CIK: 0001541211 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 9, 2018
Total Value ($000): $669,308 (66.3% shares, 33.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GVI | ISHARES INT. GOVT/CREDIT BOND ETF | 418,982 | $44,978 | 6.7% | $110.84 | — | Fixed Income ETF | 464288612 |
| SCHO | SCHWAB SHORT TERM US TREASURY | 874,144 | $43,331 | 6.5% | $49.67 | — | Fixed Income ETF | 808524862 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 224,445 | $29,615 | 4.4% | $59.81 | +87.0% | Common Stocks | 11133T103 |
| KKR | KKR | 908,208 | $24,767 | 3.7% | $24.47 | 0.0% | Common Stocks | 48251W104 |
| — | INVESCO DYNAMIC CREDIT OPP | 2,013,039 | $23,090 | 3.4% | $11.85 | — | Fixed Income Closed-End Fund | 46132R104 |
| INTC | INTEL CORP | 459,387 | $21,724 | 3.2% | $44.19 | -6.0% | Common Stocks | 458140100 |
| NTB | BANK OF NT BUTTERFIELD & SON | 417,868 | $21,671 | 3.2% | $20.62 | +71.5% | Common Stocks | G0772R208 |
| CCI | CROWN CASTLE INTL CORP. | 188,659 | $21,003 | 3.1% | $76.56 | +6.2% | Common Stocks | 22822V101 |
| — | HARRIS CORP. | 122,175 | $20,673 | 3.1% | $116.76 | — | Common Stocks | 413875105 |
| JNJ | JOHNSON & JOHNSON | 144,523 | $19,969 | 3.0% | $106.76 | +1.2% | Common Stocks | 478160104 |
| HST | HOST HOTELS & RESORTS INC. | 938,890 | $19,811 | 3.0% | $14.43 | +10.8% | Common Stocks | 44107P104 |
| — | PIMCO DYNAMIC CREDIT INCOME | 820,442 | $19,789 | 3.0% | $21.77 | — | Fixed Income Closed-End Fund | 72202D106 |
| — | NUVEEN CREDIT STRAT FUND | 2,471,765 | $19,700 | 2.9% | $8.60 | — | Fixed Income Closed-End Fund | 67073D102 |
| JPM | J P MORGAN CHASE & CO | 174,445 | $19,684 | 2.9% | $66.58 | +39.1% | Common Stocks | 46625H100 |
| RSG | REPUBLIC SERVICES, INC. | 270,571 | $19,660 | 2.9% | $40.38 | +60.1% | Common Stocks | 760759100 |
| — | OAKTREE SPECIALTY LENDING CORP / FSC | 3,957,659 | $19,630 | 2.9% | $4.88 | — | Common Stocks | 67401P108 |
| RWT | REDWOOD TRUST INC | 1,173,083 | $19,051 | 2.8% | $14.92 | — | Common Stocks | 758075402 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 649,108 | $18,649 | 2.8% | $42.79 | — | Common Stocks | 293792107 |
| VCSH | VANGUARD S/T CORP BOND ETF | 226,719 | $17,720 | 2.6% | $79.91 | — | Fixed Income ETF | 92206C409 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 711,724 | $17,081 | 2.6% | $23.40 | — | Fixed Income Closed-End Fund | 670735109 |
| DHI | DR HORTON INC. | 388,280 | $16,378 | 2.4% | $34.54 | +15.6% | Common Stocks | 23331A109 |
| — | DOWDUPONT INC | 253,925 | $16,330 | 2.4% | $63.73 | — | Common Stocks | 26078J100 |
| CME | CME GROUP INC | 94,784 | $16,133 | 2.4% | $77.34 | +66.9% | Common Stocks | 12572Q105 |
| — | STERLING BANCORP | 728,561 | $16,028 | 2.4% | $24.35 | — | Common Stocks | 85917A100 |
| — | ARES MANAGEMENT LP | 665,013 | $15,428 | 2.3% | $23.20 | — | Common Stocks | 04014Y101 |
| — | EXTENDED STAY AMERICA, INC. | 722,901 | $14,624 | 2.2% | $20.23 | — | Common Stocks | 30224P200 |
| AMZN | AMAZON COM INC | 6,625 | $13,270 | 2.0% | $33.95 | +177.0% | Common Stocks | 023135106 |
| QQQ | INVESCO QQQ TRUST UNIT SER 1 | 48,610 | $9,031 | 1.3% | $171.64 | — | Equity ETFs | 46090E103 |
| — | DIREXION DAILY S&P BULL 1.25 | 162,865 | $6,485 | 1.0% | $35.47 | — | Equity ETFs | 25490K109 |
| GOOG | ALPHABET INC -CL C | 5,212 | $6,220 | 0.9% | $40.17 | +48.0% | Common Stocks | 02079K107 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 83,079 | $5,626 | 0.8% | $63.94 | — | Common Stocks | 559080106 |
| — | SARATOGA INVESTMENT 6.25 SR NT DTD 08/31/25 | 171,237 | $4,281 | 0.6% | $25.00 | — | Preferred Stock | 80349A505 |
| AAPL | APPLE INC. | 16,025 | $3,617 | 0.5% | $29.24 | +68.5% | Common Stocks | 037833100 |
| — | HOWARD BANCORP | 198,735 | $3,518 | 0.5% | $14.06 | — | Common Stocks | 442496105 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 111,711 | $3,068 | 0.5% | $30.71 | — | Equity ETFs | 46625H365 |
| META | FACEBOOK INC | 11,112 | $1,827 | 0.3% | $135.17 | +33.0% | Common Stocks | 30303M102 |
| AXP | AMERICAN EXPRESS CO | 14,220 | $1,514 | 0.2% | $75.44 | +24.8% | Common Stocks | 025816109 |
| VTV | VANGUARD VALUE ETF | 13,575 | $1,502 | 0.2% | $110.64 | — | Equity ETFs | 922908744 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 33,340 | $1,456 | 0.2% | $64.89 | — | Common Stocks | 958254104 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 53,947 | $1,349 | 0.2% | $54.80 | — | Common Stocks | 726503105 |
| MSFT | MICROSOFT | 11,170 | $1,278 | 0.2% | $68.51 | +47.1% | Common Stocks | 594918104 |
| TRGP | TARGA RESOURCES | 21,853 | $1,231 | 0.2% | $15.07 | +174.0% | Common Stocks | 87612G101 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 7,250 | $1,222 | 0.2% | $141.04 | — | Equity ETFs | 464287655 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 15,238 | $1,195 | 0.2% | $67.46 | — | Equity ETFs | 81369Y704 |
| NVDA | NVIDIA CORP | 4,107 | $1,154 | 0.2% | $5.14 | +25.3% | Common Stocks | 67066G104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 5,290 | $1,133 | 0.2% | $176.47 | +16.3% | Common Stocks | 084670702 |
| DIA | SPDR DJIA TRUST | 3,875 | $1,025 | 0.2% | $213.96 | — | Common Stocks | 78467X109 |
| GOOGL | ALPHABET INC -CL A | 814 | $983 | 0.1% | $39.58 | +51.8% | Common Stocks | 02079K305 |
| — | HYDROPOTHECARY | 125,000 | $843 | 0.1% | $6.74 | — | Common Stocks | 428304109 |
| IWR | ISHARES RUSSELL MIDCAP | 3,825 | $843 | 0.1% | $187.19 | — | Equity ETFs | 464287499 |
| CSCO | CISCO SYS INC | 17,312 | $842 | 0.1% | $28.39 | +27.0% | Common Stocks | 17275R102 |
| — | ENSTAR GROUP 7.0 FTF PERP PREF SER D. | 29,337 | $775 | 0.1% | $26.42 | — | Preferred Stock | 29359U109 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 4,970 | $775 | 0.1% | $130.36 | — | Equity ETFs | 464287614 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 5,715 | $762 | 0.1% | $102.08 | — | Equity ETFs | 464287770 |
| HD | HOME DEPOT INC | 3,491 | $723 | 0.1% | $128.00 | +31.2% | Common Stocks | 437076102 |
| XOM | EXXON MOBIL CORP | 8,459 | $719 | 0.1% | $55.53 | +4.8% | Common Stocks | 30231G102 |
| MU | MICRON TECHNOLOGY | 15,810 | $715 | 0.1% | $38.53 | +27.7% | Common Stocks | 595112103 |
| — | PRUDENTIAL ST DUR HY FUND | 50,200 | $710 | 0.1% | $14.14 | — | Fixed Income Closed-End Fund | 69346H100 |
| V | VISA INC | 4,697 | $705 | 0.1% | $107.50 | +25.7% | Common Stocks | 92826C839 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 13,500 | $689 | 0.1% | $50.92 | — | Fixed Income ETF | 46429B655 |
| XLV | HEALTH CARE SECTOR SPDR | 6,640 | $632 | 0.1% | $74.17 | — | Equity ETFs | 81369Y209 |
| XLP | STAPLES SECTOR SPDR | 11,310 | $610 | 0.1% | $52.51 | — | Equity ETFs | 81369Y308 |
| BABA | ALIBABA GROUP ADR | 3,700 | $610 | 0.1% | $169.90 | — | Common Stocks | 01609W102 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 13,759 | $591 | 0.1% | $25.09 | +41.8% | Common Stocks | 609207105 |
| WMB | WILLIAMS COS INC | 20,522 | $558 | 0.1% | $19.23 | 0.0% | Common Stocks | 969457100 |
| — | GRAMERCY PROPERTY TRUST | 20,101 | $552 | 0.1% | $26.29 | — | Common Stocks | 385002308 |
| — | CELGENE CORP | 6,120 | $548 | 0.1% | $104.20 | — | Common Stocks | 151020104 |
| WB | WEIBO CORP ADR | 7,430 | $543 | 0.1% | $88.51 | — | Common Stocks | 948596101 |
| FTEC | FIDELITY INFO TECH ETF | 8,910 | $537 | 0.1% | $46.13 | — | Equity ETFs | 316092808 |
| XLB | MATERIALS SECTOR SPDR | 9,240 | $535 | 0.1% | $50.69 | — | Equity ETFs | 81369Y100 |
| ONEQ | FIDELITY NASDAQCOMP INDEX ETF | 1,600 | $505 | 0.1% | $255.00 | — | Equity ETFs | 315912808 |
| — | TALLGRASS ENERGY GP | 20,830 | $491 | 0.1% | $23.57 | — | Common Stocks | 874696107 |
| LMT | LOCKHEED MARTIN CORP. | 1,415 | $490 | 0.1% | $275.24 | -4.0% | Common Stocks | 539830109 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 28,000 | $488 | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| VHT | VANGUARD HEALTH CARE ETF | 2,680 | $483 | 0.1% | $152.24 | — | Equity ETFs | 92204A504 |
| — | BLACKSTONE GROUP LP | 12,480 | $475 | 0.1% | $33.33 | — | Common Stocks | 09253U108 |
| CAT | CATERPILLAR INC COM | 2,970 | $453 | 0.1% | $124.61 | -3.3% | Common Stocks | 149123101 |
| GD | GENERAL DYNAMICS CORP. | 2,124 | $435 | 0.1% | $181.21 | -8.8% | Common Stocks | 369550108 |
| VCIT | VANGUARD INT-TERM CORP BOND ETF | 5,140 | $429 | 0.1% | $87.53 | — | Fixed Income ETF | 92206C870 |
| ITB | ISHARES US HOME CONSTRUCTION ETF | 11,595 | $410 | 0.1% | $36.57 | — | Equity ETFs | 464288752 |
| MDY | SPDR S&P MIDCAP ETF TRST | 1,100 | $404 | 0.1% | $312.73 | — | Equity ETFs | 78467Y107 |
| — | BLACKROCK INC. | 850 | $401 | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $387 | 0.1% | $48.11 | +71.4% | Common Stocks | 910047109 |
| BKLN | POWERSHARES SENIOR LOAN | 16,585 | $384 | 0.1% | $23.15 | — | Fixed Income ETF | 46138G508 |
| VWO | VANGUARD FTSE EMERGING MARKET ETF | 9,350 | $383 | 0.1% | $43.53 | — | Equity ETFs | 922042858 |
| MAR | MARRIOTT INTERNATIONAL INC. | 2,900 | $383 | 0.1% | $69.39 | +73.2% | Common Stocks | 571903202 |
| NFLX | NETFLIX COM INC | 1,020 | $382 | 0.1% | $27.22 | +33.3% | Common Stocks | 64110L106 |
| — | DIREXION DAILY SML CAP BUL 1 | 8,975 | $371 | 0.1% | $35.88 | — | Equity ETFs | 25490K208 |
| PYPL | PAYPAL HOLDINGS | 4,175 | $367 | 0.1% | $79.13 | +11.0% | Common Stocks | 70450Y103 |
| CVSI | CV SCIENCES INC | 75,000 | $362 | 0.1% | $0.68 | +465.9% | Common Stocks | 126654102 |
| AMP | AMERIPRISE FINL INC | 2,400 | $354 | 0.1% | $68.12 | +82.7% | Common Stocks | 03076C106 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 3,071 | $353 | 0.1% | $117.21 | — | Fixed Income ETF | 464287242 |
| — | DIREXION INSIDER | 8,400 | $346 | 0.1% | $55.36 | — | Equity ETFs | 25459Y769 |
| FIDU | FIDELITY INDUSTRIALS ETF | 8,515 | $342 | 0.1% | $36.52 | — | Equity ETFs | 316092709 |
| MPLX | MPLX LP | 9,785 | $339 | 0.1% | $34.83 | — | Common Stocks | 55336V100 |
| WMT | WAL MART STORES INC | 3,573 | $336 | 0.1% | $28.34 | -3.5% | Common Stocks | 931142103 |
| PANW | PALO ALTO NETWORKS COM | 1,475 | $332 | 0.0% | $27.78 | +31.0% | Common Stocks | 697435105 |
| GS | GOLDMAN SACHS GROUP INC | 1,435 | $322 | 0.0% | $186.80 | +5.1% | Common Stocks | 38141G104 |
| — | SVB FINANCIAL GROUP | 1,028 | $320 | 0.0% | $109.31 | — | Common Stocks | 78486Q101 |
| TER | TERADYNE INC | 8,600 | $318 | 0.0% | $27.23 | +42.6% | Common Stocks | 880770102 |
| SBUX | STARBUCKS CORP | 5,520 | $314 | 0.0% | $49.93 | -9.7% | Common Stocks | 855244109 |
| FSTA | FIDELITY CONS STAPLES ETF | 9,100 | $296 | 0.0% | $32.42 | — | Equity ETFs | 316092303 |
| — | LEXARIA BIOSCIENCE CORP | 150,000 | $287 | 0.0% | $1.05 | — | Common Stocks | 52886N307 |
| MRK | MERCK & COMPANY | 3,959 | $281 | 0.0% | $45.01 | +12.5% | Common Stocks | 58933Y105 |
| DIS | WALT DISNEY COMPANY | 2,388 | $279 | 0.0% | $89.63 | +18.9% | Common Stocks | 254687106 |
| VFF | VILLAGE FARMS INTL INC | 50,000 | $268 | 0.0% | $4.42 | — | Common Stocks | 92707Y108 |
| EEM | ISHARES MSCI EMERGING MKTS | 6,060 | $260 | 0.0% | $48.35 | — | Equity ETFs | 464287234 |
| STZ | CONSTELLATION BRANDS INC-A | 1,191 | $257 | 0.0% | $194.12 | -2.9% | Common Stocks | 21036P108 |
| MCD | MCDONALDS CORP | 1,503 | $251 | 0.0% | $129.94 | +3.7% | Common Stocks | 580135101 |
| CNTTQ | CANNTRUST HOLDINGS INC | 25,000 | $246 | 0.0% | $6.77 | 0.0% | Common Stocks | 137800207 |
| HLT | HILTON WORLDWIDE HOLDINGS INC. | 3,000 | $242 | 0.0% | $61.77 | +24.6% | Common Stocks | 43300A203 |
| ACN | ACCENTURE PLC | 1,333 | $227 | 0.0% | $140.78 | +6.0% | Common Stocks | G1151C101 |
| NSA | NATIONAL STORAGE AFFILIATES | 8,300 | $211 | 0.0% | $23.87 | — | Common Stocks | 637870106 |
| ABBV | ABBVIE INC | 2,160 | $204 | 0.0% | $46.96 | +47.3% | Common Stocks | 00287Y109 |
| GDS | GDS HOLDINGS LTD - ADR | 5,765 | $203 | 0.0% | $40.07 | — | Common Stocks | 36165L108 |
| PG | PROCTER & GAMBLE COMPANY | 2,385 | $199 | 0.0% | $61.80 | +9.7% | Common Stocks | 742718109 |
| — | BECTON DICKINSON 6.125 CVT DTD 5/01/20 | 3,010 | $197 | 0.0% | $61.79 | — | Common Stocks | 075887208 |
| — | NUVEEN CAL ABC DIV ADV MUNI INC FUND | 15,000 | $194 | 0.0% | $14.20 | — | Fixed Income Closed-End Fund | 67066Y105 |
| — | NEPTUNE WELLNESS SOLUTIONS INC | 50,000 | $194 | 0.0% | $3.88 | — | Common Stocks | 64079L105 |
| IBM | I B M | 1,278 | $193 | 0.0% | $99.95 | +1.3% | Common Stocks | 459200101 |
| VIG | VANGUARD DIVIDEND APPREC | 1,735 | $192 | 0.0% | $101.44 | — | Equity ETFs | 921908844 |
| KMI | KINDER MORGAN INC | 10,765 | $191 | 0.0% | $22.45 | -47.9% | Common Stocks | 49456B101 |
| — | ENLINK MIDSTREAM PARTNERS LP | 9,500 | $177 | 0.0% | $15.58 | — | Common Stocks | 29336U107 |
| VZ | VERIZON COMMUNICATIONS | 3,305 | $176 | 0.0% | $32.21 | +10.6% | Common Stocks | 92343V104 |
| — | DIREXION HIGH YIELD BEAR 2X | 9,300 | $169 | 0.0% | $19.25 | — | Fixed Income ETF | 25490K190 |
| — | ENERGY TRANSFER PARTNERS L.P. | 7,333 | $163 | 0.0% | $19.09 | — | Common Stocks | 29278N103 |
| ABT | ABBOTT LABS | 2,160 | $158 | 0.0% | $53.15 | +8.8% | Common Stocks | 002824100 |
| CMCSA | COMCAST CORP NEW CL A | 4,433 | $157 | 0.0% | $26.85 | +9.3% | Common Stocks | 20030N101 |
| XEL | XCEL ENERGY INC | 3,290 | $155 | 0.0% | $35.43 | +6.3% | Common Stocks | 98389B100 |
| BYDDY | BYD CO LTD | 10,650 | $153 | 0.0% | $15.59 | — | Common Stocks | 05606L100 |
| T | A T & T INC (NEW) | 4,512 | $152 | 0.0% | $14.53 | -0.4% | Common Stocks | 00206R102 |
| — | ABCANN GLOBAL CORP | 125,000 | $150 | 0.0% | $1.20 | — | Common Stocks | 92845J104 |
| CB | CHUBB LTD | 1,108 | $148 | 0.0% | $116.89 | +2.0% | Common Stocks | H1467J104 |
| — | GREEN ORGANIC DUTCHMAN HOLDINGS | 26,000 | $145 | 0.0% | $5.44 | — | Common Stocks | 393210208 |
| ADM | ARCHER DANIELS MIDLAND | 2,804 | $141 | 0.0% | $35.86 | +10.1% | Common Stocks | 039483102 |
| PFE | PFIZER INC | 3,196 | $141 | 0.0% | $24.30 | +13.8% | Common Stocks | 717081103 |
| PAYX | PAYCHEX INC | 1,887 | $139 | 0.0% | $51.54 | +12.4% | Common Stocks | 704326107 |
| SO | SOUTHERN CO | 3,023 | $132 | 0.0% | $32.85 | +4.3% | Common Stocks | 842587107 |
| BAC | BANK AMER CORP | 4,390 | $129 | 0.0% | $24.89 | +2.3% | Common Stocks | 060505104 |
| NDAQ | Nasdaq Inc | 1,500 | $129 | 0.0% | $26.73 | +2.9% | Common Stocks | 631103108 |
| OKE | ONEOK INC | 1,776 | $120 | 0.0% | $39.78 | +7.5% | Common Stocks | 682680103 |
| GEL | GENESIS ENERGY LP | 5,000 | $119 | 0.0% | $22.00 | — | Common Stocks | 371927104 |
| SAMG | SILVERCREST ASSET MGMT | 8,500 | $118 | 0.0% | $15.92 | +1.2% | Common Stocks | 828359109 |
| ADP | AUTOMATIC DATA PROCESSING | 780 | $118 | 0.0% | $111.11 | +8.7% | Common Stocks | 053015103 |
| NXPI | NXP SEMICONDUCTOR | 1,350 | $115 | 0.0% | $97.96 | -13.0% | Common Stocks | N6596X109 |
| SHW | SHERWIN-WILLIAMS CO. | 248 | $113 | 0.0% | $120.91 | +14.7% | Common Stocks | 824348106 |
| BK | BANK OF NEW YORK MELLON CORP | 2,200 | $112 | 0.0% | $44.56 | -4.2% | Common Stocks | 064058100 |
| ORCL | ORACLE SYS CORP | 2,100 | $108 | 0.0% | $41.17 | +5.9% | Common Stocks | 68389X105 |
| AZTA | BROOKS AUTOMATION INC | 3,000 | $105 | 0.0% | $28.85 | +10.7% | Common Stocks | 114340102 |
| — | INTGTD DEVICE TECH CALIF | 2,000 | $94 | 0.0% | $32.00 | — | Common Stocks | 458118106 |
| KN | KNOWLES CORP | 5,550 | $92 | 0.0% | $13.80 | +21.9% | Common Stocks | 49926D109 |
| WPP | WPP PLC | 1,200 | $88 | 0.0% | $78.33 | — | Common Stocks | 92937A102 |
| C | CITIGROUP INC | 1,230 | $88 | 0.0% | $49.88 | +9.8% | Common Stocks | 172967424 |
| LOW | LOWES COS INC | 750 | $86 | 0.0% | $78.69 | +15.7% | Common Stocks | 548661107 |
| BMY | BRISTOL MYERS SQUIBB CO | 1,356 | $84 | 0.0% | $40.63 | +10.7% | Common Stocks | 110122108 |
| YUM | YUM BRANDS INC COM | 925 | $84 | 0.0% | $72.58 | +0.4% | Common Stocks | 988498101 |
| — | MICRON WASTE TECHNOLOGIES INC | 200,000 | $81 | 0.0% | $0.41 | — | Common Stocks | 59511R108 |
| — | PIMCO DYNAMIC INC FUND | 2,415 | $81 | 0.0% | $31.88 | — | Fixed Income Closed-End Fund | 72201Y101 |
| SOXX | ISHARES SEMICONDUCTOR ETF | 432 | $80 | 0.0% | $178.24 | — | Equity ETFs | 464287523 |
| KR | KROGER CO | 2,750 | $80 | 0.0% | $21.37 | +18.9% | Common Stocks | 501044101 |
| NKE | NIKE INC - CL B | 933 | $79 | 0.0% | $64.33 | +13.4% | Common Stocks | 654106103 |
| — | NUSTAR ENERGY LP UNIT | 2,815 | $78 | 0.0% | $27.71 | — | Common Stocks | 67058H102 |
| — | MYM NUTRACEUTICALS INC | 85,000 | $75 | 0.0% | $1.53 | — | Common Stocks | 55406A101 |
| PEP | PEPSICO INC | 651 | $73 | 0.0% | $81.72 | +10.5% | Common Stocks | 713448108 |
| — | DOUBLELINE INCOME SOLUTIONS FUND | 3,580 | $72 | 0.0% | $20.11 | — | Fixed Income Closed-End Fund | 258622109 |
| TPR | TAPESTRY INC. | 1,391 | $70 | 0.0% | $39.03 | +2.4% | Common Stocks | 876030107 |
| WM | WASTE MGMT INC DEL | 762 | $69 | 0.0% | $72.68 | +7.7% | Common Stocks | 94106L109 |
| IQ | IQIYI INC | 2,500 | $68 | 0.0% | $32.40 | — | Common Stocks | 46267X108 |
| — | TWITTER INC | 2,300 | $65 | 0.0% | $43.48 | — | Common Stocks | 90184L102 |
| CVX | CHEVRONTEXACO CORP | 532 | $65 | 0.0% | $89.14 | -1.4% | Common Stocks | 166764100 |
| PK | PARK HOTELS & R | 1,947 | $64 | 0.0% | $30.82 | — | Common Stocks | 700517105 |
| — | CBS CORP NEW CL B | 1,085 | $62 | 0.0% | $56.22 | — | Common Stocks | 124857202 |
| ED | CONSOLIDATED EDISON INC | 804 | $61 | 0.0% | $58.00 | +4.1% | Common Stocks | 209115104 |
| — | SUPREME CANNABIS CO INC | 34,900 | $61 | 0.0% | $1.38 | — | Common Stocks | 86860J106 |
| AVY | AVERY DENNISON CORP. | 555 | $60 | 0.0% | $92.28 | +2.2% | Common Stocks | 053611109 |
| ECL | ECOLAB INC. | 380 | $60 | 0.0% | $132.91 | +3.1% | Common Stocks | 278865100 |
| SWK | STANLEY BLACK AND DECKER INC | 400 | $59 | 0.0% | $115.96 | -0.7% | Common Stocks | 854502101 |
| COST | COSTCO WHOLESALE CORP | 253 | $59 | 0.0% | $177.76 | +14.3% | Common Stocks | 22160K105 |
| HIMX | HIMAX TECHNOLOGIES INC ADR | 10,000 | $59 | 0.0% | $6.20 | — | Common Stocks | 43289P106 |
| — | KUSH BOTTLES INC SHS | 10,000 | $59 | 0.0% | $5.90 | — | Common Stocks | 50133S103 |
| — | EVERGY INC | 1,057 | $58 | 0.0% | $54.87 | — | Common Stocks | 183608681 |
| CCJ | CAMECO CORP | 5,000 | $57 | 0.0% | $10.58 | -3.5% | Common Stocks | 13321L108 |
| AGNC | AMERICAN CAPITAL AGENCY CORP | 3,000 | $56 | 0.0% | $18.67 | — | Common Stocks | 00123Q104 |
| KHC | KRAFT HEINZ CO/ | 1,000 | $55 | 0.0% | $41.08 | +1.8% | Common Stocks | 500754106 |
| GILD | GILEAD Sciences | 700 | $54 | 0.0% | $52.72 | +7.8% | Common Stocks | 375558103 |
| — | SENIOR HSG PPTYS TR SH BEN INT | 3,050 | $54 | 0.0% | $18.03 | — | Common Stocks | 81721M109 |
| OCFC | OCEANFIRST FIN CORP | 2,000 | $54 | 0.0% | $20.86 | +3.9% | Common Stocks | 675234108 |
| — | ALERIAN MLP ETF | 5,000 | $53 | 0.0% | $10.20 | — | Equity ETFs | 00162Q866 |
| NVS | NOVARTIS AG SPONSORED ADR | 600 | $52 | 0.0% | $75.00 | — | Common Stocks | 66987V109 |
| — | NUVEEN CORE EQUITY ALPHA FUNCOM | 3,274 | $51 | 0.0% | $14.66 | — | Equity ETFs | 67090X107 |
| — | ING CLARION GLB RE EST INCM COM | 7,000 | $51 | 0.0% | $7.57 | — | Equity ETFs | 12504G100 |
| — | ANNALY CAP MGMT INC | 5,000 | $51 | 0.0% | $10.20 | — | Common Stocks | 035710409 |
| PNW | PINNACLE WEST CAPITAL | 610 | $48 | 0.0% | $57.22 | +3.6% | Common Stocks | 723484101 |
| — | INVESCO MORTGAGE CAPITAL INCCOM | 3,000 | $47 | 0.0% | $16.00 | — | Common Stocks | 46131B100 |
| BP | BP P L C ADR SPONSORED | 1,000 | $46 | 0.0% | $46.00 | — | Common Stocks | 055622104 |
| KLAC | KLA-TENCOR CORPORATION | 445 | $45 | 0.0% | $97.03 | +1.2% | Common Stocks | 482480100 |
| APD | AIR PRODUCTS & CHEMICALS INC. | 262 | $44 | 0.0% | $135.74 | +0.2% | Common Stocks | 009158106 |
| GATX | GATX CORP | 500 | $43 | 0.0% | $60.04 | +18.4% | Common Stocks | 361448103 |
| MTR | MESA ROYALTY TRUST | 3,000 | $43 | 0.0% | $14.44 | — | Common Stocks | 590660106 |
| FFBC | FIRST FINANCIAL BANCORP | 1,425 | $42 | 0.0% | $22.92 | -0.2% | Common Stocks | 320209109 |
| — | FSD PHARMA | 75,000 | $42 | 0.0% | $0.13 | — | Common Stocks | 35954B107 |
| — | COHEN & STEERS REIT & PFD INCOM | 2,027 | $40 | 0.0% | $19.24 | — | Common Stocks | 19247X100 |
| MMNFQ | MEDMEN ENTERPRISES INC | 10,000 | $39 | 0.0% | $3.81 | 0.0% | Common Stocks | 58507M107 |
| HON | HONEYWELL INTL INC COM | 229 | $38 | 0.0% | $113.57 | +7.1% | Common Stocks | 438516106 |
| IEF | ISHARES 7-10 YR TREASURY BD ETF | 380 | $38 | 0.0% | $102.63 | — | Fixed Income ETF | 464287440 |
| — | TWO HBRS INVT CORP | 2,500 | $37 | 0.0% | $16.00 | — | Common Stocks | 90187B408 |
| WSO | WATSCO INC. | 208 | $37 | 0.0% | $181.90 | -2.9% | Common Stocks | 942622200 |
| — | VIACOM INC NEW CL B | 1,085 | $37 | 0.0% | $30.41 | — | Common Stocks | 92553P201 |
| DUK | DUKE ENERGY CORP NEW | 433 | $35 | 0.0% | $56.43 | +6.4% | Common Stocks | 26441C204 |
| DEO | DIAGEO PLC ADR SPONSORED | 250 | $35 | 0.0% | $144.00 | — | Common Stocks | 25243Q205 |
| PFG | PRINCIPAL FINANCIAL GRP | 586 | $34 | 0.0% | $41.75 | 0.0% | Common Stocks | 74251V102 |
| UNP | UNION PAC CORP | 200 | $33 | 0.0% | $117.74 | +8.5% | Common Stocks | 907818108 |
| MCO | MOODYS CORP | 200 | $33 | 0.0% | $158.28 | +4.2% | Common Stocks | 615369105 |
| — | NORTHSTAR REALTY EUROPE CORP. | 2,295 | $32 | 0.0% | $14.38 | — | Common Stocks | 66706L101 |
| YUMC | YUM CHINA HOLDINGS INC | 925 | $32 | 0.0% | $39.61 | -10.1% | Common Stocks | 98850P109 |
| — | HARVEST ONE CANNABIS INC | 50,000 | $32 | 0.0% | $0.74 | — | Common Stocks | 41755P105 |
| XLU | UTILITIES SELECT SECTOR SPDR | 581 | $31 | 0.0% | $51.64 | — | Equity ETFs | 81369Y886 |
| MVIS | MICROVISION INC | 25,000 | $30 | 0.0% | $1.92 | -45.7% | Common Stocks | 594960304 |
| HEMP | HEMP INC | 1,000,000 | $30 | 0.0% | $0.03 | 0.0% | Common Stocks | 423703206 |
| HGV | HILTON GRAND VA | 900 | $30 | 0.0% | $40.47 | -17.7% | Common Stocks | 43283X105 |
| EXC | EXELON CORP | 667 | $29 | 0.0% | $21.97 | +8.4% | Common Stocks | 30161N101 |
| LII | LENNOX INTERNATIONAL INC. | 131 | $29 | 0.0% | $158.48 | +25.6% | Common Stocks | 526107107 |
| AG | FIRST MAJESTIC SILVER CORP | 5,000 | $28 | 0.0% | $6.91 | -11.5% | Common Stocks | 32076V103 |
| CL | COLGATE PALMOLIVE CO | 400 | $27 | 0.0% | $54.60 | +2.5% | Common Stocks | 194162103 |
| BAYRY | BAYER AG-SPONSORED ADR | 1,237 | $27 | 0.0% | $21.83 | — | Common Stocks | 072730302 |
| — | HEALTHLYNKED CORP | 100,000 | $27 | 0.0% | $0.31 | — | Common Stocks | 42228P102 |
| KEY | KEYCORP | 1,345 | $27 | 0.0% | $13.98 | +4.7% | Common Stocks | 493267108 |
| HUBB | HUBBELL INC | 200 | $27 | 0.0% | $94.76 | +11.7% | Common Stocks | 443510607 |
| — | DELL TECHNOLOGIES INC | 267 | $26 | 0.0% | $86.14 | — | Common Stocks | 24703L103 |
| SYK | STRYKER CORP | 140 | $25 | 0.0% | $154.79 | +1.8% | Common Stocks | 863667101 |
| NUE | NUCOR CORP | 400 | $25 | 0.0% | $54.10 | +0.9% | Common Stocks | 670346105 |
| — | LOGMEIN INC | 280 | $25 | 0.0% | $89.29 | — | Common Stocks | 54142L109 |
| BOX | BOX INC | 1,000 | $24 | 0.0% | $24.79 | +1.6% | Common Stocks | 10316T104 |
| TBPMQ | TETRA BIO PHARMA | 25,000 | $23 | 0.0% | $0.69 | 0.0% | Common Stocks | 88166Y100 |
| — | BUCKEYE PARTNERS L P | 648 | $23 | 0.0% | $35.49 | — | Common Stocks | 118230101 |
| THCBF | THC BIOMED INTL LTD | 35,000 | $22 | 0.0% | $0.76 | 0.0% | Common Stocks | 87243W103 |
| — | NEW YORK CMNTY BANCORP INC | 2,000 | $21 | 0.0% | $11.00 | — | Common Stocks | 649445103 |
| ESLT | ELBIT SYSTEMS LTD. | 160 | $20 | 0.0% | $109.69 | +4.4% | Common Stocks | M3760D101 |
| ADBE | ADOBE SYSTEMS INC RSTD | 73 | $20 | 0.0% | $236.55 | +9.0% | Common Stocks | 00724F101 |
| CRM | SALESFORCE .COM | 125 | $20 | 0.0% | $133.45 | +9.9% | Common Stocks | 79466L302 |
| — | PLANET 13 HOLDINGS INC | 10,000 | $19 | 0.0% | $1.90 | — | Common Stocks | 72706K101 |
| IAG | IAMGOLD CORP | 5,000 | $18 | 0.0% | $5.75 | -17.2% | Common Stocks | 450913108 |
| IRT | INDEPENDENCE REALTY TRUST | 1,730 | $18 | 0.0% | $10.40 | — | Common Stocks | 45378A106 |
| AUIAF | AURANIA RESOURCES LTD | 10,000 | $17 | 0.0% | $2.71 | -38.0% | Common Stocks | G06974102 |
| QCOM | QUALCOMM INC | 230 | $17 | 0.0% | $45.91 | +19.0% | Common Stocks | 747525103 |
| — | EQUINOX GOLD CORP | 21,825 | $17 | 0.0% | $0.78 | — | Common Stocks | 29446Y304 |
| CVS | CVS CORP | 200 | $16 | 0.0% | $51.69 | +9.3% | Common Stocks | 126650100 |
| DG | DOLLAR GENERAL CORP | 150 | $16 | 0.0% | $87.12 | +8.4% | Common Stocks | 256677105 |
| AAUAF | ALMADEN MINERALS LTD | 25,000 | $16 | 0.0% | $1.00 | -34.2% | Common Stocks | 020283305 |
| — | ROYAL DUTCH SHELL PLC SPONS | 238 | $16 | 0.0% | $67.23 | — | Common Stocks | 780259206 |
| ITW | ILLINOIS TOOL WORKS INC | 110 | $16 | 0.0% | $122.64 | -4.3% | Common Stocks | 452308109 |
| ATCMF | ATICO MINING CORP SHS | 50,000 | $15 | 0.0% | $0.56 | -39.8% | Common Stocks | 047559109 |
| REGN | REGENERON PHARMACEUTICALS | 38 | $15 | 0.0% | $311.03 | +21.7% | Common Stocks | 75886F107 |
| — | LEAGOLD MINING CORP | 10,000 | $15 | 0.0% | $2.10 | — | Common Stocks | 52176A205 |
| DE | DEERE & CO | 100 | $15 | 0.0% | $131.34 | -2.1% | Common Stocks | 244199105 |
| — | ALTABA INC COM | 200 | $14 | 0.0% | $75.00 | — | Common Stocks | 021346101 |
| — | KANSAS CITY SOUTHERN | 120 | $14 | 0.0% | $108.33 | — | Common Stocks | 485170302 |
| KO | COCA COLA CO | 280 | $13 | 0.0% | $34.02 | +6.7% | Common Stocks | 191216100 |
| SWX | SOUTHWEST GAS CORP | 165 | $13 | 0.0% | $73.00 | +8.2% | Common Stocks | 844895102 |
| EFA | ISHARES TR MSCI EAFE IDX | 195 | $13 | 0.0% | $66.67 | — | Common Stocks | 464287465 |
| — | CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER | 2,000 | $13 | 0.0% | $7.50 | — | Common Stocks | 131476103 |
| CHTR | CHARTER COMMUNI | 40 | $13 | 0.0% | $287.35 | +6.2% | Common Stocks | 16119P108 |
| MS | MORGAN STANLEY NEW | 250 | $12 | 0.0% | $41.43 | -6.0% | Common Stocks | 617446448 |
| NI | NISOURCE INC | 500 | $12 | 0.0% | $19.12 | +8.8% | Common Stocks | 65473P105 |
| MTN | VAIL RESORTS INC | 42 | $12 | 0.0% | $244.86 | +17.6% | Common Stocks | 91879Q109 |
| KCCFF | KUTCHO COPPER CORP | 50,000 | $12 | 0.0% | $0.49 | -45.1% | Common Stocks | 501377105 |
| — | MMJ PHYTOTECH LTD | 50,300 | $11 | 0.0% | $0.32 | — | Common Stocks | Q6S53Y100 |
| D | DOMINION ENERGY INC | 162 | $11 | 0.0% | $46.36 | +10.0% | Common Stocks | 25746U109 |
| — | TORTOISE ENERGY INFSTRCTR | 397 | $11 | 0.0% | $27.71 | — | Common Stocks | 89147L100 |
| — | AZARGA URANIUM | 50,000 | $10 | 0.0% | $0.20 | — | Common Stocks | 05477Y108 |
| — | ACERUS PHARMACEUTICALS CORP | 50,000 | $10 | 0.0% | $0.20 | — | Common Stocks | 00444G108 |
| — | PRAXAIR INC COM | 60 | $10 | 0.0% | $150.00 | — | Common Stocks | 74005P104 |
| — | GENERAL ELEC CO | 800 | $9 | 0.0% | $13.48 | — | Common Stocks | 369604103 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 350 | $9 | 0.0% | $25.71 | — | Common Stocks | 35086T109 |
| QABA | FIRST TRUST ABA COMM BANK ETF | 175 | $9 | 0.0% | $57.14 | — | Equity ETFs | 33736Q104 |
| GPMT | GRANITE POINT MORTGAGE TRUST | 473 | $9 | 0.0% | $19.03 | — | Common Stocks | 38741L107 |
| — | PEOPLE'S UNITED FINANCIAL | 500 | $9 | 0.0% | $18.00 | — | Common Stocks | 712704105 |
| DOV | DOVER CORP | 100 | $9 | 0.0% | $68.01 | +8.5% | Common Stocks | 260003108 |
| DHR | DANAHER CORP DEL COM | 80 | $9 | 0.0% | $85.98 | +2.4% | Common Stocks | 235851102 |
| XLE | ENERGY SELECT SECTOR SPIDER | 123 | $9 | 0.0% | $73.17 | — | Equity ETFs | 81369Y506 |
| XLRE | REAL ESTATE SEL | 235 | $8 | 0.0% | $34.04 | — | Equity Closed-End Fund | 81369Y860 |
| MDT | MEDTRONIC INC | 80 | $8 | 0.0% | $68.53 | +11.3% | Common Stocks | G5960L103 |
| AB | ALLIANCEBERNSTEIN HLGG LPUNIT LTD PARTN | 250 | $8 | 0.0% | $28.00 | — | Common Stocks | 01881G106 |
| — | IDEAL POWER INC | 12,500 | $8 | 0.0% | $1.44 | — | Common Stocks | 451622104 |
| — | PROSHARES TR PSHS SHRT S&P5 | 300 | $8 | 0.0% | $30.00 | — | Equity ETFs | 74347B425 |
| EWJ | ISHARES MSCI JAPAN INDEX FD | 125 | $8 | 0.0% | $56.00 | — | Equity ETFs | 46434G822 |
| SPY | SPDR S&P 500 ETF TRUST | 25 | $7 | 0.0% | $280.00 | — | Equity ETFs | 78462F103 |
| — | SENESTECH INC | 10,000 | $7 | 0.0% | $1.60 | — | Common Stocks | 81720R109 |
| XLF | FINANCIAL SELECT SPIDER ETF | 270 | $7 | 0.0% | $25.93 | — | Equity ETFs | 81369Y605 |
| VNQ | VANGUARD REIT ETF | 85 | $7 | 0.0% | $82.35 | — | Equity ETFs | 922908553 |
| WMLLF | WEALTH MINERALS LTD | 15,000 | $7 | 0.0% | $1.23 | -52.9% | Common Stocks | 946885209 |
| ALGN | ALIGN TECHNOLOGIES INC | 16 | $6 | 0.0% | $298.30 | +23.7% | Common Stocks | 016255101 |
| SXC | SUNCOKE ENERGY INC | 500 | $6 | 0.0% | $12.40 | -4.1% | Common Stocks | 86722A103 |
| — | FIORE GOLD LTD | 25,000 | $6 | 0.0% | $0.56 | — | Common Stocks | 31810L108 |
| GLDG | GOLDMINING INC | 10,000 | $6 | 0.0% | $1.01 | -32.6% | Common Stocks | 38149E101 |
| — | SANDRIDGE MISSISSIPPIAN TRUST II | 4,000 | $5 | 0.0% | $1.75 | — | Common Stocks | 80007V106 |
| — | INGERSOLL-RAND PLC | 50 | $5 | 0.0% | $80.00 | — | Common Stocks | G47791101 |
| SLB | SCHLUMBERGER | 80 | $5 | 0.0% | $55.08 | -5.5% | Common Stocks | 806857108 |
| BIIB | BIOGEN IDEAC INC | 15 | $5 | 0.0% | $281.15 | +22.5% | Common Stocks | 09062X103 |
| NEM | NEWMONT MNG CORP | 164 | $5 | 0.0% | $31.35 | -13.7% | Common Stocks | 651639106 |
| CC | CHEMOURS CO | 124 | $5 | 0.0% | $36.67 | -11.7% | Common Stocks | 163851108 |
| — | CERNER CORP | 80 | $5 | 0.0% | $62.50 | — | Common Stocks | 156782104 |
| WAB | Westinghouse Air Brake Tech Corp | 40 | $4 | 0.0% | $88.89 | +16.0% | Common Stocks | 929740108 |
| — | ALMONTY INDUSTIRES INC. | 7,000 | $4 | 0.0% | $0.67 | — | Common Stocks | 020398103 |
| — | UNITED TECHNOLOGIES CORP | 30 | $4 | 0.0% | $133.33 | — | Common Stocks | 913017109 |
| — | TEXTMUNICATION HOLDINGS | 5,000 | $4 | 0.0% | $0.80 | — | Common Stocks | 883178204 |
| — | COPPERBANK RESOURCES | 100,000 | $4 | 0.0% | $0.06 | — | Common Stocks | 217621101 |
| MMM | 3M CO COM | 20 | $4 | 0.0% | $130.14 | +1.6% | Common Stocks | 88579Y101 |
| NEE | NEXTERA ENERGY, INC. | 21 | $4 | 0.0% | $33.41 | +6.2% | Common Stocks | 65339F101 |
| — | SANTA FE GOLD CORP | 50,000 | $4 | 0.0% | $0.12 | — | Common Stocks | 80201E108 |
| F | FORD MTR CO DEL | 400 | $4 | 0.0% | $7.74 | -11.5% | Common Stocks | 345370860 |
| OGS | ONE GAS INC | 50 | $4 | 0.0% | $71.11 | +10.1% | Common Stocks | 68235P108 |
| — | PETROCHINA CO LTD ADR | 50 | $4 | 0.0% | $80.00 | — | Common Stocks | 71646E100 |
| ARKK | ARK ETF TR INNOVATION | 60 | $3 | 0.0% | $50.00 | — | Equity ETFs | 00214Q104 |
| FTV | FORTIVE CORP | 40 | $3 | 0.0% | $46.29 | +7.5% | Common Stocks | 34959J108 |
| RMR | RMR GROUP INC | 33 | $3 | 0.0% | $41.53 | +14.5% | Common Stocks | 74967R106 |
| — | PROGRESSIVE CARE INC | 50,000 | $3 | 0.0% | $0.14 | — | Common Stocks | 74332G108 |
| — | FRONTIER COMMUNICATIONS CORP | 533 | $3 | 0.0% | $5.63 | — | Common Stocks | 35906A306 |
| SCHW | SCHWAB CHARLES CORP NEW | 60 | $3 | 0.0% | $49.84 | -7.6% | Common Stocks | 808513105 |
| ETN | EATON CORP PLC | 30 | $3 | 0.0% | $67.05 | +6.1% | Common Stocks | G29183103 |
| HMPQ | HEMPAMERICANA INC | 200,000 | $3 | 0.0% | $0.02 | -36.6% | Common Stocks | 42370P207 |
| APTY | APT SYSTEMS INC | 500,000 | $3 | 0.0% | $0.01 | 0.0% | Common Stocks | 03834Y101 |
| — | STORE CAPITAL C | 120 | $3 | 0.0% | $25.00 | — | Common Stocks | 862121100 |
| USB | US BANCORP DEL COM NEW | 60 | $3 | 0.0% | $37.25 | +5.0% | Common Stocks | 902973304 |
| VLO | VALERO ENERGY CORP | 30 | $3 | 0.0% | $82.55 | +2.0% | Common Stocks | 91913Y100 |
| — | ALEXION PHARMACEAUTICALS INC | 20 | $3 | 0.0% | $125.00 | — | Common Stocks | 015351109 |
| NKSH | NATIONAL BANKSHARES, INC. | 44 | $2 | 0.0% | $32.58 | +0.1% | Common Stocks | 634865109 |
| — | BARRICK GOLD CORP | 200 | $2 | 0.0% | $15.00 | — | Common Stocks | 067901108 |
| — | LICO ENERGY METALS INC | 15,000 | $2 | 0.0% | $0.13 | — | Common Stocks | 531696201 |
| — | CONFORMIS INC | 2,000 | $2 | 0.0% | $1.50 | — | Common Stocks | 20717E101 |
| MGM | MGM RESORTS INTERNATIONAL | 80 | $2 | 0.0% | $31.08 | -9.9% | Common Stocks | 552953101 |
| DLTR | DOLLAR TREE INC | 20 | $2 | 0.0% | $87.80 | 0.0% | Common Stocks | 256746108 |
| FDX | FEDEX CORP | 10 | $2 | 0.0% | $216.45 | -2.0% | Common Stocks | 31428X106 |
| — | HARVEST OIL & GAS CORP | 34 | $1 | 0.0% | $29.41 | — | Common Stocks | 41755V102 |
| NRG | NRG ENERGY INC | 28 | $1 | 0.0% | $26.82 | +3.9% | Common Stocks | 629377508 |
| ELLH | ELAH HLDGS INC | 8 | $1 | 0.0% | $125.00 | — | Common Stocks | 28413L105 |
| XIFR | NEXTERA ENERGY PARTNRS LP | 30 | $1 | 0.0% | $42.76 | +11.1% | Common Stocks | 65341B106 |
| BRN | BARNWELL INDUSTRIES INC. | 500 | $1 | 0.0% | $1.77 | +6.3% | Common Stocks | 068221100 |
| HTGC | HERCULES CAPITAL INC | 25 | $0 | 0.0% | $12.37 | +7.9% | Common Stocks | 427096508 |
| PDXP | PDX PARTNERS INC | 1,000,000 | $0 | 0.0% | $0.00 | -96.6% | Common Stocks | 70455F109 |
| — | EV ENERGY PARTNERS LP | 3,500 | $0 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |
| ASIX | ADVANSIX INC | 8 | $0 | 0.0% | $34.25 | -4.2% | Common Stocks | 00773T101 |