Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	143,292	$30.49M	14.6%	$212.76 *	$307.92	+4.5%	TR UNIT	78462F103
AAPL	APPLE INC	58,728	$17.25M	8.2%	$293.64 *	$62.02	+14.2%	COM	037833100
MDY	SPDR S&P MIDCAP 400 ETF TR	37,833	$14.2M	6.8%	$375.39	$361.44	+3.9%	UTSER1 S&PDCRP	78467Y107
IJH	ISHARES TR	52,670	$10.84M	5.2%	$205.83 *	$39.63	+3.9%	CORE S&P MCP ETF	464287507
IJR	ISHARES TR	102,965	$8.634M	4.1%	$83.85	$80.45	+4.2%	CORE S&P SCP ETF	464287804
AMZN	AMAZON COM INC	4,500	$8.315M	4.0%	$1847.78 *	$88.51	+4.4%	Put	023135106
IWD	ISHARES TR	46,828	$6.391M	3.1%	$136.48	$131.80	+3.5%	RUS 1000 VAL ETF	464287598
IWF	ISHARES TR	31,034	$5.459M	2.6%	$175.90 *	$41.75	+5.3%	RUS 1000 GRW ETF	464287614
VEA	VANGUARD TAX MANAGED INTL FD	81,710	$3.6M	1.7%	$44.06	$42.64	+3.3%	FTSE DEV MKT ETF	921943858
IVV	ISHARES TR	8,805	$2.846M	1.4%	$323.23	$309.49	+4.4%	CORE S&P500 ETF	464287200
MSFT	MICROSOFT CORP	17,194	$2.712M	1.3%	$157.73 *	$139.23	+7.5%	COM	594918104
SCHF	SCHWAB STRATEGIC TR	73,945	$2.487M	1.2%	$33.63 *	$16.45	+2.2%	INTL EQTY ETF	808524805
BIL	SPDR SERIES TRUST	26,228	$2.398M	1.1%	$91.43	$91.50	-0.1%	SPDR BLOOMBERG	78468R663
VTI	VANGUARD INDEX FDS	14,224	$2.327M	1.1%	$163.60	$156.68	+4.4%	TOTAL STK MKT	922908769
IYW	ISHARES TR	8,949	$2.081M	1.0%	$232.54 *	$54.39	+6.9%	U.S. TECH ETF	464287721
—	NUVEEN CALIFORNIA AMT QLT MU	108,655	$1.653M	0.8%	$15.21	$15.21	—	COM	670651108
RITM	NEW RESIDENTIAL INVT CORP	100,937	$1.626M	0.8%	$16.11	$16.11	—	COM NEW	64828T201
XLV	SELECT SECTOR SPDR TR	15,869	$1.616M	0.8%	$101.83	$96.15	+5.9%	SBI HEALTHCARE	81369Y209
EPD	ENTERPRISE PRODS PARTNERS L	56,241	$1.584M	0.8%	$28.16	$28.16	—	COM	293792107
ACN	ACCENTURE PLC IRELAND	7,480	$1.575M	0.8%	$210.56 *	$178.42	+8.1%	SHS CLASS A	G1151C101
—	ANNALY CAP MGMT INC	164,056	$1.545M	0.7%	$9.42	$9.42	—	COM	035710409
META	FACEBOOK INC	7,461	$1.531M	0.7%	$205.20	$192.35	+6.0%	CL A	30303M102
—	NUVEEN CA QUALTY MUN INCOME	102,494	$1.526M	0.7%	$14.89	$14.89	—	COM	67066Y105
BRK/B	BERKSHIRE HATHAWAY INC DEL	6,488	$1.47M	0.7%	$226.57	$217.17	+4.3%	CL B NEW	084670702
AMZN	AMAZON COM INC	794	$1.467M	0.7%	$1847.61 *	$88.51	+4.4%	COM	023135106
GOOGL	ALPHABET INC	1,051	$1.408M	0.7%	$1339.68 *	$64.02	+3.8%	CAP STK CL A	02079K305
—	MAGELLAN MIDSTREAM PRTNRS LP	21,450	$1.349M	0.6%	$62.89	$62.89	—	COM UNIT RP LP	559080106
V	VISA INC	7,033	$1.321M	0.6%	$187.83 *	$172.55	+4.4%	COM CL A	92826C839
GLD	SPDR GOLD TRUST	9,149	$1.307M	0.6%	$142.86	$139.74	+2.3%	GOLD SHS	78463V107
VWO	VANGUARD INTL EQUITY INDEX F	28,730	$1.278M	0.6%	$44.48	$42.37	+5.0%	FTSE EMR MKT ETF	922042858
XBFZX	BLACKROCK CALIF MUN INCOME T	89,591	$1.215M	0.6%	$13.56	$13.56	—	SH BEN INT	09248E102
T	AT&T INC	28,942	$1.131M	0.5%	$39.08 *	$18.86	+2.4%	COM	00206R102
BSV	VANGUARD BD INDEX FD INC	13,872	$1.118M	0.5%	$80.59	$80.71	-0.1%	SHORT TRM BOND	921937827
ICSH	ISHARES TR	21,897	$1.102M	0.5%	$50.33	$50.36	-0.1%	ULTR SH TRM BD	46434V878
XEVMX	EATON VANCE CALIF MUN BD FD	95,135	$1.07M	0.5%	$11.25	$11.25	—	COM	27828A100
JPM	JPMORGAN CHASE & CO	7,511	$1.047M	0.5%	$139.40 *	$108.67	+8.7%	COM	46625H100
EFA	ISHARES TR	15,010	$1.042M	0.5%	$69.42	$67.54	+2.8%	MSCI EAFE ETF	464287465
VGT	VANGUARD WORLD FDS	4,244	$1.039M	0.5%	$244.82 *	$28.62	+6.9%	INF TECH ETF	92204A702
ISRG	INTUITIVE SURGICAL INC	1,722	$1.018M	0.5%	$591.17 *	$187.24	+5.2%	COM NEW	46120E602
JNJ	JOHNSON & JOHNSON	6,753	$985K	0.5%	$145.86 *	$114.10	+8.0%	COM	478160104
OKE	ONEOK INC NEW	12,829	$971K	0.5%	$75.69 *	$47.69	+6.3%	COM	682680103
DIS	DISNEY WALT CO	6,538	$946K	0.5%	$144.69 *	$135.71	+4.1%	COM DISNEY	254687106
XPZCX	PIMCO CALIF MUN INCOME FD II	82,479	$941K	0.4%	$11.41	$11.41	—	COM	72201C109
IWC	ISHARES TR	9,438	$939K	0.4%	$99.49	$92.49	+7.6%	MICRO-CAP ETF	464288869
—	INVESCO CALIF VALUE MUN INC	72,756	$933K	0.4%	$12.82	$12.82	—	COM	46132H106
GOOG	ALPHABET INC	686	$917K	0.4%	$1336.73 *	$64.05	+3.6%	CAP STK CL C	02079K107
VZ	VERIZON COMMUNICATIONS INC	14,934	$917K	0.4%	$61.40 *	$42.79	+1.9%	COM	92343V104
BMY	BRISTOL MYERS SQUIBB CO	13,689	$879K	0.4%	$64.21 *	$45.19	+12.1%	COM	110122108
VTV	VANGUARD INDEX FDS	7,295	$874K	0.4%	$119.81	$115.44	+3.8%	VALUE ETF	922908744
NOC	NORTHROP GRUMMAN CORP	2,395	$824K	0.4%	$344.05 *	$317.67	-1.9%	COM	666807102
XBI	SPDR SERIES TRUST	8,504	$809K	0.4%	$95.13	$86.50	+10.0%	S&P BIOTECH	78464A870
AGNC	AGNC INVT CORP	45,400	$803K	0.4%	$17.69	$17.69	—	COM	00123Q104
DJP	BARCLAYS BK PLC	34,563	$789K	0.4%	$22.83	$22.21	+2.8%	DJUBS CMDT ETN36	06738C778
PDN	INVESCO EXCHNG TRADED FD TR	24,560	$785K	0.4%	$31.96	$30.81	+3.7%	FTSE RAFI SML	46138E735
NKE	NIKE INC	7,643	$774K	0.4%	$101.27 *	$86.82	+7.6%	CL B	654106103
VXUS	VANGUARD STAR FD	12,467	$694K	0.3%	$55.67	$53.75	+3.6%	VG TL INTL STK F	921909768
—	ISHARES GOLD TRUST	47,300	$686K	0.3%	$14.50	$14.50	—	ISHARES	464285105
CVS	CVS HEALTH CORP	8,975	$667K	0.3%	$74.32 *	$57.78	+6.0%	COM	126650100
MA	MASTERCARD INC	2,191	$654K	0.3%	$298.49 *	$272.58	+5.9%	CL A	57636Q104
CVX	CHEVRON CORP NEW	5,367	$647K	0.3%	$120.55 *	$89.68	+2.8%	COM	166764100
ITOT	ISHARES TR	8,881	$646K	0.3%	$72.74	$69.58	+4.5%	CORE S&P TTL STK	464287150
INTC	INTEL CORP	10,514	$629K	0.3%	$59.82 *	$49.26	+7.2%	COM	458140100
TXN	TEXAS INSTRS INC	4,842	$621K	0.3%	$128.25 *	$103.75	+4.2%	COM	882508104
—	AMARIN CORP PLC	27,400	$587K	0.3%	$21.42	$21.42	—	SPONS ADR NEW	023111206
MDT	MEDTRONIC PLC	5,139	$583K	0.3%	$113.45 *	$92.57	+3.8%	SHS	G5960L103
HD	HOME DEPOT INC	2,604	$569K	0.3%	$218.51 *	$194.99	-3.1%	COM	437076102
—	UBS AG LONDON BRH	41,507	$568K	0.3%	$13.68	$13.68	—	ETRAC ALER MLP	90267B682
STWD	STARWOOD PPTY TR INC	22,601	$562K	0.3%	$24.87	$24.87	—	COM	85571B105
MCD	MCDONALDS CORP	2,834	$560K	0.3%	$197.60 *	$171.93	+0.0%	COM	580135101
XLF	SELECT SECTOR SPDR TR	16,934	$521K	0.2%	$30.77	$29.35	+4.9%	SBI INT-FINL	81369Y605
DHR	DANAHER CORPORATION	3,369	$517K	0.2%	$153.46 *	$122.98	+7.8%	COM	235851102
PG	PROCTER & GAMBLE CO	4,047	$505K	0.2%	$124.78 *	$105.24	+2.2%	COM	742718109
CMCSA	COMCAST CORP NEW	11,183	$503K	0.2%	$44.98 *	$37.86	+1.0%	CL A	20030N101
GILD	GILEAD SCIENCES INC	7,700	$500K	0.2%	$64.94 *	$51.27	+0.5%	COM	375558103
LHX	L3HARRIS TECHNOLOGIES INC	2,490	$493K	0.2%	$197.99 *	$177.58	-1.1%	COM	502431109
CSCO	CISCO SYS INC	10,245	$491K	0.2%	$47.93 *	$38.56	+3.2%	COM	17275R102
MRK	MERCK & CO INC	5,217	$474K	0.2%	$90.86 *	$67.55	+6.2%	COM	58933Y105
TLT	ISHARES TR	3,419	$463K	0.2%	$135.42	$139.19	-2.7%	20 YR TR BD ETF	464287432
XYZ	SQUARE INC	7,373	$461K	0.2%	$62.53	$63.90	-2.1%	CL A	852234103
TSN	TYSON FOODS INC	5,056	$460K	0.2%	$90.98 *	$71.79	+6.2%	CL A	902494103
ET	ENERGY TRANSFER LP	35,747	$459K	0.2%	$12.84	$12.84	—	COM UT LTD PTN	29273V100
—	EATON VANCE CA MUNI INCOME T	33,600	$453K	0.2%	$13.48	$13.48	—	SH BEN INT	27826F101
NEE	NEXTERA ENERGY INC	1,853	$449K	0.2%	$242.31 *	$50.17	+4.0%	COM	65339F101
IWN	ISHARES TR	3,437	$442K	0.2%	$128.60	$123.65	+4.0%	RUS 2000 VAL ETF	464287630
PEP	PEPSICO INC	3,223	$441K	0.2%	$136.83 *	$112.78	+0.9%	COM	713448108
C	CITIGROUP INC	5,509	$440K	0.2%	$79.87 *	$59.26	+8.4%	COM NEW	172967424
IWV	ISHARES TR	2,316	$437K	0.2%	$188.69	$180.24	+4.6%	RUSSELL 3000 ETF	464287689
EEM	ISHARES TR	9,659	$433K	0.2%	$44.83	$42.92	+4.5%	MSCI EMG MKT ETF	464287234
HON	HONEYWELL INTL INC	2,433	$431K	0.2%	$177.15 *	$143.91	+2.3%	COM	438516106
UNH	UNITEDHEALTH GROUP INC	1,460	$429K	0.2%	$293.84 *	$236.60	+12.7%	COM	91324P102
—	DISCOVER FINL SVCS	5,043	$428K	0.2%	$84.87	$84.87	—	COM	254709108
ORCL	ORACLE CORP	8,035	$426K	0.2%	$53.02 *	$50.44	-3.7%	COM	68389X105
SBUX	STARBUCKS CORP	4,789	$421K	0.2%	$87.91 *	$74.48	+3.3%	COM	855244109
PAA	PLAINS ALL AMERN PIPELINE L	22,540	$415K	0.2%	$18.41	$18.41	—	UNIT LTD PARTN	726503105
BK	BANK NEW YORK MELLON CORP	8,229	$414K	0.2%	$50.31 *	$39.93	+5.6%	COM	064058100
ADBE	ADOBE INC	1,227	$405K	0.2%	$330.07	$294.23	+12.1%	COM	00724F101
USB	US BANCORP DEL	6,655	$395K	0.2%	$59.35 *	$44.33	+3.3%	COM NEW	902973304
—	NUVEEN CALIF MUNICPAL VALU F	25,000	$395K	0.2%	$15.80	$15.80	—	COM	6706EB106
DOV	DOVER CORP	3,266	$376K	0.2%	$115.13 *	$98.38	+7.9%	COM	260003108
LSTR	LANDSTAR SYS INC	3,289	$374K	0.2%	$113.71	$113.71	—	COM	515098101
—	EIDOS THERAPEUTICS INC	6,500	$373K	0.2%	$57.38	$57.38	—	COM	28249H104
PFE	PFIZER INC	9,503	$372K	0.2%	$39.15 *	$26.71	+4.8%	COM	717081103
IEMG	ISHARES INC	6,812	$366K	0.2%	$53.73	$51.53	+4.3%	CORE MSCI EMKT	46434G103
IBM	INTERNATIONAL BUSINESS MACHS	2,733	$366K	0.2%	$133.92 *	$99.90	-0.9%	COM	459200101
PYPL	PAYPAL HLDGS INC	3,243	$351K	0.2%	$108.23	$103.97	+3.8%	COM	70450Y103
MUB	ISHARES TR	3,048	$347K	0.2%	$113.85	$113.91	-0.0%	NATIONAL MUN ETF	464288414
—	KANSAS CITY SOUTHERN	2,246	$344K	0.2%	$153.16	$153.16	—	COM NEW	485170302
YUM	YUM BRANDS INC	3,410	$343K	0.2%	$100.59 *	$92.35	-2.5%	COM	988498101
BRK/A	BERKSHIRE HATHAWAY INC DEL	1	$340K	0.2%	$340000.00	$325723.70	+4.3%	CL A	084670108
IWM	ISHARES TR	2,053	$340K	0.2%	$165.61	$158.04	+4.8%	RUSSELL 2000 ETF	464287655
APD	AIR PRODS & CHEMS INC	1,437	$338K	0.2%	$235.21 *	$194.15	+4.6%	COM	009158106
VRTX	VERTEX PHARMACEUTICALS INC	1,477	$323K	0.2%	$218.69	$202.38	+8.2%	COM	92532F100
PRU	PRUDENTIAL FINL INC	3,390	$318K	0.2%	$93.81 *	$67.37	+2.7%	COM	744320102
COST	COSTCO WHSL CORP NEW	1,061	$312K	0.1%	$294.06 *	$271.52	-1.0%	COM	22160K105
—	ARISTA NETWORKS INC	1,502	$306K	0.1%	$203.73	$203.73	—	COM	040413106
BXMT	BLACKSTONE MTG TR INC	8,000	$298K	0.1%	$37.25	$37.25	—	COM CL A	09257W100
QQQ	INVESCO QQQ TR	1,398	$297K	0.1%	$212.45	$200.22	+6.2%	UNIT SER 1	46090E103
MCK	MCKESSON CORP	2,149	$297K	0.1%	$138.20 *	$135.52	-2.0%	COM	58155Q103
CNOB	CONNECTONE BANCORP INC NEW	11,406	$293K	0.1%	$25.69 *	$20.67	+5.6%	COM	20786W107
HYEM	VANECK VECTORS ETF TRUST	12,293	$292K	0.1%	$23.75	$23.44	+1.2%	EMERGING MKTS HI	92189F353
ITW	ILLINOIS TOOL WKS INC	1,582	$284K	0.1%	$179.52 *	$146.29	+6.6%	COM	452308109
LLY	LILLY ELI & CO	2,121	$279K	0.1%	$131.54 *	$107.55	+13.7%	COM	532457108
PNC	PNC FINL SVCS GROUP INC	1,702	$272K	0.1%	$159.81 *	$120.17	+6.5%	COM	693475105
BMRN	BIOMARIN PHARMACEUTICAL INC	3,200	$271K	0.1%	$84.69	$75.53	+11.9%	COM	09061G101
RJF	RAYMOND JAMES FINANCIAL INC	2,993	$268K	0.1%	$89.54 *	$52.49	+3.7%	COM	754730109
—	ALLERGAN PLC	1,403	$268K	0.1%	$191.02	$191.02	—	SHS	G0177J108
VXF	VANGUARD INDEX FDS	2,064	$260K	0.1%	$125.97	$120.77	+4.3%	EXTEND MKT ETF	922908652
CRBN	ISHARES TR	2,007	$260K	0.1%	$129.55	$124.72	+3.8%	MSCI LW CRB TG	46434V464
ADSK	AUTODESK INC	1,414	$259K	0.1%	$183.17	$162.05	+13.2%	COM	052769106
SHE	SPDR SERIES TRUST	3,332	$257K	0.1%	$77.13	$75.14	+2.8%	SSGA GNDER ETF	78468R747
XOM	EXXON MOBIL CORP	3,684	$257K	0.1%	$69.76 *	$52.07	+1.4%	COM	30231G102
DIA	SPDR DOW JONES INDL AVRG ETF	898	$256K	0.1%	$285.08	$275.52	+3.5%	UT SER 1	78467X109
BAC	BANK AMER CORP	7,213	$254K	0.1%	$35.21 *	$27.79	+9.4%	COM	060505104
XLC	SELECT SECTOR SPDR TR	4,737	$254K	0.1%	$53.62	$51.51	+4.1%	COMMUNICATION	81369Y852
MRNA	MODERNA INC	13,000	$254K	0.1%	$19.54	$17.74	+10.3%	COM	60770K107
CHRS	COHERUS BIOSCIENCES INC	14,000	$252K	0.1%	$18.00	$18.44	-2.4%	COM	19249H103
VLO	VALERO ENERGY CORP NEW	2,677	$251K	0.1%	$93.76 *	$73.62	-0.4%	COM	91913Y100
EIS	ISHARES INC	4,357	$250K	0.1%	$57.38	$56.55	+1.4%	MSCI ISRAEL ETF	464286632
IEFA	ISHARES TR	3,801	$248K	0.1%	$65.25	$63.43	+2.9%	CORE MSCI EAFE	46432F842
SHOP	SHOPIFY INC	622	$247K	0.1%	$397.11 *	$33.82	+17.6%	CL A	82509L107
AVGO	BROADCOM INC	771	$244K	0.1%	$316.47 *	$25.89	+5.0%	COM	11135F101
CB	CHUBB LIMITED	1,567	$244K	0.1%	$155.71 *	$138.44	+2.2%	COM	H1467J104
AMGN	AMGEN INC	1,002	$242K	0.1%	$241.52 *	$182.69	+9.7%	COM	031162100
CRM	SALESFORCE COM INC	1,466	$238K	0.1%	$162.35	$154.88	+3.8%	COM	79466L302
IWO	ISHARES TR	1,097	$235K	0.1%	$214.22	$202.96	+5.5%	RUS 2000 GRW ETF	464287648
OTEX	OPEN TEXT CORP	5,295	$233K	0.1%	$44.00 *	$35.85	+5.4%	COM	683715106
WMT	WALMART INC	1,943	$231K	0.1%	$118.89 *	$36.38	+0.1%	COM	931142103
PPG	PPG INDS INC	1,705	$228K	0.1%	$133.72 *	$112.51	+5.5%	COM	693506107
KMB	KIMBERLY CLARK CORP	1,654	$228K	0.1%	$137.85 *	$108.78	+2.2%	COM	494368103
VUG	VANGUARD INDEX FDS	1,244	$227K	0.1%	$182.48 *	$28.88	+5.1%	GROWTH ETF	922908736
VRSN	VERISIGN INC	1,174	$226K	0.1%	$192.50	$186.26	+2.6%	COM	92343E102
DOX	AMDOCS LTD	3,069	$222K	0.1%	$72.34 *	$59.82	+6.4%	SHS	G02602103
VRTX	VERTEX PHARMACEUTICALS INC	1,000	$219K	0.1%	$219.00	$202.38	+8.2%	Put	92532F100
BA	BOEING CO	667	$217K	0.1%	$325.34	$351.04	-7.8%	COM	097023105
STM	STMICROELECTRONICS N V	8,159	$216K	0.1%	$26.47	$23.65	+13.8%	NY REGISTRY	861012102
SWK	STANLEY BLACK & DECKER INC	1,302	$216K	0.1%	$165.90 *	$128.58	+7.3%	COM	854502101
LYFT	LYFT INC	4,982	$214K	0.1%	$42.95	$43.84	-1.9%	CL A COM	55087P104
—	BIOMARIN PHARMACEUTICAL INC	200,000	$213K	0.1%	$1.06	$1.06	—	NOTE 1.500%10/1	09061GAF8
VCSH	VANGUARD SCOTTSDALE FDS	2,582	$209K	0.1%	$80.95	$81.01	+0.0%	SHRT TRM CORP BD	92206C409
LMT	LOCKHEED MARTIN CORP	531	$207K	0.1%	$389.83 *	$324.81	+1.9%	COM	539830109
XLP	SELECT SECTOR SPDR TR	3,289	$207K	0.1%	$62.94	$61.60	+2.2%	SBI CONS STPLS	81369Y308
NVDA	NVIDIA CORP	872	$205K	0.1%	$235.09 *	$5.18	+13.1%	COM	67066G104
UNP	UNION PACIFIC CORP	1,120	$202K	0.1%	$180.36 *	$149.35	+6.0%	COM	907818108
CCI	CROWN CASTLE INTL CORP NEW	1,417	$201K	0.1%	$141.85 *	$104.19	+4.9%	COM	22822V101
VIG	VANGUARD GROUP	1,605	$200K	0.1%	$124.61	$120.98	+3.0%	DIV APP ETF	921908844
VEU	VANGUARD INTL EQUITY INDEX F	3,715	$200K	0.1%	$53.84	$51.94	+3.5%	ALLWRLD EX US	922042775
—	AMERICA FIRST MULTIFAMILY IN	25,000	$193K	0.1%	$7.72	$7.72	—	BEN UNIT CTF	02364V107
AGIO	AGIOS PHARMACEUTICALS INC	4,000	$191K	0.1%	$47.75	$37.79	+26.3%	COM	00847X104
VNQ	VANGUARD INDEX FDS	2,000	$186K	0.1%	$93.00	$92.60	+0.2%	Put	922908553
EW	EDWARDS LIFESCIENCES CORP	800	$186K	0.1%	$232.50 *	$78.09	-0.4%	Put	28176E108
EMR	EMERSON ELEC CO	2,336	$178K	0.1%	$76.20 *	$62.82	+6.2%	COM	291011104
NFLX	NETFLIX INC	533	$172K	0.1%	$322.70 *	$29.65	+9.1%	COM	64110L106
NFLX	NETFLIX INC	500	$162K	0.1%	$324.00 *	$29.65	+9.1%	Put	64110L106
VNQ	VANGUARD INDEX FDS	1,700	$158K	0.1%	$92.94	$92.60	+0.2%	REAL ESTATE ETF	922908553
—	NEW SR INVT GROUP INC	18,951	$145K	0.1%	$7.65	$7.65	—	COM	648691103
DE	DEERE & CO	824	$143K	0.1%	$173.54 *	$157.96	+1.0%	COM	244199105
JNK	SPDR SERIES TRUST	1,182	$129K	0.1%	$109.14	$108.43	+1.0%	BLOOMBERG BRCLYS	78468R622
IVW	ISHARES TR	661	$128K	0.1%	$193.65 *	$46.35	+4.4%	S&P 500 GRWT ETF	464287309
YUM	YUM BRANDS INC	1,200	$121K	0.1%	$100.83 *	$92.35	-2.5%	Put	988498101
IVW	ISHARES TR	600	$116K	0.1%	$193.33 *	$46.35	+4.4%	Put	464287309
JNK	SPDR SERIES TRUST	1,000	$110K	0.1%	$110.00	$108.43	+1.0%	Put	78468R622
EMR	EMERSON ELEC CO	1,200	$92,000	0.0%	$76.67 *	$62.82	+6.2%	Put	291011104
DE	DEERE & CO	500	$87,000	0.0%	$174.00 *	$157.96	+1.0%	Put	244199105
EW	EDWARDS LIFESCIENCES CORP	285	$66,000	0.0%	$231.58 *	$78.09	-0.4%	COM	28176E108
SXC	SUNCOKE ENERGY INC	10,050	$63,000	0.0%	$6.27	$5.55	+12.2%	COM	86722A103
—	DRIVE SHACK INC	14,482	$53,000	0.0%	$3.66	$3.66	—	COM	262077100
BCRX	BIOCRYST PHARMACEUTICALS	15,000	$52,000	0.0%	$3.47	$2.52	+37.2%	COM	09058V103
AGIO	AGIOS PHARMACEUTICALS INC	900	$43,000	0.0%	$47.78	$37.79	+26.3%	Put	00847X104
—	UBS AG LONDON BRH	3,000	$41,000	0.0%	$13.67	$13.68	—	Put	90267B682
—	REDWOOD TR INC	25,000	$25,000	0.0%	$1.00	$1.00	—	NOTE 4.750% 8/1	758075AC9
HYEM	VANECK VECTORS ETF TRUST	1,000	$24,000	0.0%	$24.00	$23.44	+1.2%	Put	92189F353
—	MERRIMACK PHARMACEUTICALS IN	25,000	$23,000	0.0%	$0.92	$0.92	—	NOTE 4.500% 7/1	590328AA8
—	EATON VANCE CA MUNI INCOME T	1,400	$19,000	0.0%	$13.57	$13.48	—	Put	27826F101
—	BIOMARIN PHARMACEUTICAL INC	2,000	$2,000	0.0%	$1.00	$1.06	—	Put	09061GAF8