ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Oct 6, 2017

Total Value ($000): $564,686 (100.0% shares, 0.0% debt)

Holdings (130)

BA BOEING CO 4.0%
Value ($000) $22,466 Shares 88,378 Est. Cost $103.20 Unrealized +113.6%
JPMORGAN CHASE & CO 3.6%
Value ($000) $20,279 Shares 212,321 Est. Cost $59.17 Unrealized
MASTERCARD INCORPORATED 3.3%
Value ($000) $18,639 Shares 132,006 Est. Cost $92.49 Unrealized
MAR MARRIOTT INTERNATIONAL CLASS A 3.3%
Value ($000) $18,592 Shares 168,624 Est. Cost $57.44 Unrealized +67.2%
MSFT MICROSOFT CORP 3.2%
Value ($000) $18,065 Shares 242,520 Est. Cost $41.68 Unrealized +60.0%
BAC BANK OF AMERICA CORP 3.0%
Value ($000) $16,695 Shares 658,825 Est. Cost $11.50 Unrealized +73.6%
MERCK & CO INC 2.9%
Value ($000) $16,443 Shares 256,797 Est. Cost $51.97 Unrealized
PAYPAL INC COM 2.9%
Value ($000) $16,391 Shares 255,993 Est. Cost $39.88 Unrealized
C CITIGROUP INC 2.8%
Value ($000) $15,843 Shares 217,805 Est. Cost $38.12 Unrealized +36.2%
RAYTHEON CO COM 2.6%
Value ($000) $14,788 Shares 79,260 Est. Cost $124.92 Unrealized
PEP PEPSICO INC 2.3%
Value ($000) $12,723 Shares 114,179 Est. Cost $67.45 Unrealized +32.5%
HON HONEYWELL INTL INC 2.1%
Value ($000) $11,964 Shares 84,405 Est. Cost $78.26 Unrealized +33.3%
FDX FEDEX CORP 2.1%
Value ($000) $11,727 Shares 51,988 Est. Cost $163.84 Unrealized +12.9%
HD HOME DEPOT INC 2.1%
Value ($000) $11,708 Shares 71,584 Est. Cost $88.02 Unrealized +42.2%
ADP AUTOMATIC DATA PROCESSING 2.0%
Value ($000) $11,571 Shares 105,841 Est. Cost $63.43 Unrealized +41.2%
ABT ABBOTT LABORATORIES 1.9%
Value ($000) $10,755 Shares 201,549 Est. Cost $32.69 Unrealized +32.6%
NEXTERA ENERGY INC 1.8%
Value ($000) $10,200 Shares 69,598 Est. Cost $103.02 Unrealized
WALGREENS BOOTS ALLIANCE INC 1.8%
Value ($000) $10,109 Shares 130,912 Est. Cost $81.46 Unrealized
BK BANK OF NEW YORK MELLON CORP 1.8%
Value ($000) $10,082 Shares 190,159 Est. Cost $28.53 Unrealized +46.6%
META FACEBOOK INC-A 1.8%
Value ($000) $9,944 Shares 58,194 Est. Cost $149.11 Unrealized +11.1%
SUNTRUST BANKS INC 1.7%
Value ($000) $9,875 Shares 165,224 Est. Cost $38.86 Unrealized
UNITED TECHNOLOGIES CORP 1.7%
Value ($000) $9,600 Shares 82,705 Est. Cost $107.42 Unrealized
EMR EMERSON ELECTRIC CO 1.7%
Value ($000) $9,565 Shares 152,210 Est. Cost $37.38 Unrealized +31.7%
PM PHILIP MORRIS INTERNATIONAL IN 1.7%
Value ($000) $9,398 Shares 84,655 Est. Cost $71.70 Unrealized +4.9%
AXP AMERICAN EXPRESS CO 1.6%
Value ($000) $9,064 Shares 100,195 Est. Cost $76.64 Unrealized 0.0%
ROYAL CARIBBEAN CRUISES LTD 1.6%
Value ($000) $8,982 Shares 75,769 Est. Cost $82.15 Unrealized
HPQ HP INC 1.5%
Value ($000) $8,661 Shares 433,927 Est. Cost $12.67 Unrealized +14.0%
CELGENE CORP 1.5%
Value ($000) $8,477 Shares 58,134 Est. Cost $109.57 Unrealized
AMGN AMGEN INC 1.5%
Value ($000) $8,278 Shares 44,397 Est. Cost $110.49 Unrealized +24.4%
KHC KRAFT HEINZ CO 1.5%
Value ($000) $8,193 Shares 105,642 Est. Cost $52.44 Unrealized +7.6%
MS MORGAN STANLEY 1.4%
Value ($000) $7,873 Shares 163,451 Est. Cost $21.73 Unrealized +66.9%
LMT LOCKHEED MARTIN CORP 1.3%
Value ($000) $7,459 Shares 24,038 Est. Cost $221.92 Unrealized +7.5%
EXPE EXPEDIA INC 1.3%
Value ($000) $7,291 Shares 50,651 Est. Cost $137.19 Unrealized +4.1%
BUD ANHEUSER-BUSCH INBEV-SPN ADR 1.3%
Value ($000) $7,241 Shares 60,699 Est. Cost $106.80 Unrealized
TRV TRAVELERS COS INC/THE 1.3%
Value ($000) $7,232 Shares 59,026 Est. Cost $93.44 Unrealized +11.3%
SLB SCHLUMBERGER LTD 1.2%
Value ($000) $6,886 Shares 98,713 Est. Cost $58.06 Unrealized -10.7%
XOM EXXON MOBIL CORP 1.2%
Value ($000) $6,632 Shares 80,893 Est. Cost $57.97 Unrealized -6.3%
IBM INTERNATIONAL BUSINESS MACHINE 1.2%
Value ($000) $6,574 Shares 45,315 Est. Cost $104.00 Unrealized -6.9%
UNH UNITEDHEALTH GROUP INC 1.1%
Value ($000) $6,024 Shares 30,759 Est. Cost $131.18 Unrealized +28.8%
NWL NEWELL RUBBERMAID INC 1.0%
Value ($000) $5,870 Shares 137,570 Est. Cost $32.52 Unrealized +2.9%
WHR WHIRLPOOL CORP 1.0%
Value ($000) $5,847 Shares 31,703 Est. Cost $178.30 Unrealized +0.3%
ACTIVISION BLIZZARD INC 1.0%
Value ($000) $5,589 Shares 86,642 Est. Cost $41.68 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 1.0%
Value ($000) $5,493 Shares 29,031 Est. Cost $140.17 Unrealized +26.3%
MAS MASCO CORP 0.9%
Value ($000) $5,283 Shares 135,438 Est. Cost $21.51 Unrealized +54.0%
AON PLC SHS CL A 0.9%
Value ($000) $5,006 Shares 34,265 Est. Cost $79.77 Unrealized
NUE NUCOR CORP 0.8%
Value ($000) $4,750 Shares 84,760 Est. Cost $47.91 Unrealized -1.9%
DOWDUPONT INC 0.8%
Value ($000) $4,384 Shares 63,332 Est. Cost $69.22 Unrealized
AIG AMERICAN INTERNATIONAL GROUP 0.8%
Value ($000) $4,368 Shares 71,156 Est. Cost $49.48 Unrealized +1.4%
CVX CHEVRON CORP 0.7%
Value ($000) $3,953 Shares 33,642 Est. Cost $64.88 Unrealized +17.5%
GD GENERAL DYNAMICS CORP 0.7%
Value ($000) $3,890 Shares 18,920 Est. Cost $156.15 Unrealized +6.6%
VZ VERIZON COMMUNICATIONS INC 0.7%
Value ($000) $3,736 Shares 75,499 Est. Cost $31.00 Unrealized -2.5%
JNJ JOHNSON & JOHNSON 0.7%
Value ($000) $3,697 Shares 28,437 Est. Cost $87.49 Unrealized +20.0%
NETFLIX COM INC 0.7%
Value ($000) $3,690 Shares 20,350 Est. Cost $149.41 Unrealized
NOC NORTHROP GRUMMAN CORP 0.6%
Value ($000) $3,281 Shares 11,403 Est. Cost $217.50 Unrealized +8.0%
PG PROCTER & GAMBLE CO 0.6%
Value ($000) $3,171 Shares 34,851 Est. Cost $59.63 Unrealized +22.4%
TXN TEXAS INSTRUMENTS INC 0.5%
Value ($000) $2,883 Shares 32,160 Est. Cost $63.66 Unrealized +2.4%
USB US BANCORP 0.5%
Value ($000) $2,857 Shares 53,304 Est. Cost $28.25 Unrealized +33.6%
ROCKWELL COLLINS INC 0.4%
Value ($000) $2,279 Shares 17,434 Est. Cost $105.07 Unrealized
AMZN AMAZON.COM INC 0.4%
Value ($000) $2,008 Shares 2,089 Est. Cost $23.12 Unrealized +112.5%
BB&T CORP 0.3%
Value ($000) $1,886 Shares 40,189 Est. Cost $35.70 Unrealized
CL COLGATE-PALMOLIVE CO 0.3%
Value ($000) $1,874 Shares 25,726 Est. Cost $49.90 Unrealized +18.6%
AAPL APPLE INC 0.3%
Value ($000) $1,703 Shares 11,050 Est. Cost $25.34 Unrealized +42.7%
T AT&T INC 0.3%
Value ($000) $1,558 Shares 39,787 Est. Cost $15.54 Unrealized +0.4%
APD AIR PRODUCTS & CHEMICALS INC 0.3%
Value ($000) $1,549 Shares 10,245 Est. Cost $76.47 Unrealized +55.8%
CSCO CISCO SYSTEMS INC 0.3%
Value ($000) $1,535 Shares 45,655 Est. Cost $23.22 Unrealized +6.4%
GENERAL ELECTRIC CO 0.2%
Value ($000) $1,392 Shares 57,549 Est. Cost $29.55 Unrealized
MO ALTRIA GROUP INC 0.2%
Value ($000) $1,354 Shares 21,351 Est. Cost $34.14 Unrealized +5.7%
MMM 3M CO 0.2%
Value ($000) $1,306 Shares 6,222 Est. Cost $106.30 Unrealized +22.2%
LVS LAS VEGAS SANDS CORP 0.2%
Value ($000) $1,284 Shares 20,010 Est. Cost $46.83 Unrealized +10.4%
ALL ALLSTATE CORP 0.2%
Value ($000) $1,143 Shares 12,437 Est. Cost $51.47 Unrealized +46.0%
WELLS FARGO & COMPANY DEP SH 1 0.2%
Value ($000) $945 Shares 37,050 Est. Cost $25.91 Unrealized
GILD GILEAD SCIENCES INC 0.2%
Value ($000) $894 Shares 11,030 Est. Cost $39.69 Unrealized +40.9%
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $853 Shares 889 Est. Cost $39.20 Unrealized +17.9%
WFC WELLS FARGO & CO 0.1%
Value ($000) $826 Shares 14,975 Est. Cost $35.50 Unrealized +18.7%
CCL CARNIVAL CORP 0.1%
Value ($000) $799 Shares 12,376 Est. Cost $57.92 Unrealized +5.2%
DE DEERE & CO 0.1%
Value ($000) $795 Shares 6,330 Est. Cost $67.54 Unrealized +60.7%
PFE PFIZER INC 0.1%
Value ($000) $779 Shares 21,810 Est. Cost $19.37 Unrealized +14.9%
INTC INTEL CORP 0.1%
Value ($000) $755 Shares 19,833 Est. Cost $25.31 Unrealized +16.9%
ALLERGAN PLC 0.1%
Value ($000) $752 Shares 3,667 Est. Cost $278.91 Unrealized
DIS WALT DISNEY CO/THE 0.1%
Value ($000) $744 Shares 7,550 Est. Cost $74.16 Unrealized +30.7%
GOOGL ALPHABET INC-CL A 0.1%
Value ($000) $698 Shares 717 Est. Cost $39.34 Unrealized +19.6%
MCD MCDONALDS CORP 0.1%
Value ($000) $620 Shares 3,960 Est. Cost $95.60 Unrealized +34.6%
ABBV ABBVIE INC 0.1%
Value ($000) $586 Shares 6,593 Est. Cost $42.33 Unrealized +26.8%
PRU PRUDENTIAL FINANCIAL INC 0.1%
Value ($000) $545 Shares 5,122 Est. Cost $45.88 Unrealized +57.1%
BMY BRISTOL-MYERS SQUIBB CO 0.1%
Value ($000) $529 Shares 8,297 Est. Cost $40.35 Unrealized +6.9%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $520 Shares 5,795 Est. Cost $18.42 Unrealized +94.9%
AMT AMERICAN TOWER CORP 0.1%
Value ($000) $481 Shares 3,520 Est. Cost $93.39 Unrealized +20.3%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $474 Shares 2,586 Est. Cost $138.37 Unrealized +27.7%
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $470 Shares 2,581 Est. Cost $160.40 Unrealized
UNP UNION PACIFIC CORP 0.1%
Value ($000) $469 Shares 4,042 Est. Cost $66.91 Unrealized +33.2%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $459 Shares 13,981 Est. Cost $27.90 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.1%
Value ($000) $458 Shares 11,275 Est. Cost $27.79 Unrealized +24.8%
VTSAX VANGUARD INDEX TR VANGUARD TOT 0.1%
Value ($000) $454 Shares 7,198 Est. Cost $56.93 Unrealized
SO SOUTHERN CO/THE 0.1%
Value ($000) $449 Shares 9,138 Est. Cost $32.28 Unrealized +6.3%
TIME WARNER INC 0.1%
Value ($000) $444 Shares 4,333 Est. Cost $72.50 Unrealized
VFIAX VANGUARD 500 INDEX TR ADMIRAL 0.1%
Value ($000) $438 Shares 1,885 Est. Cost $213.61 Unrealized
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value ($000) $437 Shares 6,458 Est. Cost $62.71 Unrealized
CBS CORP-CLASS B NON VOTING 0.1%
Value ($000) $436 Shares 7,522 Est. Cost $49.12 Unrealized
ORACLE CORPORATION 0.1%
Value ($000) $433 Shares 8,956 Est. Cost $42.03 Unrealized
DFA US CORE EQUITY 2 0.1%
Value ($000) $416 Shares 24,121 Est. Cost $17.25 Unrealized
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $395 Shares 2,925 Est. Cost $115.97 Unrealized
PNC PNC FINANCIAL SVCS GROUP INC 0.1%
Value ($000) $391 Shares 2,899 Est. Cost $62.11 Unrealized +55.6%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $378 Shares 1,503 Est. Cost $200.59 Unrealized
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $320 Shares 4,561 Est. Cost $44.12 Unrealized +20.2%
GEORGIA POWER 6.5 PREFERRED 0.1%
Value ($000) $311 Shares 3,100 Est. Cost $100.97 Unrealized
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $308 Shares 2,931 Est. Cost $78.84 Unrealized +21.4%
KO COCA-COLA CO/THE 0.1%
Value ($000) $304 Shares 6,744 Est. Cost $31.52 Unrealized +10.9%
CHUBB LTD 0.0%
Value ($000) $270 Shares 1,892 Est. Cost $131.71 Unrealized
WMT WAL-MART STORES INC 0.0%
Value ($000) $268 Shares 3,428 Est. Cost $22.90 Unrealized 0.0%
UPS UNITED PARCEL SERVICE-CL B 0.0%
Value ($000) $263 Shares 2,188 Est. Cost $82.86 Unrealized 0.0%
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $262 Shares 2,413 Est. Cost $82.12 Unrealized +10.9%
OMC OMNICOM GROUP INC 0.0%
Value ($000) $259 Shares 3,500 Est. Cost $53.77 Unrealized +6.2%
ED CONSOLIDATED EDISON INC 0.0%
Value ($000) $247 Shares 3,060 Est. Cost $50.93 Unrealized +20.3%
NKE NIKE INC-CL B 0.0%
Value ($000) $242 Shares 4,666 Est. Cost $52.52 Unrealized -4.1%
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $233 Shares 2,780 Est. Cost $65.59 Unrealized +5.5%
CDK GLOBAL INC 0.0%
Value ($000) $224 Shares 3,554 Est. Cost $59.82 Unrealized
HSBC HSBC HOLDINGS PLC-SPONS ADR 0.0%
Value ($000) $224 Shares 4,524 Est. Cost $46.42 Unrealized
BDX BECTON DICKINSON AND CO 0.0%
Value ($000) $213 Shares 1,087 Est. Cost $152.63 Unrealized +12.1%
VIACOM INC-CLASS B 0.0%
Value ($000) $209 Shares 7,500 Est. Cost $37.47 Unrealized
WM WASTE MANAGEMENT INC 0.0%
Value ($000) $209 Shares 2,670 Est. Cost $65.63 Unrealized 0.0%
DORIAN LPG LTD 0.0%
Value ($000) $170 Shares 25,000 Est. Cost $7.76 Unrealized
INVUITY INC 0.0%
Value ($000) $89 Shares 10,000 Est. Cost $8.35 Unrealized
MCEWEN MINING 0.0%
Value ($000) $26 Shares 13,500 Est. Cost $3.70 Unrealized
TITAN MEDICAL INC 0.0%
Value ($000) $5 Shares 16,850 Est. Cost $0.47 Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized