Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 13, 2018
Total Value: $621M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GVI | ISHARES INT. GOVT/CREDIT BOND ETF | 406,755 | $43.83M | 7.1% | $110.94 | — | Fixed Income ETF | 464288612 |
| SCHO | SCHWAB SHORT TERM US TREASURY | 519,703 | $25.85M | 4.2% | $49.74 | — | Fixed Income ETF | 808524862 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 212,279 | $24.43M | 3.9% | $56.83 | +74.4% | Common Stocks | 11133T103 |
| — | INVESCO DYNAMIC CREDIT OPP | 1,961,305 | $22.79M | 3.7% | $11.86 | — | Fixed Income Closed-End Fund | 46132R104 |
| CCI | CROWN CASTLE INTL CORP. | 184,531 | $19.9M | 3.2% | $76.46 | -1.8% | Common Stocks | 22822V101 |
| — | PIMCO DYNAMIC CREDIT INCOME | 809,681 | $19.08M | 3.1% | $21.74 | — | Fixed Income Closed-End Fund | 72202D106 |
| INTC | INTEL CORP | 382,669 | $19.02M | 3.1% | $44.73 | +0.7% | Common Stocks | 458140100 |
| HST | HOST HOTELS & RESORTS INC. | 885,513 | $18.66M | 3.0% | $14.34 | +6.6% | Common Stocks | 44107P104 |
| AOS | A.O. SMITH CORPORATION | 312,673 | $18.5M | 3.0% | $45.22 | +21.4% | Common Stocks | 831865209 |
| — | NUVEEN CREDIT STRAT FUND | 2,282,222 | $18.14M | 2.9% | $8.66 | — | Fixed Income Closed-End Fund | 67073D102 |
| NTB | BANK OF NT BUTTERFIELD & SON | 394,118 | $18.02M | 2.9% | $19.73 | +66.7% | Common Stocks | G0772R208 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 650,978 | $18.01M | 2.9% | $42.79 | — | Common Stocks | 293792107 |
| — | GRAMERCY PROPERTY TRUST | 659,170 | $18.01M | 2.9% | $26.29 | — | Common Stocks | 385002308 |
| RSG | REPUBLIC SERVICES, INC. | 253,093 | $17.3M | 2.8% | $38.70 | +54.7% | Common Stocks | 760759100 |
| JPM | J P MORGAN CHASE & CO | 165,430 | $17.24M | 2.8% | $65.16 | +36.6% | Common Stocks | 46625H100 |
| JNJ | JOHNSON & JOHNSON | 141,143 | $17.13M | 2.8% | $106.73 | -5.7% | Common Stocks | 478160104 |
| VCSH | VANGUARD S/T CORP BOND ETF | 219,051 | $17.11M | 2.8% | $79.97 | — | Fixed Income ETF | 92206C409 |
| — | STERLING BANCORP | 706,050 | $16.59M | 2.7% | $24.43 | — | Common Stocks | 85917A100 |
| — | HARRIS CORP. | 114,359 | $16.53M | 2.7% | $113.18 | — | Common Stocks | 413875105 |
| — | DOWDUPONT INC | 246,733 | $16.27M | 2.6% | $63.71 | — | Common Stocks | 26078J100 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 689,031 | $16.2M | 2.6% | $23.38 | — | Fixed Income Closed-End Fund | 670735109 |
| DHI | DR HORTON INC. | 384,484 | $15.76M | 2.5% | $34.54 | +14.9% | Common Stocks | 23331A109 |
| — | OAKTREE SPECIALTY LENDING CORP / FSC | 3,177,065 | $15.19M | 2.4% | $4.86 | — | Common Stocks | 67401P108 |
| FFBC | FIRST FINANCIAL BANCORP | 493,162 | $15.12M | 2.4% | $22.92 | 0.0% | Common Stocks | 320209109 |
| CME | CME GROUP INC | 88,956 | $14.58M | 2.3% | $73.95 | +68.7% | Common Stocks | 12572Q105 |
| LII | LENNOX INTERNATIONAL INC. | 67,814 | $13.57M | 2.2% | $158.48 | +16.4% | Common Stocks | 526107107 |
| AMZN | AMAZON COM INC | 6,695 | $11.38M | 1.8% | $33.95 | +133.8% | Common Stocks | 023135106 |
| UBS | UBS GROUP AG-RE | 682,630 | $10.47M | 1.7% | $18.85 | -13.7% | Common Stocks | H42097107 |
| RWT | REDWOOD TRUST INC | 627,205 | $10.33M | 1.7% | $13.76 | — | Common Stocks | 758075402 |
| QQQ | INVESCO QQQ TRUST UNIT SER 1 | 50,530 | $8.673M | 1.4% | $171.64 | — | Equity ETFs | 46090E103 |
| GOOG | ALPHABET INC -CL C | 5,683 | $6.34M | 1.0% | $40.17 | +33.5% | Common Stocks | 02079K107 |
| — | DIREXION DAILY S&P BULL 1.25 | 162,865 | $6.021M | 1.0% | $35.47 | — | Equity ETFs | 25490K109 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 83,079 | $5.739M | 0.9% | $63.94 | — | Common Stocks | 559080106 |
| — | HOWARD BANCORP | 209,535 | $3.772M | 0.6% | $14.06 | — | Common Stocks | 442496105 |
| META | FACEBOOK INC | 15,437 | $3M | 0.5% | $135.17 | +32.8% | Common Stocks | 30303M102 |
| AAPL | APPLE INC. | 16,025 | $2.966M | 0.5% | $29.24 | +46.2% | Common Stocks | 037833100 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 100,915 | $2.682M | 0.4% | $31.06 | — | Equity ETFs | 46625H365 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 33,340 | $1.613M | 0.3% | $64.89 | — | Common Stocks | 958254104 |
| NKSH | NATIONAL BANKSHARES, INC. | 32,887 | $1.526M | 0.2% | $32.58 | 0.0% | Common Stocks | 634865109 |
| — | KKR & Co LP | 57,655 | $1.433M | 0.2% | $23.57 | — | Common Stocks | 48248M102 |
| AXP | AMERICAN EXPRESS CO | 14,220 | $1.394M | 0.2% | $75.44 | +17.4% | Common Stocks | 025816109 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 53,947 | $1.275M | 0.2% | $54.80 | — | Common Stocks | 726503105 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 7,250 | $1.187M | 0.2% | $141.04 | — | Equity ETFs | 464287655 |
| MSFT | MICROSOFT | 11,170 | $1.101M | 0.2% | $68.51 | +31.0% | Common Stocks | 594918104 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 15,238 | $1.091M | 0.2% | $67.46 | — | Equity ETFs | 81369Y704 |
| TRGP | TARGA RESOURCES | 21,853 | $1.082M | 0.2% | $15.07 | +139.7% | Common Stocks | 87612G101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 5,290 | $987K | 0.2% | $176.47 | +10.5% | Common Stocks | 084670702 |
| NVDA | NVIDIA CORP | 4,107 | $973K | 0.2% | $5.14 | +17.0% | Common Stocks | 67066G104 |
| DIA | SPDR DJIA TRUST | 3,875 | $941K | 0.2% | $213.96 | — | Common Stocks | 78467X109 |
| GOOGL | ALPHABET INC -CL A | 814 | $919K | 0.1% | $39.58 | +36.4% | Common Stocks | 02079K305 |
| MU | MICRON TECHNOLOGY | 15,870 | $832K | 0.1% | $38.53 | +37.0% | Common Stocks | 595112103 |
| XOM | EXXON MOBIL CORP | 9,899 | $819K | 0.1% | $55.53 | +1.1% | Common Stocks | 30231G102 |
| IWR | ISHARES RUSSELL MIDCAP | 3,825 | $811K | 0.1% | $187.19 | — | Equity ETFs | 464287499 |
| CSCO | CISCO SYS INC | 17,312 | $745K | 0.1% | $28.39 | +22.4% | Common Stocks | 17275R102 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 5,715 | $741K | 0.1% | $102.08 | — | Equity ETFs | 464287770 |
| — | PRUDENTIAL ST DUR HY FUND | 50,200 | $703K | 0.1% | $15.85 | — | Fixed Income Closed-End Fund | 74442F107 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 13,500 | $689K | 0.1% | $50.92 | — | Fixed Income ETF | 46429B655 |
| HD | HOME DEPOT INC | 3,491 | $681K | 0.1% | $128.00 | +21.1% | Common Stocks | 437076102 |
| WB | WEIBO CORP ADR | 7,430 | $659K | 0.1% | $88.51 | — | Common Stocks | 948596101 |
| XLP | STAPLES SECTOR SPDR | 11,310 | $583K | 0.1% | $52.51 | — | Equity ETFs | 81369Y308 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 13,849 | $568K | 0.1% | $25.09 | +32.9% | Common Stocks | 609207105 |
| V | VISA INC | 4,272 | $566K | 0.1% | $104.76 | +16.5% | Common Stocks | 92826C839 |
| XLV | HEALTH CARE SECTOR SPDR | 6,760 | $564K | 0.1% | $74.17 | — | Equity ETFs | 81369Y209 |
| — | WILLIAMS PARTNERS LP | 13,740 | $558K | 0.1% | $49.37 | — | Common Stocks | 96949L105 |
| XLB | MATERIALS SECTOR SPDR | 9,240 | $537K | 0.1% | $50.69 | — | Equity ETFs | 81369Y100 |
| FTEC | FIDELITY INFO TECH ETF | 8,910 | $492K | 0.1% | $46.13 | — | Equity ETFs | 316092808 |
| — | CELGENE CORP | 6,120 | $486K | 0.1% | $104.20 | — | Common Stocks | 151020104 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 28,000 | $483K | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| ONEQ | FIDELITY NASDAQCOMP INDEX ETF | 1,600 | $471K | 0.1% | $255.00 | — | Equity ETFs | 315912808 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 3,150 | $453K | 0.1% | $115.58 | — | Equity ETFs | 464287614 |
| — | TALLGRASS ENERGY PARTNERS LP | 10,415 | $451K | 0.1% | $26.68 | — | Common Stocks | 874697105 |
| ITB | ISHARES US HOME CONSTRUCTION ETF | 11,595 | $442K | 0.1% | $36.57 | — | Equity ETFs | 464288752 |
| WMT | WAL MART STORES INC | 5,148 | $441K | 0.1% | $28.34 | -10.9% | Common Stocks | 931142103 |
| — | SVB FINANCIAL GROUP | 1,489 | $430K | 0.1% | $109.31 | — | Common Stocks | 78486Q101 |
| VCIT | VANGUARD INT-TERM CORP BOND ETF | 5,140 | $429K | 0.1% | $87.53 | — | Fixed Income ETF | 92206C870 |
| VHT | VANGUARD HEALTH CARE ETF | 2,680 | $426K | 0.1% | $152.24 | — | Equity ETFs | 92204A504 |
| — | BLACKROCK INC. | 850 | $424K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| LMT | LOCKHEED MARTIN CORP. | 1,391 | $411K | 0.1% | $275.43 | -4.7% | Common Stocks | 539830109 |
| — | SHARPSPRING, INC. | 46,770 | $409K | 0.1% | $8.74 | — | Common Stocks | 820054104 |
| NSA | NATIONAL STORAGE AFFILIATES | 13,285 | $409K | 0.1% | $23.87 | — | Common Stocks | 637870106 |
| CAT | CATERPILLAR INC COM | 2,970 | $403K | 0.1% | $124.61 | +1.5% | Common Stocks | 149123101 |
| — | BLACKSTONE GROUP LP | 12,480 | $401K | 0.1% | $33.33 | — | Common Stocks | 09253U108 |
| NFLX | NETFLIX COM INC | 1,020 | $399K | 0.1% | $27.22 | +25.2% | Common Stocks | 64110L106 |
| VWO | VANGUARD FTSE EMERGING MARKET ETF | 9,350 | $395K | 0.1% | $43.53 | — | Equity ETFs | 922042858 |
| — | HYDROPOTHECARY | 100,000 | $394K | 0.1% | $3.35 | — | Common Stocks | 44903W105 |
| MDY | SPDR S&P MIDCAP ETF TRST | 1,100 | $391K | 0.1% | $312.73 | — | Equity ETFs | 78467Y107 |
| — | POWERSHARES SENIOR LOAN | 16,585 | $380K | 0.1% | $23.12 | — | Fixed Income ETF | 73936Q769 |
| GD | GENERAL DYNAMICS CORP. | 2,024 | $377K | 0.1% | $181.99 | -5.4% | Common Stocks | 369550108 |
| MAR | MARRIOTT INTERNATIONAL INC. | 2,900 | $367K | 0.1% | $69.39 | +84.0% | Common Stocks | 571903202 |
| — | DIREXION DAILY SML CAP BUL 1 | 8,975 | $357K | 0.1% | $35.88 | — | Equity ETFs | 25490K208 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 3,071 | $352K | 0.1% | $117.21 | — | Fixed Income ETF | 464287242 |
| — | DIREXION INSIDER | 8,400 | $348K | 0.1% | $55.36 | — | Equity ETFs | 25459Y769 |
| PYPL | PAYPAL HOLDINGS | 4,175 | $348K | 0.1% | $79.13 | +0.5% | Common Stocks | 70450Y103 |
| C | CITIGROUP INC | 5,085 | $340K | 0.1% | $49.88 | +6.3% | Common Stocks | 172967424 |
| AMP | AMERIPRISE FINL INC | 2,400 | $336K | 0.1% | $68.12 | +79.8% | Common Stocks | 03076C106 |
| TER | TERADYNE INC | 8,600 | $327K | 0.1% | $27.23 | +37.6% | Common Stocks | 880770102 |
| FIDU | FIDELITY INDUSTRIALS ETF | 8,515 | $316K | 0.1% | $36.52 | — | Equity ETFs | 316092709 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $303K | 0.0% | $48.11 | +44.4% | Common Stocks | 910047109 |
| PANW | PALO ALTO NETWORKS COM | 1,475 | $303K | 0.0% | $27.78 | +20.0% | Common Stocks | 697435105 |
| — | LEXARIA BIOSCIENCE CORP | 150,000 | $302K | 0.0% | $1.05 | — | Common Stocks | 52886N307 |
| GS | GOLDMAN SACHS GROUP INC | 1,320 | $291K | 0.0% | $185.96 | +7.9% | Common Stocks | 38141G104 |
| — | FCB FINANCIAL HOLDINGS | 4,829 | $284K | 0.0% | $37.40 | — | Common Stocks | 30255G103 |
| FSTA | FIDELITY CONS STAPLES ETF | 9,100 | $284K | 0.0% | $32.42 | — | Equity ETFs | 316092303 |
| — | AMERICAN RIVER BANKSHRS | 17,625 | $279K | 0.0% | $14.86 | — | Common Stocks | 029326105 |
| ALLY | ALLY FINANCIAL | 10,445 | $274K | 0.0% | $18.61 | +13.4% | Common Stocks | 02005N100 |
| SBUX | STARBUCKS CORP | 5,606 | $274K | 0.0% | $49.93 | -3.7% | Common Stocks | 855244109 |
| IIPR | INNOVATIVE INDUSTRIAL PROPERTIES INC. | 7,480 | $274K | 0.0% | $26.75 | — | Common Stocks | 45781V101 |
| MPLX | MPLX LP | 7,785 | $266K | 0.0% | $34.88 | — | Common Stocks | 55336V100 |
| EEM | ISHARES MSCI EMERGING MKTS | 6,060 | $263K | 0.0% | $48.35 | — | Equity ETFs | 464287234 |
| STZ | CONSTELLATION BRANDS INC-A | 1,191 | $261K | 0.0% | $194.12 | +2.9% | Common Stocks | 21036P108 |
| DIS | WALT DISNEY COMPANY | 2,416 | $253K | 0.0% | $89.63 | +8.4% | Common Stocks | 254687106 |
| HLT | HILTON WORLDWIDE HOLDINGS INC. | 3,000 | $237K | 0.0% | $61.77 | +28.4% | Common Stocks | 43300A203 |
| MCD | MCDONALDS CORP | 1,503 | $236K | 0.0% | $129.94 | +4.3% | Common Stocks | 580135101 |
| VFF | VILLAGE FARMS INTL INC | 50,000 | $235K | 0.0% | $4.42 | — | Common Stocks | 92707Y108 |
| GDS | GDS HOLDINGS LTD - ADR | 5,765 | $231K | 0.0% | $40.07 | — | Common Stocks | 36165L108 |
| MRK | MERCK & COMPANY | 3,644 | $221K | 0.0% | $44.52 | 0.0% | Common Stocks | 58933Y105 |
| — | PINNACLE FINANCIAL PARTNERS | 3,586 | $220K | 0.0% | $64.22 | — | Common Stocks | 72346Q104 |
| ACN | ACCENTURE PLC | 1,333 | $218K | 0.0% | $140.78 | -1.0% | Common Stocks | G1151C101 |
| — | GENERAL ELEC CO | 15,800 | $215K | 0.0% | $13.48 | — | Common Stocks | 369604103 |
| — | MEDRELEAF CORP | 10,000 | $206K | 0.0% | $13.60 | — | Common Stocks | 58506X104 |
| — | NUVEEN CAL ABC DIV ADV MUNI INC FUND | 15,000 | $200K | 0.0% | $14.20 | — | Fixed Income Closed-End Fund | 67066Y105 |
| ABBV | ABBVIE INC | 2,160 | $200K | 0.0% | $46.96 | +50.2% | Common Stocks | 00287Y109 |
| PG | PROCTER & GAMBLE COMPANY | 2,505 | $196K | 0.0% | $61.80 | 0.0% | Common Stocks | 742718109 |
| EGBN | EAGLE BANCORP INC | 3,157 | $194K | 0.0% | $49.89 | -4.9% | Common Stocks | 268948106 |
| KMI | KINDER MORGAN INC | 10,765 | $190K | 0.0% | $22.45 | -52.9% | Common Stocks | 49456B101 |
| — | MIDSOUTH BANCORP INC | 14,101 | $187K | 0.0% | $12.10 | — | Common Stocks | 598039105 |
| — | BECTON DICKINSON 6.125 CVT DTD 5/01/20 | 3,010 | $186K | 0.0% | $61.79 | — | Common Stocks | 075887208 |
| — | BANK OF THE OZARKS | 4,007 | $180K | 0.0% | $48.10 | — | Common Stocks | 063904106 |
| — | CENTRAL VALLEY COMM BANCORP | 8,492 | $180K | 0.0% | $20.20 | — | Common Stocks | 155685100 |
| — | DIREXION HIGH YIELD BEAR 2X | 9,300 | $179K | 0.0% | $19.25 | — | Fixed Income ETF | 25490K190 |
| IBM | I B M | 1,278 | $179K | 0.0% | $99.95 | 0.0% | Common Stocks | 459200101 |
| VIG | VANGUARD DIVIDEND APPREC | 1,735 | $176K | 0.0% | $101.44 | — | Equity ETFs | 921908844 |
| CMA | COMERICA INC | 1,901 | $173K | 0.0% | $67.40 | 0.0% | Common Stocks | 200340107 |
| BABA | ALIBABA GROUP ADR | 900 | $167K | 0.0% | $185.56 | — | Common Stocks | 01609W102 |
| VZ | VERIZON COMMUNICATIONS | 3,305 | $166K | 0.0% | $32.21 | 0.0% | Common Stocks | 92343V104 |
| BOKF | BOK FINANCIAL CORP NEW | 1,660 | $156K | 0.0% | $83.16 | 0.0% | Common Stocks | 05561Q201 |
| CMCSA | COMCAST CORP NEW CL A | 4,720 | $155K | 0.0% | $26.85 | 0.0% | Common Stocks | 20030N101 |
| — | DIREXION DAILY CSI CHINA | 3,100 | $152K | 0.0% | $49.03 | — | Equity ETFs | 25460E505 |
| XEL | XCEL ENERGY INC | 3,290 | $150K | 0.0% | $35.43 | 0.0% | Common Stocks | 98389B100 |
| NXPI | NXP SEMICONDUCTOR | 1,350 | $148K | 0.0% | $97.96 | 0.0% | Common Stocks | N6596X109 |
| — | ENLINK MIDSTREAM PARTNERS LP | 9,500 | $148K | 0.0% | $15.58 | — | Common Stocks | 29336U107 |
| T | A T & T INC (NEW) | 4,582 | $147K | 0.0% | $14.53 | 0.0% | Common Stocks | 00206R102 |
| — | ENERGY TRANSFER PARTNERS L.P. | 7,332 | $140K | 0.0% | $19.09 | — | Common Stocks | 29278N103 |
| SO | SOUTHERN CO | 3,023 | $140K | 0.0% | $32.85 | 0.0% | Common Stocks | 842587107 |
| SAMG | SILVERCREST ASSET MGMT | 8,500 | $139K | 0.0% | $15.92 | 0.0% | Common Stocks | 828359109 |
| SFBS | SERVISFIRST BANCSHARES INC | 3,326 | $139K | 0.0% | $21.75 | +73.0% | Common Stocks | 81768T108 |
| NDAQ | Nasdaq Inc | 1,500 | $137K | 0.0% | $26.73 | 0.0% | Common Stocks | 631103108 |
| WSO | WATSCO INC. | 758 | $135K | 0.0% | $181.90 | 0.0% | Common Stocks | 942622200 |
| ABT | ABBOTT LABS | 2,200 | $134K | 0.0% | $53.15 | 0.0% | Common Stocks | 002824100 |
| BYDDY | BYD CO LTD | 10,650 | $129K | 0.0% | $15.59 | — | Common Stocks | 05606L100 |
| — | ABCANN GLOBAL CORP | 125,000 | $129K | 0.0% | $1.34 | — | Common Stocks | 00287W103 |
| PAYX | PAYCHEX INC | 1,887 | $129K | 0.0% | $51.54 | 0.0% | Common Stocks | 704326107 |
| ADM | ARCHER DANIELS MIDLAND | 2,804 | $129K | 0.0% | $35.86 | 0.0% | Common Stocks | 039483102 |
| — | DNB FINANCIAL C | 3,650 | $128K | 0.0% | $35.07 | — | Common Stocks | 233237106 |
| CVSI | CV SCIENCES INC | 75,000 | $125K | 0.0% | $0.68 | +73.4% | Common Stocks | 126654102 |
| OKE | ONEOK INC | 1,776 | $124K | 0.0% | $39.78 | 0.0% | Common Stocks | 682680103 |
| BK | BANK OF NEW YORK MELLON CORP | 2,200 | $119K | 0.0% | $44.56 | 0.0% | Common Stocks | 064058100 |
| CB | CHUBB LTD | 928 | $118K | 0.0% | $116.44 | 0.0% | Common Stocks | H1467J104 |
| PFE | PFIZER INC | 3,216 | $117K | 0.0% | $24.30 | 0.0% | Common Stocks | 717081103 |
| BAC | BANK AMER CORP | 4,140 | $117K | 0.0% | $24.85 | 0.0% | Common Stocks | 060505104 |
| GEL | GENESIS ENERGY LP | 5,000 | $110K | 0.0% | $22.00 | — | Common Stocks | 371927104 |
| KR | KROGER CO | 3,648 | $104K | 0.0% | $21.37 | 0.0% | Common Stocks | 501044101 |
| BCML | BAYCOM CORP | 4,201 | $104K | 0.0% | $21.48 | 0.0% | Common Stocks | 07272M107 |
| BFST | BUSINESS FIRST BANCSHARES | 3,950 | $104K | 0.0% | $21.36 | 0.0% | Common Stocks | 12326C105 |
| — | First Choice Bancorp | 3,340 | $102K | 0.0% | $30.54 | — | Common Stocks | 31948P104 |
| SHW | SHERWIN-WILLIAMS CO. | 248 | $101K | 0.0% | $120.91 | 0.0% | Common Stocks | 824348106 |
| — | TWITTER INC | 2,300 | $100K | 0.0% | $43.48 | — | Common Stocks | 90184L102 |
| ESQ | ESQUIRE FINANCI | 3,735 | $99,000 | 0.0% | $24.13 | 0.0% | Common Stocks | 29667J101 |
| AZTA | BROOKS AUTOMATION INC | 3,000 | $98,000 | 0.0% | $28.85 | 0.0% | Common Stocks | 114340102 |
| IBOC | INTERNATIONAL BANCSHARES CRP | 2,265 | $97,000 | 0.0% | $33.86 | 0.0% | Common Stocks | 459044103 |
| PNW | PINNACLE WEST CAPITAL | 1,183 | $95,000 | 0.0% | $57.22 | 0.0% | Common Stocks | 723484101 |
| — | SB ONE BANCORP | 3,153 | $94,000 | 0.0% | $29.81 | — | Common Stocks | 78413T103 |
| WPP | WPP PLC | 1,200 | $94,000 | 0.0% | $78.33 | — | Common Stocks | 92937A102 |
| ED | CONSOLIDATED EDISON INC | 1,208 | $94,000 | 0.0% | $58.00 | 0.0% | Common Stocks | 209115104 |
| — | MYM NUTRACEUTICALS INC | 85,000 | $94,000 | 0.0% | $1.53 | — | Common Stocks | 55406A101 |
| ORCL | ORACLE SYS CORP | 2,100 | $93,000 | 0.0% | $41.17 | 0.0% | Common Stocks | 68389X105 |
| HTBK | HERITAGE COMMERCE CORP | 4,977 | $85,000 | 0.0% | $16.97 | 0.0% | Common Stocks | 426927109 |
| KN | KNOWLES CORP | 5,550 | $85,000 | 0.0% | $13.80 | 0.0% | Common Stocks | 49926D109 |
| IQ | IQIYI INC | 2,500 | $81,000 | 0.0% | $32.40 | — | Common Stocks | 46267X108 |
| ADP | AUTOMATIC DATA PROCESSING | 580 | $78,000 | 0.0% | $107.77 | 0.0% | Common Stocks | 053015103 |
| SOXX | ISHARES SEMICONDUCTOR ETF | 432 | $77,000 | 0.0% | $178.24 | — | Equity ETFs | 464287523 |
| BMY | BRISTOL MYERS SQUIBB CO | 1,386 | $77,000 | 0.0% | $40.63 | 0.0% | Common Stocks | 110122108 |
| — | PIMCO DYNAMIC INC FUND | 2,415 | $77,000 | 0.0% | $31.88 | — | Fixed Income Closed-End Fund | 72201Y101 |
| YUM | YUM BRANDS INC COM | 965 | $75,000 | 0.0% | $72.58 | 0.0% | Common Stocks | 988498101 |
| HIMX | HIMAX TECHNOLOGIES INC ADR | 10,000 | $75,000 | 0.0% | $6.20 | — | Common Stocks | 43289P106 |
| — | DOUBLELINE INCOME SOLUTIONS FUND | 3,580 | $72,000 | 0.0% | $20.11 | — | Fixed Income Closed-End Fund | 258622109 |
| LOW | LOWES COS INC | 750 | $72,000 | 0.0% | $78.69 | 0.0% | Common Stocks | 548661107 |
| PEP | PEPSICO INC | 651 | $71,000 | 0.0% | $81.72 | 0.0% | Common Stocks | 713448108 |
| CVX | CHEVRONTEXACO CORP | 561 | $71,000 | 0.0% | $89.14 | 0.0% | Common Stocks | 166764100 |
| NKE | NIKE INC - CL B | 883 | $70,000 | 0.0% | $63.84 | 0.0% | Common Stocks | 654106103 |
| TPR | TAPESTRY INC. | 1,391 | $65,000 | 0.0% | $39.03 | 0.0% | Common Stocks | 876030107 |
| — | INTGTD DEVICE TECH CALIF | 2,000 | $64,000 | 0.0% | $32.00 | — | Common Stocks | 458118106 |
| KHC | KRAFT HEINZ CO/ | 1,000 | $63,000 | 0.0% | $41.08 | 0.0% | Common Stocks | 500754106 |
| — | NUSTAR GP HOLDINGS LLC UNITS | 5,119 | $63,000 | 0.0% | $12.31 | — | Common Stocks | 67059L102 |
| WM | WASTE MGMT INC DEL | 762 | $62,000 | 0.0% | $72.68 | 0.0% | Common Stocks | 94106L109 |
| — | CBS CORP NEW CL B | 1,085 | $61,000 | 0.0% | $56.22 | — | Common Stocks | 124857202 |
| OCFC | OCEANFIRST FIN CORP | 2,000 | $60,000 | 0.0% | $20.86 | 0.0% | Common Stocks | 675234108 |
| PK | PARK HOTELS & R | 1,947 | $60,000 | 0.0% | $30.82 | — | Common Stocks | 700517105 |
| GLNG | GOLAR LNG LIMITED | 2,000 | $59,000 | 0.0% | $26.82 | 0.0% | Common Stocks | G9456A100 |
| AVY | AVERY DENNISON CORP. | 555 | $57,000 | 0.0% | $92.28 | 0.0% | Common Stocks | 053611109 |
| AGNC | AMERICAN CAPITAL AGENCY CORP | 3,000 | $56,000 | 0.0% | $18.67 | — | Common Stocks | 00123Q104 |
| CCJ | CAMECO CORP | 5,000 | $56,000 | 0.0% | $10.58 | 0.0% | Common Stocks | 13321L108 |
| — | SENIOR HSG PPTYS TR SH BEN INT | 3,050 | $55,000 | 0.0% | $18.03 | — | Common Stocks | 81721M109 |
| COST | COSTCO WHOLESALE CORP | 253 | $53,000 | 0.0% | $177.76 | 0.0% | Common Stocks | 22160K105 |
| ECL | ECOLAB INC. | 380 | $53,000 | 0.0% | $132.91 | 0.0% | Common Stocks | 278865100 |
| — | ING CLARION GLB RE EST INCM COM | 7,000 | $53,000 | 0.0% | $7.57 | — | Equity ETFs | 12504G100 |
| SWK | STANLEY BLACK AND DECKER INC | 400 | $53,000 | 0.0% | $115.96 | 0.0% | Common Stocks | 854502101 |
| — | ANNALY CAP MGMT INC | 5,000 | $51,000 | 0.0% | $10.20 | — | Common Stocks | 035710409 |
| — | Pacific Commerce Bancorp | 3,790 | $51,000 | 0.0% | $13.46 | — | Common Stocks | 69413A103 |
| — | ALERIAN MLP ETF | 5,000 | $51,000 | 0.0% | $10.20 | — | Equity ETFs | 00162Q866 |
| GILD | GILEAD Sciences | 700 | $50,000 | 0.0% | $52.72 | 0.0% | Common Stocks | 375558103 |
| SMG | SCOTTS MIRACLE-GRO CO-CL A | 579 | $48,000 | 0.0% | $63.80 | 0.0% | Common Stocks | 810186106 |
| — | INVESCO MORTGAGE CAPITAL INCCOM | 3,000 | $48,000 | 0.0% | $16.00 | — | Common Stocks | 46131B100 |
| — | NUVEEN CORE EQUITY ALPHA FUNCOM | 3,274 | $48,000 | 0.0% | $14.66 | — | Equity ETFs | 67090X107 |
| — | TITAN MEDICAL INC COM | 8,333 | $47,000 | 0.0% | $5.64 | — | Common Stocks | 88830X819 |
| BLOK | AMPLIFY BLOCKCHAIN ETF | 2,400 | $47,000 | 0.0% | $19.58 | — | Equity ETFs | 032108607 |
| KLAC | KLA-TENCOR CORPORATION | 445 | $46,000 | 0.0% | $97.03 | 0.0% | Common Stocks | 482480100 |
| — | KUSH BOTTLES INC SHS | 10,000 | $45,000 | 0.0% | $4.50 | — | Common Stocks | 501334106 |
| PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | 1,185 | $45,000 | 0.0% | $37.97 | — | Preferred Stock | 464288687 |
| NVS | NOVARTIS AG SPONSORED ADR | 600 | $45,000 | 0.0% | $75.00 | — | Common Stocks | 66987V109 |
| SLB | SCHLUMBERGER | 652 | $44,000 | 0.0% | $55.08 | 0.0% | Common Stocks | 806857108 |
| — | SUPREME CANNABIS CO INC | 34,900 | $43,000 | 0.0% | $1.38 | — | Common Stocks | 86860J106 |
| UBFO | UNITED SECURITY BANCSHARES | 3,717 | $42,000 | 0.0% | $7.23 | 0.0% | Common Stocks | 911460103 |
| APD | AIR PRODUCTS & CHEMICALS INC. | 262 | $41,000 | 0.0% | $135.74 | -0.1% | Common Stocks | 009158106 |
| — | TWO HBRS INVT CORP | 2,500 | $40,000 | 0.0% | $16.00 | — | Common Stocks | 90187B408 |
| IEF | ISHARES 7-10 YR TREASURY BD ETF | 380 | $39,000 | 0.0% | $102.63 | — | Fixed Income ETF | 464287440 |
| — | COHEN & STEERS REIT & PFD INCOM | 2,027 | $39,000 | 0.0% | $19.24 | — | Common Stocks | 19247X100 |
| AG | FIRST MAJESTIC SILVER CORP | 5,000 | $38,000 | 0.0% | $6.91 | 0.0% | Common Stocks | 32076V103 |
| GATX | GATX CORP | 500 | $37,000 | 0.0% | $60.04 | 0.0% | Common Stocks | 361448103 |
| TSBK | TIMBERLAND BANCORP INC | 978 | $37,000 | 0.0% | $25.49 | 0.0% | Common Stocks | 887098101 |
| DEO | DIAGEO PLC ADR SPONSORED | 250 | $36,000 | 0.0% | $144.00 | — | Common Stocks | 25243Q205 |
| YUMC | YUM CHINA HOLDINGS INC | 925 | $36,000 | 0.0% | $39.61 | 0.0% | Common Stocks | 98850P109 |
| — | ETFMG ALTERNATIVE HARVEST ETF | 1,200 | $35,000 | 0.0% | $29.17 | — | Equity ETFs | 26924G508 |
| DUK | DUKE ENERGY CORP NEW | 433 | $34,000 | 0.0% | $56.43 | 0.0% | Common Stocks | 26441C204 |
| MCO | MOODYS CORP | 200 | $34,000 | 0.0% | $158.28 | 0.0% | Common Stocks | 615369105 |
| HON | HONEYWELL INTL INC COM | 229 | $33,000 | 0.0% | $113.57 | 0.0% | Common Stocks | 438516106 |
| — | NORTHSTAR REALTY EUROPE CORP. | 2,295 | $33,000 | 0.0% | $14.38 | — | Common Stocks | 66706L101 |
| — | VIACOM INC NEW CL B | 1,085 | $33,000 | 0.0% | $30.41 | — | Common Stocks | 92553P201 |
| — | HEALTHLYNKED CORP | 100,000 | $31,000 | 0.0% | $0.31 | — | Common Stocks | 42228P102 |
| HGV | HILTON GRAND VA | 900 | $31,000 | 0.0% | $40.47 | 0.0% | Common Stocks | 43283X105 |
| XLU | UTILITIES SELECT SECTOR SPDR | 581 | $30,000 | 0.0% | $51.64 | — | Equity ETFs | 81369Y886 |
| — | HARVEST ONE CANNABIS INC | 50,000 | $30,000 | 0.0% | $0.74 | — | Common Stocks | 41755P105 |
| — | GREEN ORGANIC DUTCHMAN HOLDINGS | 6,000 | $30,000 | 0.0% | $5.00 | — | Common Stocks | 393210208 |
| MTR | MESA ROYALTY TRUST | 2,000 | $29,000 | 0.0% | $14.50 | — | Common Stocks | 590660106 |
| IAG | IAMGOLD CORP | 5,000 | $29,000 | 0.0% | $5.75 | 0.0% | Common Stocks | 450913108 |
| UNP | UNION PAC CORP | 200 | $28,000 | 0.0% | $117.74 | 0.0% | Common Stocks | 907818108 |
| EXC | EXELON CORP | 667 | $28,000 | 0.0% | $21.97 | 0.0% | Common Stocks | 30161N101 |
| MVIS | MICROVISION INC | 25,000 | $28,000 | 0.0% | $1.92 | -31.2% | Common Stocks | 594960304 |
| CL | COLGATE PALMOLIVE CO | 420 | $27,000 | 0.0% | $54.60 | 0.0% | Common Stocks | 194162103 |
| ISTR | INVESTAR HOLDING CORP | 968 | $27,000 | 0.0% | $26.87 | 0.0% | Common Stocks | 46134L105 |
| — | DIREXION DAILY ROBOTICS BULL 3X | 1,500 | $27,000 | 0.0% | $18.00 | — | Equity ETFs | 25460E513 |
| NUE | NUCOR CORP | 430 | $27,000 | 0.0% | $54.10 | 0.0% | Common Stocks | 670346105 |
| SYK | STRYKER CORP | 155 | $26,000 | 0.0% | $154.79 | 0.0% | Common Stocks | 863667101 |
| KEY | KEYCORP | 1,345 | $26,000 | 0.0% | $13.98 | 0.0% | Common Stocks | 493267108 |
| — | CODORUS VALLEY | 830 | $25,000 | 0.0% | $30.12 | — | Common Stocks | 192025104 |
| BOX | BOX INC | 1,000 | $25,000 | 0.0% | $24.79 | 0.0% | Common Stocks | 10316T104 |
| — | DELL TECHNOLOGIES INC | 267 | $23,000 | 0.0% | $86.14 | — | Common Stocks | 24703L103 |
| CBAN | COLONY BANKCORP | 1,386 | $23,000 | 0.0% | $13.05 | 0.0% | Common Stocks | 19623P101 |
| — | BUCKEYE PARTNERS L P | 648 | $23,000 | 0.0% | $35.49 | — | Common Stocks | 118230101 |
| PEBK | PEOPLES BANCORP OF NC | 702 | $22,000 | 0.0% | $31.52 | 0.0% | Common Stocks | 710577107 |
| SFBC | SOUND FINANCIAL BANCORP | 561 | $22,000 | 0.0% | $32.49 | 0.0% | Common Stocks | 83607A100 |
| — | NEW YORK CMNTY BANCORP INC | 2,000 | $22,000 | 0.0% | $11.00 | — | Common Stocks | 649445103 |
| HUBB | HUBBELL INC | 200 | $21,000 | 0.0% | $94.76 | 0.0% | Common Stocks | 443510607 |
| — | LEAGOLD MINING CORP | 10,000 | $20,000 | 0.0% | $2.10 | — | Common Stocks | 52176A205 |
| ATCMF | ATICO MINING CORP SHS | 50,000 | $20,000 | 0.0% | $0.56 | -18.2% | Common Stocks | 047559109 |
| SSBI | SUMMIT STATE BANK | 1,238 | $19,000 | 0.0% | $10.80 | 0.0% | Common Stocks | 866264203 |
| ESLT | ELBIT SYSTEMS LTD. | 160 | $19,000 | 0.0% | $109.69 | 0.0% | Common Stocks | M3760D101 |
| AAUAF | ALMADEN MINERALS LTD | 25,000 | $18,000 | 0.0% | $1.00 | -22.6% | Common Stocks | 020283305 |
| IRT | INDEPENDENCE REALTY TRUST | 1,730 | $18,000 | 0.0% | $10.40 | — | Common Stocks | 45378A106 |
| ADBE | ADOBE SYSTEMS INC RSTD | 73 | $18,000 | 0.0% | $236.55 | 0.0% | Common Stocks | 00724F101 |
| DE | DEERE & CO | 122 | $17,000 | 0.0% | $131.34 | 0.0% | Common Stocks | 244199105 |
| KCCFF | KUTCHO COPPER CORP | 50,000 | $17,000 | 0.0% | $0.49 | -16.0% | Common Stocks | 501377105 |
| AUIAF | AURANIA RESOURCES LTD | 10,000 | $16,000 | 0.0% | $2.71 | -26.0% | Common Stocks | G06974102 |
| — | SENESTECH INC | 10,000 | $16,000 | 0.0% | $1.60 | — | Common Stocks | 81720R109 |
| — | EQUINOX GOLD CORP | 21,825 | $16,000 | 0.0% | $0.87 | — | Common Stocks | 29446Y106 |
| — | FERRELLGAS PARTNERS L P UNIT LTD PRTNRS | 4,857 | $16,000 | 0.0% | $3.29 | — | Common Stocks | 315293100 |
| — | ROYAL DUTCH SHELL PLC SPONS | 238 | $16,000 | 0.0% | $67.23 | — | Common Stocks | 780259206 |
| — | CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER | 2,000 | $15,000 | 0.0% | $7.50 | — | Common Stocks | 131476103 |
| — | ALTABA INC COM | 200 | $15,000 | 0.0% | $75.00 | — | Common Stocks | 021346101 |
| ITW | ILLINOIS TOOL WORKS INC | 110 | $15,000 | 0.0% | $122.64 | 0.0% | Common Stocks | 452308109 |
| DG | DOLLAR GENERAL CORP | 150 | $15,000 | 0.0% | $87.12 | 0.0% | Common Stocks | 256677105 |
| CVS | CVS CORP | 200 | $13,000 | 0.0% | $51.69 | 0.0% | Common Stocks | 126650100 |
| — | KANSAS CITY SOUTHERN | 120 | $13,000 | 0.0% | $108.33 | — | Common Stocks | 485170302 |
| — | IDEAL POWER INC | 12,500 | $13,000 | 0.0% | $1.44 | — | Common Stocks | 451622104 |
| SWX | SOUTHWEST GAS CORP | 165 | $13,000 | 0.0% | $73.00 | 0.0% | Common Stocks | 844895102 |
| QCOM | QUALCOMM INC | 230 | $13,000 | 0.0% | $45.91 | 0.0% | Common Stocks | 747525103 |
| NI | NISOURCE INC | 500 | $13,000 | 0.0% | $19.12 | 0.0% | Common Stocks | 65473P105 |
| REGN | REGENERON PHARMACEUTICALS | 38 | $13,000 | 0.0% | $311.03 | 0.0% | Common Stocks | 75886F107 |
| — | PACIFIC MERCANTILE BNCRP | 1,234 | $12,000 | 0.0% | $9.72 | — | Common Stocks | 694552100 |
| WMLLF | WEALTH MINERALS LTD | 15,000 | $12,000 | 0.0% | $1.23 | -20.1% | Common Stocks | 946885209 |
| CHTR | CHARTER COMMUNI | 40 | $12,000 | 0.0% | $287.35 | 0.0% | Common Stocks | 16119P108 |
| — | MMJ PHYTOTECH LTD | 50,300 | $12,000 | 0.0% | $0.32 | — | Common Stocks | Q6S53Y100 |
| KO | COCA COLA CO | 280 | $12,000 | 0.0% | $34.02 | 0.0% | Common Stocks | 191216100 |
| MTN | VAIL RESORTS INC | 42 | $12,000 | 0.0% | $244.86 | 0.0% | Common Stocks | 91879Q109 |
| MS | MORGAN STANLEY NEW | 250 | $12,000 | 0.0% | $41.43 | 0.0% | Common Stocks | 617446448 |
| — | TORTOISE ENERGY INFSTRCTR | 397 | $11,000 | 0.0% | $27.71 | — | Common Stocks | 89147L100 |
| D | DOMINION ENERGY INC | 162 | $11,000 | 0.0% | $46.36 | 0.0% | Common Stocks | 25746U109 |
| CRM | SALESFORCE .COM | 80 | $11,000 | 0.0% | $126.05 | 0.0% | Common Stocks | 79466L302 |
| — | FSD PHARMA | 75,000 | $10,000 | 0.0% | $0.13 | — | Common Stocks | 35954B107 |
| QABA | FIRST TRUST ABA COMM BANK ETF | 175 | $10,000 | 0.0% | $57.14 | — | Equity ETFs | 33736Q104 |
| — | FIORE GOLD LTD | 25,000 | $9,000 | 0.0% | $0.56 | — | Common Stocks | 31810L108 |
| XLE | ENERGY SELECT SECTOR SPIDER | 123 | $9,000 | 0.0% | $73.17 | — | Equity ETFs | 81369Y506 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 350 | $9,000 | 0.0% | $25.71 | — | Common Stocks | 35086T109 |
| GPMT | GRANITE POINT MORTGAGE TRUST | 473 | $9,000 | 0.0% | $19.03 | — | Common Stocks | 38741L107 |
| — | PRAXAIR INC COM | 60 | $9,000 | 0.0% | $150.00 | — | Common Stocks | 74005P104 |
| — | PEOPLES UNITED FINANCIAL | 500 | $9,000 | 0.0% | $18.00 | — | Common Stocks | 712704105 |
| — | PROSHARES TR PSHS SHRT S&P5 | 300 | $9,000 | 0.0% | $30.00 | — | Equity ETFs | 74347B425 |
| XLRE | REAL ESTATE SEL | 235 | $8,000 | 0.0% | $34.04 | — | Equity Closed-End Fund | 81369Y860 |
| DHR | DANAHER CORP DEL COM | 80 | $8,000 | 0.0% | $85.98 | 0.0% | Common Stocks | 235851102 |
| MDT | MEDTRONIC INC | 90 | $8,000 | 0.0% | $68.53 | 0.0% | Common Stocks | G5960L103 |
| — | ALMONTY INDUSTIRES INC. | 12,000 | $8,000 | 0.0% | $0.67 | — | Common Stocks | 020398103 |
| XLF | FINANCIAL SELECT SPIDER ETF | 270 | $7,000 | 0.0% | $25.93 | — | Equity ETFs | 81369Y605 |
| EWJ | ISHARES MSCI JAPAN INDEX FD | 125 | $7,000 | 0.0% | $56.00 | — | Equity ETFs | 46434G822 |
| GLDG | GOLDMINING INC | 10,000 | $7,000 | 0.0% | $1.01 | -16.8% | Common Stocks | 38149E101 |
| DOV | DOVER CORP | 100 | $7,000 | 0.0% | $68.01 | 0.0% | Common Stocks | 260003108 |
| SXC | SUNCOKE ENERGY INC | 500 | $7,000 | 0.0% | $12.40 | 0.0% | Common Stocks | 86722A103 |
| VNQ | VANGUARD REIT ETF | 85 | $7,000 | 0.0% | $82.35 | — | Equity ETFs | 922908553 |
| AB | ALLIANCEBERNSTEIN HLGG LPUNIT LTD PARTN | 250 | $7,000 | 0.0% | $28.00 | — | Common Stocks | 01881G106 |
| — | SANDRIDGE MISSISSIPPIAN TRUST II | 4,000 | $7,000 | 0.0% | $1.75 | — | Common Stocks | 80007V106 |
| CC | CHEMOURS CO | 124 | $6,000 | 0.0% | $36.67 | 0.0% | Common Stocks | 163851108 |
| — | LICO ENERGY METALS INC | 150,000 | $6,000 | 0.0% | $0.07 | — | Common Stocks | 531696102 |
| — | COPPERBANK RESOURCES | 100,000 | $6,000 | 0.0% | $0.06 | — | Common Stocks | 217621101 |
| NEM | NEWMONT MNG CORP | 164 | $6,000 | 0.0% | $31.35 | 0.0% | Common Stocks | 651639106 |
| UNH | UNITEDHEALTH GROUP INC | 26 | $6,000 | 0.0% | $212.11 | 0.0% | Common Stocks | 91324P102 |
| NEE | NEXTERA ENERGY, INC. | 29 | $5,000 | 0.0% | $33.41 | 0.0% | Common Stocks | 65339F101 |
| BIIB | BIOGEN IDEAC INC | 18 | $5,000 | 0.0% | $281.15 | 0.0% | Common Stocks | 09062X103 |
| MMM | 3M CO COM | 26 | $5,000 | 0.0% | $130.14 | 0.0% | Common Stocks | 88579Y101 |
| — | CERNER CORP | 80 | $5,000 | 0.0% | $62.50 | — | Common Stocks | 156782104 |
| — | SANTA FE GOLD CORP | 50,000 | $5,000 | 0.0% | $0.12 | — | Common Stocks | 80201E108 |
| ALGN | ALIGN TECHNOLOGIES INC | 16 | $5,000 | 0.0% | $298.30 | 0.0% | Common Stocks | 016255101 |
| — | ALEXION PHARMACEAUTICALS INC | 32 | $4,000 | 0.0% | $125.00 | — | Common Stocks | 015351109 |
| OGS | ONE GAS INC | 50 | $4,000 | 0.0% | $71.11 | 0.0% | Common Stocks | 68235P108 |
| — | PETROCHINA CO LTD ADR | 50 | $4,000 | 0.0% | $80.00 | — | Common Stocks | 71646E100 |
| WAB | Westinghouse Air Brake Tech Corp | 40 | $4,000 | 0.0% | $88.89 | 0.0% | Common Stocks | 929740108 |
| VNCE | VINCE HOLDING CORP | 238 | $4,000 | 0.0% | $10.75 | 0.0% | Common Stocks | 92719W207 |
| — | UNITED TECHNOLOGIES CORP | 30 | $4,000 | 0.0% | $133.33 | — | Common Stocks | 913017109 |
| CSX | CSX CORP | 60 | $4,000 | 0.0% | $18.59 | 0.0% | Common Stocks | 126408103 |
| AMT | AMERICAN TOWER REIT INC | 29 | $4,000 | 0.0% | $113.83 | 0.0% | Common Stocks | 03027X100 |
| BA | BOEING CO | 13 | $4,000 | 0.0% | $330.36 | 0.0% | Common Stocks | 097023105 |
| — | SPLUNK INC | 37 | $4,000 | 0.0% | $108.11 | — | Common Stocks | 848637104 |
| EA | ELECTRONIC ARTS INC | 29 | $4,000 | 0.0% | $126.27 | 0.0% | Common Stocks | 285512109 |
| — | INGERSOLL-RAND PLC | 50 | $4,000 | 0.0% | $80.00 | — | Common Stocks | G47791101 |
| F | FORD MTR CO DEL | 400 | $4,000 | 0.0% | $7.74 | 0.0% | Common Stocks | 345370860 |
| VLO | VALERO ENERGY CORP | 30 | $3,000 | 0.0% | $82.55 | 0.0% | Common Stocks | 91913Y100 |
| — | BARRICK GOLD CORP | 200 | $3,000 | 0.0% | $15.00 | — | Common Stocks | 067901108 |
| IVZ | INVESCO LTD | 120 | $3,000 | 0.0% | $19.91 | 0.0% | Common Stocks | G491BT108 |
| SCHW | SCHWAB CHARLES CORP NEW | 60 | $3,000 | 0.0% | $49.84 | 0.0% | Common Stocks | 808513105 |
| HMPQ | HEMPAMERICANA INC | 200,000 | $3,000 | 0.0% | $0.02 | -9.9% | Common Stocks | 42370P207 |
| — | ATLASSIAN CORP PLC | 50 | $3,000 | 0.0% | $60.00 | — | Common Stocks | G06242104 |
| — | GRIDIRON BIONUTRIENTS | 25,000 | $3,000 | 0.0% | $0.24 | — | Common Stocks | 39809D102 |
| — | FRONTIER COMMUNICATIONS CORP | 533 | $3,000 | 0.0% | $5.63 | — | Common Stocks | 35906A306 |
| FTV | FORTIVE CORP | 40 | $3,000 | 0.0% | $46.29 | 0.0% | Common Stocks | 34959J108 |
| — | LAM RESEARCH CORP | 15 | $3,000 | 0.0% | $200.00 | — | Common Stocks | 512807108 |
| ARKK | ARK ETF TR INNOVATION | 60 | $3,000 | 0.0% | $50.00 | — | Equity ETFs | 00214Q104 |
| — | ANDEAVOR REG SHS | 22 | $3,000 | 0.0% | $136.36 | — | Common Stocks | 03349M105 |
| EQIX | EQUINIX INC | 6 | $3,000 | 0.0% | $349.39 | 0.0% | Common Stocks | 29444U700 |
| SYF | SYNCHRONY FINL | 80 | $3,000 | 0.0% | $28.36 | 0.0% | Common Stocks | 87165B103 |
| TMUS | T-MOBILE US INC | 50 | $3,000 | 0.0% | $57.20 | 0.0% | Common Stocks | 872590104 |
| MNST | MONSTER BEVERAGE | 51 | $3,000 | 0.0% | $26.99 | 0.0% | Common Stocks | 61174X109 |
| GLW | CORNING INC | 110 | $3,000 | 0.0% | $22.38 | 0.0% | Common Stocks | 219350105 |
| — | CONFORMIS INC | 2,000 | $3,000 | 0.0% | $1.50 | — | Common Stocks | 20717E101 |
| USB | US BANCORP DEL COM NEW | 60 | $3,000 | 0.0% | $37.25 | 0.0% | Common Stocks | 902973304 |
| — | PIONEER NATURAL RES CO | 14 | $3,000 | 0.0% | $214.29 | — | Common Stocks | 723787107 |
| RMR | RMR GROUP INC | 33 | $3,000 | 0.0% | $41.53 | 0.0% | Common Stocks | 74967R106 |
| VOYA | VOYA FINL INC | 60 | $3,000 | 0.0% | $46.49 | 0.0% | Common Stocks | 929089100 |
| CE | CELANESE CORP DEL SER A | 31 | $3,000 | 0.0% | $95.32 | 0.0% | Common Stocks | 150870103 |
| — | ALLERGAN PLC | 16 | $3,000 | 0.0% | $187.50 | — | Common Stocks | G0177J108 |
| — | WORLDPAY INC CL A | 40 | $3,000 | 0.0% | $75.00 | — | Common Stocks | 981558109 |
| — | PROGRESSIVE CARE INC | 50,000 | $3,000 | 0.0% | $0.14 | — | Common Stocks | 74332G108 |
| A | AGILENT TECHNOLOGIES INC | 40 | $2,000 | 0.0% | $61.70 | 0.0% | Common Stocks | 00846U101 |
| AVGO | BROADCOM LTD | 7 | $2,000 | 0.0% | $19.73 | 0.0% | Common Stocks | 11135F101 |
| PM | PHILIP MORRIS INTL INC | 30 | $2,000 | 0.0% | $56.59 | 0.0% | Common Stocks | 718172109 |
| — | MARVELL TECHNOLOGY GROUP | 110 | $2,000 | 0.0% | $18.18 | — | Common Stocks | G5876H105 |
| SRE | SEMPRA ENERGY | 14 | $2,000 | 0.0% | $42.70 | 0.0% | Common Stocks | 816851109 |
| MGM | MGM RESORTS INTERNATIONAL | 80 | $2,000 | 0.0% | $31.08 | 0.0% | Common Stocks | 552953101 |
| ETN | EATON CORP PLC | 30 | $2,000 | 0.0% | $67.05 | 0.0% | Common Stocks | G29183103 |
| EXAS | EXACT SCIENCES CORP | 30 | $2,000 | 0.0% | $53.82 | 0.0% | Common Stocks | 30063P105 |
| ICE | INTERCONTINENTAL EXCHANGE INC | 30 | $2,000 | 0.0% | $65.99 | 0.0% | Common Stocks | 45866F104 |
| FDX | FEDEX CORP | 10 | $2,000 | 0.0% | $216.45 | 0.0% | Common Stocks | 31428X106 |
| — | APERGY CORPORATION COM | 50 | $2,000 | 0.0% | $40.00 | — | Common Stocks | 03755L104 |
| HAL | HALLIBURTON CO | 40 | $2,000 | 0.0% | $42.64 | 0.0% | Common Stocks | 406216101 |
| HIG | HARTFORD FINL SVCS GROUP | 40 | $2,000 | 0.0% | $44.16 | 0.0% | Common Stocks | 416515104 |
| — | TEXTMUNICATION HOLDINGS | 5,000,000 | $1,000 | 0.0% | $0.00 | — | Common Stocks | 883178105 |
| BRN | BARNWELL INDUSTRIES INC. | 500 | $1,000 | 0.0% | $1.77 | 0.0% | Common Stocks | 068221100 |
| XIFR | NEXTERA ENERGY PARTNRS LP | 30 | $1,000 | 0.0% | $42.76 | 0.0% | Common Stocks | 65341B106 |
| ELLH | ELAH HLDGS INC | 8 | $1,000 | 0.0% | $125.00 | — | Common Stocks | 28413L105 |
| NRG | NRG ENERGY INC | 28 | $1,000 | 0.0% | $26.82 | 0.0% | Common Stocks | 629377508 |
| — | RAYTHEON COMPANY | 5 | $1,000 | 0.0% | $200.00 | — | Common Stocks | 755111507 |
| ASIX | ADVANSIX INC | 8 | $0 | 0.0% | $34.25 | 0.0% | Common Stocks | 00773T101 |
| PDXP | PDX PARTNERS INC | 1,000,000 | $0 | 0.0% | $0.00 | -91.7% | Common Stocks | 70455F109 |
| HTGC | HERCULES CAPITAL INC | 25 | $0 | 0.0% | $12.37 | 0.0% | Common Stocks | 427096508 |
| — | EV ENERGY PARTNERS LP | 3,500 | $0 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |