Location: Seattle, WA
CIK: 0001802533 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 12, 2021
Total Value: $377M (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GBIL | GOLDMAN SACHS ETF TR | 339,830 | $34.02M | 9.0% | $100.43 | — | ACCES TREASURY | 381430529 |
| AAPL | APPLE INC | 156,792 | $20.8M | 5.5% | $102.41 | +14.3% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 49,976 | $11.12M | 2.9% | $167.02 | +23.4% | COM | 594918104 |
| AMZN | AMAZON COM INC | 2,510 | $8.175M | 2.2% | $101.86 | +56.7% | COM | 023135106 |
| AVGO | BROADCOM INC | 18,047 | $7.902M | 2.1% | $26.54 | +31.2% | COM | 11135F101 |
| C | CITIGROUP INC | 112,330 | $6.926M | 1.8% | $51.80 | -18.2% | COM NEW | 172967424 |
| BABA | ALIBABA GROUP HLDG LTD | 24,746 | $5.759M | 1.5% | $218.34 | — | SPONSORED ADS | 01609W102 |
| USHY | ISHARES TR | 137,032 | $5.654M | 1.5% | $38.85 | — | BROAD USD HIGH | 46435U853 |
| SPY | SPDR S&P 500 ETF TR | 14,063 | $5.258M | 1.4% | $320.20 | — | TR UNIT | 78462F103 |
| JPM | JPMORGAN CHASE & CO | 40,361 | $5.129M | 1.4% | $95.94 | +2.3% | COM | 46625H100 |
| AMP | AMERIPRISE FINL INC | 25,469 | $4.949M | 1.3% | $138.18 | +19.7% | COM | 03076C106 |
| AMAT | APPLIED MATLS INC | 56,847 | $4.906M | 1.3% | $53.22 | +32.8% | COM | 038222105 |
| ACI | ALBERTSONS COS INC | 258,574 | $4.546M | 1.2% | $9.63 | +4.4% | COMMON STOCK | 013091103 |
| NVDA | NVIDIA CORPORATION | 8,377 | $4.374M | 1.2% | $5.31 | +151.2% | COM | 67066G104 |
| GOOGL | ALPHABET INC | 2,480 | $4.347M | 1.2% | $66.00 | +26.5% | CAP STK CL A | 02079K305 |
| T | AT&T INC | 150,118 | $4.317M | 1.1% | $17.13 | -10.2% | COM | 00206R102 |
| — | LAM RESEARCH CORP | 8,770 | $4.142M | 1.1% | $307.17 | — | COM | 512807108 |
| JNJ | JOHNSON & JOHNSON | 26,014 | $4.094M | 1.1% | $116.78 | +9.2% | COM | 478160104 |
| META | FACEBOOK INC | 14,915 | $4.074M | 1.1% | $195.77 | +39.1% | CL A | 30303M102 |
| — | VIACOMCBS INC | 107,761 | $4.015M | 1.1% | $31.62 | — | CL B | 92556H206 |
| SCHW | SCHWAB CHARLES CORP | 73,243 | $3.885M | 1.0% | $38.09 | +11.2% | COM | 808513105 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 7,698 | $3.85M | 1.0% | $310.82 | +55.4% | COM | 00724F101 |
| UNH | UNITEDHEALTH GROUP INC | 10,925 | $3.831M | 1.0% | $242.81 | +26.9% | COM | 91324P102 |
| PRU | PRUDENTIAL FINL INC | 47,677 | $3.722M | 1.0% | $61.44 | -8.3% | COM | 744320102 |
| CVS | CVS HEALTH CORP | 53,467 | $3.652M | 1.0% | $57.31 | -3.6% | COM | 126650100 |
| CMCSA | COMCAST CORP NEW | 67,322 | $3.528M | 0.9% | $36.16 | +15.2% | CL A | 20030N101 |
| — | LABORATORY CORP AMER HLDGS | 17,273 | $3.516M | 0.9% | $199.92 | — | COM NEW | 50540R409 |
| V | VISA INC | 15,939 | $3.486M | 0.9% | $174.81 | +12.8% | COM CL A | 92826C839 |
| PFE | PFIZER INC | 91,881 | $3.382M | 0.9% | $27.40 | +4.5% | COM | 717081103 |
| CRM | SALESFORCE COM INC | 15,089 | $3.358M | 0.9% | $158.16 | +51.9% | COM | 79466L302 |
| PEP | PEPSICO INC | 22,156 | $3.286M | 0.9% | $112.87 | +7.4% | COM | 713448108 |
| BMY | BRISTOL-MYERS SQUIBB CO | 52,777 | $3.274M | 0.9% | $46.20 | +8.3% | COM | 110122108 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 44,314 | $3.169M | 0.8% | $53.70 | +8.8% | COM | 75513E101 |
| BTI | BRITISH AMERN TOB PLC | 83,014 | $3.112M | 0.8% | $34.14 | — | SPONSORED ADR | 110448107 |
| GILD | GILEAD SCIENCES INC | 51,486 | $3M | 0.8% | $50.46 | -2.2% | COM | 375558103 |
| WMB | WILLIAMS COS INC | 145,619 | $2.92M | 0.8% | $15.35 | +1.8% | COM | 969457100 |
| VUG | VANGUARD INDEX FDS | 11,150 | $2.825M | 0.7% | $208.09 | — | GROWTH ETF | 922908736 |
| CSCO | CISCO SYS INC | 62,267 | $2.786M | 0.7% | $38.05 | -7.3% | COM | 17275R102 |
| VIG | VANGUARD SPECIALIZED FUNDS | 19,695 | $2.78M | 0.7% | $126.17 | — | DIV APP ETF | 921908844 |
| HD | HOME DEPOT INC | 10,335 | $2.745M | 0.7% | $196.32 | +23.5% | COM | 437076102 |
| ABBV | ABBVIE INC | 25,556 | $2.738M | 0.7% | $65.27 | +21.0% | COM | 00287Y109 |
| NEM | NEWMONT CORP | 45,565 | $2.729M | 0.7% | $36.27 | +44.4% | COM | 651639106 |
| NKE | NIKE INC | 18,735 | $2.65M | 0.7% | $86.72 | +42.1% | CL B | 654106103 |
| TJX | TJX COS INC NEW | 38,643 | $2.639M | 0.7% | $51.13 | +10.4% | COM | 872540109 |
| GDDY | GODADDY INC | 30,783 | $2.553M | 0.7% | $71.11 | +10.4% | CL A | 380237107 |
| SHW | SHERWIN WILLIAMS CO | 3,400 | $2.499M | 0.7% | $178.02 | +27.3% | COM | 824348106 |
| TMUS | T-MOBILE US INC | 17,923 | $2.417M | 0.6% | $76.01 | +57.0% | COM | 872590104 |
| CIEN | CIENA CORP | 45,580 | $2.409M | 0.6% | $43.36 | +2.5% | COM NEW | 171779309 |
| VOYA | VOYA FINANCIAL INC | 40,372 | $2.374M | 0.6% | $49.43 | +0.1% | COM | 929089100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 5,086 | $2.369M | 0.6% | $301.13 | +53.6% | COM | 883556102 |
| RHI | ROBERT HALF INTL INC | 37,336 | $2.333M | 0.6% | $54.14 | +10.2% | COM | 770323103 |
| STZ | CONSTELLATION BRANDS INC | 10,546 | $2.31M | 0.6% | $162.25 | +11.4% | CL A | 21036P108 |
| IHRT | IHEARTMEDIA INC | 177,326 | $2.302M | 0.6% | $14.18 | -27.4% | COM CL A | 45174J509 |
| INTC | INTEL CORP | 46,026 | $2.293M | 0.6% | $48.01 | -8.3% | COM | 458140100 |
| ASGN | ASGN INC | 27,405 | $2.289M | 0.6% | $56.79 | +35.4% | COM | 00191U102 |
| SYY | SYSCO CORP | 30,596 | $2.272M | 0.6% | $59.09 | +1.6% | COM | 871829107 |
| ROP | ROPER TECHNOLOGIES INC | 5,178 | $2.232M | 0.6% | $336.44 | +18.4% | COM | 776696106 |
| EEFT | EURONET WORLDWIDE INC | 15,330 | $2.222M | 0.6% | $126.86 | -8.2% | COM | 298736109 |
| PYPL | PAYPAL HLDGS INC | 9,470 | $2.218M | 0.6% | $104.03 | +98.7% | COM | 70450Y103 |
| BND | VANGUARD BD INDEX FDS | 25,105 | $2.214M | 0.6% | $87.95 | — | TOTAL BND MRKT | 921937835 |
| SAIC | SCIENCE APPLICATIONS INTL CO | 23,176 | $2.193M | 0.6% | $78.86 | +11.5% | COM | 808625107 |
| CVX | CHEVRON CORP NEW | 25,928 | $2.19M | 0.6% | $81.89 | -20.6% | COM | 166764100 |
| EMR | EMERSON ELEC CO | 27,113 | $2.179M | 0.6% | $61.93 | +7.9% | COM | 291011104 |
| EVR | EVERCORE INC | 19,840 | $2.175M | 0.6% | $63.04 | +27.9% | CLASS A | 29977A105 |
| LHX | L3HARRIS TECHNOLOGIES INC | 11,460 | $2.166M | 0.6% | $175.13 | -5.9% | COM | 502431109 |
| PSA | PUBLIC STORAGE | 9,204 | $2.125M | 0.6% | $165.50 | +10.9% | COM | 74460D109 |
| CARR | CARRIER GLOBAL CORPORATION | 54,957 | $2.073M | 0.5% | $13.26 | +155.0% | COM | 14448C104 |
| BURL | BURLINGTON STORES INC | 7,722 | $2.02M | 0.5% | $208.11 | +7.1% | COM | 122017106 |
| LQD | ISHARES TR | 13,296 | $1.837M | 0.5% | $129.82 | — | IBOXX INV CP ETF | 464287242 |
| SYK | STRYKER CORPORATION | 7,375 | $1.807M | 0.5% | $191.72 | +11.9% | COM | 863667101 |
| NOC | NORTHROP GRUMMAN CORP | 5,780 | $1.761M | 0.5% | $312.55 | -10.1% | COM | 666807102 |
| MO | ALTRIA GROUP INC | 41,836 | $1.715M | 0.5% | $28.35 | -5.8% | COM | 02209S103 |
| — | BLACKROCK INC | 2,358 | $1.701M | 0.5% | $527.36 | — | COM | 09247X101 |
| MMM | 3M CO | 9,655 | $1.688M | 0.4% | $110.73 | +6.1% | COM | 88579Y101 |
| — | SVB FINANCIAL GROUP | 4,339 | $1.683M | 0.4% | $249.37 | — | COM | 78486Q101 |
| TXN | TEXAS INSTRS INC | 9,734 | $1.598M | 0.4% | $103.43 | +30.1% | COM | 882508104 |
| — | GLAXOSMITHKLINE PLC | 42,143 | $1.551M | 0.4% | $46.14 | — | SPONSORED ADR | 37733W105 |
| MSCI | MSCI INC | 3,462 | $1.546M | 0.4% | $229.41 | +62.3% | COM | 55354G100 |
| BAC | BK OF AMERICA CORP | 50,379 | $1.527M | 0.4% | $23.93 | -1.1% | COM | 060505104 |
| — | APOLLO GLOBAL MGMT INC | 31,106 | $1.524M | 0.4% | $46.56 | — | COM CL A | 03768E105 |
| MRK | MERCK & CO. INC | 18,518 | $1.515M | 0.4% | $67.55 | -4.0% | COM | 58933Y105 |
| COST | COSTCO WHSL CORP NEW | 3,998 | $1.506M | 0.4% | $274.38 | +26.6% | COM | 22160K105 |
| ALSN | ALLISON TRANSMISSION HLDGS I | 34,915 | $1.506M | 0.4% | $38.82 | -4.7% | COM | 01973R101 |
| LMT | LOCKHEED MARTIN CORP | 4,222 | $1.499M | 0.4% | $325.30 | -1.9% | COM | 539830109 |
| EW | EDWARDS LIFESCIENCES CORP | 16,335 | $1.49M | 0.4% | $73.34 | +13.1% | COM | 28176E108 |
| EL | LAUDER ESTEE COS INC | 5,585 | $1.487M | 0.4% | $175.38 | +27.5% | CL A | 518439104 |
| VTRS | VIATRIS INC | 79,107 | $1.482M | 0.4% | $13.33 | 0.0% | COM | 92556V106 |
| BX | BLACKSTONE GROUP INC | 22,723 | $1.473M | 0.4% | $42.09 | +16.0% | COM CL A | 09260D107 |
| VTI | VANGUARD INDEX FDS | 7,337 | $1.428M | 0.4% | $159.23 | — | TOTAL STK MKT | 922908769 |
| ELV | ANTHEM INC | 4,289 | $1.377M | 0.4% | $253.06 | +13.1% | COM | 036752103 |
| PFG | PRINCIPAL FINANCIAL GROUP IN | 27,515 | $1.365M | 0.4% | $41.94 | -9.5% | COM | 74251V102 |
| PG | PROCTER AND GAMBLE CO | 9,597 | $1.335M | 0.4% | $104.96 | +17.3% | COM | 742718109 |
| MDLZ | MONDELEZ INTL INC | 22,510 | $1.316M | 0.3% | $45.82 | +9.4% | CL A | 609207105 |
| AZO | AUTOZONE INC | 1,097 | $1.3M | 0.3% | $1149.13 | +0.8% | COM | 053332102 |
| VRTX | VERTEX PHARMACEUTICALS INC | 5,463 | $1.291M | 0.3% | $203.57 | +12.7% | COM | 92532F100 |
| PAYX | PAYCHEX INC | 13,594 | $1.267M | 0.3% | $62.62 | +22.9% | COM | 704326107 |
| DOW | DOW INC | 21,954 | $1.218M | 0.3% | $32.79 | +19.1% | COM | 260557103 |
| VZ | VERIZON COMMUNICATIONS INC | 20,654 | $1.213M | 0.3% | $42.79 | +2.8% | COM | 92343V104 |
| NOW | SERVICENOW INC | 2,094 | $1.153M | 0.3% | $52.94 | +96.4% | COM | 81762P102 |
| CMI | CUMMINS INC | 5,070 | $1.151M | 0.3% | $151.07 | +31.2% | COM | 231021106 |
| DHR | DANAHER CORPORATION | 4,976 | $1.105M | 0.3% | $122.98 | +59.4% | COM | 235851102 |
| TSLA | TESLA INC | 1,552 | $1.095M | 0.3% | $108.81 | +56.8% | COM | 88160R101 |
| AMGN | AMGEN INC | 4,751 | $1.092M | 0.3% | $189.66 | +3.5% | COM | 031162100 |
| AXTA | AXALTA COATING SYS LTD | 35,151 | $1.004M | 0.3% | $28.60 | -4.8% | COM | G0750C108 |
| EA | ELECTRONIC ARTS INC | 6,959 | $999K | 0.3% | $103.98 | +20.6% | COM | 285512109 |
| HDV | ISHARES TR | 11,284 | $989K | 0.3% | $95.21 | — | CORE HIGH DV ETF | 46429B663 |
| IJR | ISHARES TR | 10,494 | $964K | 0.3% | $83.73 | — | CORE S&P SCP ETF | 464287804 |
| CRNC | CERENCE INC | 9,468 | $951K | 0.3% | $16.42 | +353.9% | COM | 156727109 |
| WDC | WESTERN DIGITAL CORP. | 17,070 | $946K | 0.3% | $40.69 | -18.7% | COM | 958102105 |
| — | LUMEN TECHNOLOGIES INC | 96,615 | $942K | 0.2% | $10.13 | — | COM | 156700106 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 665 | $922K | 0.2% | $16.23 | +61.6% | COM | 169656105 |
| ETN | EATON CORP PLC | 7,669 | $921K | 0.2% | $79.69 | +30.3% | SHS | G29183103 |
| PANW | PALO ALTO NETWORKS INC | 2,569 | $913K | 0.2% | $37.55 | +24.4% | COM | 697435105 |
| AKAM | AKAMAI TECHNOLOGIES INC | 8,604 | $903K | 0.2% | $104.66 | 0.0% | COM | 00971T101 |
| AZN | ASTRAZENECA PLC | 17,762 | $888K | 0.2% | $49.85 | — | SPONSORED ADR | 046353108 |
| — | ARISTA NETWORKS INC | 3,002 | $872K | 0.2% | $208.37 | — | COM | 040413106 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 196,324 | $856K | 0.2% | $5.06 | — | COM | 41150T108 |
| LDOS | LEIDOS HOLDINGS INC | 8,040 | $845K | 0.2% | $81.14 | +10.4% | COM | 525327102 |
| CAH | CARDINAL HEALTH INC | 15,700 | $841K | 0.2% | $43.62 | +4.5% | COM | 14149Y108 |
| HOLX | HOLOGIC INC | 11,510 | $838K | 0.2% | $50.16 | +40.7% | COM | 436440101 |
| TSCO | TRACTOR SUPPLY CO | 5,697 | $801K | 0.2% | $19.74 | +30.4% | COM | 892356106 |
| BA | BOEING CO | 3,739 | $800K | 0.2% | $323.55 | -40.6% | COM | 097023105 |
| MCD | MCDONALDS CORP | 3,618 | $776K | 0.2% | $173.40 | +11.4% | COM | 580135101 |
| ADI | ANALOG DEVICES INC | 5,150 | $761K | 0.2% | $100.85 | +20.2% | COM | 032654105 |
| SWK | STANLEY BLACK & DECKER INC | 4,185 | $747K | 0.2% | $101.15 | +48.3% | COM | 854502101 |
| SNY | SANOFI | 15,088 | $733K | 0.2% | $50.19 | — | SPONSORED ADR | 80105N105 |
| IGSB | ISHARES TR | 13,219 | $729K | 0.2% | $54.96 | — | ISHS 1-5YR INVS | 464288646 |
| IVV | ISHARES TR | 1,937 | $727K | 0.2% | $325.33 | — | CORE S&P500 ETF | 464287200 |
| — | DISCOVERY INC | 23,551 | $709K | 0.2% | $28.94 | — | COM SER A | 25470F104 |
| CME | CME GROUP INC | 3,854 | $702K | 0.2% | $153.59 | -9.9% | COM | 12572Q105 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,651 | $693K | 0.2% | $378.77 | — | UTSER1 S&PDCRP | 78467Y107 |
| QCOM | QUALCOMM INC | 4,436 | $676K | 0.2% | $72.86 | +71.2% | COM | 747525103 |
| PFF | ISHARES TR | 17,215 | $663K | 0.2% | $37.17 | — | PFD AND INCM SEC | 464288687 |
| HYG | ISHARES TR | 7,180 | $627K | 0.2% | $87.89 | — | IBOXX HI YD ETF | 464288513 |
| SBUX | STARBUCKS CORP | 5,542 | $593K | 0.2% | $73.67 | +15.6% | COM | 855244109 |
| IWB | ISHARES TR | 2,777 | $588K | 0.2% | $178.47 | — | RUS 1000 ETF | 464287622 |
| OMER | OMEROS CORP | 38,480 | $550K | 0.1% | $14.60 | -16.3% | COM | 682143102 |
| DIS | DISNEY WALT CO | 3,022 | $548K | 0.1% | $134.82 | +4.0% | COM | 254687106 |
| CSTM | CONSTELLIUM SE | 38,994 | $546K | 0.1% | $12.63 | -10.6% | CL A SHS | F21107101 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 43,000 | $535K | 0.1% | $12.07 | — | COM SHS | 723763108 |
| BIL | SPDR SER TR | 5,740 | $525K | 0.1% | $91.59 | — | SPDR BLOOMBERG | 78468R663 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,923 | $446K | 0.1% | $204.56 | +7.6% | CL B NEW | 084670702 |
| SPY | SPDR S&P 500 ETF TR | 28,500 | $420K | 0.1% | $320.20 | — | Put | 78462F103 |
| LULU | LULULEMON ATHLETICA INC | 1,153 | $401K | 0.1% | $213.14 | +62.9% | COM | 550021109 |
| XOM | EXXON MOBIL CORP | 9,648 | $398K | 0.1% | $32.26 | -5.9% | COM | 30231G102 |
| EXPD | EXPEDITORS INTL WASH INC | 4,100 | $390K | 0.1% | $69.48 | +23.3% | COM | 302130109 |
| GLD | SPDR GOLD TR | 2,165 | $386K | 0.1% | $161.66 | — | GOLD SHS | 78463V107 |
| VGSH | VANGUARD SCOTTSDALE FDS | 5,973 | $368K | 0.1% | $62.06 | — | SHORT TERM TREAS | 92206C102 |
| — | AMERICAN ELEC PWR CO INC | 7,295 | $365K | 0.1% | $53.95 | — | UNIT 08/01/2021 | 025537127 |
| ABT | ABBOTT LABS | 3,262 | $357K | 0.1% | $75.93 | +30.7% | COM | 002824100 |
| UPS | UNITED PARCEL SERVICE INC | 2,015 | $339K | 0.1% | $92.83 | +47.5% | CL B | 911312106 |
| SNAP | SNAP INC | 6,585 | $330K | 0.1% | $41.54 | 0.0% | CL A | 83304A106 |
| FLOT | ISHARES TR | 6,497 | $330K | 0.1% | $50.79 | — | FLTG RATE NT ETF | 46429B655 |
| RIO | RIO TINTO PLC | 4,296 | $323K | 0.1% | $56.79 | — | SPONSORED ADR | 767204100 |
| ACN | ACCENTURE PLC IRELAND | 1,230 | $321K | 0.1% | $176.69 | +26.2% | SHS CLASS A | G1151C101 |
| IJH | ISHARES TR | 1,373 | $316K | 0.1% | $178.72 | — | CORE S&P MCP ETF | 464287507 |
| WM | WASTE MGMT INC DEL | 2,650 | $313K | 0.1% | $102.09 | +5.2% | COM | 94106L109 |
| BDX | BECTON DICKINSON & CO | 1,165 | $292K | 0.1% | $220.31 | -2.6% | COM | 075887109 |
| CCOI | COGENT COMMUNICATIONS HLDGS | 4,801 | $287K | 0.1% | $44.29 | -0.2% | COM NEW | 19239V302 |
| — | GLOBAL X FDS | 22,105 | $284K | 0.1% | $12.85 | — | GLB X SUPERDIV | 37950E549 |
| CAT | CATERPILLAR INC | 1,507 | $274K | 0.1% | $126.81 | +21.4% | COM | 149123101 |
| SPIB | SPDR SER TR | 6,677 | $248K | 0.1% | $35.56 | — | PORTFOLIO INTRMD | 78464A375 |
| ADP | AUTOMATIC DATA PROCESSING IN | 1,389 | $245K | 0.1% | $126.99 | +16.1% | COM | 053015103 |
| SCHG | SCHWAB STRATEGIC TR | 1,800 | $231K | 0.1% | $117.78 | — | US LCAP GR ETF | 808524300 |
| VTEB | VANGUARD MUN BD FDS | 4,099 | $226K | 0.1% | $55.14 | — | TAX EXEMPT BD | 922907746 |
| VEU | VANGUARD INTL EQUITY INDEX F | 3,817 | $223K | 0.1% | $58.42 | — | ALLWRLD EX US | 922042775 |
| WY | WEYERHAEUSER CO MTN BE | 6,664 | $223K | 0.1% | $23.11 | +6.0% | COM NEW | 962166104 |
| IWM | ISHARES TR | 1,131 | $222K | 0.1% | $196.29 | — | RUSSELL 2000 ETF | 464287655 |
| AGG | ISHARES TR | 1,869 | $221K | 0.1% | $117.71 | — | CORE US AGGBD ET | 464287226 |
| NTNX | NUTANIX INC | 6,887 | $219K | 0.1% | $27.12 | 0.0% | CL A | 67059N108 |
| WMT | WALMART INC | 1,512 | $218K | 0.1% | $41.31 | +9.5% | COM | 931142103 |
| UNP | UNION PAC CORP | 1,015 | $211K | 0.1% | $164.87 | +8.0% | COM | 907818108 |
| BHC | BAUSCH HEALTH COS INC | 10,154 | $211K | 0.1% | $17.22 | +8.3% | COM | 071734107 |
| ACAD | ACADIA PHARMACEUTICALS INC | 3,865 | $207K | 0.1% | $49.64 | 0.0% | COM | 004225108 |
| — | EXCHANGE LISTED FDS TR | 6,360 | $203K | 0.1% | $31.92 | — | HIGH YIELD ETF | 30151E814 |
| — | PROSPECT CAP CORP | 175,000 | $179K | 0.0% | $1.02 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| KMI | KINDER MORGAN INC DEL | 10,137 | $139K | 0.0% | $14.05 | -29.3% | COM | 49456B101 |
| F | FORD MTR CO DEL | 14,823 | $130K | 0.0% | $5.54 | +14.8% | COM | 345370860 |
| — | PUTNAM MANAGED MUN INCOME TR | 14,395 | $116K | 0.0% | $7.99 | — | COM | 746823103 |
| — | SPIRIT RLTY CAP INC NEW | 113,000 | $115K | 0.0% | $1.02 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| PSLV | SPROTT PHYSICAL SILVER TR | 11,400 | $106K | 0.0% | $6.82 | — | TR UNIT | 85207K107 |
| — | ANNALY CAPITAL MANAGEMENT IN | 10,442 | $88,000 | 0.0% | $9.44 | — | COM | 035710409 |
| — | PROSPECT CAP CORP | 75,000 | $77,000 | 0.0% | $1.03 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | BLACKROCK CAP INVT CORP | 50,000 | $49,000 | 0.0% | $0.98 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | PRICELINE GRP INC | 38,000 | $44,000 | 0.0% | $1.16 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | SOUTHWEST AIRLS CO | 28,000 | $41,000 | 0.0% | $1.46 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | FORTIVE CORP | 37,000 | $38,000 | 0.0% | $1.03 | — | NOTE 0.875% 2/1 | 34959JAK4 |
| — | EURONET WORLDWIDE INC | 28,000 | $32,000 | 0.0% | $1.14 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | IBIO INC | 29,805 | $31,000 | 0.0% | $1.82 | — | COM NEW | 451033203 |
| — | WESTERN DIGITAL CORP. | 21,000 | $21,000 | 0.0% | $1.00 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | ILLUMINA INC | 13,000 | $19,000 | 0.0% | $1.46 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | ILLUMINA INC | 16,000 | $18,000 | 0.0% | $1.13 | — | NOTE 8/1 | 452327AK5 |
| — | ARES CAPITAL CORP | 17,000 | $17,000 | 0.0% | $1.00 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | AKAMAI TECHNOLOGIES INC | 11,000 | $14,000 | 0.0% | $1.27 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | MACQUARIE INFRASTRUCTURE COR | 14,000 | $14,000 | 0.0% | $1.00 | — | NOTE 2.000%10/0 | 55608BAB1 |
| — | BLACKSTONE MTG TR INC | 11,000 | $11,000 | 0.0% | $1.00 | — | NOTE 4.375% 5/0 | 09257WAB6 |