CIK: 0001427351 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 15, 2016
Total Value ($000): $148,713 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 54,533 | $5,613 | 3.8% | $72.49 | -5.5% | COM | 166764100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 140,317 | $4,292 | 2.9% | $18.36 | — | SPONSORED ADR | 874039100 |
| TAP | MOLSON COORS BREWING CO | 36,126 | $3,967 | 2.7% | $40.40 | +98.6% | CL B | 60871R209 |
| T | AT&T INC | 89,019 | $3,615 | 2.4% | $11.23 | +45.1% | COM | 00206R102 |
| INTC | INTEL CORP | 95,005 | $3,586 | 2.4% | $18.95 | +51.0% | COM | 458140100 |
| JNJ | JOHNSON & JOHNSON | 26,016 | $3,073 | 2.1% | $66.41 | +40.9% | COM | 478160104 |
| — | CABELAS INC | 54,810 | $3,011 | 2.0% | $64.92 | — | COM | 126804301 |
| — | WALGREENS BOOTS ALLIANCE INC | 32,993 | $2,660 | 1.8% | $76.19 | — | COM | 931427108 |
| WY | WEYERHAEUSER CO | 82,402 | $2,632 | 1.8% | $20.74 | +5.7% | COM | 962166104 |
| BXMT | BLACKSTONE MTG TR INC | 84,004 | $2,474 | 1.7% | $28.22 | — | COM CL A | 09257W100 |
| NSC | NORFOLK SOUTHERN CORP | 25,340 | $2,460 | 1.7% | $66.06 | +13.8% | COM | 655844108 |
| VZ | VERIZON COMMUNICATIONS INC | 45,533 | $2,367 | 1.6% | $26.43 | +24.5% | COM | 92343V104 |
| MET | METLIFE INC | 52,164 | $2,318 | 1.6% | $31.36 | -12.6% | COM | 59156R108 |
| TRV | TRAVELERS COMPANIES INC | 20,013 | $2,292 | 1.5% | $69.05 | +38.0% | COM | 89417E109 |
| AAPL | APPLE INC | 19,650 | $2,221 | 1.5% | $21.00 | +15.4% | COM | 037833100 |
| PFE | PFIZER INC | 63,416 | $2,148 | 1.4% | $17.63 | +26.3% | COM | 717081103 |
| CMCSA | COMCAST CORP NEW | 31,944 | $2,119 | 1.4% | $18.62 | +42.9% | CL A | 20030N101 |
| WGO | WINNEBAGO INDS INC | 88,042 | $2,075 | 1.4% | $24.08 | -3.3% | COM | 974637100 |
| MMM | 3M CO | 11,209 | $1,975 | 1.3% | $73.40 | +48.8% | COM | 88579Y101 |
| — | GENERAL ELECTRIC CO | 66,096 | $1,958 | 1.3% | $27.72 | — | COM | 369604103 |
| — | ANNALY CAP MGMT INC | 176,575 | $1,854 | 1.2% | $10.01 | — | COM | 035710409 |
| HD | HOME DEPOT INC | 14,023 | $1,804 | 1.2% | $58.77 | +80.9% | COM | 437076102 |
| SPY | SPDR S&P 500 ETF TR | 8,200 | $1,774 | 1.2% | $189.30 | — | TR UNIT | 78462F103 |
| WMT | WAL-MART STORES INC | 23,835 | $1,719 | 1.2% | $20.30 | +1.5% | COM | 931142103 |
| XLB | SELECT SECTOR SPDR TR | 35,531 | $1,697 | 1.1% | $46.24 | — | SBI MATERIALS | 81369Y100 |
| MSFT | MICROSOFT CORP | 28,775 | $1,657 | 1.1% | $33.02 | +52.3% | COM | 594918104 |
| VOD | VODAFONE GROUP PLC NEW | 56,853 | $1,657 | 1.1% | $34.87 | — | SPNSR ADR | 92857W308 |
| GPC | GENUINE PARTS CO | 15,910 | $1,598 | 1.1% | $57.23 | +34.9% | COM | 372460105 |
| BP | BP PLC | 45,390 | $1,596 | 1.1% | $47.05 | — | SPONSORED ADR | 055622104 |
| IGSB | ISHARES TR | 14,800 | $1,565 | 1.1% | $105.45 | — | 1-3 YR CR BD ETF | 464288646 |
| ABBV | ABBVIE INC | 24,565 | $1,549 | 1.0% | $39.02 | +12.5% | COM | 00287Y109 |
| — | DU PONT E I DE NEMOURS & CO | 22,499 | $1,507 | 1.0% | $64.78 | — | COM | 263534109 |
| XOM | EXXON MOBIL CORP | 17,036 | $1,487 | 1.0% | $56.43 | +3.7% | COM | 30231G102 |
| BAC | BANK AMER CORP | 86,729 | $1,357 | 0.9% | $11.82 | +2.1% | COM | 060505104 |
| FDX | FEDEX CORP | 7,685 | $1,342 | 0.9% | $113.87 | +23.8% | COM | 31428X106 |
| XLV | SELECT SECTOR SPDR TR | 18,562 | $1,338 | 0.9% | $55.53 | — | SBI HEALTHCARE | 81369Y209 |
| QCOM | QUALCOMM INC | 18,928 | $1,297 | 0.9% | $50.18 | -6.5% | COM | 747525103 |
| AMGN | AMGEN INC | 7,701 | $1,285 | 0.9% | $84.07 | +51.9% | COM | 031162100 |
| CB | CHUBB LIMITED | 10,085 | $1,267 | 0.9% | $96.06 | +11.6% | COM | H1467J104 |
| — | WYNDHAM WORLDWIDE CORP | 18,789 | $1,265 | 0.9% | $73.05 | — | COM | 98310W108 |
| OHI | OMEGA HEALTHCARE INVS INC | 35,464 | $1,257 | 0.8% | $32.58 | — | COM | 681936100 |
| — | BLACKROCK TAX MUNICPAL BD TR | 51,900 | $1,244 | 0.8% | $19.78 | — | SHS | 09248X100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,788 | $1,237 | 0.8% | $105.94 | -3.9% | COM | 459200101 |
| — | BARRICK GOLD CORP | 67,503 | $1,196 | 0.8% | $10.31 | — | COM | 067901108 |
| — | TIME WARNER INC | 14,888 | $1,185 | 0.8% | $70.29 | — | COM NEW | 887317303 |
| C | CITIGROUP INC | 23,746 | $1,122 | 0.8% | $37.31 | -8.5% | COM NEW | 172967424 |
| — | INVESCO SR INCOME TR | 247,615 | $1,072 | 0.7% | $5.03 | — | COM | 46131H107 |
| — | OWENS ILL INC | 54,350 | $999 | 0.7% | $15.95 | — | COM NEW | 690768403 |
| — | ISHARES | 60,675 | $953 | 0.6% | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| — | APOLLO INVT CORP | 162,150 | $940 | 0.6% | $6.86 | — | COM | 03761U106 |
| IGM | ISHARES TR | 7,600 | $939 | 0.6% | $89.56 | — | N AMER TECH ETF | 464287549 |
| HON | HONEYWELL INTL INC | 7,941 | $926 | 0.6% | $60.82 | +41.5% | COM | 438516106 |
| CBRE | CBRE GROUP INC | 32,800 | $918 | 0.6% | $24.61 | +16.0% | CL A | 12504L109 |
| VEA | VANGUARD TAX MANAGED INTL FD | 23,977 | $897 | 0.6% | $36.56 | — | FTSE DEV MKT ETF | 921943858 |
| XLU | SELECT SECTOR SPDR TR | 18,160 | $890 | 0.6% | $38.64 | — | SBI INT-UTILS | 81369Y886 |
| EWG | ISHARES | 33,703 | $885 | 0.6% | $31.35 | — | MSCI GERMANY ETF | 464286806 |
| CVS | CVS HEALTH CORP | 9,495 | $845 | 0.6% | $47.62 | +48.9% | COM | 126650100 |
| ADBE | ADOBE SYS INC | 7,780 | $844 | 0.6% | $66.39 | +51.1% | COM | 00724F101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 2,952 | $833 | 0.6% | $260.18 | — | UTSER1 S&PDCRP | 78467Y107 |
| WFC | WELLS FARGO & CO NEW | 18,423 | $816 | 0.5% | $34.60 | +6.5% | COM | 949746101 |
| SLB | SCHLUMBERGER LTD | 10,054 | $791 | 0.5% | $65.31 | -7.1% | COM | 806857108 |
| CSCO | CISCO SYS INC | 24,451 | $776 | 0.5% | $15.94 | +44.7% | COM | 17275R102 |
| — | UNITED TECHNOLOGIES CORP | 7,545 | $767 | 0.5% | $113.39 | — | COM | 913017109 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,225 | $761 | 0.5% | $33.49 | — | FTSE EMR MKT ETF | 922042858 |
| GILD | GILEAD SCIENCES INC | 9,396 | $743 | 0.5% | $64.11 | -9.9% | COM | 375558103 |
| — | UNITED STATES STL CORP NEW | 38,480 | $726 | 0.5% | $29.51 | — | COM | 912909108 |
| IXJ | ISHARES TR | 7,175 | $723 | 0.5% | $86.51 | — | GLOB HLTHCRE ETF | 464287325 |
| — | COHEN & STEERS INFRASTRUCTUR | 33,556 | $723 | 0.5% | $20.63 | — | COM | 19248A109 |
| — | ISHARES | 55,557 | $697 | 0.5% | $12.13 | — | MSCI JAPAN ETF | 464286848 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 68,750 | $689 | 0.5% | $8.88 | — | COM | 67073B106 |
| IJR | ISHARES TR | 5,311 | $659 | 0.4% | $110.54 | — | CORE S&P SCP ETF | 464287804 |
| KMI | KINDER MORGAN INC DEL | 26,533 | $614 | 0.4% | $19.42 | -32.8% | COM | 49456B101 |
| BSV | VANGUARD BD INDEX FD INC | 7,547 | $610 | 0.4% | $79.72 | — | SHORT TRM BOND | 921937827 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,594 | $597 | 0.4% | $78.29 | +46.2% | COM | 98956P102 |
| — | VANECK VECTORS ETF TR | 18,380 | $593 | 0.4% | $32.33 | — | HIGH YLD MUN ETF | 92189F361 |
| KHC | KRAFT HEINZ CO | 6,408 | $574 | 0.4% | $47.82 | +21.4% | COM | 500754106 |
| NVO | NOVO-NORDISK A S | 13,490 | $561 | 0.4% | $74.43 | — | ADR | 670100205 |
| — | L-3 COMMUNICATIONS HLDGS INC | 3,650 | $550 | 0.4% | $107.10 | — | COM | 502424104 |
| NWL | NEWELL BRANDS INC | 10,294 | $542 | 0.4% | $19.05 | +82.8% | COM | 651229106 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 32,500 | $538 | 0.4% | $13.68 | — | SH BEN INT | 09248E102 |
| — | CENTRAL EUR RUSS & TURK FD I | 27,822 | $534 | 0.4% | $29.77 | — | COM | 153436100 |
| — | EATON VANCE SR INCOME TR | 80,924 | $521 | 0.4% | $6.85 | — | SH BEN INT | 27826S103 |
| PEP | PEPSICO INC | 4,745 | $516 | 0.3% | $57.75 | +40.4% | COM | 713448108 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,903 | $514 | 0.3% | $214.89 | +17.6% | CL A | 16119P108 |
| M | MACYS INC | 13,854 | $513 | 0.3% | $48.46 | -25.2% | COM | 55616P104 |
| DGT | SPDR SERIES TRUST | 7,568 | $512 | 0.3% | $69.33 | — | GLB DOW ETF | 78464A706 |
| TGNA | TEGNA INC | 23,200 | $507 | 0.3% | $15.94 | -11.8% | COM | 87901J105 |
| SHY | ISHARES TR | 5,956 | $506 | 0.3% | $84.45 | — | 1-3 YR TR BD ETF | 464287457 |
| MDT | MEDTRONIC PLC | 5,831 | $504 | 0.3% | $58.10 | +18.4% | SHS | G5960L103 |
| IXP | ISHARES TR | 8,125 | $503 | 0.3% | $67.82 | — | GLOB TELECOM ETF | 464287275 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,550 | $500 | 0.3% | $27.71 | — | COM | 00306K106 |
| EMR | EMERSON ELEC CO | 9,149 | $499 | 0.3% | $48.18 | -12.2% | COM | 291011104 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,625 | $496 | 0.3% | $51.46 | +44.0% | COM | 053015103 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 21,174 | $482 | 0.3% | $6.48 | +45.5% | COM | 42824C109 |
| — | CBRE CLARION GLOBAL REAL EST | 52,700 | $443 | 0.3% | $7.92 | — | COM | 12504G100 |
| ORCL | ORACLE CORP | 11,119 | $437 | 0.3% | $29.27 | +21.0% | COM | 68389X105 |
| MTG | MGIC INVT CORP WIS | 54,500 | $436 | 0.3% | $6.86 | +8.4% | COM | 552848103 |
| NEM | NEWMONT MINING CORP | 10,802 | $424 | 0.3% | $14.41 | +126.1% | COM | 651639106 |
| IJJ | ISHARES TR | 3,099 | $412 | 0.3% | $118.49 | — | S&P MC 400VL ETF | 464287705 |
| JCI | JOHNSON CTLS INTL PLC | 8,802 | $410 | 0.3% | $33.21 | 0.0% | SHS | G51502105 |
| EWC | ISHARES | 15,900 | $408 | 0.3% | $29.09 | — | MSCI CDA ETF | 464286509 |
| JPM | JPMORGAN CHASE & CO | 6,114 | $407 | 0.3% | $46.75 | +8.8% | COM | 46625H100 |
| MDLZ | MONDELEZ INTL INC | 9,254 | $406 | 0.3% | $25.79 | +36.6% | CL A | 609207105 |
| VNQ | VANGUARD INDEX FDS | 4,670 | $405 | 0.3% | $81.13 | — | REIT ETF | 922908553 |
| NEE | NEXTERA ENERGY INC | 3,277 | $401 | 0.3% | $15.48 | +60.3% | COM | 65339F101 |
| IJK | ISHARES TR | 2,284 | $399 | 0.3% | $161.50 | — | S&P MC 400GR ETF | 464287606 |
| — | CIMAREX ENERGY CO | 2,925 | $393 | 0.3% | $104.92 | — | COM | 171798101 |
| GBDC | GOLUB CAP BDC INC | 20,375 | $378 | 0.3% | $6.06 | +28.9% | COM | 38173M102 |
| MRK | MERCK & CO INC | 6,052 | $378 | 0.3% | $34.47 | +26.9% | COM | 58933Y105 |
| — | NEW IRELAND FUND INC | 29,466 | $361 | 0.2% | $12.86 | — | COM | 645673104 |
| SYF | SYNCHRONY FINL | 12,879 | $361 | 0.2% | $24.30 | -9.5% | COM | 87165B103 |
| BIV | VANGUARD BD INDEX FD INC | 4,087 | $358 | 0.2% | $83.64 | — | INTERMED TERM | 921937819 |
| CAJPY | CANON INC | 12,200 | $354 | 0.2% | $32.01 | — | SPONSORED ADR | 138006309 |
| BA | BOEING CO | 2,673 | $352 | 0.2% | $120.67 | +0.1% | COM | 097023105 |
| VOX | VANGUARD WORLD FDS | 3,713 | $350 | 0.2% | $83.74 | — | TELCOMM ETF | 92204A884 |
| — | DOW CHEM CO | 6,737 | $349 | 0.2% | $44.96 | — | COM | 260543103 |
| EQT | EQT CORP | 4,805 | $349 | 0.2% | $43.43 | -16.2% | COM | 26884L109 |
| RWX | SPDR INDEX SHS FDS | 8,112 | $338 | 0.2% | $39.63 | — | DJ INTL RL ETF | 78463X863 |
| — | CELGENE CORP | 3,099 | $324 | 0.2% | $114.11 | — | COM | 151020104 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,762 | $322 | 0.2% | $165.43 | — | UT SER 1 | 78467X109 |
| — | SWISS HELVETIA FD INC | 29,967 | $320 | 0.2% | $13.94 | — | COM | 870875101 |
| — | RYDEX ETF TRUST | 3,823 | $320 | 0.2% | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| LGND | LIGAND PHARMACEUTICALS INC | 3,120 | $318 | 0.2% | $61.72 | +19.0% | COM NEW | 53220K504 |
| — | BARNES GROUP INC | 7,800 | $316 | 0.2% | $38.33 | — | COM | 067806109 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $311 | 0.2% | $23.36 | — | SH BEN INT | 939653101 |
| — | CENTRAL SECS CORP | 14,550 | $309 | 0.2% | $21.24 | — | COM | 155123102 |
| META | FACEBOOK INC | 2,400 | $308 | 0.2% | $102.01 | +20.8% | CL A | 30303M102 |
| — | COACH INC | 8,326 | $304 | 0.2% | $56.16 | — | COM | 189754104 |
| DUK | DUKE ENERGY CORP NEW | 3,649 | $292 | 0.2% | $42.35 | +33.2% | COM NEW | 26441C204 |
| KO | COCA COLA CO | 6,886 | $291 | 0.2% | $26.98 | +20.7% | COM | 191216100 |
| — | ANADARKO PETE CORP | 4,394 | $278 | 0.2% | $48.48 | — | COM | 032511107 |
| FCX | FREEPORT-MCMORAN INC | 25,498 | $277 | 0.2% | $26.50 | -60.6% | CL B | 35671D857 |
| ARCB | ARCBEST CORP | 14,410 | $274 | 0.2% | $36.47 | -53.9% | COM | 03937C105 |
| — | COVANTA HLDG CORP | 17,300 | $266 | 0.2% | $17.86 | — | COM | 22282E102 |
| USB | US BANCORP DEL | 6,166 | $264 | 0.2% | $25.79 | +16.2% | COM NEW | 902973304 |
| IJH | ISHARES TR | 1,680 | $260 | 0.2% | $133.93 | — | CORE S&P MCP ETF | 464287507 |
| MINT | PIMCO ETF TR | 2,500 | $254 | 0.2% | $101.25 | — | ENHAN SHRT MA AC | 72201R833 |
| HPQ | HP INC | 15,874 | $247 | 0.2% | $9.12 | +14.8% | COM | 40434L105 |
| — | E TRADE FINANCIAL CORP | 8,400 | $245 | 0.2% | $29.17 | — | COM NEW | 269246401 |
| — | RAYTHEON CO | 1,768 | $241 | 0.2% | $124.43 | — | COM NEW | 755111507 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $230 | 0.2% | $29.55 | — | NY REG SH NEW | 500472303 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,400 | $229 | 0.2% | $27.16 | — | GUGG S&P GBL WTR | 18383Q507 |
| SO | SOUTHERN CO | 4,452 | $228 | 0.2% | $29.62 | +20.2% | COM | 842587107 |
| HSBC | HSBC HLDGS PLC | 6,014 | $226 | 0.2% | $37.58 | — | SPON ADR NEW | 404280406 |
| SYY | SYSCO CORP | 4,600 | $225 | 0.2% | $33.38 | +20.6% | COM | 871829107 |
| — | HOSPITALITY PPTYS TR | 7,450 | $221 | 0.1% | $29.66 | — | COM SH BEN INT | 44106M102 |
| KMB | KIMBERLY CLARK CORP | 1,714 | $216 | 0.1% | $66.47 | +40.7% | COM | 494368103 |
| AIG | AMERICAN INTL GROUP INC | 3,641 | $216 | 0.1% | $45.06 | 0.0% | COM NEW | 026874784 |
| ETR | ENTERGY CORP NEW | 2,800 | $215 | 0.1% | $24.73 | +12.0% | COM | 29364G103 |
| — | SPECTRA ENERGY CORP | 5,007 | $214 | 0.1% | $42.74 | — | COM | 847560109 |
| — | TE CONNECTIVITY LTD | 3,293 | $212 | 0.1% | $64.38 | — | REG SHS | H84989104 |
| ESS | ESSEX PPTY TR INC | 949 | $211 | 0.1% | $121.84 | +36.6% | COM | 297178105 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,157 | $206 | 0.1% | $8.69 | — | COM | 289074106 |
| — | BAKER HUGHES INC | 4,084 | $206 | 0.1% | $50.44 | — | COM | 057224107 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,817 | $206 | 0.1% | $38.91 | +18.6% | COM | 110122108 |
| VTI | VANGUARD INDEX FDS | 1,803 | $201 | 0.1% | $111.48 | — | TOTAL STK MKT | 922908769 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $199 | 0.1% | $9.95 | — | COM | 72201J104 |
| — | TEKLA LIFE SCIENCES INVS | 10,195 | $191 | 0.1% | $24.86 | — | SH BEN INT | 87911K100 |
| — | PHH CORP | 11,880 | $172 | 0.1% | $23.41 | — | COM NEW | 693320202 |
| — | CALAMOS CONV & HIGH INCOME F | 15,200 | $167 | 0.1% | $12.93 | — | COM SHS | 12811P108 |
| CVE | CENOVUS ENERGY INC | 10,811 | $155 | 0.1% | $22.44 | -46.2% | COM | 15135U109 |
| — | COHEN & STEERS TOTAL RETURN | 11,644 | $153 | 0.1% | $12.84 | — | COM | 19247R103 |
| — | FRONTIER COMMUNICATIONS CORP | 29,798 | $124 | 0.1% | $4.81 | — | COM | 35906A108 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $113 | 0.1% | $8.26 | — | SHS BEN INT | 746779107 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $98 | 0.1% | $40.23 | — | SHS | G8766E109 |
| — | ENERPLUS CORP | 15,050 | $96 | 0.1% | $16.47 | — | COM | 292766102 |
| — | NUVEEN CR STRATEGIES INCM FD | 10,700 | $91 | 0.1% | $7.85 | — | COM SHS | 67073D102 |
| — | MEDOVEX CORP | 50,000 | $74 | 0.0% | $1.04 | — | COM | 58504H101 |
| — | TEMPLETON GLOBAL INCOME FD | 11,500 | $72 | 0.0% | $7.97 | — | COM | 880198106 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $59 | 0.0% | $5.74 | — | COM | 003009107 |
| — | CURIS INC | 10,000 | $26 | 0.0% | $2.80 | — | COM | 231269101 |
| — | KINDER MORGAN INC DEL | 37,696 | $1 | 0.0% | $4.04 | — | *W EXP 05/25/201 | 49456B119 |