ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Jan 5, 2018

Total Value ($000): $594,272 (100.0% shares, 0.0% debt)

Holdings (132)

BA BOEING CO 4.3%
Value ($000) $25,551 Shares 86,641 Est. Cost $103.20 Unrealized +149.4%
JPMORGAN CHASE & CO 3.8%
Value ($000) $22,809 Shares 213,291 Est. Cost $59.17 Unrealized
MAR MARRIOTT INTERNATIONAL CLASS A 3.8%
Value ($000) $22,615 Shares 166,615 Est. Cost $57.44 Unrealized +99.7%
MSFT MICROSOFT CORP 3.5%
Value ($000) $20,635 Shares 241,227 Est. Cost $41.68 Unrealized +80.6%
MASTERCARD INCORPORATED 3.5%
Value ($000) $20,558 Shares 135,822 Est. Cost $94.15 Unrealized
BAC BANK OF AMERICA CORP 3.3%
Value ($000) $19,573 Shares 663,043 Est. Cost $11.50 Unrealized +98.1%
PAYPAL INC COM 3.2%
Value ($000) $19,035 Shares 258,553 Est. Cost $40.21 Unrealized
C CITIGROUP INC 2.8%
Value ($000) $16,789 Shares 225,628 Est. Cost $38.76 Unrealized +45.7%
RAYTHEON CO COM 2.7%
Value ($000) $16,049 Shares 85,437 Est. Cost $129.47 Unrealized
HD HOME DEPOT INC 2.4%
Value ($000) $14,344 Shares 75,681 Est. Cost $90.92 Unrealized +55.8%
PEP PEPSICO INC 2.3%
Value ($000) $13,727 Shares 114,471 Est. Cost $67.45 Unrealized +31.9%
FDX FEDEX CORP 2.3%
Value ($000) $13,539 Shares 54,255 Est. Cost $165.31 Unrealized +20.4%
HON HONEYWELL INTL INC 2.2%
Value ($000) $13,100 Shares 85,419 Est. Cost $78.68 Unrealized +44.1%
MERCK & CO INC 2.2%
Value ($000) $13,012 Shares 231,239 Est. Cost $51.97 Unrealized
LMT LOCKHEED MARTIN CORP 2.1%
Value ($000) $12,412 Shares 38,662 Est. Cost $233.89 Unrealized +8.4%
ADP AUTOMATIC DATA PROCESSING 2.1%
Value ($000) $12,408 Shares 105,877 Est. Cost $63.43 Unrealized +51.6%
HPQ HP INC 2.0%
Value ($000) $12,076 Shares 574,790 Est. Cost $13.54 Unrealized +19.9%
ABT ABBOTT LABORATORIES 2.0%
Value ($000) $11,776 Shares 206,342 Est. Cost $33.05 Unrealized +45.6%
AXP AMERICAN EXPRESS CO 2.0%
Value ($000) $11,691 Shares 117,720 Est. Cost $77.92 Unrealized +9.4%
UNITED TECHNOLOGIES CORP 1.8%
Value ($000) $10,887 Shares 85,338 Est. Cost $108.04 Unrealized
SUNTRUST BANKS INC 1.8%
Value ($000) $10,774 Shares 166,804 Est. Cost $38.86 Unrealized
META FACEBOOK INC-A 1.8%
Value ($000) $10,766 Shares 61,012 Est. Cost $150.33 Unrealized +16.8%
BK BANK OF NEW YORK MELLON CORP 1.8%
Value ($000) $10,671 Shares 198,125 Est. Cost $29.10 Unrealized +46.6%
NEXTERA ENERGY INC 1.8%
Value ($000) $10,631 Shares 68,064 Est. Cost $103.02 Unrealized
EMR EMERSON ELECTRIC CO 1.7%
Value ($000) $9,928 Shares 142,460 Est. Cost $37.38 Unrealized +42.5%
ROYAL CARIBBEAN CRUISES LTD 1.5%
Value ($000) $8,870 Shares 74,363 Est. Cost $82.15 Unrealized
MS MORGAN STANLEY 1.4%
Value ($000) $8,577 Shares 163,464 Est. Cost $21.73 Unrealized +82.8%
TRV TRAVELERS COS INC/THE 1.4%
Value ($000) $8,529 Shares 62,879 Est. Cost $94.48 Unrealized +17.0%
AMGN AMGEN INC 1.4%
Value ($000) $8,294 Shares 47,696 Est. Cost $112.41 Unrealized +23.0%
TXN TEXAS INSTRUMENTS INC 1.4%
Value ($000) $8,192 Shares 78,437 Est. Cost $71.91 Unrealized +8.0%
NUE NUCOR CORP 1.3%
Value ($000) $7,803 Shares 122,725 Est. Cost $48.24 Unrealized +1.5%
UNH UNITEDHEALTH GROUP INC 1.2%
Value ($000) $7,370 Shares 33,428 Est. Cost $135.56 Unrealized +37.3%
PM PHILIP MORRIS INTERNATIONAL IN 1.2%
Value ($000) $7,287 Shares 68,972 Est. Cost $71.70 Unrealized -3.0%
XOM EXXON MOBIL CORP 1.1%
Value ($000) $6,828 Shares 81,632 Est. Cost $57.97 Unrealized -1.5%
BUD ANHEUSER-BUSCH INBEV-SPN ADR 1.1%
Value ($000) $6,504 Shares 58,296 Est. Cost $106.80 Unrealized
IBM INTERNATIONAL BUSINESS MACHINE 1.1%
Value ($000) $6,426 Shares 41,882 Est. Cost $104.00 Unrealized -1.8%
CELGENE CORP 1.1%
Value ($000) $6,266 Shares 60,043 Est. Cost $109.40 Unrealized
ACTIVISION BLIZZARD INC 1.0%
Value ($000) $6,153 Shares 97,168 Est. Cost $44.02 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 1.0%
Value ($000) $6,112 Shares 32,190 Est. Cost $144.81 Unrealized +29.4%
SLB SCHLUMBERGER LTD 1.0%
Value ($000) $5,870 Shares 87,098 Est. Cost $58.06 Unrealized -11.8%
MAS MASCO CORP 1.0%
Value ($000) $5,840 Shares 132,904 Est. Cost $21.51 Unrealized +66.5%
DOWDUPONT INC 0.9%
Value ($000) $5,294 Shares 74,328 Est. Cost $69.52 Unrealized
WHR WHIRLPOOL CORP 0.9%
Value ($000) $5,222 Shares 30,964 Est. Cost $178.30 Unrealized -5.0%
ADI ANALOG DEVICES INC 0.8%
Value ($000) $4,873 Shares 54,732 Est. Cost $76.11 Unrealized 0.0%
INTC INTEL CORP 0.8%
Value ($000) $4,771 Shares 103,353 Est. Cost $34.39 Unrealized +6.3%
AON PLC SHS CL A 0.8%
Value ($000) $4,720 Shares 35,221 Est. Cost $81.24 Unrealized
CVX CHEVRON CORP 0.7%
Value ($000) $4,456 Shares 35,597 Est. Cost $65.90 Unrealized +26.8%
JNJ JOHNSON & JOHNSON 0.7%
Value ($000) $4,315 Shares 30,882 Est. Cost $89.35 Unrealized +24.2%
GD GENERAL DYNAMICS CORP 0.7%
Value ($000) $4,034 Shares 19,826 Est. Cost $156.80 Unrealized +8.6%
VZ VERIZON COMMUNICATIONS INC 0.7%
Value ($000) $4,034 Shares 76,207 Est. Cost $31.00 Unrealized +3.1%
NETFLIX COM INC 0.7%
Value ($000) $3,906 Shares 20,350 Est. Cost $149.41 Unrealized
NOC NORTHROP GRUMMAN CORP 0.6%
Value ($000) $3,500 Shares 11,403 Est. Cost $217.50 Unrealized +20.9%
USB US BANCORP 0.5%
Value ($000) $2,839 Shares 52,993 Est. Cost $28.25 Unrealized +38.2%
PG PROCTER & GAMBLE CO 0.5%
Value ($000) $2,796 Shares 30,430 Est. Cost $59.63 Unrealized +21.8%
AMZN AMAZON.COM INC 0.4%
Value ($000) $2,443 Shares 2,089 Est. Cost $23.12 Unrealized +138.0%
ROCKWELL COLLINS INC 0.4%
Value ($000) $2,362 Shares 17,414 Est. Cost $105.07 Unrealized
BB&T CORP 0.3%
Value ($000) $1,996 Shares 40,152 Est. Cost $35.70 Unrealized
AAPL APPLE INC 0.3%
Value ($000) $1,990 Shares 11,760 Est. Cost $26.17 Unrealized +49.3%
CL COLGATE-PALMOLIVE CO 0.3%
Value ($000) $1,898 Shares 25,161 Est. Cost $49.90 Unrealized +20.8%
CSCO CISCO SYSTEMS INC 0.3%
Value ($000) $1,733 Shares 45,256 Est. Cost $23.22 Unrealized +20.5%
KHC KRAFT HEINZ CO 0.3%
Value ($000) $1,667 Shares 21,436 Est. Cost $52.44 Unrealized +1.8%
APD AIR PRODUCTS & CHEMICALS INC 0.3%
Value ($000) $1,656 Shares 10,095 Est. Cost $76.47 Unrealized +70.4%
T AT&T INC 0.3%
Value ($000) $1,640 Shares 42,193 Est. Cost $15.52 Unrealized -1.7%
MO ALTRIA GROUP INC 0.2%
Value ($000) $1,443 Shares 20,211 Est. Cost $34.14 Unrealized +7.3%
LVS LAS VEGAS SANDS CORP 0.2%
Value ($000) $1,390 Shares 20,010 Est. Cost $46.83 Unrealized +20.0%
MMM 3M CO 0.2%
Value ($000) $1,350 Shares 5,734 Est. Cost $106.30 Unrealized +36.4%
ALL ALLSTATE CORP 0.2%
Value ($000) $1,302 Shares 12,437 Est. Cost $51.47 Unrealized +58.8%
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $1,217 Shares 1,163 Est. Cost $41.87 Unrealized +20.7%
WMT WAL-MART STORES INC 0.2%
Value ($000) $1,097 Shares 11,105 Est. Cost $25.61 Unrealized +4.7%
MCD MCDONALDS CORP 0.2%
Value ($000) $1,082 Shares 6,285 Est. Cost $111.53 Unrealized +24.3%
DE DEERE & CO 0.2%
Value ($000) $991 Shares 6,330 Est. Cost $67.54 Unrealized +83.2%
WFC WELLS FARGO & CO 0.2%
Value ($000) $959 Shares 15,800 Est. Cost $36.00 Unrealized +25.2%
WELLS FARGO & COMPANY DEP SH 1 0.2%
Value ($000) $950 Shares 37,050 Est. Cost $25.91 Unrealized
DIS WALT DISNEY CO/THE 0.1%
Value ($000) $849 Shares 7,899 Est. Cost $75.18 Unrealized +29.4%
GOOGL ALPHABET INC-CL A 0.1%
Value ($000) $816 Shares 775 Est. Cost $40.23 Unrealized +27.3%
PFE PFIZER INC 0.1%
Value ($000) $790 Shares 21,815 Est. Cost $19.37 Unrealized +22.9%
ALLERGAN PLC 0.1%
Value ($000) $699 Shares 4,275 Est. Cost $262.49 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $690 Shares 9,636 Est. Cost $39.69 Unrealized +40.8%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $661 Shares 3,336 Est. Cost $149.95 Unrealized +26.6%
ABBV ABBVIE INC 0.1%
Value ($000) $638 Shares 6,593 Est. Cost $42.33 Unrealized +58.0%
PRU PRUDENTIAL FINANCIAL INC 0.1%
Value ($000) $636 Shares 5,531 Est. Cost $48.12 Unrealized +58.4%
BMY BRISTOL-MYERS SQUIBB CO 0.1%
Value ($000) $548 Shares 8,935 Est. Cost $40.78 Unrealized +13.9%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $542 Shares 4,042 Est. Cost $66.91 Unrealized +50.6%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $509 Shares 5,795 Est. Cost $18.42 Unrealized +111.1%
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $504 Shares 2,631 Est. Cost $161.00 Unrealized
AMT AMERICAN TOWER CORP 0.1%
Value ($000) $502 Shares 3,520 Est. Cost $93.39 Unrealized +23.9%
VTSAX VANGUARD INDEX TR VANGUARD TOT 0.1%
Value ($000) $481 Shares 7,204 Est. Cost $56.93 Unrealized
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $472 Shares 3,081 Est. Cost $117.85 Unrealized
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $468 Shares 13,997 Est. Cost $27.90 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.1%
Value ($000) $467 Shares 10,908 Est. Cost $27.79 Unrealized +24.1%
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value ($000) $457 Shares 6,458 Est. Cost $62.71 Unrealized
CBS CORP-CLASS B NON VOTING 0.1%
Value ($000) $444 Shares 7,522 Est. Cost $49.12 Unrealized
SO SOUTHERN CO/THE 0.1%
Value ($000) $440 Shares 9,151 Est. Cost $32.28 Unrealized +12.9%
ORACLE CORPORATION 0.1%
Value ($000) $415 Shares 8,768 Est. Cost $42.03 Unrealized
GS GOLDMAN SACHS GROUP INC 0.1%
Value ($000) $407 Shares 1,597 Est. Cost $205.15 Unrealized 0.0%
PNC PNC FINANCIAL SVCS GROUP INC 0.1%
Value ($000) $404 Shares 2,799 Est. Cost $62.11 Unrealized +68.5%
TIME WARNER INC 0.1%
Value ($000) $396 Shares 4,333 Est. Cost $72.50 Unrealized
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $381 Shares 1,428 Est. Cost $200.59 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $369 Shares 21,149 Est. Cost $29.55 Unrealized
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $334 Shares 2,931 Est. Cost $78.84 Unrealized +32.4%
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $330 Shares 4,491 Est. Cost $44.12 Unrealized +27.1%
UPS UNITED PARCEL SERVICE-CL B 0.1%
Value ($000) $326 Shares 2,734 Est. Cost $83.54 Unrealized +3.3%
VFIAX VANGUARD 500 INDEX TR ADMIRAL 0.1%
Value ($000) $321 Shares 1,301 Est. Cost $213.61 Unrealized
KO COCA-COLA CO/THE 0.1%
Value ($000) $309 Shares 6,727 Est. Cost $31.52 Unrealized +13.1%
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $286 Shares 2,450 Est. Cost $82.38 Unrealized +20.2%
CHUBB LTD 0.0%
Value ($000) $268 Shares 1,832 Est. Cost $131.71 Unrealized
NKE NIKE INC-CL B 0.0%
Value ($000) $261 Shares 4,166 Est. Cost $52.52 Unrealized -1.4%
ED CONSOLIDATED EDISON INC 0.0%
Value ($000) $260 Shares 3,060 Est. Cost $50.93 Unrealized +25.8%
OMC OMNICOM GROUP INC 0.0%
Value ($000) $255 Shares 3,500 Est. Cost $53.77 Unrealized -0.3%
BDX BECTON DICKINSON AND CO 0.0%
Value ($000) $233 Shares 1,087 Est. Cost $152.63 Unrealized +21.5%
WM WASTE MANAGEMENT INC 0.0%
Value ($000) $230 Shares 2,670 Est. Cost $65.63 Unrealized +7.8%
HSBC HSBC HOLDINGS PLC-SPONS ADR 0.0%
Value ($000) $229 Shares 4,434 Est. Cost $46.42 Unrealized
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $220 Shares 2,699 Est. Cost $65.59 Unrealized +11.1%
COF CAPITAL ONE FINANCIAL CORP 0.0%
Value ($000) $219 Shares 2,200 Est. Cost $79.30 Unrealized 0.0%
HOWARD HUGHES CORP 0.0%
Value ($000) $216 Shares 1,647 Est. Cost $131.15 Unrealized
SBUX STARBUCKS CORP 0.0%
Value ($000) $215 Shares 3,739 Est. Cost $47.41 Unrealized 0.0%
PRICE T ROWE GROUP INC 0.0%
Value ($000) $213 Shares 2,027 Est. Cost $105.08 Unrealized
AIG AMERICAN INTERNATIONAL GROUP 0.0%
Value ($000) $212 Shares 3,560 Est. Cost $49.48 Unrealized +0.5%
CDK GLOBAL INC 0.0%
Value ($000) $210 Shares 2,948 Est. Cost $59.82 Unrealized
HARRIS CORP 0.0%
Value ($000) $209 Shares 1,478 Est. Cost $141.41 Unrealized
DFEOX DFA US CORE EQUITY 1 0.0%
Value ($000) $205 Shares 8,997 Est. Cost $22.79 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $205 Shares 25,000 Est. Cost $7.76 Unrealized
D DOMINION RESOURCES INC/VA 0.0%
Value ($000) $202 Shares 2,492 Est. Cost $56.42 Unrealized 0.0%
ARDMORE SHIPPING 0.0%
Value ($000) $80 Shares 10,000 Est. Cost $8.00 Unrealized
MCEWEN MINING 0.0%
Value ($000) $31 Shares 13,500 Est. Cost $3.70 Unrealized
TITAN MEDICAL INC 0.0%
Value ($000) $5 Shares 16,850 Est. Cost $0.47 Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized