Location: Seattle, WA
CIK: 0001802533 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 18, 2021
Total Value: $477M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| USHY | ISHARES TR | 572,117 | $23.74M | 5.0% | $41.50 | $40.73 | +1.9% | BROAD USD HIGH | 46435U853 |
| IGSB | ISHARES TR | 425,733 | $23.26M | 4.9% | $54.64 | $54.84 | -0.4% | ISHS 1-5YR INVS | 464288646 |
| MSFT | MICROSOFT CORP | 49,493 | $13.95M | 2.9% | $281.92 * | $174.71 | +55.8% | COM | 594918104 |
| AMZN | AMAZON COM INC | 2,669 | $8.768M | 1.8% | $3285.13 * | $106.87 | +53.7% | COM | 023135106 |
| AVGO | BROADCOM INC | 17,963 | $8.711M | 1.8% | $484.94 * | $27.12 | +64.6% | COM | 11135F101 |
| AAPL | APPLE INC | 58,612 | $8.294M | 1.7% | $141.51 * | $102.41 | +35.1% | COM | 037833100 |
| — | ROYAL DUTCH SHELL PLC | 172,707 | $7.646M | 1.6% | $44.27 | $38.83 | — | SPON ADR B | 780259107 |
| ACI | ALBERTSONS COS INC | 243,907 | $7.593M | 1.6% | $31.13 * | $9.85 | +113.3% | COMMON STOCK | 013091103 |
| AMAT | APPLIED MATLS INC | 57,010 | $7.339M | 1.5% | $128.73 * | $56.83 | +118.1% | COM | 038222105 |
| NVDA | NVIDIA CORPORATION | 35,168 | $7.285M | 1.5% | $207.15 * | $16.94 | +22.0% | COM | 67066G104 |
| AMP | AMERIPRISE FINL INC | 26,663 | $7.042M | 1.5% | $264.11 * | $143.17 | +73.2% | COM | 03076C106 |
| JPM | JPMORGAN CHASE & CO | 41,772 | $6.838M | 1.4% | $163.70 * | $98.26 | +49.1% | COM | 46625H100 |
| GOOGL | ALPHABET INC | 2,526 | $6.753M | 1.4% | $2673.40 * | $67.99 | +95.1% | CAP STK CL A | 02079K305 |
| SPY | SPDR S&P 500 ETF TR | 13,793 | $5.919M | 1.2% | $429.13 | $308.24 | +39.2% | TR UNIT | 78462F103 |
| META | FACEBOOK INC | 17,119 | $5.81M | 1.2% | $339.39 | $208.47 | +61.7% | CL A | 30303M102 |
| — | LAM RESEARCH CORP | 10,124 | $5.762M | 1.2% | $569.14 | $358.46 | — | COM | 512807108 |
| GBIL | GOLDMAN SACHS ETF TR | 57,231 | $5.728M | 1.2% | $100.09 | $100.52 | -0.4% | ACCES TREASURY | 381430529 |
| SCHW | SCHWAB CHARLES CORP | 77,995 | $5.681M | 1.2% | $72.84 * | $40.01 | +72.0% | COM | 808513105 |
| C | CITIGROUP INC | 77,721 | $5.454M | 1.1% | $70.17 * | $51.80 | +15.9% | COM NEW | 172967424 |
| — | LABORATORY CORP AMER HLDGS | 18,876 | $5.312M | 1.1% | $281.42 | $206.28 | — | COM NEW | 50540R409 |
| GPN | GLOBAL PMTS INC | 32,985 | $5.198M | 1.1% | $157.59 * | $166.72 | -9.2% | COM | 37940X102 |
| CRM | SALESFORCE COM INC | 18,970 | $5.145M | 1.1% | $271.22 | $173.84 | +54.1% | COM | 79466L302 |
| UNH | UNITEDHEALTH GROUP INC | 13,011 | $5.084M | 1.1% | $390.75 * | $260.50 | +39.7% | COM | 91324P102 |
| VIG | VANGUARD SPECIALIZED FUNDS | 31,523 | $4.842M | 1.0% | $153.60 | $132.35 | +16.1% | DIV APP ETF | 921908844 |
| CMCSA | COMCAST CORP NEW | 86,108 | $4.816M | 1.0% | $55.93 * | $38.91 | +26.7% | CL A | 20030N101 |
| CVS | CVS HEALTH CORP | 55,629 | $4.721M | 1.0% | $84.87 * | $57.93 | +27.0% | COM | 126650100 |
| PFE | PFIZER INC | 105,278 | $4.528M | 0.9% | $43.01 * | $27.69 | +25.4% | COM | 717081103 |
| UWMC | UWM HOLDINGS CORPORATION | 647,938 | $4.503M | 0.9% | $6.95 | $9.03 | -23.1% | COM CL A | 91823B109 |
| LHX | L3HARRIS TECHNOLOGIES INC | 20,312 | $4.473M | 0.9% | $220.21 * | $181.27 | +11.3% | COM | 502431109 |
| VUG | VANGUARD INDEX FDS | 15,137 | $4.392M | 0.9% | $290.15 * | $35.87 | +34.8% | GROWTH ETF | 922908736 |
| V | VISA INC | 19,680 | $4.384M | 0.9% | $222.76 * | $183.43 | +17.6% | COM CL A | 92826C839 |
| EQH | EQUITABLE HLDGS INC | 145,603 | $4.316M | 0.9% | $29.64 * | $29.05 | -8.3% | COM | 29452E101 |
| VTRS | VIATRIS INC | 318,190 | $4.311M | 0.9% | $13.55 * | $12.65 | -11.2% | COM | 92556V106 |
| WMB | WILLIAMS COS INC | 163,832 | $4.25M | 0.9% | $25.94 * | $15.74 | +35.2% | COM | 969457100 |
| GILD | GILEAD SCIENCES INC | 60,739 | $4.243M | 0.9% | $69.86 * | $51.04 | +16.6% | COM | 375558103 |
| — | VIACOMCBS INC | 107,331 | $4.241M | 0.9% | $39.51 | $32.25 | — | CL B | 92556H206 |
| LVS | LAS VEGAS SANDS CORP | 115,459 | $4.226M | 0.9% | $36.60 * | $40.95 | -14.7% | COM | 517834107 |
| PEP | PEPSICO INC | 28,011 | $4.213M | 0.9% | $150.41 * | $114.81 | +14.8% | COM | 713448108 |
| BAC | BK OF AMERICA CORP | 98,399 | $4.177M | 0.9% | $42.45 * | $29.34 | +30.1% | COM | 060505104 |
| LMT | LOCKHEED MARTIN CORP | 12,000 | $4.141M | 0.9% | $345.08 * | $330.07 | -6.9% | COM | 539830109 |
| RHI | ROBERT HALF INTL INC | 39,095 | $3.922M | 0.8% | $100.32 | $56.10 | +78.8% | COM | 770323103 |
| ARES | ARES MANAGEMENT CORPORATION | 52,784 | $3.897M | 0.8% | $73.83 * | $48.65 | +33.7% | CL A COM STK | 03990B101 |
| JNJ | JOHNSON & JOHNSON | 23,672 | $3.823M | 0.8% | $161.50 * | $117.08 | +21.9% | COM | 478160104 |
| CARR | CARRIER GLOBAL CORPORATION | 73,753 | $3.817M | 0.8% | $51.75 * | $20.08 | +142.9% | COM | 14448C104 |
| CSCO | CISCO SYS INC | 67,037 | $3.649M | 0.8% | $54.43 * | $38.50 | +24.1% | COM | 17275R102 |
| HD | HOME DEPOT INC | 10,969 | $3.601M | 0.8% | $328.29 * | $202.07 | +46.2% | COM | 437076102 |
| ASGN | ASGN INC | 31,340 | $3.546M | 0.7% | $113.15 | $62.32 | +81.6% | COM | 00191U102 |
| PSA | PUBLIC STORAGE | 11,795 | $3.504M | 0.7% | $297.08 * | $173.09 | +41.5% | COM | 74460D109 |
| SNY | SANOFI | 72,624 | $3.501M | 0.7% | $48.21 | $50.18 | -3.9% | SPONSORED ADR | 80105N105 |
| NKE | NIKE INC | 23,948 | $3.478M | 0.7% | $145.23 * | $95.67 | +42.2% | CL B | 654106103 |
| ROP | ROPER TECHNOLOGIES INC | 7,757 | $3.461M | 0.7% | $446.18 * | $364.50 | +19.2% | COM | 776696106 |
| BTI | BRITISH AMERN TOB PLC | 96,312 | $3.398M | 0.7% | $35.28 | $35.61 | -0.9% | SPONSORED ADR | 110448107 |
| GM | GENERAL MTRS CO | 64,412 | $3.395M | 0.7% | $52.71 * | $51.69 | -1.6% | COM | 37045V100 |
| ABBV | ABBVIE INC | 30,880 | $3.331M | 0.7% | $107.87 * | $69.86 | +31.6% | COM | 00287Y109 |
| SHW | SHERWIN WILLIAMS CO | 11,790 | $3.298M | 0.7% | $279.73 * | $238.33 | +13.0% | COM | 824348106 |
| SYY | SYSCO CORP | 40,996 | $3.218M | 0.7% | $78.50 * | $62.17 | +12.8% | COM | 871829107 |
| NEM | NEWMONT CORP | 59,083 | $3.208M | 0.7% | $54.30 * | $40.25 | +18.3% | COM | 651639106 |
| KMI | KINDER MORGAN INC DEL | 188,954 | $3.161M | 0.7% | $16.73 * | $13.24 | -0.9% | COM | 49456B101 |
| TSCO | TRACTOR SUPPLY CO | 15,211 | $3.082M | 0.6% | $202.62 * | $27.56 | +36.7% | COM | 892356106 |
| EXE | CHESAPEAKE ENERGY CORP | 49,718 | $3.062M | 0.6% | $61.59 * | $35.81 | +38.6% | COM | 165167735 |
| STZ | CONSTELLATION BRANDS INC | 14,266 | $3.006M | 0.6% | $210.71 * | $174.56 | +12.3% | CL A | 21036P108 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 34,873 | $2.998M | 0.6% | $85.97 * | $54.81 | +42.4% | COM | 75513E101 |
| NOC | NORTHROP GRUMMAN CORP | 8,237 | $2.966M | 0.6% | $360.08 * | $311.01 | +8.1% | COM | 666807102 |
| QCOM | QUALCOMM INC | 22,994 | $2.966M | 0.6% | $128.99 * | $118.39 | -0.8% | COM | 747525103 |
| EMR | EMERSON ELEC CO | 31,000 | $2.92M | 0.6% | $94.19 * | $64.69 | +33.4% | COM | 291011104 |
| SAIC | SCIENCE APPLICATIONS INTL CO | 34,088 | $2.917M | 0.6% | $85.57 | $82.75 | +3.4% | COM | 808625107 |
| LDOS | LEIDOS HOLDINGS INC | 30,029 | $2.887M | 0.6% | $96.14 * | $91.94 | -1.0% | COM | 525327102 |
| TJX | TJX COS INC NEW | 42,813 | $2.825M | 0.6% | $65.98 * | $52.61 | +17.7% | COM | 872540109 |
| GDDY | GODADDY INC | 40,048 | $2.791M | 0.6% | $69.69 | $73.15 | -4.7% | CL A | 380237107 |
| IHRT | IHEARTMEDIA INC | 107,672 | $2.694M | 0.6% | $25.02 | $14.34 | +74.5% | COM CL A | 45174J509 |
| VOYA | VOYA FINANCIAL INC | 42,353 | $2.6M | 0.5% | $61.39 * | $51.03 | +10.9% | COM | 929089100 |
| BURL | BURLINGTON STORES INC | 9,167 | $2.599M | 0.5% | $283.52 | $224.67 | +26.2% | COM | 122017106 |
| — | BLACKROCK INC | 3,021 | $2.534M | 0.5% | $838.80 | $583.39 | — | COM | 09247X101 |
| — | GLAXOSMITHKLINE PLC | 64,931 | $2.481M | 0.5% | $38.21 | $43.07 | — | SPONSORED ADR | 37733W105 |
| AKAM | AKAMAI TECHNOLOGIES INC | 23,349 | $2.442M | 0.5% | $104.59 | $106.44 | -1.7% | COM | 00971T101 |
| WGO | WINNEBAGO INDS INC | 33,461 | $2.424M | 0.5% | $72.44 | $73.70 | -1.7% | COM | 974637100 |
| CRNC | CERENCE INC | 24,904 | $2.394M | 0.5% | $96.13 | $69.97 | +37.4% | COM | 156727109 |
| COST | COSTCO WHSL CORP NEW | 5,272 | $2.369M | 0.5% | $449.36 * | $318.17 | +34.4% | COM | 22160K105 |
| EEFT | EURONET WORLDWIDE INC | 18,463 | $2.35M | 0.5% | $127.28 | $132.57 | -4.0% | COM | 298736109 |
| AXTA | AXALTA COATING SYS LTD | 78,396 | $2.288M | 0.5% | $29.19 | $29.77 | -1.9% | COM | G0750C108 |
| CIEN | CIENA CORP | 44,455 | $2.283M | 0.5% | $51.36 | $46.69 | +10.0% | COM NEW | 171779309 |
| PAYX | PAYCHEX INC | 19,839 | $2.231M | 0.5% | $112.46 * | $69.34 | +43.6% | COM | 704326107 |
| MCD | MCDONALDS CORP | 9,139 | $2.204M | 0.5% | $241.16 * | $195.08 | +12.2% | COM | 580135101 |
| REZI | RESIDEO TECHNOLOGIES INC | 87,304 | $2.164M | 0.5% | $24.79 | $26.97 | -8.1% | COM | 76118Y104 |
| — | SVB FINANCIAL GROUP | 3,226 | $2.087M | 0.4% | $646.93 | $255.51 | — | COM | 78486Q101 |
| CSTM | CONSTELLIUM SE | 110,034 | $2.066M | 0.4% | $18.78 | $14.27 | +31.6% | CL A SHS | F21107101 |
| — | THE AARONS COMPANY INC | 70,598 | $1.944M | 0.4% | $27.54 | $26.93 | — | COM | 00258W108 |
| EVR | EVERCORE INC | 13,987 | $1.87M | 0.4% | $133.70 * | $70.57 | +74.8% | CLASS A | 29977A105 |
| MO | ALTRIA GROUP INC | 40,004 | $1.821M | 0.4% | $45.52 * | $28.46 | +14.2% | COM | 02209S103 |
| PANW | PALO ALTO NETWORKS INC | 3,706 | $1.775M | 0.4% | $478.95 * | $44.33 | +80.1% | COM | 697435105 |
| TSLA | TESLA INC | 2,266 | $1.757M | 0.4% | $775.38 * | $151.66 | +70.4% | COM | 88160R101 |
| ELV | ANTHEM INC | 4,567 | $1.702M | 0.4% | $372.67 * | $258.27 | +36.1% | COM | 036752103 |
| BMY | BRISTOL-MYERS SQUIBB CO | 28,681 | $1.697M | 0.4% | $59.17 * | $48.18 | +3.1% | COM | 110122108 |
| VTI | VANGUARD INDEX FDS | 7,552 | $1.677M | 0.4% | $222.06 | $165.20 | +34.4% | TOTAL STK MKT | 922908769 |
| PFG | PRINCIPAL FINANCIAL GROUP IN | 25,419 | $1.637M | 0.3% | $64.40 * | $42.18 | +31.1% | COM | 74251V102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 2,851 | $1.629M | 0.3% | $571.38 | $324.95 | +73.8% | COM | 883556102 |
| UPS | UNITED PARCEL SERVICE INC | 8,652 | $1.575M | 0.3% | $182.04 * | $164.16 | -8.3% | CL B | 911312106 |
| ALSN | ALLISON TRANSMISSION HLDGS I | 42,822 | $1.512M | 0.3% | $35.31 * | $38.94 | -15.2% | COM | 01973R101 |
| NOW | SERVICENOW INC | 2,371 | $1.475M | 0.3% | $622.10 * | $71.75 | +73.5% | COM | 81762P102 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 2,526 | $1.454M | 0.3% | $575.61 | $310.82 | +85.2% | COM | 00724F101 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 797 | $1.449M | 0.3% | $1818.07 * | $18.38 | +97.7% | COM | 169656105 |
| SPGI | S&P GLOBAL INC | 3,297 | $1.401M | 0.3% | $424.93 * | $324.40 | +26.4% | COM | 78409V104 |
| TMUS | T-MOBILE US INC | 10,791 | $1.379M | 0.3% | $127.79 * | $79.79 | +54.7% | COM | 872590104 |
| IJR | ISHARES TR | 12,544 | $1.37M | 0.3% | $109.22 | $84.76 | +28.8% | CORE S&P SCP ETF | 464287804 |
| EA | ELECTRONIC ARTS INC | 9,376 | $1.334M | 0.3% | $142.28 * | $112.62 | +23.4% | COM | 285512109 |
| PG | PROCTER AND GAMBLE CO | 9,528 | $1.332M | 0.3% | $139.80 * | $104.96 | +19.7% | COM | 742718109 |
| HOLX | HOLOGIC INC | 17,726 | $1.308M | 0.3% | $73.79 | $56.58 | +30.5% | COM | 436440101 |
| CNC | CENTENE CORP DEL | 20,521 | $1.279M | 0.3% | $62.33 | $68.49 | -9.0% | COM | 15135B101 |
| FDX | FEDEX CORP | 5,772 | $1.266M | 0.3% | $219.33 * | $262.19 | -23.4% | COM | 31428X106 |
| EW | EDWARDS LIFESCIENCES CORP | 10,927 | $1.237M | 0.3% | $113.21 | $75.55 | +49.9% | COM | 28176E108 |
| AZO | AUTOZONE INC | 713 | $1.211M | 0.3% | $1698.46 | $1178.92 | +44.0% | COM | 053332102 |
| SYK | STRYKER CORPORATION | 4,470 | $1.179M | 0.2% | $263.76 * | $193.12 | +30.7% | COM | 863667101 |
| BND | VANGUARD BD INDEX FDS | 13,556 | $1.158M | 0.2% | $85.42 | $87.81 | -2.7% | TOTAL BND MRKT | 921937835 |
| — | ARISTA NETWORKS INC | 3,295 | $1.132M | 0.2% | $343.55 | $219.86 | — | COM | 040413106 |
| HDV | ISHARES TR | 11,910 | $1.123M | 0.2% | $94.29 * | $18.64 | +1.2% | CORE HIGH DV ETF | 46429B663 |
| VRTX | VERTEX PHARMACEUTICALS INC | 5,935 | $1.077M | 0.2% | $181.47 | $206.06 | -12.0% | COM | 92532F100 |
| VTEB | VANGUARD MUN BD FDS | 19,462 | $1.066M | 0.2% | $54.77 | $55.00 | -0.4% | TAX EXEMPT BD | 922907746 |
| BA | BOEING CO | 4,741 | $1.043M | 0.2% | $220.00 | $300.80 | -26.9% | COM | 097023105 |
| DOW | DOW INC | 17,539 | $1.01M | 0.2% | $57.59 * | $33.17 | +36.5% | COM | 260557103 |
| IVV | ISHARES TR | 2,258 | $973K | 0.2% | $430.91 | $326.47 | +32.0% | CORE S&P500 ETF | 464287200 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 8,394 | $964K | 0.2% | $114.84 * | $108.37 | +0.2% | COM | 45866F104 |
| CMI | CUMMINS INC | 4,251 | $955K | 0.2% | $224.65 * | $153.30 | +32.0% | COM | 231021106 |
| LQD | ISHARES TR | 7,087 | $943K | 0.2% | $133.06 | $128.48 | +3.5% | IBOXX INV CP ETF | 464287242 |
| DG | DOLLAR GEN CORP NEW | 4,434 | $941K | 0.2% | $212.22 * | $186.87 | +5.9% | COM | 256677105 |
| MDLZ | MONDELEZ INTL INC | 15,478 | $901K | 0.2% | $58.21 * | $46.51 | +12.1% | CL A | 609207105 |
| VZ | VERIZON COMMUNICATIONS INC | 16,540 | $893K | 0.2% | $53.99 * | $42.79 | -3.4% | COM | 92343V104 |
| WDC | WESTERN DIGITAL CORP. | 15,655 | $884K | 0.2% | $56.47 * | $41.73 | +1.8% | COM | 958102105 |
| AZN | ASTRAZENECA PLC | 14,095 | $847K | 0.2% | $60.09 | $50.27 | — | SPONSORED ADR | 046353108 |
| T | AT&T INC | 30,404 | $821K | 0.2% | $27.00 * | $17.05 | -8.3% | COM | 00206R102 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,617 | $778K | 0.2% | $481.14 | $363.24 | +32.4% | UTSER1 S&PDCRP | 78467Y107 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 330,582 | $777K | 0.2% | $2.35 | $4.30 | — | COM | 41150T108 |
| PFF | ISHARES TR | 19,483 | $756K | 0.2% | $38.80 | $36.93 | +5.1% | PFD AND INCM SEC | 464288687 |
| PRU | PRUDENTIAL FINL INC | 6,676 | $702K | 0.1% | $105.15 * | $61.55 | +39.2% | COM | 744320102 |
| IWB | ISHARES TR | 2,790 | $674K | 0.1% | $241.58 | $170.65 | +41.6% | RUS 1000 ETF | 464287622 |
| CAH | CARDINAL HEALTH INC | 12,726 | $629K | 0.1% | $49.43 * | $43.98 | +2.3% | COM | 14149Y108 |
| IJH | ISHARES TR | 2,298 | $605K | 0.1% | $263.27 * | $40.97 | +28.4% | CORE S&P MCP ETF | 464287507 |
| HYG | ISHARES TR | 6,726 | $588K | 0.1% | $87.42 | $87.02 | +0.5% | IBOXX HI YD ETF | 464288513 |
| OMER | OMEROS CORP | 41,580 | $573K | 0.1% | $13.78 | $14.75 | -6.5% | COM | 682143102 |
| XOM | EXXON MOBIL CORP | 9,275 | $546K | 0.1% | $58.87 * | $32.26 | +56.1% | COM | 30231G102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,914 | $522K | 0.1% | $272.73 | $204.56 | +33.4% | CL B NEW | 084670702 |
| SBUX | STARBUCKS CORP | 4,663 | $514K | 0.1% | $110.23 * | $74.63 | +33.7% | COM | 855244109 |
| CVX | CHEVRON CORP NEW | 4,991 | $506K | 0.1% | $101.38 * | $81.65 | +4.5% | COM | 166764100 |
| SNAP | SNAP INC | 6,585 | $486K | 0.1% | $73.80 | $42.01 | +75.8% | CL A | 83304A106 |
| FLOT | ISHARES TR | 8,894 | $452K | 0.1% | $50.82 | $50.76 | +0.2% | FLTG RATE NT ETF | 46429B655 |
| PLTR | PALANTIR TECHNOLOGIES INC | 18,564 | $446K | 0.1% | $24.02 | $26.03 | -7.6% | CL A | 69608A108 |
| PYPL | PAYPAL HLDGS INC | 1,685 | $438K | 0.1% | $259.94 | $161.06 | +61.2% | COM | 70450Y103 |
| — | GLOBAL X FDS | 33,115 | $438K | 0.1% | $13.23 | $13.20 | — | GLB X SUPERDIV | 37950E549 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 36,000 | $437K | 0.1% | $12.14 | $12.07 | — | COM SHS | 723763108 |
| WM | WASTE MGMT INC DEL | 2,650 | $396K | 0.1% | $149.43 * | $102.09 | +36.9% | COM | 94106L109 |
| BX | BLACKSTONE INC | 3,252 | $378K | 0.1% | $116.24 * | $42.51 | +137.0% | COM | 09260D107 |
| SWK | STANLEY BLACK & DECKER INC | 1,839 | $322K | 0.1% | $175.10 * | $101.15 | +48.6% | COM | 854502101 |
| VEU | VANGUARD INTL EQUITY INDEX F | 4,810 | $293K | 0.1% | $60.91 | $56.06 | +8.7% | ALLWRLD EX US | 922042775 |
| — | AMERICAN ELEC PWR CO INC | 6,075 | $290K | 0.1% | $47.74 | $53.95 | — | UNIT 08/01/2021 | 025537127 |
| IJK | ISHARES TR | 3,581 | $284K | 0.1% | $79.31 | $77.09 | +2.7% | S&P MC 400GR ETF | 464287606 |
| BHC | BAUSCH HEALTH COS INC | 10,154 | $283K | 0.1% | $27.87 | $17.22 | +61.7% | COM | 071734107 |
| CAT | CATERPILLAR INC | 1,458 | $280K | 0.1% | $192.04 * | $126.81 | +39.8% | COM | 149123101 |
| ACAD | ACADIA PHARMACEUTICALS INC | 16,515 | $274K | 0.1% | $16.59 | $22.18 | -25.1% | COM | 004225108 |
| SCHG | SCHWAB STRATEGIC TR | 1,800 | $267K | 0.1% | $148.33 * | $13.94 | +32.8% | US LCAP GR ETF | 808524300 |
| ACN | ACCENTURE PLC IRELAND | 793 | $254K | 0.1% | $320.30 * | $176.69 | +70.1% | SHS CLASS A | G1151C101 |
| DOCU | DOCUSIGN INC | 978 | $252K | 0.1% | $257.67 | $223.60 | +15.1% | COM | 256163106 |
| IWM | ISHARES TR | 1,142 | $250K | 0.1% | $218.91 | $177.17 | +23.5% | RUSSELL 2000 ETF | 464287655 |
| WMT | WALMART INC | 1,780 | $248K | 0.1% | $139.33 * | $41.68 | +5.4% | COM | 931142103 |
| — | UNITED RENTALS INC | 1,900 | $246K | 0.1% | $129.47 | — | — | Call | 911363909 |
| F | FORD MTR CO DEL | 16,323 | $231K | 0.0% | $14.15 * | $6.14 | +74.9% | COM | 345370860 |
| AIZ | ASSURANT INC | 1,386 | $219K | 0.0% | $158.01 * | $144.23 | +1.7% | COM | 04621X108 |
| ADP | AUTOMATIC DATA PROCESSING IN | 1,067 | $213K | 0.0% | $199.63 * | $126.99 | +44.0% | COM | 053015103 |
| SPIB | SPDR SER TR | 5,759 | $210K | 0.0% | $36.46 | $35.46 | +3.0% | PORTFOLIO INTRMD | 78464A375 |
| BDX | BECTON DICKINSON & CO | 835 | $205K | 0.0% | $245.51 * | $220.31 | +1.4% | COM | 075887109 |
| — | EXCHANGE LISTED FDS TR | 6,360 | $204K | 0.0% | $32.08 | $31.92 | — | HIGH YIELD ETF | 30151E814 |
| — | PROSPECT CAP CORP | 175,000 | $179K | 0.0% | $1.02 | $1.02 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| SPRY | SILVERBACK THERAPEUTICS INC | 17,077 | $170K | 0.0% | $9.95 | $24.66 | -59.5% | COM | 82835W108 |
| ET | ENERGY TRANSFER L P | 13,200 | $126K | 0.0% | $9.55 | $9.55 | — | COM UT LTD PTN | 29273V100 |
| — | PUTNAM MANAGED MUN INCOME TR | 14,395 | $120K | 0.0% | $8.34 | $7.99 | — | COM | 746823103 |
| LWLG | LIGHTWAVE LOGIC INC | 12,000 | $114K | 0.0% | $9.50 | $9.56 | -1.0% | COM | 532275104 |
| — | TRACTOR SUPPLY CO | 1,600 | $109K | 0.0% | $68.13 | — | — | Call | 892356906 |
| — | PAYPAL HLDGS INC | 1,400 | $107K | 0.0% | $76.43 | — | — | Call | 70450Y903 |
| PSLV | SPROTT PHYSICAL SILVER TR | 12,151 | $93,000 | 0.0% | $7.65 | $7.19 | — | TR UNIT | 85207K107 |
| — | PROSPECT CAP CORP | 75,000 | $81,000 | 0.0% | $1.08 | $1.03 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | APPLE INC | 2,000 | $60,000 | 0.0% | $30.00 | $26.50 | — | Call | 037833900 |
| — | BLACKROCK CAP INVT CORP | 50,000 | $50,000 | 0.0% | $1.00 | $0.98 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | WESTERN DIGITAL CORP. | 49,000 | $49,000 | 0.0% | $1.00 | $1.01 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | FORTIVE CORP | 47,000 | $47,000 | 0.0% | $1.00 | $1.03 | — | NOTE 0.875% 2/1 | 34959JAK4 |
| — | ILLUMINA INC | 38,000 | $44,000 | 0.0% | $1.16 | $1.18 | — | NOTE 8/1 | 452327AK5 |
| — | BOOKING HOLDINGS INC | 29,000 | $43,000 | 0.0% | $1.48 | $1.48 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | SOUTHWEST AIRLS CO | 28,000 | $42,000 | 0.0% | $1.50 | $1.46 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | PIONEER NAT RES CO | 26,000 | $42,000 | 0.0% | $1.62 | $1.58 | — | NOTE 0.250% 5/1 | 723787AP2 |
| URI | UNITED RENTALS INC | 116 | $41,000 | 0.0% | $353.45 * | $307.41 | +10.6% | COM | 911363109 |
| — | EURONET WORLDWIDE INC | 28,000 | $31,000 | 0.0% | $1.11 | $1.14 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | AKAMAI TECHNOLOGIES INC | 21,000 | $25,000 | 0.0% | $1.19 | $1.23 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | VISHAY INTERTECHNOLOGY INC | 18,000 | $19,000 | 0.0% | $1.06 | $1.06 | — | NOTE 2.250% 6/1 | 928298AP3 |
| — | ARES CAPITAL CORP | 17,000 | $18,000 | 0.0% | $1.06 | $1.00 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | MICROSOFT CORP | 1,000 | $15,000 | 0.0% | $15.00 | — | — | Call | 594918904 |
| — | ARES CAPITAL CORP | 10,000 | $11,000 | 0.0% | $1.10 | $1.10 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | BLACKSTONE MORTGAGE TRUST IN | 11,000 | $11,000 | 0.0% | $1.00 | $1.00 | — | NOTE 4.375% 5/0 | 09257WAB6 |