CIK: 0001800752 · Show all filings
Period: Q4 2019 (Next →)
Filing Date: Feb 10, 2020
Total Value ($000): $209,122 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 143,292 | $30,487 | 14.6% | $212.76 | — | TR UNIT | 78462F103 |
| AAPL | APPLE INC | 58,728 | $17,245 | 8.2% | $62.02 | 0.0% | COM | 037833100 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 37,833 | $14,202 | 6.8% | $375.39 | — | UTSER1 S&PDCRP | 78467Y107 |
| IJH | ISHARES TR | 52,670 | $10,841 | 5.2% | $205.83 | — | CORE S&P MCP ETF | 464287507 |
| IJR | ISHARES TR | 102,965 | $8,634 | 4.1% | $83.85 | — | CORE S&P SCP ETF | 464287804 |
| AMZN | AMAZON COM INC | 4,500 | $8,315 | 4.0% | $88.51 | 0.0% | Put | 023135106 |
| IWD | ISHARES TR | 46,828 | $6,391 | 3.1% | $136.48 | — | RUS 1000 VAL ETF | 464287598 |
| IWF | ISHARES TR | 31,034 | $5,459 | 2.6% | $175.90 | — | RUS 1000 GRW ETF | 464287614 |
| VEA | VANGUARD TAX MANAGED INTL FD | 81,710 | $3,600 | 1.7% | $44.06 | — | FTSE DEV MKT ETF | 921943858 |
| IVV | ISHARES TR | 8,805 | $2,846 | 1.4% | $323.23 | — | CORE S&P500 ETF | 464287200 |
| MSFT | MICROSOFT CORP | 17,194 | $2,712 | 1.3% | $139.23 | 0.0% | COM | 594918104 |
| SCHF | SCHWAB STRATEGIC TR | 73,945 | $2,487 | 1.2% | $33.63 | — | INTL EQTY ETF | 808524805 |
| BIL | SPDR SERIES TRUST | 26,228 | $2,398 | 1.1% | $91.43 | — | SPDR BLOOMBERG | 78468R663 |
| VTI | VANGUARD INDEX FDS | 14,224 | $2,327 | 1.1% | $163.60 | — | TOTAL STK MKT | 922908769 |
| IYW | ISHARES TR | 8,949 | $2,081 | 1.0% | $232.54 | — | U.S. TECH ETF | 464287721 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 108,655 | $1,653 | 0.8% | $15.21 | — | COM | 670651108 |
| RITM | NEW RESIDENTIAL INVT CORP | 100,937 | $1,626 | 0.8% | $16.11 | — | COM NEW | 64828T201 |
| XLV | SELECT SECTOR SPDR TR | 15,869 | $1,616 | 0.8% | $101.83 | — | SBI HEALTHCARE | 81369Y209 |
| EPD | ENTERPRISE PRODS PARTNERS L | 56,241 | $1,584 | 0.8% | $28.16 | — | COM | 293792107 |
| ACN | ACCENTURE PLC IRELAND | 7,480 | $1,575 | 0.8% | $178.42 | 0.0% | SHS CLASS A | G1151C101 |
| — | ANNALY CAP MGMT INC | 164,056 | $1,545 | 0.7% | $9.42 | — | COM | 035710409 |
| META | FACEBOOK INC | 7,461 | $1,531 | 0.7% | $192.35 | 0.0% | CL A | 30303M102 |
| — | NUVEEN CA QUALTY MUN INCOME | 102,494 | $1,526 | 0.7% | $14.89 | — | COM | 67066Y105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,488 | $1,470 | 0.7% | $217.17 | 0.0% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 794 | $1,467 | 0.7% | $88.51 | 0.0% | COM | 023135106 |
| GOOGL | ALPHABET INC | 1,051 | $1,408 | 0.7% | $64.02 | 0.0% | CAP STK CL A | 02079K305 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 21,450 | $1,349 | 0.6% | $62.89 | — | COM UNIT RP LP | 559080106 |
| V | VISA INC | 7,033 | $1,321 | 0.6% | $172.55 | 0.0% | COM CL A | 92826C839 |
| GLD | SPDR GOLD TRUST | 9,149 | $1,307 | 0.6% | $142.86 | — | GOLD SHS | 78463V107 |
| VWO | VANGUARD INTL EQUITY INDEX F | 28,730 | $1,278 | 0.6% | $44.48 | — | FTSE EMR MKT ETF | 922042858 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 89,591 | $1,215 | 0.6% | $13.56 | — | SH BEN INT | 09248E102 |
| T | AT&T INC | 28,942 | $1,131 | 0.5% | $18.86 | 0.0% | COM | 00206R102 |
| BSV | VANGUARD BD INDEX FD INC | 13,872 | $1,118 | 0.5% | $80.59 | — | SHORT TRM BOND | 921937827 |
| ICSH | ISHARES TR | 21,897 | $1,102 | 0.5% | $50.33 | — | ULTR SH TRM BD | 46434V878 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 95,135 | $1,070 | 0.5% | $11.25 | — | COM | 27828A100 |
| JPM | JPMORGAN CHASE & CO | 7,511 | $1,047 | 0.5% | $108.67 | 0.0% | COM | 46625H100 |
| EFA | ISHARES TR | 15,010 | $1,042 | 0.5% | $69.42 | — | MSCI EAFE ETF | 464287465 |
| VGT | VANGUARD WORLD FDS | 4,244 | $1,039 | 0.5% | $244.82 | — | INF TECH ETF | 92204A702 |
| ISRG | INTUITIVE SURGICAL INC | 1,722 | $1,018 | 0.5% | $187.24 | 0.0% | COM NEW | 46120E602 |
| JNJ | JOHNSON & JOHNSON | 6,753 | $985 | 0.5% | $114.10 | 0.0% | COM | 478160104 |
| OKE | ONEOK INC NEW | 12,829 | $971 | 0.5% | $47.69 | 0.0% | COM | 682680103 |
| DIS | DISNEY WALT CO | 6,538 | $946 | 0.5% | $135.71 | 0.0% | COM DISNEY | 254687106 |
| XPZCX | PIMCO CALIF MUN INCOME FD II | 82,479 | $941 | 0.4% | $11.41 | — | COM | 72201C109 |
| IWC | ISHARES TR | 9,438 | $939 | 0.4% | $99.49 | — | MICRO-CAP ETF | 464288869 |
| — | INVESCO CALIF VALUE MUN INC | 72,756 | $933 | 0.4% | $12.82 | — | COM | 46132H106 |
| GOOG | ALPHABET INC | 686 | $917 | 0.4% | $64.05 | 0.0% | CAP STK CL C | 02079K107 |
| VZ | VERIZON COMMUNICATIONS INC | 14,934 | $917 | 0.4% | $42.79 | 0.0% | COM | 92343V104 |
| BMY | BRISTOL MYERS SQUIBB CO | 13,689 | $879 | 0.4% | $45.19 | 0.0% | COM | 110122108 |
| VTV | VANGUARD INDEX FDS | 7,295 | $874 | 0.4% | $119.81 | — | VALUE ETF | 922908744 |
| NOC | NORTHROP GRUMMAN CORP | 2,395 | $824 | 0.4% | $317.67 | 0.0% | COM | 666807102 |
| XBI | SPDR SERIES TRUST | 8,504 | $809 | 0.4% | $95.13 | — | S&P BIOTECH | 78464A870 |
| AGNC | AGNC INVT CORP | 45,400 | $803 | 0.4% | $17.69 | — | COM | 00123Q104 |
| DJP | BARCLAYS BK PLC | 34,563 | $789 | 0.4% | $22.83 | — | DJUBS CMDT ETN36 | 06738C778 |
| PDN | INVESCO EXCHNG TRADED FD TR | 24,560 | $785 | 0.4% | $31.96 | — | FTSE RAFI SML | 46138E735 |
| NKE | NIKE INC | 7,643 | $774 | 0.4% | $86.82 | 0.0% | CL B | 654106103 |
| VXUS | VANGUARD STAR FD | 12,467 | $694 | 0.3% | $55.67 | — | VG TL INTL STK F | 921909768 |
| — | ISHARES GOLD TRUST | 47,300 | $686 | 0.3% | $14.50 | — | ISHARES | 464285105 |
| CVS | CVS HEALTH CORP | 8,975 | $667 | 0.3% | $57.78 | 0.0% | COM | 126650100 |
| MA | MASTERCARD INC | 2,191 | $654 | 0.3% | $272.58 | 0.0% | CL A | 57636Q104 |
| CVX | CHEVRON CORP NEW | 5,367 | $647 | 0.3% | $89.68 | 0.0% | COM | 166764100 |
| ITOT | ISHARES TR | 8,881 | $646 | 0.3% | $72.74 | — | CORE S&P TTL STK | 464287150 |
| INTC | INTEL CORP | 10,514 | $629 | 0.3% | $49.26 | 0.0% | COM | 458140100 |
| TXN | TEXAS INSTRS INC | 4,842 | $621 | 0.3% | $103.75 | 0.0% | COM | 882508104 |
| — | AMARIN CORP PLC | 27,400 | $587 | 0.3% | $21.42 | — | SPONS ADR NEW | 023111206 |
| MDT | MEDTRONIC PLC | 5,139 | $583 | 0.3% | $92.57 | 0.0% | SHS | G5960L103 |
| HD | HOME DEPOT INC | 2,604 | $569 | 0.3% | $194.99 | 0.0% | COM | 437076102 |
| — | UBS AG LONDON BRH | 41,507 | $568 | 0.3% | $13.68 | — | ETRAC ALER MLP | 90267B682 |
| STWD | STARWOOD PPTY TR INC | 22,601 | $562 | 0.3% | $24.87 | — | COM | 85571B105 |
| MCD | MCDONALDS CORP | 2,834 | $560 | 0.3% | $171.93 | 0.0% | COM | 580135101 |
| XLF | SELECT SECTOR SPDR TR | 16,934 | $521 | 0.2% | $30.77 | — | SBI INT-FINL | 81369Y605 |
| DHR | DANAHER CORPORATION | 3,369 | $517 | 0.2% | $122.98 | 0.0% | COM | 235851102 |
| PG | PROCTER & GAMBLE CO | 4,047 | $505 | 0.2% | $105.24 | 0.0% | COM | 742718109 |
| CMCSA | COMCAST CORP NEW | 11,183 | $503 | 0.2% | $37.86 | 0.0% | CL A | 20030N101 |
| GILD | GILEAD SCIENCES INC | 7,700 | $500 | 0.2% | $51.27 | 0.0% | COM | 375558103 |
| LHX | L3HARRIS TECHNOLOGIES INC | 2,490 | $493 | 0.2% | $177.58 | 0.0% | COM | 502431109 |
| CSCO | CISCO SYS INC | 10,245 | $491 | 0.2% | $38.56 | 0.0% | COM | 17275R102 |
| MRK | MERCK & CO INC | 5,217 | $474 | 0.2% | $67.55 | 0.0% | COM | 58933Y105 |
| TLT | ISHARES TR | 3,419 | $463 | 0.2% | $135.42 | — | 20 YR TR BD ETF | 464287432 |
| XYZ | SQUARE INC | 7,373 | $461 | 0.2% | $63.90 | 0.0% | CL A | 852234103 |
| TSN | TYSON FOODS INC | 5,056 | $460 | 0.2% | $71.79 | 0.0% | CL A | 902494103 |
| ET | ENERGY TRANSFER LP | 35,747 | $459 | 0.2% | $12.84 | — | COM UT LTD PTN | 29273V100 |
| — | EATON VANCE CA MUNI INCOME T | 33,600 | $453 | 0.2% | $13.48 | — | SH BEN INT | 27826F101 |
| NEE | NEXTERA ENERGY INC | 1,853 | $449 | 0.2% | $50.17 | 0.0% | COM | 65339F101 |
| IWN | ISHARES TR | 3,437 | $442 | 0.2% | $128.60 | — | RUS 2000 VAL ETF | 464287630 |
| PEP | PEPSICO INC | 3,223 | $441 | 0.2% | $112.78 | 0.0% | COM | 713448108 |
| C | CITIGROUP INC | 5,509 | $440 | 0.2% | $59.26 | 0.0% | COM NEW | 172967424 |
| IWV | ISHARES TR | 2,316 | $437 | 0.2% | $188.69 | — | RUSSELL 3000 ETF | 464287689 |
| EEM | ISHARES TR | 9,659 | $433 | 0.2% | $44.83 | — | MSCI EMG MKT ETF | 464287234 |
| HON | HONEYWELL INTL INC | 2,433 | $431 | 0.2% | $143.91 | 0.0% | COM | 438516106 |
| UNH | UNITEDHEALTH GROUP INC | 1,460 | $429 | 0.2% | $236.60 | 0.0% | COM | 91324P102 |
| — | DISCOVER FINL SVCS | 5,043 | $428 | 0.2% | $84.87 | — | COM | 254709108 |
| ORCL | ORACLE CORP | 8,035 | $426 | 0.2% | $50.44 | 0.0% | COM | 68389X105 |
| SBUX | STARBUCKS CORP | 4,789 | $421 | 0.2% | $74.48 | 0.0% | COM | 855244109 |
| PAA | PLAINS ALL AMERN PIPELINE L | 22,540 | $415 | 0.2% | $18.41 | — | UNIT LTD PARTN | 726503105 |
| BK | BANK NEW YORK MELLON CORP | 8,229 | $414 | 0.2% | $39.93 | 0.0% | COM | 064058100 |
| ADBE | ADOBE INC | 1,227 | $405 | 0.2% | $294.23 | 0.0% | COM | 00724F101 |
| USB | US BANCORP DEL | 6,655 | $395 | 0.2% | $44.33 | 0.0% | COM NEW | 902973304 |
| — | NUVEEN CALIF MUNICPAL VALU F | 25,000 | $395 | 0.2% | $15.80 | — | COM | 6706EB106 |
| DOV | DOVER CORP | 3,266 | $376 | 0.2% | $98.38 | 0.0% | COM | 260003108 |
| LSTR | LANDSTAR SYS INC | 3,289 | $374 | 0.2% | $113.71 | — | COM | 515098101 |
| — | EIDOS THERAPEUTICS INC | 6,500 | $373 | 0.2% | $57.38 | — | COM | 28249H104 |
| PFE | PFIZER INC | 9,503 | $372 | 0.2% | $26.71 | 0.0% | COM | 717081103 |
| IEMG | ISHARES INC | 6,812 | $366 | 0.2% | $53.73 | — | CORE MSCI EMKT | 46434G103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,733 | $366 | 0.2% | $99.90 | 0.0% | COM | 459200101 |
| PYPL | PAYPAL HLDGS INC | 3,243 | $351 | 0.2% | $103.97 | 0.0% | COM | 70450Y103 |
| MUB | ISHARES TR | 3,048 | $347 | 0.2% | $113.85 | — | NATIONAL MUN ETF | 464288414 |
| — | KANSAS CITY SOUTHERN | 2,246 | $344 | 0.2% | $153.16 | — | COM NEW | 485170302 |
| YUM | YUM BRANDS INC | 3,410 | $343 | 0.2% | $92.35 | 0.0% | COM | 988498101 |
| IWM | ISHARES TR | 2,053 | $340 | 0.2% | $165.61 | — | RUSSELL 2000 ETF | 464287655 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $340 | 0.2% | $325723.70 | 0.0% | CL A | 084670108 |
| APD | AIR PRODS & CHEMS INC | 1,437 | $338 | 0.2% | $194.15 | 0.0% | COM | 009158106 |
| VRTX | VERTEX PHARMACEUTICALS INC | 1,477 | $323 | 0.2% | $202.38 | 0.0% | COM | 92532F100 |
| PRU | PRUDENTIAL FINL INC | 3,390 | $318 | 0.2% | $67.37 | 0.0% | COM | 744320102 |
| COST | COSTCO WHSL CORP NEW | 1,061 | $312 | 0.1% | $271.52 | 0.0% | COM | 22160K105 |
| — | ARISTA NETWORKS INC | 1,502 | $306 | 0.1% | $203.73 | — | COM | 040413106 |
| BXMT | BLACKSTONE MTG TR INC | 8,000 | $298 | 0.1% | $37.25 | — | COM CL A | 09257W100 |
| MCK | MCKESSON CORP | 2,149 | $297 | 0.1% | $135.52 | 0.0% | COM | 58155Q103 |
| QQQ | INVESCO QQQ TR | 1,398 | $297 | 0.1% | $212.45 | — | UNIT SER 1 | 46090E103 |
| CNOB | CONNECTONE BANCORP INC NEW | 11,406 | $293 | 0.1% | $20.67 | 0.0% | COM | 20786W107 |
| HYEM | VANECK VECTORS ETF TRUST | 12,293 | $292 | 0.1% | $23.75 | — | EMERGING MKTS HI | 92189F353 |
| ITW | ILLINOIS TOOL WKS INC | 1,582 | $284 | 0.1% | $146.29 | 0.0% | COM | 452308109 |
| LLY | LILLY ELI & CO | 2,121 | $279 | 0.1% | $107.55 | 0.0% | COM | 532457108 |
| PNC | PNC FINL SVCS GROUP INC | 1,702 | $272 | 0.1% | $120.17 | 0.0% | COM | 693475105 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 3,200 | $271 | 0.1% | $75.53 | 0.0% | COM | 09061G101 |
| RJF | RAYMOND JAMES FINANCIAL INC | 2,993 | $268 | 0.1% | $52.49 | 0.0% | COM | 754730109 |
| — | ALLERGAN PLC | 1,403 | $268 | 0.1% | $191.02 | — | SHS | G0177J108 |
| VXF | VANGUARD INDEX FDS | 2,064 | $260 | 0.1% | $125.97 | — | EXTEND MKT ETF | 922908652 |
| CRBN | ISHARES TR | 2,007 | $260 | 0.1% | $129.55 | — | MSCI LW CRB TG | 46434V464 |
| ADSK | AUTODESK INC | 1,414 | $259 | 0.1% | $162.05 | 0.0% | COM | 052769106 |
| XOM | EXXON MOBIL CORP | 3,684 | $257 | 0.1% | $52.07 | 0.0% | COM | 30231G102 |
| SHE | SPDR SERIES TRUST | 3,332 | $257 | 0.1% | $77.13 | — | SSGA GNDER ETF | 78468R747 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 898 | $256 | 0.1% | $285.08 | — | UT SER 1 | 78467X109 |
| XLC | SELECT SECTOR SPDR TR | 4,737 | $254 | 0.1% | $53.62 | — | COMMUNICATION | 81369Y852 |
| BAC | BANK AMER CORP | 7,213 | $254 | 0.1% | $27.79 | 0.0% | COM | 060505104 |
| MRNA | MODERNA INC | 13,000 | $254 | 0.1% | $17.74 | 0.0% | COM | 60770K107 |
| CHRS | COHERUS BIOSCIENCES INC | 14,000 | $252 | 0.1% | $18.44 | 0.0% | COM | 19249H103 |
| VLO | VALERO ENERGY CORP NEW | 2,677 | $251 | 0.1% | $73.62 | 0.0% | COM | 91913Y100 |
| EIS | ISHARES INC | 4,357 | $250 | 0.1% | $57.38 | — | MSCI ISRAEL ETF | 464286632 |
| IEFA | ISHARES TR | 3,801 | $248 | 0.1% | $65.25 | — | CORE MSCI EAFE | 46432F842 |
| SHOP | SHOPIFY INC | 622 | $247 | 0.1% | $33.82 | 0.0% | CL A | 82509L107 |
| AVGO | BROADCOM INC | 771 | $244 | 0.1% | $25.89 | 0.0% | COM | 11135F101 |
| CB | CHUBB LIMITED | 1,567 | $244 | 0.1% | $138.44 | 0.0% | COM | H1467J104 |
| AMGN | AMGEN INC | 1,002 | $242 | 0.1% | $182.69 | 0.0% | COM | 031162100 |
| CRM | SALESFORCE COM INC | 1,466 | $238 | 0.1% | $154.88 | 0.0% | COM | 79466L302 |
| IWO | ISHARES TR | 1,097 | $235 | 0.1% | $214.22 | — | RUS 2000 GRW ETF | 464287648 |
| OTEX | OPEN TEXT CORP | 5,295 | $233 | 0.1% | $35.85 | 0.0% | COM | 683715106 |
| WMT | WALMART INC | 1,943 | $231 | 0.1% | $36.38 | 0.0% | COM | 931142103 |
| PPG | PPG INDS INC | 1,705 | $228 | 0.1% | $112.51 | 0.0% | COM | 693506107 |
| KMB | KIMBERLY CLARK CORP | 1,654 | $228 | 0.1% | $108.78 | 0.0% | COM | 494368103 |
| VUG | VANGUARD INDEX FDS | 1,244 | $227 | 0.1% | $182.48 | — | GROWTH ETF | 922908736 |
| VRSN | VERISIGN INC | 1,174 | $226 | 0.1% | $186.26 | 0.0% | COM | 92343E102 |
| DOX | AMDOCS LTD | 3,069 | $222 | 0.1% | $59.82 | 0.0% | SHS | G02602103 |
| VRTX | VERTEX PHARMACEUTICALS INC | 1,000 | $219 | 0.1% | $202.38 | 0.0% | Put | 92532F100 |
| BA | BOEING CO | 667 | $217 | 0.1% | $351.04 | 0.0% | COM | 097023105 |
| STM | STMICROELECTRONICS N V | 8,159 | $216 | 0.1% | $26.47 | — | NY REGISTRY | 861012102 |
| SWK | STANLEY BLACK & DECKER INC | 1,302 | $216 | 0.1% | $128.58 | 0.0% | COM | 854502101 |
| LYFT | LYFT INC | 4,982 | $214 | 0.1% | $43.84 | 0.0% | CL A COM | 55087P104 |
| — | BIOMARIN PHARMACEUTICAL INC | 200,000 | $213 | 0.1% | $1.06 | — | NOTE 1.500%10/1 | 09061GAF8 |
| VCSH | VANGUARD SCOTTSDALE FDS | 2,582 | $209 | 0.1% | $80.95 | — | SHRT TRM CORP BD | 92206C409 |
| XLP | SELECT SECTOR SPDR TR | 3,289 | $207 | 0.1% | $62.94 | — | SBI CONS STPLS | 81369Y308 |
| LMT | LOCKHEED MARTIN CORP | 531 | $207 | 0.1% | $324.81 | 0.0% | COM | 539830109 |
| NVDA | NVIDIA CORP | 872 | $205 | 0.1% | $5.18 | 0.0% | COM | 67066G104 |
| UNP | UNION PACIFIC CORP | 1,120 | $202 | 0.1% | $149.35 | 0.0% | COM | 907818108 |
| CCI | CROWN CASTLE INTL CORP NEW | 1,417 | $201 | 0.1% | $104.19 | 0.0% | COM | 22822V101 |
| VIG | VANGUARD GROUP | 1,605 | $200 | 0.1% | $124.61 | — | DIV APP ETF | 921908844 |
| VEU | VANGUARD INTL EQUITY INDEX F | 3,715 | $200 | 0.1% | $53.84 | — | ALLWRLD EX US | 922042775 |
| — | AMERICA FIRST MULTIFAMILY IN | 25,000 | $193 | 0.1% | $7.72 | — | BEN UNIT CTF | 02364V107 |
| AGIO | AGIOS PHARMACEUTICALS INC | 4,000 | $191 | 0.1% | $37.79 | 0.0% | COM | 00847X104 |
| VNQ | VANGUARD INDEX FDS | 2,000 | $186 | 0.1% | $92.94 | — | Put | 922908553 |
| EW | EDWARDS LIFESCIENCES CORP | 800 | $186 | 0.1% | $78.09 | 0.0% | Put | 28176E108 |
| EMR | EMERSON ELEC CO | 2,336 | $178 | 0.1% | $62.82 | 0.0% | COM | 291011104 |
| NFLX | NETFLIX INC | 533 | $172 | 0.1% | $29.65 | 0.0% | COM | 64110L106 |
| NFLX | NETFLIX INC | 500 | $162 | 0.1% | $29.65 | 0.0% | Put | 64110L106 |
| VNQ | VANGUARD INDEX FDS | 1,700 | $158 | 0.1% | $92.94 | — | REAL ESTATE ETF | 922908553 |
| — | NEW SR INVT GROUP INC | 18,951 | $145 | 0.1% | $7.65 | — | COM | 648691103 |
| DE | DEERE & CO | 824 | $143 | 0.1% | $157.96 | 0.0% | COM | 244199105 |
| JNK | SPDR SERIES TRUST | 1,182 | $129 | 0.1% | $109.14 | — | BLOOMBERG BRCLYS | 78468R622 |
| IVW | ISHARES TR | 661 | $128 | 0.1% | $193.65 | — | S&P 500 GRWT ETF | 464287309 |
| YUM | YUM BRANDS INC | 1,200 | $121 | 0.1% | $92.35 | 0.0% | Put | 988498101 |
| IVW | ISHARES TR | 600 | $116 | 0.1% | $193.65 | — | Put | 464287309 |
| JNK | SPDR SERIES TRUST | 1,000 | $110 | 0.1% | $109.14 | — | Put | 78468R622 |
| EMR | EMERSON ELEC CO | 1,200 | $92 | 0.0% | $62.82 | 0.0% | Put | 291011104 |
| DE | DEERE & CO | 500 | $87 | 0.0% | $157.96 | 0.0% | Put | 244199105 |
| EW | EDWARDS LIFESCIENCES CORP | 285 | $66 | 0.0% | $78.09 | 0.0% | COM | 28176E108 |
| SXC | SUNCOKE ENERGY INC | 10,050 | $63 | 0.0% | $5.55 | 0.0% | COM | 86722A103 |
| — | DRIVE SHACK INC | 14,482 | $53 | 0.0% | $3.66 | — | COM | 262077100 |
| BCRX | BIOCRYST PHARMACEUTICALS | 15,000 | $52 | 0.0% | $2.52 | 0.0% | COM | 09058V103 |
| AGIO | AGIOS PHARMACEUTICALS INC | 900 | $43 | 0.0% | $37.79 | 0.0% | Put | 00847X104 |
| — | UBS AG LONDON BRH | 3,000 | $41 | 0.0% | $13.68 | — | Put | 90267B682 |
| — | REDWOOD TR INC | 25,000 | $25 | 0.0% | $1.00 | — | NOTE 4.750% 8/1 | 758075AC9 |
| HYEM | VANECK VECTORS ETF TRUST | 1,000 | $24 | 0.0% | $23.75 | — | Put | 92189F353 |
| — | MERRIMACK PHARMACEUTICALS IN | 25,000 | $23 | 0.0% | $0.92 | — | NOTE 4.500% 7/1 | 590328AA8 |
| — | EATON VANCE CA MUNI INCOME T | 1,400 | $19 | 0.0% | $13.48 | — | Put | 27826F101 |
| — | BIOMARIN PHARMACEUTICAL INC | 2,000 | $2 | 0.0% | $1.06 | — | Put | 09061GAF8 |