,900 | $1.328M | 0.2% | $68.55 | — | ETF | 921946406 |
| EARN | ELLINGTON RESIDENTIAL MORT REIT CMN | 86,225 | $1.065M | 0.1% | $15.40 | — | COM | 288578107 |
| GILD | GILEAD SCIENCES CMN | 10,000 | $1.012M | 0.1% | $77.50 | -5.9% | COM | 375558103 |
| — | WL ROSS HOLDING CORP. CMN | 100,000 | $996K | 0.1% | $10.41 | — | COM | 92939D104 |
| — | CAPITOL ACQUISITION CORP III UNIT | 100,000 | $995K | 0.1% | $9.95 | — | OTHER | 14055M205 |
| — | BOULEVARD ACQUISITION CORP. II CORP II UNIT | 100,000 | $990K | 0.1% | $9.97 | — | OTHER | 10157Q201 |
| ROCK | GIBRALTAR INDUSTRIES INC CMN | 38,233 | $973K | 0.1% | $16.89 | +41.9% | COM | 374689107 |
| DHR | DANAHER CORPORATION CMN | 10,000 | $929K | 0.1% | $36.01 | +6.1% | COM | 235851102 |
| — | EMERGENT CAPITAL, INC CMN | 222,125 | $820K | 0.1% | $5.45 | — | COM | 29102N105 |
| TOL | TOLL BROTHERS, INC. CMN | 24,231 | $807K | 0.1% | $33.80 | +5.6% | COM | 889478103 |
| — | WTS/AGROFRESH SOLUTIONS 11.5000 EXP02/19/2019 | 803,101 | $803K | 0.1% | — | — | Call | 00856G117 |
| ACRE | ARES COMMERCIAL REAL ESTATE CO CMN | 69,472 | $795K | 0.1% | $11.49 | — | COM | 04013V108 |
| — | MONSTER WORLDWIDE INC. CMN | 138,304 | $792K | 0.1% | $6.42 | — | COM | 611742107 |
| GPI | GROUP 1 AUTOMOTIVE, INC. CMN | 10,000 | $757K | 0.1% | $82.21 | +0.7% | COM | 398905109 |
| PRSU | VIAD CORP CMN | 23,400 | $661K | 0.1% | $26.48 | +10.7% | COM | 92552R406 |
| ESNT | ESSENT GROUP LTD. CMN | 30,000 | $657K | 0.1% | $22.90 | -5.3% | COM | G3198U102 |
| MAIN | MAIN STREET CAPITAL CORP MUTUAL FUND | 22,400 | $651K | 0.1% | $30.41 | -1.2% | COM | 56035L104 |
| AIG | AMERICAN INTL GROUP, INC. CMN | 10,000 | $620K | 0.1% | $47.19 | +0.3% | COM | 026874784 |
| — | CBL & ASSOC PROPERTIES, INC. CMN | 50,000 | $619K | 0.1% | $16.20 | — | COM | 124830100 |
| — | BOULDER GROWTH & INCOME FD INC MUTUAL FUND | 72,106 | $558K | 0.1% | $8.56 | — | COM | 101507101 |
| XENE | XENON PHARMACEUTICALS INC. CMN | 68,690 | $552K | 0.1% | $9.93 | -13.7% | COM | 98420N105 |
| — | ELECTRUM SPL ACQUISITION CORP UNIT | 50,000 | $497K | 0.1% | $10.02 | — | OTHER | G3105C120 |
| — | MODUSLINK GLOBAL SOLUTIONS, IN*C CMN | 200,000 | $496K | 0.1% | $3.42 | — | COM | 60786L206 |
| — | WTS/AMERICAN INTERNATIONAL GRO 45.0000 EXP01/19/2021 | 20,000 | $475K | 0.1% | — | — | Call | 026874156 |
| — | VIDEOCON D2H LTD ADR CMN | 50,000 | $444K | 0.1% | $9.04 | — | COM | 92657J101 |
| — | WTS/LINDBLAD EXPEDITIONS HLDGS IN 11.5000 EXP05/15/2016 | 142,900 | $436K | 0.1% | — | — | Call | 535219117 |
| ARW | ARROW ELECTRONICS INC. CMN | 7,426 | $402K | 0.0% | $38.94 | +46.4% | COM | 042735100 |
| UHAL | AMERCO CMN | 1,000 | $390K | 0.0% | $16.61 | +143.4% | COM | 023586100 |
| TPH | TRI POINTE GROUP INC CMN | 30,000 | $380K | 0.0% | $14.65 | -8.6% | COM | 87265H109 |
| GLRE | GREENLIGHT CAPITAL RE LTD-A CMN | 19,696 | $369K | 0.0% | $24.55 | -13.2% | COM | G4095J109 |
| — | LEUCADIA NATIONAL CORP CMN | 20,400 | $355K | 0.0% | $26.23 | — | COM | 527288104 |
| — | PINNACLE ENTERTAINMENT INC. CMN | 10,400 | $324K | 0.0% | $33.85 | — | COM | 723456109 |
| — | ENVIROSTAR INC CMN | 75,874 | $316K | 0.0% | $4.14 | — | COM | 29414M100 |
| — | ALLERGAN PLC CMN | 1,000 | $313K | 0.0% | $272.00 | — | COM | G0177J108 |
| — | GREAT AJAX CORP CMN | 25,000 | $303K | 0.0% | $14.20 | — | COM | 38983D300 |
| — | CASH AMER INTL INC CMN | 10,000 | $300K | 0.0% | $43.80 | — | COM | 14754D100 |
| — | JMP GROUP LLC. CMN | 54,174 | $296K | 0.0% | $6.50 | — | COM | 46629U107 |
| — | WTS/DEL TACO RESTAURANTS INC 11.5000 EXP01/06/2018 | 100,000 | $290K | 0.0% | — | — | Call | 245496112 |
| FCCO | FIRST CMNTY CORP S C CMN | 19,301 | $288K | 0.0% | $6.72 | +53.3% | COM | 319835104 |
| CSW | CSW INDUSTRIALS, INC. CMN | 7,477 | $282K | 0.0% | $34.83 | 0.0% | COM | 126402106 |
| LARK | LANDMARK BANCORP INC CMN | 10,500 | $276K | 0.0% | $19.48 | +0.8% | COM | 51504L107 |
| — | U.S. GEOTHERMAL, INC. CMN | 410,200 | $256K | 0.0% | $0.62 | — | COM | 90338S102 |
| — | TEMPLETON GLOBAL INCOME FUND MUTUAL FUND | 40,000 | $254K | 0.0% | $6.10 | — | COM | 880198106 |
| — | THL CREDIT INC MUTUAL FUND | 21,964 | $235K | 0.0% | $11.75 | — | COM | 872438106 |
| — | ISTAR INC CMN | 20,000 | $235K | 0.0% | $13.30 | — | COM | 45031U101 |
| — | CITY OFFICE REIT, INC. CMN | 18,600 | $227K | 0.0% | $12.42 | — | COM | 178587101 |
| EXPD | EXPEDITORS INTL WASH INC CMN | 5,000 | $226K | 0.0% | $41.35 | +2.9% | COM | 302130109 |
| — | NORD ANGLIA EDUCATION, INC. CMN | 10,000 | $203K | 0.0% | $18.30 | — | COM | G6583A102 |
| DHIL | DIAMOND HILL INVESTMENT GROUP CMN | 1,000 | $189K | 0.0% | $107.75 | +4.7% | COM | 25264R207 |
| — | CU BANCORP CMN | 7,397 | $188K | 0.0% | $22.71 | — | COM | 126534106 |
| AMAT | APPLIED MATERIALS INC CMN | 10,000 | $187K | 0.0% | $14.74 | +4.6% | COM | 038222105 |
| — | CAPSTEAD MORTGAGE CORPORATION CMN | 20,000 | $175K | 0.0% | $10.53 | — | COM | 14067E506 |
| — | DIGIRAD CORPORATION CMN | 30,000 | $174K | 0.0% | $4.33 | — | COM | 253827109 |
| — | UNWIRED PLANET INC CMN | 200,000 | $173K | 0.0% | $0.72 | — | COM | 91531F103 |
| KMI | KINDER MORGAN INC CMN CLASS P | 11,000 | $164K | 0.0% | $14.29 | 0.0% | COM | 49456B101 |
| — | MARLIN BUSINESS SERVICES, INC. CMN | 10,000 | $161K | 0.0% | $16.10 | — | COM | 571157106 |
| AROC | ARCHROCK, INC. CMN | 21,306 | $160K | 0.0% | $8.04 | 0.0% | COM | 03957W106 |
| IRIX | IRIDEX CORP CMN | 15,000 | $139K | 0.0% | $9.33 | -4.4% | COM | 462684101 |
| AMS | AMERICAN SHARED HOSP SVCS CMN | 75,058 | $138K | 0.0% | $2.36 | -24.0% | COM | 029595105 |
| WBS | WEBSTER FINANCIAL CORP CMN | 3,500 | $130K | 0.0% | $37.24 | +1.7% | COM | 947890109 |
| — | CORENERGY INFRASTRUCTURE TRUST INC. CMN | 8,000 | $119K | 0.0% | $14.88 | — | COM | 21870U502 |
| — | CENTRAL SECURITIES CORP. MUTUAL FUND | 5,900 | $112K | 0.0% | $23.42 | — | COM | 155123102 |
| CC | CHEMOURS COMPANY (THE) CMN | 20,000 | $107K | 0.0% | $7.40 | -37.7% | COM | 163851108 |
| CSWC | CAPITAL SOUTHWEST CORPORATION MUTUAL FUND | 7,477 | $104K | 0.0% | $6.20 | -16.8% | COM | 140501107 |
| PEP | PEPSICO INC CMN | 1,000 | $100K | 0.0% | $69.70 | +5.4% | COM | 713448108 |
| SLRC | SOLAR CAPITAL LTD. MUTUAL FUND | 5,000 | $82,000 | 0.0% | $6.68 | 0.0% | COM | 83413U100 |
| — | LORAL SPACE &COMMUNICATION INC*. CMN | 1,957 | $80,000 | 0.0% | $71.80 | — | COM | 543881106 |
| — | JAKKS PACIFIC INC CMN | 9,900 | $79,000 | 0.0% | $9.90 | — | COM | 47012E106 |
| — | GUARANTY FEDERAL BANCSHARES INC | 5,000 | $76,000 | 0.0% | $12.80 | — | COM | 40108P101 |
| — | CONTINENTAL MATERIALS CORP CMN | 4,771 | $71,000 | 0.0% | $15.51 | — | COM | 211615307 |
| PFLT | PENNANTPARK FLOATING RATE CAP LTD | 6,245 | $70,000 | 0.0% | $4.48 | -8.4% | COM | 70806A106 |
| — | ARI NETWORK SERVICES INC (NEW) CMN | 12,200 | $55,000 | 0.0% | $4.51 | — | COM | 001930205 |
| NSP | INSPERITY INC CMN | 1,000 | $48,000 | 0.0% | $10.26 | +74.3% | COM | 45778Q107 |
| — | SAFEGUARD SCIENTIFICS INC CMN | 2,800 | $41,000 | 0.0% | $19.29 | — | COM | 786449207 |
| — | AXCELIS TECHNOLOGIES, INC. CMN | 13,516 | $35,000 | 0.0% | $2.96 | — | COM | 054540109 |
| AAPL | APPLE, INC. CMN | 300 | $32,000 | 0.0% | $28.55 | -9.9% | COM | 037833100 |
| RLGT | RADIANT LOGISTICS INC CMN | 8,410 | $29,000 | 0.0% | $1.95 | +101.1% | COM | 75025X100 |
| QCRH | QCR HOLDINGS INC CMN | 1,000 | $24,000 | 0.0% | $19.10 | +15.7% | COM | 74727A104 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF | 542 | $24,000 | 0.0% | $44.28 | — | ETF | 922042775 |
| — | MRV COMMUNICATIONS, INC. CMN | 1,800 | $22,000 | 0.0% | $14.44 | — | COM | 553477407 |
| — | GENVEC INC CMN | 11,800 | $22,000 | 0.0% | $2.54 | — | COM | 37246C307 |
| HBIO | HARVARD BIOSCIENCE INC CMN | 6,200 | $22,000 | 0.0% | $4.37 | -21.7% | COM | 416906105 |
| — | MORGAN STANLEY CHINA A SHARE FUND, INC. | 1,000 | $20,000 | 0.0% | $22.00 | — | COM | 617468103 |
| — | TRIANGLE CAPITAL CORPORATION MUTUAL FUND | 1,000 | $19,000 | 0.0% | $20.00 | — | COM | 895848109 |
| — | DOVER DOWNS GAMING & ENTMT INC CMN | 16,157 | $16,000 | 0.0% | $1.55 | — | COM | 260095104 |
| — | PARK ELECTROCHEMICAL CRP CMN | 1,000 | $15,000 | 0.0% | $15.00 | — | COM | 700416209 |
| — | HUDSON GLOBAL, INC. CMN | 4,845 | $14,000 | 0.0% | $2.48 | — | COM | 443787106 |
| — | TCP CAP CORP MUTUAL FUND | 1,000 | $14,000 | 0.0% | $17.00 | — | COM | 87238Q103 |
| — | WINTHROP REALTY TRUST CMN | 1,000 | $13,000 | 0.0% | $13.00 | — | COM | 976391300 |
| NMFC | NEW MOUNTAIN FINANCE CORP MUTUAL FUND | 1,000 | $13,000 | 0.0% | $4.55 | +2.4% | COM | 647551100 |
| — | NATIONSTAR MTG HLDGS INC CMN | 1,000 | $13,000 | 0.0% | $14.00 | — | COM | 63861C109 |
| HTGC | HERCULES TECHNOLOGY GROWTH CAPITAL, INC. | 1,000 | $12,000 | 0.0% | $15.09 | -25.4% | COM | 427096508 |
| — | HEARTLAND FINL USA INC CMN | 326 | $10,000 | 0.0% | $30.67 | — | COM | 42234Q102 |
| — | BLUCORA INC CMN | 1,000 | $10,000 | 0.0% | $10.00 | — | COM | 095229100 |
| PNNT | PENNANTPARK INVESTMENT CORP MUTUAL FUND | 1,405 | $9,000 | 0.0% | $2.62 | -26.1% | COM | 708062104 |
| — | RESOLUTE FOREST PRODUCTS INC CMN | 1,000 | $8,000 | 0.0% | $8.00 | — | COM | 76117W109 |
| — | OCWEN FINANCIAL CORPORATION CMN | 1,000 | $7,000 | 0.0% | $7.00 | — | COM | 675746309 |
| APT | ALPHA PRO TECH LTD CMN | 3,600 | $6,000 | 0.0% | $1.61 | +16.8% | COM | 020772109 |
| — | SUNEDISON, INC CMN | 1,000 | $5,000 | 0.0% | $5.00 | — | COM | 86732Y109 |
| DXYN | DIXIE GROUP INC CMN CLASS A | 1,000 | $5,000 | 0.0% | $10.09 | -32.9% | COM | 255519100 |
| — | HISTOGENICS CORP CMN | 1,000 | $4,000 | 0.0% | $11.00 | — | COM | 43358V109 |
| — | LUBYS INC CMN STOCK CMN | 900 | $4,000 | 0.0% | $7.78 | — | COM | 549282101 |
| RGLD | ROYAL GOLD, INC. CMN | 100 | $4,000 | 0.0% | $41.77 | 0.0% | COM | 780287108 |
| — | QC HOLDINGS, INC. CMN | 2,749 | $4,000 | 0.0% | $2.91 | — | COM | 74729T101 |
| FLL | FULL HOUSE RESORTS CMN | 1,000 | $2,000 | 0.0% | $1.57 | 0.0% | COM | 359678109 |
| — | DEL TACO RESTAURANTS INC CMN | 100 | $1,000 | 0.0% | $10.00 | — | COM | 245496104 |
| — | KEMET CORPORATION CMN | 100 | $1,000 | 0.0% | $10.00 | — | COM | 488360207 |
| GROW | U.S. GLOBAL INVESTORS INC A CMN | 1,000 | $1,000 | 0.0% | $2.79 | -51.1% | COM | 902952100 |
| — | CIVEO CORP CMN | 1,000 | $1,000 | 0.0% | $1.00 | — | COM | 17878Y108 |