CIK: 0001427351 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 9, 2017
Total Value ($000): $149,759 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,533 | $6,772 | 4.5% | $72.56 | +1.7% | COM | 166764100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 133,486 | $3,838 | 2.6% | $18.36 | — | SPONSORED ADR | 874039100 |
| T | AT&T INC | 87,694 | $3,730 | 2.5% | $11.23 | +37.6% | COM | 00206R102 |
| INTC | INTEL CORP | 92,022 | $3,338 | 2.2% | $18.95 | +53.8% | COM | 458140100 |
| TAP | MOLSON COORS BREWING CO | 33,176 | $3,228 | 2.2% | $40.40 | +100.2% | CL B | 60871R209 |
| — | CABELAS INC | 52,210 | $3,057 | 2.0% | $64.92 | — | COM | 126804301 |
| JNJ | JOHNSON & JOHNSON | 24,629 | $2,838 | 1.9% | $66.41 | +35.1% | COM | 478160104 |
| MET | METLIFE INC | 52,238 | $2,815 | 1.9% | $31.36 | +7.5% | COM | 59156R108 |
| WGO | WINNEBAGO INDS INC | 85,342 | $2,701 | 1.8% | $24.08 | +29.4% | COM | 974637100 |
| NSC | NORFOLK SOUTHERN CORP | 24,115 | $2,606 | 1.7% | $66.06 | +27.1% | COM | 655844108 |
| BXMT | BLACKSTONE MTG TR INC | 86,133 | $2,590 | 1.7% | $28.27 | — | COM CL A | 09257W100 |
| — | WALGREENS BOOTS ALLIANCE INC | 29,893 | $2,474 | 1.7% | $76.19 | — | COM | 931427108 |
| WY | WEYERHAEUSER CO | 81,752 | $2,460 | 1.6% | $20.74 | +4.5% | COM | 962166104 |
| TRV | TRAVELERS COMPANIES INC | 19,763 | $2,419 | 1.6% | $69.05 | +35.3% | COM | 89417E109 |
| VZ | VERIZON COMMUNICATIONS INC | 44,146 | $2,357 | 1.6% | $26.43 | +17.3% | COM | 92343V104 |
| CMCSA | COMCAST CORP NEW | 31,944 | $2,206 | 1.5% | $18.62 | +44.0% | CL A | 20030N101 |
| AAPL | APPLE INC | 18,367 | $2,127 | 1.4% | $21.00 | +24.2% | COM | 037833100 |
| — | GENERAL ELECTRIC CO | 65,677 | $2,075 | 1.4% | $27.72 | — | COM | 369604103 |
| PFE | PFIZER INC | 62,146 | $2,019 | 1.3% | $17.63 | +16.3% | COM | 717081103 |
| BAC | BANK AMER CORP | 87,390 | $1,931 | 1.3% | $11.82 | +32.6% | COM | 060505104 |
| MMM | 3M CO | 10,509 | $1,877 | 1.3% | $73.40 | +44.7% | COM | 88579Y101 |
| SPY | SPDR S&P 500 ETF TR | 8,236 | $1,841 | 1.2% | $189.30 | — | TR UNIT | 78462F103 |
| HD | HOME DEPOT INC | 13,023 | $1,746 | 1.2% | $58.77 | +75.9% | COM | 437076102 |
| — | ANNALY CAP MGMT INC | 173,175 | $1,727 | 1.2% | $10.01 | — | COM | 035710409 |
| MSFT | MICROSOFT CORP | 27,525 | $1,710 | 1.1% | $33.02 | +63.3% | COM | 594918104 |
| XLB | SELECT SECTOR SPDR TR | 34,114 | $1,695 | 1.1% | $46.24 | — | SBI MATERIALS | 81369Y100 |
| BP | BP PLC | 43,873 | $1,640 | 1.1% | $47.05 | — | SPONSORED ADR | 055622104 |
| — | DU PONT E I DE NEMOURS & CO | 22,207 | $1,630 | 1.1% | $64.78 | — | COM | 263534109 |
| WMT | WAL-MART STORES INC | 22,910 | $1,584 | 1.1% | $20.30 | -1.9% | COM | 931142103 |
| ABBV | ABBVIE INC | 24,815 | $1,554 | 1.0% | $39.05 | +7.0% | COM | 00287Y109 |
| IGSB | ISHARES TR | 14,800 | $1,553 | 1.0% | $105.45 | — | 1-3 YR CR BD ETF | 464288646 |
| GPC | GENUINE PARTS CO | 15,660 | $1,496 | 1.0% | $57.23 | +27.7% | COM | 372460105 |
| XOM | EXXON MOBIL CORP | 16,561 | $1,495 | 1.0% | $56.43 | +3.1% | COM | 30231G102 |
| — | TIME WARNER INC | 14,888 | $1,437 | 1.0% | $70.29 | — | COM NEW | 887317303 |
| — | WYNDHAM WORLDWIDE CORP | 18,792 | $1,435 | 1.0% | $73.05 | — | COM | 98310W108 |
| FDX | FEDEX CORP | 7,685 | $1,431 | 1.0% | $113.87 | +39.1% | COM | 31428X106 |
| C | CITIGROUP INC | 23,046 | $1,370 | 0.9% | $37.31 | +8.9% | COM NEW | 172967424 |
| VOD | VODAFONE GROUP PLC NEW | 55,268 | $1,350 | 0.9% | $34.87 | — | SPNSR ADR | 92857W308 |
| CB | CHUBB LIMITED | 9,585 | $1,266 | 0.8% | $96.06 | +12.8% | COM | H1467J104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,601 | $1,262 | 0.8% | $105.94 | -2.7% | COM | 459200101 |
| — | UNITED STATES STL CORP NEW | 36,430 | $1,203 | 0.8% | $29.51 | — | COM | 912909108 |
| XLV | SELECT SECTOR SPDR TR | 17,321 | $1,194 | 0.8% | $55.53 | — | SBI HEALTHCARE | 81369Y209 |
| QCOM | QUALCOMM INC | 18,103 | $1,180 | 0.8% | $50.18 | +4.1% | COM | 747525103 |
| — | OWENS ILL INC | 66,800 | $1,163 | 0.8% | $16.22 | — | COM NEW | 690768403 |
| OHI | OMEGA HEALTHCARE INVS INC | 34,864 | $1,090 | 0.7% | $32.58 | — | COM | 681936100 |
| — | INVESCO SR INCOME TR | 234,563 | $1,088 | 0.7% | $5.03 | — | COM | 46131H107 |
| — | BLACKROCK TAX MUNICPAL BD TR | 49,767 | $1,075 | 0.7% | $19.78 | — | SHS | 09248X100 |
| AMGN | AMGEN INC | 7,351 | $1,075 | 0.7% | $84.07 | +36.0% | COM | 031162100 |
| — | BARRICK GOLD CORP | 64,503 | $1,031 | 0.7% | $10.31 | — | COM | 067901108 |
| WFC | WELLS FARGO & CO NEW | 18,275 | $1,007 | 0.7% | $34.60 | +12.8% | COM | 949746101 |
| CBRE | CBRE GROUP INC | 31,800 | $1,001 | 0.7% | $24.61 | +17.6% | CL A | 12504L109 |
| IGM | ISHARES TR | 7,600 | $941 | 0.6% | $89.56 | — | N AMER TECH ETF | 464287549 |
| — | APOLLO INVT CORP | 159,950 | $937 | 0.6% | $6.86 | — | COM | 03761U106 |
| HON | HONEYWELL INTL INC | 7,941 | $920 | 0.6% | $60.82 | +38.4% | COM | 438516106 |
| VEA | VANGUARD TAX MANAGED INTL FD | 23,977 | $876 | 0.6% | $36.56 | — | FTSE DEV MKT ETF | 921943858 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 2,850 | $860 | 0.6% | $260.18 | — | UTSER1 S&PDCRP | 78467Y107 |
| EWG | ISHARES | 32,128 | $851 | 0.6% | $31.35 | — | MSCI GERMANY ETF | 464286806 |
| SLB | SCHLUMBERGER LTD | 9,869 | $829 | 0.6% | $65.31 | -3.5% | COM | 806857108 |
| CVS | CVS HEALTH CORP | 10,470 | $826 | 0.6% | $48.87 | +24.9% | COM | 126650100 |
| EWT | ISHARES INC | 28,136 | $826 | 0.6% | $29.36 | — | MSCI TAIWAN ETF | 46434G772 |
| XLU | SELECT SECTOR SPDR TR | 16,910 | $821 | 0.5% | $38.64 | — | SBI INT-UTILS | 81369Y886 |
| ADBE | ADOBE SYS INC | 7,780 | $801 | 0.5% | $66.39 | +59.5% | COM | 00724F101 |
| — | UNITED TECHNOLOGIES CORP | 7,253 | $795 | 0.5% | $113.39 | — | COM | 913017109 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 53,750 | $779 | 0.5% | $14.00 | — | SH BEN INT | 09248E102 |
| CSCO | CISCO SYS INC | 24,670 | $746 | 0.5% | $15.94 | +44.6% | COM | 17275R102 |
| IJR | ISHARES TR | 5,311 | $730 | 0.5% | $110.54 | — | CORE S&P SCP ETF | 464287804 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,225 | $724 | 0.5% | $33.49 | — | FTSE EMR MKT ETF | 922042858 |
| GILD | GILEAD SCIENCES INC | 9,771 | $700 | 0.5% | $63.69 | -16.5% | COM | 375558103 |
| IXJ | ISHARES TR | 6,975 | $661 | 0.4% | $86.51 | — | GLOB HLTHCRE ETF | 464287325 |
| — | COHEN & STEERS INFRASTRUCTUR | 33,556 | $650 | 0.4% | $20.63 | — | COM | 19248A109 |
| EWJ | ISHARES INC | 13,148 | $642 | 0.4% | $48.83 | — | MSCI JPN ETF NEW | 46434G822 |
| BSV | VANGUARD BD INDEX FD INC | 7,331 | $582 | 0.4% | $79.72 | — | SHORT TRM BOND | 921937827 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,625 | $578 | 0.4% | $51.46 | +49.2% | COM | 053015103 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 24,277 | $562 | 0.4% | $6.96 | +47.0% | COM | 42824C109 |
| MTG | MGIC INVT CORP WIS | 54,500 | $555 | 0.4% | $6.86 | +31.6% | COM | 552848103 |
| — | CENTRAL EUR RUSS & TURK FD I | 26,560 | $546 | 0.4% | $29.77 | — | COM | 153436100 |
| KMI | KINDER MORGAN INC DEL | 25,955 | $538 | 0.4% | $19.42 | -32.5% | COM | 49456B101 |
| — | L-3 COMMUNICATIONS HLDGS INC | 3,500 | $532 | 0.4% | $107.10 | — | COM | 502424104 |
| JPM | JPMORGAN CHASE & CO | 6,114 | $528 | 0.4% | $46.75 | +28.1% | COM | 46625H100 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 53,550 | $527 | 0.4% | $8.88 | — | COM | 67073B106 |
| — | VANECK VECTORS ETF TR | 17,747 | $527 | 0.4% | $32.33 | — | HIGH YLD MUN ETF | 92189F361 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,822 | $525 | 0.4% | $214.89 | +25.3% | CL A | 16119P108 |
| — | EATON VANCE SR INCOME TR | 77,382 | $517 | 0.3% | $6.85 | — | SH BEN INT | 27826S103 |
| TGNA | TEGNA INC | 24,100 | $515 | 0.3% | $15.85 | -14.1% | COM | 87901J105 |
| DGT | SPDR SERIES TRUST | 7,368 | $512 | 0.3% | $69.33 | — | GLB DOW ETF | 78464A706 |
| SHY | ISHARES TR | 5,956 | $503 | 0.3% | $84.45 | — | 1-3 YR TR BD ETF | 464287457 |
| M | MACYS INC | 13,854 | $496 | 0.3% | $48.46 | -19.7% | COM | 55616P104 |
| KHC | KRAFT HEINZ CO | 5,668 | $495 | 0.3% | $47.82 | +18.1% | COM | 500754106 |
| NVO | NOVO-NORDISK A S | 13,490 | $484 | 0.3% | $74.43 | — | ADR | 670100205 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,588 | $473 | 0.3% | $78.29 | +27.0% | COM | 98956P102 |
| PEP | PEPSICO INC | 4,495 | $470 | 0.3% | $57.75 | +37.4% | COM | 713448108 |
| SYF | SYNCHRONY FINL | 12,879 | $467 | 0.3% | $24.30 | +5.7% | COM | 87165B103 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,550 | $466 | 0.3% | $27.71 | — | COM | 00306K106 |
| IXP | ISHARES TR | 7,925 | $465 | 0.3% | $67.82 | — | GLOB TELECOM ETF | 464287275 |
| EMR | EMERSON ELEC CO | 8,199 | $457 | 0.3% | $48.18 | -11.0% | COM | 291011104 |
| IJJ | ISHARES TR | 3,099 | $450 | 0.3% | $118.49 | — | S&P MC 400VL ETF | 464287705 |
| ORCL | ORACLE CORP | 11,414 | $439 | 0.3% | $29.40 | +16.1% | COM | 68389X105 |
| IJK | ISHARES TR | 2,284 | $416 | 0.3% | $161.50 | — | S&P MC 400GR ETF | 464287606 |
| EWC | ISHARES | 15,900 | $416 | 0.3% | $29.09 | — | MSCI CDA ETF | 464286509 |
| NWL | NEWELL BRANDS INC | 9,294 | $415 | 0.3% | $19.05 | +71.7% | COM | 651229106 |
| ARCB | ARCBEST CORP | 14,410 | $398 | 0.3% | $36.47 | -34.3% | COM | 03937C105 |
| VNQ | VANGUARD INDEX FDS | 4,761 | $393 | 0.3% | $81.16 | — | REIT ETF | 922908553 |
| MDT | MEDTRONIC PLC | 5,521 | $393 | 0.3% | $58.10 | +7.3% | SHS | G5960L103 |
| NEE | NEXTERA ENERGY INC | 3,277 | $391 | 0.3% | $15.48 | +53.2% | COM | 65339F101 |
| BA | BOEING CO | 2,506 | $390 | 0.3% | $120.67 | +11.9% | COM | 097023105 |
| — | CIMAREX ENERGY CO | 2,867 | $390 | 0.3% | $104.92 | — | COM | 171798101 |
| PG | PROCTER AND GAMBLE CO | 4,531 | $381 | 0.3% | $66.77 | 0.0% | COM | 742718109 |
| MDLZ | MONDELEZ INTL INC | 8,454 | $375 | 0.3% | $25.79 | +34.7% | CL A | 609207105 |
| VOX | VANGUARD WORLD FDS | 3,713 | $372 | 0.2% | $83.74 | — | TELCOMM ETF | 92204A884 |
| — | CBRE CLARION GLOBAL REAL EST | 50,866 | $371 | 0.2% | $7.92 | — | COM | 12504G100 |
| — | BARNES GROUP INC | 7,800 | $370 | 0.2% | $38.33 | — | COM | 067806109 |
| NEM | NEWMONT MINING CORP | 10,802 | $368 | 0.2% | $14.41 | +86.5% | COM | 651639106 |
| GBDC | GOLUB CAP BDC INC | 19,875 | $366 | 0.2% | $6.06 | +28.4% | COM | 38173M102 |
| — | COVANTA HLDG CORP | 23,250 | $363 | 0.2% | $17.28 | — | COM | 22282E102 |
| — | CELGENE CORP | 3,099 | $359 | 0.2% | $114.11 | — | COM | 151020104 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,763 | $348 | 0.2% | $165.43 | — | UT SER 1 | 78467X109 |
| — | DOW CHEM CO | 6,037 | $345 | 0.2% | $44.96 | — | COM | 260543103 |
| BIV | VANGUARD BD INDEX FD INC | 4,087 | $340 | 0.2% | $83.64 | — | INTERMED TERM | 921937819 |
| JCI | JOHNSON CTLS INTL PLC | 8,229 | $339 | 0.2% | $33.21 | +3.3% | SHS | G51502105 |
| FCX | FREEPORT-MCMORAN INC | 25,498 | $336 | 0.2% | $26.50 | -56.2% | CL B | 35671D857 |
| — | RYDEX ETF TRUST | 3,823 | $331 | 0.2% | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $327 | 0.2% | $23.36 | — | SH BEN INT | 939653101 |
| CAJPY | CANON INC | 11,600 | $326 | 0.2% | $32.01 | — | SPONSORED ADR | 138006309 |
| LGND | LIGAND PHARMACEUTICALS INC | 3,170 | $322 | 0.2% | $61.74 | +2.2% | COM NEW | 53220K504 |
| — | XL GROUP LTD | 8,500 | $317 | 0.2% | $37.29 | — | COM | G98294104 |
| USB | US BANCORP DEL | 6,166 | $317 | 0.2% | $25.79 | +31.0% | COM NEW | 902973304 |
| EQT | EQT CORP | 4,805 | $314 | 0.2% | $43.43 | -21.2% | COM | 26884L109 |
| — | ANADARKO PETE CORP | 4,394 | $306 | 0.2% | $48.48 | — | COM | 032511107 |
| — | SWISS HELVETIA FD INC | 29,967 | $306 | 0.2% | $13.94 | — | COM | 870875101 |
| — | NEW IRELAND FUND INC | 24,966 | $299 | 0.2% | $12.86 | — | COM | 645673104 |
| MRK | MERCK & CO INC | 5,054 | $298 | 0.2% | $34.47 | +27.9% | COM | 58933Y105 |
| — | CENTRAL SECS CORP | 13,650 | $297 | 0.2% | $21.24 | — | COM | 155123102 |
| HPQ | HP INC | 19,877 | $295 | 0.2% | $9.55 | +17.5% | COM | 40434L105 |
| RWX | SPDR INDEX SHS FDS | 8,112 | $293 | 0.2% | $39.63 | — | DJ INTL RL ETF | 78463X863 |
| — | E TRADE FINANCIAL CORP | 8,400 | $291 | 0.2% | $29.17 | — | COM NEW | 269246401 |
| KO | COCA COLA CO | 6,886 | $285 | 0.2% | $26.98 | +15.7% | COM | 191216100 |
| — | COACH INC | 7,961 | $279 | 0.2% | $56.16 | — | COM | 189754104 |
| IJH | ISHARES TR | 1,680 | $278 | 0.2% | $133.93 | — | CORE S&P MCP ETF | 464287507 |
| META | FACEBOOK INC | 2,400 | $276 | 0.2% | $102.01 | +19.6% | CL A | 30303M102 |
| MINT | PIMCO ETF TR | 2,672 | $271 | 0.2% | $101.26 | — | ENHAN SHRT MA AC | 72201R833 |
| — | BAKER HUGHES INC | 4,084 | $265 | 0.2% | $50.44 | — | COM | 057224107 |
| DUK | DUKE ENERGY CORP NEW | 3,359 | $261 | 0.2% | $42.35 | +24.4% | COM NEW | 26441C204 |
| — | RAYTHEON CO | 1,768 | $251 | 0.2% | $124.43 | — | COM NEW | 755111507 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $238 | 0.2% | $29.55 | — | NY REG SH NEW | 500472303 |
| AIG | AMERICAN INTL GROUP INC | 3,641 | $238 | 0.2% | $45.06 | +10.5% | COM NEW | 026874784 |
| — | HOSPITALITY PPTYS TR | 7,450 | $236 | 0.2% | $29.66 | — | COM SH BEN INT | 44106M102 |
| HSBC | HSBC HLDGS PLC | 5,711 | $229 | 0.2% | $37.58 | — | SPON ADR NEW | 404280406 |
| — | TE CONNECTIVITY LTD | 3,293 | $228 | 0.2% | $64.38 | — | REG SHS | H84989104 |
| VTI | VANGUARD INDEX FDS | 1,937 | $223 | 0.1% | $111.73 | — | TOTAL STK MKT | 922908769 |
| ESS | ESSEX PPTY TR INC | 949 | $221 | 0.1% | $121.84 | +30.7% | COM | 297178105 |
| DIS | DISNEY WALT CO | 2,050 | $214 | 0.1% | $90.71 | 0.0% | COM DISNEY | 254687106 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,400 | $211 | 0.1% | $27.16 | — | GUGG S&P GBL WTR | 18383Q507 |
| SO | SOUTHERN CO | 4,243 | $209 | 0.1% | $29.62 | +13.3% | COM | 842587107 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,157 | $208 | 0.1% | $8.69 | — | COM | 289074106 |
| — | SPECTRA ENERGY CORP | 5,007 | $206 | 0.1% | $42.74 | — | COM | 847560109 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $198 | 0.1% | $9.95 | — | COM | 72201J104 |
| — | PHH CORP | 11,880 | $180 | 0.1% | $23.41 | — | COM NEW | 693320202 |
| — | TEKLA LIFE SCIENCES INVS | 10,195 | $173 | 0.1% | $24.86 | — | SH BEN INT | 87911K100 |
| CVE | CENOVUS ENERGY INC | 10,311 | $156 | 0.1% | $22.44 | -43.1% | COM | 15135U109 |
| — | COHEN & STEERS TOTAL RETURN | 11,795 | $143 | 0.1% | $12.83 | — | COM | 19247R103 |
| — | ENERPLUS CORP | 14,841 | $141 | 0.1% | $16.47 | — | COM | 292766102 |
| — | CALAMOS CONV & HIGH INCOME F | 11,534 | $122 | 0.1% | $12.93 | — | COM SHS | 12811P108 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $115 | 0.1% | $8.26 | — | SHS BEN INT | 746779107 |
| — | FRONTIER COMMUNICATIONS CORP | 29,798 | $101 | 0.1% | $4.81 | — | COM | 35906A108 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $98 | 0.1% | $40.23 | — | SHS | G8766E109 |
| — | NUVEEN CR STRATEGIES INCM FD | 10,700 | $95 | 0.1% | $7.85 | — | COM SHS | 67073D102 |
| — | TEMPLETON GLOBAL INCOME FD | 11,500 | $75 | 0.1% | $7.97 | — | COM | 880198106 |
| — | MEDOVEX CORP | 50,000 | $66 | 0.0% | $1.04 | — | COM | 58504H101 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $53 | 0.0% | $5.74 | — | COM | 003009107 |
| — | CURIS INC | 10,000 | $31 | 0.0% | $2.80 | — | COM | 231269101 |
| — | KINDER MORGAN INC DEL | 36,992 | $0 | 0.0% | $4.04 | — | *W EXP 05/25/201 | 49456B119 |