Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $167M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 55,529 | $5.793M | 3.5% | $104.32 * | $72.56 | -0.1% | COM | 166764100 |
| BAC | BANK AMER CORP | 192,000 | $4.658M | 2.8% | $24.26 * | $15.93 | +25.0% | COM | 060505104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 132,900 | $4.646M | 2.8% | $34.96 | $18.71 | +86.8% | SPONSORED ADR | 874039100 |
| — | CABELAS INC | 74,310 | $4.416M | 2.6% | $59.43 | $61.62 | — | COM | 126804301 |
| WGO | WINNEBAGO INDS INC | 96,042 | $3.361M | 2.0% | $35.00 | $24.54 | +42.6% | COM | 974637100 |
| T | AT&T INC | 87,944 | $3.318M | 2.0% | $37.73 * | $11.23 | +37.2% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 24,829 | $3.285M | 2.0% | $132.30 * | $66.41 | +57.4% | COM | 478160104 |
| INTC | INTEL CORP | 92,338 | $3.115M | 1.9% | $33.73 * | $18.95 | +47.5% | COM | 458140100 |
| MET | METLIFE INC | 54,138 | $2.974M | 1.8% | $54.93 * | $31.50 | +16.4% | COM | 59156R108 |
| WY | WEYERHAEUSER CO | 87,832 | $2.942M | 1.8% | $33.50 * | $20.99 | +14.7% | COM | 962166104 |
| NSC | NORFOLK SOUTHERN CORP | 24,115 | $2.935M | 1.8% | $121.71 * | $66.06 | +55.1% | COM | 655844108 |
| TAP | MOLSON COORS BREWING CO | 33,076 | $2.856M | 1.7% | $86.35 * | $40.40 | +71.3% | CL B | 60871R209 |
| BXMT | BLACKSTONE MTG TR INC | 88,538 | $2.798M | 1.7% | $31.60 | $28.35 | — | COM CL A | 09257W100 |
| AAPL | APPLE INC | 18,317 | $2.638M | 1.6% | $144.02 * | $21.00 | +59.4% | COM | 037833100 |
| CMCSA | COMCAST CORP NEW | 63,888 | $2.487M | 1.5% | $38.93 * | $24.27 | +30.4% | CL A | 20030N101 |
| TRV | TRAVELERS COMPANIES INC | 19,613 | $2.482M | 1.5% | $126.55 * | $69.05 | +52.3% | COM | 89417E109 |
| — | WALGREENS BOOTS ALLIANCE INC | 29,793 | $2.333M | 1.4% | $78.31 | $76.19 | — | COM | 931427108 |
| MMM | 3M CO | 10,526 | $2.191M | 1.3% | $208.15 * | $73.40 | +77.3% | COM | 88579Y101 |
| PFE | PFIZER INC | 62,377 | $2.095M | 1.3% | $33.59 * | $17.63 | +24.4% | COM | 717081103 |
| — | ANNALY CAP MGMT INC | 171,050 | $2.061M | 1.2% | $12.05 | $10.01 | — | COM | 035710409 |
| VZ | VERIZON COMMUNICATIONS INC | 45,932 | $2.051M | 1.2% | $44.65 * | $26.55 | +6.7% | COM | 92343V104 |
| VOD | VODAFONE GROUP PLC NEW | 71,237 | $2.047M | 1.2% | $28.74 | $34.22 | -16.0% | SPONSORED ADR | 92857W308 |
| HD | HOME DEPOT INC | 13,023 | $1.998M | 1.2% | $153.42 * | $58.77 | +112.6% | COM | 437076102 |
| SPY | SPDR S&P 500 ETF TR | 8,228 | $1.99M | 1.2% | $241.86 | $183.25 | +31.9% | TR UNIT | 78462F103 |
| ABBV | ABBVIE INC | 26,523 | $1.923M | 1.1% | $72.50 * | $39.30 | +29.0% | COM | 00287Y109 |
| — | WYNDHAM WORLDWIDE CORP | 18,798 | $1.888M | 1.1% | $100.44 | $73.05 | — | COM | 98310W108 |
| MSFT | MICROSOFT CORP | 27,395 | $1.888M | 1.1% | $68.92 * | $33.02 | +90.0% | COM | 594918104 |
| BP | BP PLC | 53,145 | $1.841M | 1.1% | $34.64 | $44.15 | -21.5% | SPONSORED ADR | 055622104 |
| XLB | SELECT SECTOR SPDR TR | 33,318 | $1.793M | 1.1% | $53.81 * | $21.99 | +22.3% | SBI MATERIALS | 81369Y100 |
| — | DU PONT E I DE NEMOURS & CO | 22,207 | $1.792M | 1.1% | $80.70 | $64.78 | — | COM | 263534109 |
| — | GENERAL ELECTRIC CO | 66,300 | $1.791M | 1.1% | $27.01 | $27.72 | — | COM | 369604103 |
| WMT | WAL-MART STORES INC | 22,410 | $1.696M | 1.0% | $75.68 * | $20.30 | +8.1% | COM | 931142103 |
| FDX | FEDEX CORP | 7,610 | $1.654M | 1.0% | $217.35 * | $113.87 | +65.7% | COM | 31428X106 |
| — | OWENS ILL INC | 66,800 | $1.598M | 1.0% | $23.92 | $16.22 | — | COM NEW | 690768403 |
| C | CITIGROUP INC | 23,836 | $1.594M | 1.0% | $66.87 * | $37.61 | +34.8% | COM NEW | 172967424 |
| IGSB | ISHARES TR | 14,800 | $1.559M | 0.9% | $105.34 * | $52.68 | -0.0% | 1-3 YR CR BD ETF | 464288646 |
| GILD | GILEAD SCIENCES INC | 21,847 | $1.546M | 0.9% | $70.76 * | $56.20 | -8.0% | COM | 375558103 |
| — | TIME WARNER INC | 14,888 | $1.495M | 0.9% | $100.42 | $70.29 | — | COM NEW | 887317303 |
| GPC | GENUINE PARTS CO | 15,660 | $1.453M | 0.9% | $92.78 * | $57.23 | +26.7% | COM | 372460105 |
| CB | CHUBB LIMITED | 9,460 | $1.375M | 0.8% | $145.35 * | $96.06 | +30.6% | COM | H1467J104 |
| XLV | SELECT SECTOR SPDR TR | 17,337 | $1.374M | 0.8% | $79.25 | $53.58 | +47.9% | SBI HEALTHCARE | 81369Y209 |
| XOM | EXXON MOBIL CORP | 16,666 | $1.345M | 0.8% | $80.70 * | $56.43 | -2.6% | COM | 30231G102 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 88,450 | $1.271M | 0.8% | $14.37 | $14.13 | — | SH BEN INT | 09248E102 |
| AMGN | AMGEN INC | 7,351 | $1.266M | 0.8% | $172.22 * | $84.07 | +58.4% | COM | 031162100 |
| — | BLACKROCK TAX MUNICPAL BD TR | 52,767 | $1.209M | 0.7% | $22.91 | $19.95 | — | SHS | 09248X100 |
| OHI | OMEGA HEALTHCARE INVS INC | 35,164 | $1.161M | 0.7% | $33.02 | $32.58 | — | COM | 681936100 |
| CBRE | CBRE GROUP INC | 31,800 | $1.158M | 0.7% | $36.42 | $24.61 | +47.9% | CL A | 12504L109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,506 | $1.155M | 0.7% | $153.88 * | $105.94 | -4.1% | COM | 459200101 |
| ADBE | ADOBE SYS INC | 7,780 | $1.1M | 0.7% | $141.39 | $66.39 | +113.0% | COM | 00724F101 |
| IGM | ISHARES TR | 7,600 | $1.099M | 0.7% | $144.61 * | $14.02 | +72.0% | N AMER TECH ETF | 464287549 |
| — | INVESCO SR INCOME TR | 234,626 | $1.07M | 0.6% | $4.56 | $5.03 | — | COM | 46131H107 |
| HON | HONEYWELL INTL INC | 7,972 | $1.063M | 0.6% | $133.34 * | $60.82 | +66.1% | COM | 438516106 |
| — | BARRICK GOLD CORP | 64,803 | $1.031M | 0.6% | $15.91 | $10.31 | — | COM | 067901108 |
| — | APOLLO INVT CORP | 159,825 | $1.021M | 0.6% | $6.39 | $6.86 | — | COM | 03761U106 |
| QCOM | QUALCOMM INC | 18,293 | $1.01M | 0.6% | $55.21 * | $50.18 | -12.3% | COM | 747525103 |
| EWT | ISHARES INC | 28,136 | $1.006M | 0.6% | $35.75 | $30.76 | +16.2% | MSCI TAIWAN ETF | 46434G772 |
| WFC | WELLS FARGO CO NEW | 17,895 | $992K | 0.6% | $55.43 * | $34.68 | +26.1% | COM | 949746101 |
| VEA | VANGUARD TAX MANAGED INTL FD | 23,977 | $991K | 0.6% | $41.33 | $36.88 | +12.0% | FTSE DEV MKT ETF | 921943858 |
| CVS | CVS HEALTH CORP | 12,155 | $978K | 0.6% | $80.46 * | $50.47 | +21.9% | COM | 126650100 |
| EWG | ISHARES | 32,128 | $973K | 0.6% | $30.29 | $29.37 | +3.1% | MSCI GERMANY ETF | 464286806 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 2,988 | $949K | 0.6% | $317.60 | $252.81 | +25.6% | UTSER1 S&PDCRP | 78467Y107 |
| — | UNITED TECHNOLOGIES CORP | 7,259 | $886K | 0.5% | $122.06 | $113.39 | — | COM | 913017109 |
| XLU | SELECT SECTOR SPDR TR | 16,910 | $879K | 0.5% | $51.98 * | $19.48 | +33.4% | SBI INT-UTILS | 81369Y886 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,225 | $826K | 0.5% | $40.84 | $33.89 | +20.5% | FTSE EMR MKT ETF | 922042858 |
| — | UNITED STATES STL CORP NEW | 36,130 | $800K | 0.5% | $22.14 | $29.51 | — | COM | 912909108 |
| — | COHEN & STEERS INFRASTRUCTUR | 33,556 | $793K | 0.5% | $23.63 | $20.63 | — | COM | 19248A109 |
| CSCO | CISCO SYS INC | 25,145 | $787K | 0.5% | $31.30 * | $16.11 | +49.5% | COM | 17275R102 |
| IXJ | ISHARES TR | 6,970 | $762K | 0.5% | $109.33 * | $41.79 | +30.8% | GLOB HLTHCRE ETF | 464287325 |
| — | CHESAPEAKE ENERGY CORP | 14,150 | $760K | 0.5% | $53.71 | $60.42 | — | PFD CONV | 165167842 |
| IJR | ISHARES TR | 10,622 | $745K | 0.4% | $70.14 | $62.26 | +12.6% | CORE S&P SCP ETF | 464287804 |
| EWJ | ISHARES INC | 13,154 | $706K | 0.4% | $53.67 | $49.93 | +7.5% | MSCI JPN ETF NEW | 46434G822 |
| SLB | SCHLUMBERGER LTD | 10,044 | $661K | 0.4% | $65.81 * | $65.15 | -20.9% | COM | 806857108 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,822 | $614K | 0.4% | $336.99 | $214.89 | +56.8% | CL A | 16119P108 |
| MTG | MGIC INVT CORP WIS | 54,500 | $610K | 0.4% | $11.19 | $6.86 | +63.2% | COM | 552848103 |
| DAL | DELTA AIR LINES INC DEL | 11,349 | $610K | 0.4% | $53.75 * | $43.95 | +10.8% | COM NEW | 247361702 |
| — | FRONTIER COMMUNICATIONS CORP | 518,548 | $602K | 0.4% | $1.16 | $1.37 | — | COM | 35906A108 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,588 | $589K | 0.4% | $128.38 * | $78.29 | +48.6% | COM | 98956P102 |
| BSV | VANGUARD BD INDEX FD INC | 7,331 | $585K | 0.3% | $79.80 | $80.03 | -0.2% | SHORT TRM BOND | 921937827 |
| — | L3 TECHNOLOGIES INC | 3,500 | $585K | 0.3% | $167.14 | $165.43 | — | COM | 502413107 |
| — | CENTRAL EUR RUSS & TURK FD I | 26,471 | $580K | 0.3% | $21.91 | $29.77 | — | COM | 153436100 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,625 | $576K | 0.3% | $102.40 * | $51.46 | +66.3% | COM | 053015103 |
| ORCL | ORACLE CORP | 11,414 | $572K | 0.3% | $50.11 * | $29.40 | +50.1% | COM | 68389X105 |
| NVO | NOVO-NORDISK A S | 13,340 | $572K | 0.3% | $42.88 | $36.20 | +18.5% | ADR | 670100205 |
| DGT | SPDR SERIES TRUST | 7,368 | $565K | 0.3% | $76.68 | $67.66 | +13.4% | GLB DOW ETF | 78464A706 |
| JPM | JPMORGAN CHASE & CO | 6,114 | $559K | 0.3% | $91.43 * | $46.75 | +55.3% | COM | 46625H100 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 53,550 | $557K | 0.3% | $10.40 | $8.88 | — | COM | 67073B106 |
| — | VANECK VECTORS ETF TR | 17,747 | $549K | 0.3% | $30.93 | $32.33 | — | HIGH YLD MUN ETF | 92189F361 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,550 | $545K | 0.3% | $23.14 | $27.71 | — | COM | 00306K106 |
| PEP | PEPSICO INC | 4,545 | $525K | 0.3% | $115.51 * | $58.09 | +53.5% | COM | 713448108 |
| — | EATON VANCE SR INCOME TR | 77,756 | $517K | 0.3% | $6.65 | $6.85 | — | SH BEN INT | 27826S103 |
| BA | BOEING CO | 2,606 | $515K | 0.3% | $197.62 * | $122.75 | +51.8% | COM | 097023105 |
| SHY | ISHARES TR | 5,956 | $503K | 0.3% | $84.45 | $84.46 | +0.0% | 1-3 YR TR BD ETF | 464287457 |
| NWL | NEWELL BRANDS INC | 9,294 | $498K | 0.3% | $53.58 * | $19.05 | +92.3% | COM | 651229106 |
| KMI | KINDER MORGAN INC DEL | 25,955 | $497K | 0.3% | $19.15 * | $19.42 | -38.0% | COM | 49456B101 |
| MDT | MEDTRONIC PLC | 5,521 | $490K | 0.3% | $88.75 * | $58.10 | +22.5% | SHS | G5960L103 |
| EMR | EMERSON ELEC CO | 8,199 | $489K | 0.3% | $59.64 * | $48.18 | +0.5% | COM | 291011104 |
| IXP | ISHARES TR | 7,925 | $464K | 0.3% | $58.55 | $66.88 | -12.5% | GLOB TELECOM ETF | 464287275 |
| IJJ | ISHARES TR | 3,099 | $460K | 0.3% | $148.43 * | $59.73 | +24.3% | S&P MC 400VL ETF | 464287705 |
| NEE | NEXTERA ENERGY INC | 3,277 | $459K | 0.3% | $140.07 * | $15.48 | +83.1% | COM | 65339F101 |
| — | BARNES GROUP INC | 7,800 | $457K | 0.3% | $58.59 | $38.33 | — | COM | 067806109 |
| IJK | ISHARES TR | 2,284 | $449K | 0.3% | $196.58 * | $40.35 | +21.8% | S&P MC 400GR ETF | 464287606 |
| — | BANK AMER CORP | 340 | $429K | 0.3% | $1261.76 | $1194.12 | — | 7.25%CNV PFD L | 060505682 |
| EWC | ISHARES | 15,900 | $425K | 0.3% | $26.73 | $28.87 | -7.3% | MSCI CDA ETF | 464286509 |
| PG | PROCTER AND GAMBLE CO | 4,627 | $403K | 0.2% | $87.10 * | $66.88 | +3.8% | COM | 742718109 |
| KHC | KRAFT HEINZ CO | 4,687 | $401K | 0.2% | $85.56 * | $47.82 | +20.4% | COM | 500754106 |
| VNQ | VANGUARD INDEX FDS | 4,761 | $396K | 0.2% | $83.18 | $79.94 | +4.1% | REIT ETF | 922908553 |
| CAJPY | CANON INC | 11,600 | $395K | 0.2% | $34.05 | $32.01 | +6.3% | SPONSORED ADR | 138006309 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 23,557 | $391K | 0.2% | $16.60 * | $7.02 | +41.7% | COM | 42824C109 |
| — | CELGENE CORP | 2,984 | $388K | 0.2% | $130.03 | $114.11 | — | COM | 151020104 |
| LGND | LIGAND PHARMACEUTICALS INC | 3,170 | $385K | 0.2% | $121.45 * | $61.74 | +22.7% | COM NEW | 53220K504 |
| SYF | SYNCHRONY FINL | 12,879 | $384K | 0.2% | $29.82 * | $24.30 | -0.4% | COM | 87165B103 |
| — | CBRE CLARION GLOBAL REAL EST | 49,366 | $381K | 0.2% | $7.72 | $7.92 | — | COM | 12504G100 |
| — | DOW CHEM CO | 6,037 | $381K | 0.2% | $63.11 | $44.96 | — | COM | 260543103 |
| — | COACH INC | 7,961 | $377K | 0.2% | $47.36 | $56.16 | — | COM | 189754104 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,763 | $376K | 0.2% | $213.27 | $157.14 | +35.7% | UT SER 1 | 78467X109 |
| — | XL GROUP LTD | 8,500 | $372K | 0.2% | $43.76 | $37.29 | — | COM | G98294104 |
| GBDC | GOLUB CAP BDC INC | 19,375 | $370K | 0.2% | $19.10 * | $6.06 | +41.9% | COM | 38173M102 |
| MDLZ | MONDELEZ INTL INC | 8,454 | $365K | 0.2% | $43.17 * | $25.79 | +36.8% | CL A | 609207105 |
| FCX | FREEPORT-MCMORAN INC | 30,298 | $364K | 0.2% | $12.01 * | $24.37 | -55.3% | CL B | 35671D857 |
| META | FACEBOOK INC | 2,400 | $362K | 0.2% | $150.83 | $102.01 | +47.0% | CL A | 30303M102 |
| JCI | JOHNSON CTLS INTL PLC | 8,229 | $357K | 0.2% | $43.38 * | $33.21 | +7.7% | SHS | G51502105 |
| — | RYDEX ETF TRUST | 3,823 | $354K | 0.2% | $92.60 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| NEM | NEWMONT MINING CORP | 10,802 | $350K | 0.2% | $32.40 * | $14.41 | +77.6% | COM | 651639106 |
| — | ENERGY TRANSFER PARTNERS LP | 17,168 | $350K | 0.2% | $20.39 | $20.39 | — | UNIT LTD PRT INT | 29278N103 |
| TGNA | TEGNA INC | 24,100 | $347K | 0.2% | $14.40 * | $15.85 | -3.0% | COM | 87901J105 |
| BIV | VANGUARD BD INDEX FD INC | 4,087 | $345K | 0.2% | $84.41 | $84.27 | +0.3% | INTERMED TERM | 921937819 |
| VOX | VANGUARD WORLD FDS | 3,713 | $341K | 0.2% | $91.84 | $83.92 | +9.4% | TELCOMM ETF | 92204A884 |
| — | CENTRAL SECS CORP | 13,650 | $340K | 0.2% | $24.91 | $21.24 | — | COM | 155123102 |
| HPQ | HP INC | 18,807 | $329K | 0.2% | $17.49 * | $9.55 | +38.7% | COM | 40434L105 |
| MRK | MERCK & CO INC | 5,059 | $324K | 0.2% | $64.04 * | $34.47 | +36.4% | COM | 58933Y105 |
| M | MACYS INC | 13,854 | $322K | 0.2% | $23.24 | $48.46 | -52.0% | COM | 55616P104 |
| — | SWISS HELVETIA FD INC | 25,231 | $320K | 0.2% | $12.68 | $13.94 | — | COM | 870875101 |
| USB | US BANCORP DEL | 6,166 | $320K | 0.2% | $51.90 * | $25.79 | +45.3% | COM NEW | 902973304 |
| — | E TRADE FINANCIAL CORP | 8,400 | $319K | 0.2% | $37.98 | $29.17 | — | COM NEW | 269246401 |
| KO | COCA COLA CO | 6,886 | $309K | 0.2% | $44.87 * | $26.98 | +27.5% | COM | 191216100 |
| RWX | SPDR INDEX SHS FDS | 8,112 | $309K | 0.2% | $38.09 | $39.92 | -4.6% | DJ INTL RL ETF | 78463X863 |
| — | COVANTA HLDG CORP | 23,175 | $306K | 0.2% | $13.20 | $16.64 | — | COM | 22282E102 |
| ARCB | ARCBEST CORP | 14,410 | $297K | 0.2% | $20.61 * | $36.47 | -46.9% | COM | 03937C105 |
| IJH | ISHARES TR | 1,680 | $292K | 0.2% | $173.81 * | $25.81 | +34.8% | CORE S&P MCP ETF | 464287507 |
| ELME | WASHINGTON REAL ESTATE INVT | 9,000 | $287K | 0.2% | $31.89 | $23.36 | — | SH BEN INT | 939653101 |
| EQT | EQT CORP | 4,805 | $282K | 0.2% | $58.69 * | $43.43 | -32.3% | COM | 26884L109 |
| DUK | DUKE ENERGY CORP NEW | 3,359 | $281K | 0.2% | $83.66 * | $42.35 | +39.5% | COM NEW | 26441C204 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $279K | 0.2% | $35.85 | $27.65 | +29.5% | NY REG SH NEW | 500472303 |
| MINT | PIMCO ETF TR | 2,672 | $272K | 0.2% | $101.80 | $101.45 | +0.3% | ENHAN SHRT MA AC | 72201R833 |
| — | CIMAREX ENERGY CO | 2,867 | $270K | 0.2% | $94.18 | $104.92 | — | COM | 171798101 |
| — | RAYTHEON CO | 1,638 | $265K | 0.2% | $161.78 | $124.43 | — | COM NEW | 755111507 |
| — | TE CONNECTIVITY LTD | 3,293 | $259K | 0.2% | $78.65 | $64.38 | — | REG SHS | H84989104 |
| HSBC | HSBC HLDGS PLC | 5,589 | $259K | 0.2% | $46.34 | $34.93 | +32.8% | SPON ADR NEW | 404280406 |
| ESS | ESSEX PPTY TR INC | 949 | $244K | 0.1% | $257.11 * | $121.84 | +58.8% | COM | 297178105 |
| VTI | VANGUARD INDEX FDS | 1,937 | $241K | 0.1% | $124.42 | $111.01 | +12.1% | TOTAL STK MKT | 922908769 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,400 | $241K | 0.1% | $32.57 | $27.16 | — | GUGG S&P GBL WTR | 18383Q507 |
| — | TEKLA WORLD HEALTHCARE FD | 15,950 | $241K | 0.1% | $15.11 | $14.36 | — | BEN INT SHS | 87911L108 |
| — | TEXTAINER GROUP HOLDINGS LTD | 16,600 | $241K | 0.1% | $14.52 | $34.81 | — | SHS | G8766E109 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,157 | $230K | 0.1% | $9.14 | $8.69 | — | COM | 289074106 |
| AIG | AMERICAN INTL GROUP INC | 3,641 | $228K | 0.1% | $62.62 * | $45.06 | +11.6% | COM NEW | 026874784 |
| — | ALLIANZGI NFJ DIVID INT & PR | 17,200 | $225K | 0.1% | $13.08 | $12.91 | — | COM | 01883A107 |
| — | BAKER HUGHES INC | 4,075 | $222K | 0.1% | $54.48 | $50.44 | — | COM | 057224107 |
| KMB | KIMBERLY CLARK CORP | 1,714 | $221K | 0.1% | $128.94 * | $92.60 | +3.7% | COM | 494368103 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $218K | 0.1% | $10.43 | $9.95 | — | COM | 72201J104 |
| CARS | CARS COM INC | 8,028 | $214K | 0.1% | $26.66 | $26.86 | -0.9% | COM | 14575E105 |
| EFA | ISHARES TR | 3,277 | $214K | 0.1% | $65.30 | $60.45 | +7.9% | MSCI EAFE ETF | 464287465 |
| — | TEKLA LIFE SCIENCES INVS | 10,195 | $213K | 0.1% | $20.89 | $24.86 | — | SH BEN INT | 87911K100 |
| SO | SOUTHERN CO | 4,243 | $203K | 0.1% | $47.84 * | $29.62 | +13.7% | COM | 842587107 |
| WYNN | WYNN RESORTS LTD | 1,500 | $201K | 0.1% | $134.00 * | $114.20 | +6.7% | COM | 983134107 |
| NXDT | NEXPOINT CR STRATEGIES FD | 9,189 | $200K | 0.1% | $21.77 | $21.77 | — | COM NEW | 65340G205 |
| — | PHH CORP | 11,880 | $164K | 0.1% | $13.80 | $23.41 | — | COM NEW | 693320202 |
| NTLA | INTELLIA THERAPEUTICS INC | 10,000 | $160K | 0.1% | $16.00 | $13.42 | +19.2% | COM | 45826J105 |
| — | COHEN & STEERS TOTAL RETURN | 12,090 | $152K | 0.1% | $12.57 | $12.82 | — | COM | 19247R103 |
| — | CHESAPEAKE ENERGY CORP | 30,000 | $149K | 0.1% | $4.97 | $5.95 | — | COM | 165167107 |
| — | CALAMOS CONV & HIGH INCOME F | 11,534 | $137K | 0.1% | $11.88 | $12.93 | — | COM SHS | 12811P108 |
| — | CLIFFS NAT RES INC | 19,390 | $134K | 0.1% | $6.91 | $8.20 | — | COM | 18683K101 |
| — | BLACKROCK RES & COMM STRAT T | 16,156 | $129K | 0.1% | $7.98 | $8.60 | — | SHS | 09257A108 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $123K | 0.1% | $8.75 | $8.26 | — | SHS BEN INT | 746779107 |
| — | ENERPLUS CORP | 14,841 | $121K | 0.1% | $8.15 | $16.47 | — | COM | 292766102 |
| — | NUVEEN CR STRATEGIES INCM FD | 10,700 | $92,000 | 0.1% | $8.60 | $7.85 | — | COM SHS | 67073D102 |
| — | TEMPLETON GLOBAL INCOME FD | 11,500 | $77,000 | 0.0% | $6.70 | $7.97 | — | COM | 880198106 |
| CVE | CENOVUS ENERGY INC | 10,311 | $76,000 | 0.0% | $7.37 * | $22.44 | -71.9% | COM | 15135U109 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $58,000 | 0.0% | $5.04 | $5.74 | — | COM | 003009107 |
| — | MEDOVEX CORP | 50,000 | $42,000 | 0.0% | $0.84 | $1.04 | — | COM | 58504H101 |
| — | CURIS INC | 10,000 | $19,000 | 0.0% | $1.90 | $2.80 | — | COM | 231269101 |
| — | INOTEK PHARMACEUTICALS CORP | 10,000 | $19,000 | 0.0% | $1.90 | $2.00 | — | COM | 45780V102 |