Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 8, 2017
Total Value: $173M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 55,529 | $6.525M | 3.8% | $117.51 * | $72.56 | +13.6% | COM | 166764100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 132,900 | $4.99M | 2.9% | $37.55 | $18.71 | +100.7% | SPONSORED ADR | 874039100 |
| BAC | BANK AMER CORP | 192,015 | $4.866M | 2.8% | $25.34 * | $15.93 | +31.3% | COM | 060505104 |
| WGO | WINNEBAGO INDS INC | 94,142 | $4.213M | 2.4% | $44.75 | $24.54 | +82.3% | COM | 974637100 |
| INTC | INTEL CORP | 90,021 | $3.428M | 2.0% | $38.08 * | $18.95 | +67.7% | COM | 458140100 |
| T | AT&T INC | 86,794 | $3.4M | 2.0% | $39.17 * | $11.23 | +44.9% | COM | 00206R102 |
| TAP | MOLSON COORS BREWING CO | 41,551 | $3.392M | 2.0% | $81.63 * | $46.57 | +41.2% | CL B | 60871R209 |
| JNJ | JOHNSON & JOHNSON | 24,729 | $3.215M | 1.9% | $130.01 * | $66.41 | +55.6% | COM | 478160104 |
| NSC | NORFOLK SOUTHERN CORP | 24,115 | $3.189M | 1.8% | $132.24 * | $66.06 | +69.4% | COM | 655844108 |
| WY | WEYERHAEUSER CO | 86,292 | $2.937M | 1.7% | $34.04 * | $20.99 | +17.6% | COM | 962166104 |
| AAPL | APPLE INC | 18,317 | $2.823M | 1.6% | $154.12 * | $21.00 | +71.2% | COM | 037833100 |
| — | GENERAL ELECTRIC CO | 115,450 | $2.792M | 1.6% | $24.18 | $26.21 | — | COM | 369604103 |
| MET | METLIFE INC | 53,138 | $2.761M | 1.6% | $51.96 * | $31.50 | +24.3% | COM | 59156R108 |
| — | WALGREENS BOOTS ALLIANCE INC | 35,193 | $2.718M | 1.6% | $77.23 | $76.35 | — | COM | 931427108 |
| BXMT | BLACKSTONE MTG TR INC | 87,616 | $2.718M | 1.6% | $31.02 | $28.35 | — | COM CL A | 09257W100 |
| CMCSA | COMCAST CORP NEW | 63,588 | $2.447M | 1.4% | $38.48 * | $24.27 | +28.9% | CL A | 20030N101 |
| TRV | TRAVELERS COMPANIES INC | 19,613 | $2.403M | 1.4% | $122.52 * | $69.05 | +48.4% | COM | 89417E109 |
| — | DOWDUPONT INC | 34,487 | $2.388M | 1.4% | $69.24 | $69.24 | — | COM | 26078J100 |
| ABBV | ABBVIE INC | 26,523 | $2.357M | 1.4% | $88.87 * | $39.30 | +59.5% | COM | 00287Y109 |
| VZ | VERIZON COMMUNICATIONS INC | 45,149 | $2.234M | 1.3% | $49.48 * | $26.55 | +19.8% | COM | 92343V104 |
| PFE | PFIZER INC | 61,996 | $2.213M | 1.3% | $35.70 * | $17.63 | +33.5% | COM | 717081103 |
| MMM | 3M CO | 10,326 | $2.167M | 1.3% | $209.86 * | $73.40 | +79.8% | COM | 88579Y101 |
| HD | HOME DEPOT INC | 13,023 | $2.13M | 1.2% | $163.56 * | $58.77 | +128.0% | COM | 437076102 |
| SPY | SPDR S&P 500 ETF TR | 8,185 | $2.056M | 1.2% | $251.19 | $183.25 | +37.1% | TR UNIT | 78462F103 |
| — | ANNALY CAP MGMT INC | 167,700 | $2.044M | 1.2% | $12.19 | $10.01 | — | COM | 035710409 |
| MSFT | MICROSOFT CORP | 27,445 | $2.044M | 1.2% | $74.48 * | $33.02 | +106.4% | COM | 594918104 |
| VOD | VODAFONE GROUP PLC NEW | 71,629 | $2.039M | 1.2% | $28.47 | $34.22 | -16.8% | SPONSORED ADR | 92857W308 |
| BP | BP PLC | 51,945 | $1.996M | 1.2% | $38.43 | $44.15 | -13.0% | SPONSORED ADR | 055622104 |
| — | WYNDHAM WORLDWIDE CORP | 18,801 | $1.982M | 1.1% | $105.42 | $73.05 | — | COM | 98310W108 |
| XLB | SELECT SECTOR SPDR TR | 33,220 | $1.887M | 1.1% | $56.80 * | $21.99 | +29.1% | SBI MATERIALS | 81369Y100 |
| GILD | GILEAD SCIENCES INC | 22,647 | $1.835M | 1.1% | $81.03 * | $56.19 | +6.0% | COM | 375558103 |
| WMT | WAL-MART STORES INC | 22,410 | $1.751M | 1.0% | $78.13 * | $20.30 | +12.3% | COM | 931142103 |
| FDX | FEDEX CORP | 7,610 | $1.717M | 1.0% | $225.62 * | $113.87 | +72.3% | COM | 31428X106 |
| — | OWENS ILL INC | 66,800 | $1.681M | 1.0% | $25.16 | $16.22 | — | COM NEW | 690768403 |
| C | CITIGROUP INC | 22,536 | $1.639M | 0.9% | $72.73 * | $37.61 | +47.3% | COM NEW | 172967424 |
| IGSB | ISHARES TR | 14,800 | $1.559M | 0.9% | $105.34 * | $52.68 | -0.0% | 1 3 YR CR BD ETF | 464288646 |
| — | TIME WARNER INC | 14,888 | $1.525M | 0.9% | $102.43 | $70.29 | — | COM NEW | 887317303 |
| GPC | GENUINE PARTS CO | 15,660 | $1.498M | 0.9% | $95.66 * | $57.23 | +31.7% | COM | 372460105 |
| XOM | EXXON MOBIL CORP | 17,361 | $1.423M | 0.8% | $81.97 * | $56.34 | -0.0% | COM | 30231G102 |
| XLV | SELECT SECTOR SPDR TR | 17,342 | $1.417M | 0.8% | $81.71 | $53.58 | +52.5% | SBI HEALTHCARE | 81369Y209 |
| AMGN | AMGEN INC | 7,351 | $1.371M | 0.8% | $186.51 * | $84.07 | +72.7% | COM | 031162100 |
| CB | CHUBB LIMITED | 9,460 | $1.349M | 0.8% | $142.60 * | $96.06 | +28.7% | COM | H1467J104 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 88,450 | $1.283M | 0.7% | $14.51 | $14.13 | — | SH BEN INT | 09248E102 |
| CBRE | CBRE GROUP INC | 31,800 | $1.205M | 0.7% | $37.89 | $24.61 | +53.9% | CL A | 12504L109 |
| — | BLACKROCK TAX MUNICPAL BD TR | 51,067 | $1.193M | 0.7% | $23.36 | $19.95 | — | SHS | 09248X100 |
| ADBE | ADOBE SYS INC | 7,780 | $1.161M | 0.7% | $149.23 | $66.39 | +124.7% | COM | 00724F101 |
| OHI | OMEGA HEALTHCARE INVS INC | 35,514 | $1.133M | 0.7% | $31.90 | $32.58 | — | COM | 681936100 |
| HON | HONEYWELL INTL INC | 7,972 | $1.13M | 0.7% | $141.75 * | $60.82 | +77.5% | COM | 438516106 |
| IGM | ISHARES TR | 7,100 | $1.102M | 0.6% | $155.21 * | $14.02 | +84.6% | N AMER TECH ETF | 464287549 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,456 | $1.082M | 0.6% | $145.12 * | $105.94 | -8.6% | COM | 459200101 |
| — | INVESCO SR INCOME TR | 234,655 | $1.054M | 0.6% | $4.49 | $5.03 | — | COM | 46131H107 |
| — | BARRICK GOLD CORP | 64,803 | $1.043M | 0.6% | $16.09 | $10.31 | — | COM | 067901108 |
| EWG | ISHARES INC | 32,128 | $1.042M | 0.6% | $32.43 | $29.37 | +10.4% | MSCI GERMANY ETF | 464286806 |
| VEA | VANGUARD TAX MANAGED INTL FD | 23,902 | $1.038M | 0.6% | $43.43 | $36.88 | +17.7% | FTSE DEV MKT ETF | 921943858 |
| EWT | ISHARES INC | 28,136 | $1.016M | 0.6% | $36.11 | $30.76 | +17.3% | MSCI TAIWAN ETF | 46434G772 |
| CVS | CVS HEALTH CORP | 12,155 | $988K | 0.6% | $81.28 * | $50.47 | +24.0% | COM | 126650100 |
| WFC | WELLS FARGO CO NEW | 17,895 | $987K | 0.6% | $55.16 * | $34.68 | +26.4% | COM | 949746101 |
| — | APOLLO INVT CORP | 160,825 | $983K | 0.6% | $6.11 | $6.86 | — | COM | 03761U106 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 3,002 | $980K | 0.6% | $326.45 | $252.81 | +29.1% | UTSER1 S&PDCRP | 78467Y107 |
| QCOM | QUALCOMM INC | 18,101 | $938K | 0.5% | $51.82 * | $50.18 | -16.8% | COM | 747525103 |
| XLU | SELECT SECTOR SPDR TR | 16,910 | $897K | 0.5% | $53.05 * | $19.48 | +36.2% | SBI INT-UTILS | 81369Y886 |
| — | UNITED STATES STL CORP NEW | 34,630 | $889K | 0.5% | $25.67 | $29.51 | — | COM | 912909108 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,225 | $881K | 0.5% | $43.56 | $33.89 | +28.6% | FTSE EMR MKT ETF | 922042858 |
| CSCO | CISCO SYS INC | 25,354 | $853K | 0.5% | $33.64 * | $16.11 | +62.1% | COM | 17275R102 |
| — | UNITED TECHNOLOGIES CORP | 7,259 | $843K | 0.5% | $116.13 | $113.39 | — | COM | 913017109 |
| SLB | SCHLUMBERGER LTD | 11,729 | $818K | 0.5% | $69.74 * | $63.24 | -13.0% | COM | 806857108 |
| IJR | ISHARES TR | 10,622 | $788K | 0.5% | $74.19 | $62.26 | +19.2% | CORE S&P SCP ETF | 464287804 |
| IXJ | ISHARES TR | 6,965 | $783K | 0.5% | $112.42 * | $41.79 | +34.6% | GLOB HLTHCRE ETF | 464287325 |
| — | COHEN & STEERS INFRASTRUCTUR | 33,556 | $772K | 0.4% | $23.01 | $20.63 | — | COM | 19248A109 |
| EWJ | ISHARES INC | 13,154 | $733K | 0.4% | $55.72 | $49.93 | +11.6% | MSCI JPN ETF NEW | 46434G822 |
| — | CHESAPEAKE ENERGY CORP | 14,150 | $718K | 0.4% | $50.74 | $60.42 | — | PFD CONV | 165167842 |
| MTG | MGIC INVT CORP WIS | 54,500 | $683K | 0.4% | $12.53 | $6.86 | +82.6% | COM | 552848103 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,822 | $662K | 0.4% | $363.34 | $214.89 | +69.1% | CL A | 16119P108 |
| — | L3 TECHNOLOGIES INC | 3,500 | $660K | 0.4% | $188.57 | $165.43 | — | COM | 502413107 |
| — | THE CENTRAL AND EASTERN EU I | 26,471 | $654K | 0.4% | $24.71 | $29.77 | — | COM | 153436100 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,550 | $644K | 0.4% | $27.35 | $27.71 | — | COM | 00306K106 |
| NVO | NOVO-NORDISK A S | 13,340 | $642K | 0.4% | $48.13 | $36.20 | +33.0% | ADR | 670100205 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,625 | $615K | 0.4% | $109.33 * | $51.46 | +78.4% | COM | 053015103 |
| DGT | SPDR SERIES TRUST | 7,368 | $594K | 0.3% | $80.62 | $67.66 | +19.2% | GLB DOW ETF | 78464A706 |
| BSV | VANGUARD BD INDEX FD INC | 7,331 | $585K | 0.3% | $79.80 | $80.03 | -0.3% | SHORT TRM BOND | 921937827 |
| JPM | JPMORGAN CHASE & CO | 6,114 | $584K | 0.3% | $95.52 * | $46.75 | +63.2% | COM | 46625H100 |
| — | NUVEEN PFD & INCM OPPORTNYS | 53,550 | $566K | 0.3% | $10.57 | $8.88 | — | COM | 67073B106 |
| — | VANECK VECTORS ETF TR | 17,747 | $556K | 0.3% | $31.33 | $32.33 | — | HIGH YLD MUN ETF | 92189F361 |
| ORCL | ORACLE CORP | 11,414 | $552K | 0.3% | $48.36 * | $29.40 | +45.3% | COM | 68389X105 |
| — | BARNES GROUP INC | 7,800 | $549K | 0.3% | $70.38 | $38.33 | — | COM | 067806109 |
| DAL | DELTA AIR LINES INC DEL | 11,349 | $547K | 0.3% | $48.20 * | $43.95 | +0.0% | COM NEW | 247361702 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,588 | $537K | 0.3% | $117.04 * | $78.29 | +35.8% | COM | 98956P102 |
| — | EATON VANCE SR INCOME TR | 77,947 | $516K | 0.3% | $6.62 | $6.85 | — | SH BEN INT | 27826S103 |
| EMR | EMERSON ELEC CO | 8,199 | $515K | 0.3% | $62.81 * | $48.18 | +6.8% | COM | 291011104 |
| KMI | KINDER MORGAN INC DEL | 26,563 | $509K | 0.3% | $19.16 * | $19.26 | -37.0% | COM | 49456B101 |
| PEP | PEPSICO INC | 4,545 | $506K | 0.3% | $111.33 * | $58.09 | +49.1% | COM | 713448108 |
| SHY | ISHARES TR | 5,956 | $503K | 0.3% | $84.45 | $84.46 | -0.0% | 1 3 YR TREAS BD | 464287457 |
| BA | BOEING CO | 1,906 | $485K | 0.3% | $254.46 * | $122.75 | +96.3% | COM | 097023105 |
| ARCB | ARCBEST CORP | 14,410 | $482K | 0.3% | $33.45 * | $36.47 | -13.6% | COM | 03937C105 |
| NEE | NEXTERA ENERGY INC | 3,277 | $480K | 0.3% | $146.48 * | $15.48 | +92.7% | COM | 65339F101 |
| IXP | ISHARES TR | 7,925 | $479K | 0.3% | $60.44 | $66.88 | -9.7% | GLOB TELECOM ETF | 464287275 |
| IJJ | ISHARES TR | 3,099 | $473K | 0.3% | $152.63 * | $59.73 | +27.8% | S&P MC 400VL ETF | 464287705 |
| — | FRONTIER COMMUNICATIONS CORP | 39,715 | $468K | 0.3% | $11.78 | $11.78 | — | COM NEW | 35906A306 |
| IJK | ISHARES TR | 2,284 | $462K | 0.3% | $202.28 * | $40.35 | +25.4% | S&P MC 400GR ETF | 464287606 |
| EWC | ISHARES INC | 15,900 | $460K | 0.3% | $28.93 | $28.87 | +0.2% | MSCI CDA ETF | 464286509 |
| — | BANK AMER CORP | 340 | $442K | 0.3% | $1300.00 | $1194.12 | — | 7.25%CNV PFD L | 060505682 |
| MDT | MEDTRONIC PLC | 5,656 | $440K | 0.3% | $77.79 * | $58.31 | +8.2% | SHS | G5960L103 |
| — | CELGENE CORP | 2,984 | $435K | 0.3% | $145.78 | $114.11 | — | COM | 151020104 |
| LGND | LIGAND PHARMACEUTICALS INC | 3,170 | $432K | 0.2% | $136.28 * | $61.74 | +37.6% | COM NEW | 53220K504 |
| PG | PROCTER AND GAMBLE CO | 4,629 | $421K | 0.2% | $90.95 * | $66.88 | +9.2% | COM | 742718109 |
| META | FACEBOOK INC | 2,400 | $410K | 0.2% | $170.83 | $102.01 | +66.3% | CL A | 30303M102 |
| FCX | FREEPORT-MCMORAN INC | 28,998 | $407K | 0.2% | $14.04 * | $24.37 | -47.7% | CL B | 35671D857 |
| NEM | NEWMONT MINING CORP | 10,802 | $405K | 0.2% | $37.49 * | $14.41 | +106.0% | COM | 651639106 |
| CAJPY | CANON INC | 11,600 | $398K | 0.2% | $34.31 | $32.01 | +7.2% | SPONSORED ADR | 138006309 |
| NWL | NEWELL BRANDS INC | 9,294 | $397K | 0.2% | $42.72 * | $19.05 | +53.8% | COM | 651229106 |
| VNQ | VANGUARD INDEX FDS | 4,761 | $396K | 0.2% | $83.18 | $79.94 | +3.9% | REIT ETF | 922908553 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,764 | $395K | 0.2% | $223.92 | $157.14 | +42.4% | UT SER 1 | 78467X109 |
| SYF | SYNCHRONY FINL | 12,649 | $393K | 0.2% | $31.07 * | $24.30 | +4.3% | COM | 87165B103 |
| — | CBRE CLARION GLOBAL REAL EST | 48,366 | $382K | 0.2% | $7.90 | $7.92 | — | COM | 12504G100 |
| HPQ | HP INC | 18,807 | $375K | 0.2% | $19.94 * | $9.55 | +59.5% | COM | 40434L105 |
| — | COVANTA HLDG CORP | 24,725 | $367K | 0.2% | $14.84 | $16.53 | — | COM | 22282E102 |
| — | E TRADE FINANCIAL CORP | 8,400 | $366K | 0.2% | $43.57 | $29.17 | — | COM NEW | 269246401 |
| GBDC | GOLUB CAP BDC INC | 19,375 | $365K | 0.2% | $18.84 * | $6.06 | +42.1% | COM | 38173M102 |
| — | RYDEX ETF TRUST | 3,823 | $365K | 0.2% | $95.47 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| KHC | KRAFT HEINZ CO | 4,687 | $363K | 0.2% | $77.45 * | $47.82 | +9.8% | COM | 500754106 |
| — | CENTRAL SECS CORP | 13,650 | $353K | 0.2% | $25.86 | $21.24 | — | COM | 155123102 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 23,557 | $347K | 0.2% | $14.73 * | $7.02 | +62.8% | COM | 42824C109 |
| BIV | VANGUARD BD INDEX FD INC | 4,087 | $346K | 0.2% | $84.66 | $84.27 | +0.5% | INTERMED TERM | 921937819 |
| MDLZ | MONDELEZ INTL INC | 8,454 | $344K | 0.2% | $40.69 * | $25.79 | +29.5% | CL A | 609207105 |
| VOX | VANGUARD WORLD FDS | 3,713 | $343K | 0.2% | $92.38 | $83.92 | +9.9% | TELCOMM ETF | 92204A884 |
| — | XL GROUP LTD | 8,500 | $335K | 0.2% | $39.41 | $37.29 | — | COM | G98294104 |
| JCI | JOHNSON CTLS INTL PLC | 8,229 | $332K | 0.2% | $40.35 * | $33.21 | +0.7% | SHS | G51502105 |
| — | CIMAREX ENERGY CO | 2,867 | $326K | 0.2% | $113.71 | $104.92 | — | COM | 171798101 |
| MRK | MERCK & CO INC | 5,062 | $324K | 0.2% | $64.01 * | $34.47 | +37.3% | COM | 58933Y105 |
| — | SWISS HELVETIA FD INC | 25,231 | $322K | 0.2% | $12.76 | $13.94 | — | COM | 870875101 |
| TGNA | TEGNA INC | 24,100 | $321K | 0.2% | $13.32 | $15.85 | -15.4% | COM | 87901J105 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $321K | 0.2% | $41.24 | $27.65 | +49.0% | NY REG SH NEW | 500472303 |
| — | COACH INC | 7,961 | $321K | 0.2% | $40.32 | $56.16 | — | COM | 189754104 |
| — | ENERGY TRANSFER PARTNERS LP | 17,168 | $314K | 0.2% | $18.29 | $20.39 | — | UNIT LTD PRT INT | 29278N103 |
| EQT | EQT CORP | 4,805 | $313K | 0.2% | $65.14 * | $43.43 | -24.5% | COM | 26884L109 |
| RWX | SPDR INDEX SHS FDS | 8,112 | $311K | 0.2% | $38.34 | $39.92 | -3.9% | DJ INTL RL ETF | 78463X863 |
| KO | COCA COLA CO | 6,886 | $310K | 0.2% | $45.02 * | $26.98 | +29.0% | COM | 191216100 |
| — | RAYTHEON CO | 1,638 | $306K | 0.2% | $186.81 | $124.43 | — | COM NEW | 755111507 |
| USB | US BANCORP DEL | 5,716 | $306K | 0.2% | $53.53 * | $25.79 | +50.8% | COM NEW | 902973304 |
| M | MACYS INC | 13,854 | $302K | 0.2% | $21.80 | $48.46 | -55.0% | COM | 55616P104 |
| IJH | ISHARES TR | 1,680 | $301K | 0.2% | $179.17 * | $25.81 | +38.6% | CORE S&P MCP ETF | 464287507 |
| ELME | WASHINGTON REAL ESTATE INVT | 9,000 | $295K | 0.2% | $32.78 | $23.36 | — | SH BEN INT | 939653101 |
| BHF | BRIGHTHOUSE FINL INC | 4,782 | $291K | 0.2% | $60.85 | $59.99 | +1.3% | COM | 10922N103 |
| — | TEXTAINER GROUP HOLDINGS LTD | 16,600 | $285K | 0.2% | $17.17 | $34.81 | — | SHS | G8766E109 |
| DUK | DUKE ENERGY CORP NEW | 3,359 | $282K | 0.2% | $83.95 * | $42.35 | +41.5% | COM NEW | 26441C204 |
| HSBC | HSBC HLDGS PLC | 5,589 | $276K | 0.2% | $49.38 | $34.93 | +41.5% | SPON ADR NEW | 404280406 |
| — | TE CONNECTIVITY LTD | 3,293 | $274K | 0.2% | $83.21 | $64.38 | — | REG SHS | H84989104 |
| MINT | PIMCO ETF TR | 2,672 | $272K | 0.2% | $101.80 | $101.45 | +0.3% | ENHAN SHRT MA AC | 72201R833 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,400 | $255K | 0.1% | $34.46 | $27.16 | — | GUGG S&P GBL WTR | 18383Q507 |
| VTI | VANGUARD INDEX FDS | 1,937 | $251K | 0.1% | $129.58 | $111.01 | +16.7% | TOTAL STK MKT | 922908769 |
| NTLA | INTELLIA THERAPEUTICS INC | 10,000 | $248K | 0.1% | $24.80 | $13.42 | +85.2% | COM | 45826J105 |
| ESS | ESSEX PPTY TR INC | 949 | $241K | 0.1% | $253.95 * | $121.84 | +57.9% | COM | 297178105 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,157 | $233K | 0.1% | $9.26 | $8.69 | — | COM | 289074106 |
| — | TEKLA WORLD HEALTHCARE FD | 15,950 | $232K | 0.1% | $14.55 | $14.36 | — | BEN INT SHS | 87911L108 |
| — | ALLIANZGI NFJ DIVID INT & PR | 17,200 | $230K | 0.1% | $13.37 | $12.91 | — | COM | 01883A107 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $224K | 0.1% | $10.72 | $9.95 | — | COM | 72201J104 |
| EFA | ISHARES TR | 3,277 | $224K | 0.1% | $68.36 | $60.45 | +13.3% | MSCI EAFE ETF | 464287465 |
| WYNN | WYNN RESORTS LTD | 1,500 | $223K | 0.1% | $148.67 * | $114.20 | +19.0% | COM | 983134107 |
| CC | CHEMOURS CO | 4,395 | $222K | 0.1% | $50.51 * | $34.56 | +7.3% | COM | 163851108 |
| AIG | AMERICAN INTL GROUP INC | 3,601 | $221K | 0.1% | $61.37 * | $45.06 | +10.1% | COM NEW | 026874784 |
| — | TEKLA LIFE SCIENCES INVS | 10,195 | $219K | 0.1% | $21.48 | $24.86 | — | SH BEN INT | 87911K100 |
| BMRC | BANK OF MARIN BANCORP | 3,200 | $219K | 0.1% | $68.44 * | $24.56 | +5.7% | COM | 063425102 |
| — | ANADARKO PETE CORP | 4,394 | $215K | 0.1% | $48.93 | $48.93 | — | COM | 032511107 |
| CARS | CARS COM INC | 8,028 | $214K | 0.1% | $26.66 | $26.86 | -0.9% | COM | 14575E105 |
| NXDT | NEXPOINT CR STRATEGIES FD | 9,189 | $212K | 0.1% | $23.07 | $21.77 | — | COM NEW | 65340G205 |
| SO | SOUTHERN CO | 4,243 | $209K | 0.1% | $49.26 * | $29.62 | +18.1% | COM | 842587107 |
| ENB | ENBRIDGE INC | 4,924 | $206K | 0.1% | $41.84 * | $24.35 | +3.4% | COM | 29250N105 |
| KMB | KIMBERLY CLARK CORP | 1,714 | $202K | 0.1% | $117.85 * | $92.60 | -4.7% | COM | 494368103 |
| — | KRATON CORPORATION | 5,000 | $202K | 0.1% | $40.40 | $40.40 | — | COM | 50077C106 |
| UNP | UNION PAC CORP | 1,725 | $200K | 0.1% | $115.94 * | $89.12 | +8.5% | COM | 907818108 |
| — | NEW IRELAND FUND INC | 12,780 | $175K | 0.1% | $13.69 | $13.69 | — | COM | 645673104 |
| — | PHH CORP | 11,880 | $165K | 0.1% | $13.89 | $23.41 | — | COM NEW | 693320202 |
| — | COHEN & STEERS TOTAL RETURN | 12,241 | $153K | 0.1% | $12.50 | $12.82 | — | COM | 19247R103 |
| — | BLACKROCK RES & COMM STRAT T | 16,156 | $144K | 0.1% | $8.91 | $8.60 | — | SHS | 09257A108 |
| — | ENERPLUS CORP | 14,241 | $141K | 0.1% | $9.90 | $16.47 | — | COM | 292766102 |
| CLF | CLEVELAND CLIFFS INC | 19,390 | $139K | 0.1% | $7.17 * | $7.07 | -4.3% | COM | 185899101 |
| — | CALAMOS CONV & HIGH INCOME F | 11,534 | $137K | 0.1% | $11.88 | $12.93 | — | COM SHS | 12811P108 |
| — | CHESAPEAKE ENERGY CORP | 30,000 | $129K | 0.1% | $4.30 | $5.95 | — | COM | 165167107 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $125K | 0.1% | $8.90 | $8.26 | — | SHS BEN INT | 746779107 |
| — | MEDOVEX CORP | 100,000 | $112K | 0.1% | $1.12 | $1.08 | — | COM | 58504H101 |
| CVE | CENOVUS ENERGY INC | 10,311 | $103K | 0.1% | $9.99 * | $22.44 | -61.6% | COM | 15135U109 |
| — | NUVEEN CR STRATEGIES INCM FD | 10,700 | $91,000 | 0.1% | $8.50 | $7.85 | — | COM SHS | 67073D102 |
| — | TEMPLETON GLOBAL INCOME FD | 11,500 | $78,000 | 0.0% | $6.78 | $7.97 | — | COM | 880198106 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $59,000 | 0.0% | $5.13 | $5.74 | — | COM | 003009107 |
| — | INOTEK PHARMACEUTICALS CORP | 10,000 | $18,000 | 0.0% | $1.80 | $2.00 | — | COM | 45780V102 |
| — | CURIS INC | 10,000 | $15,000 | 0.0% | $1.50 | $2.80 | — | COM | 231269101 |
| — | AMERICAN INTL GRO 21 WTS | 315 | $6,000 | 0.0% | $19.05 | $19.05 | — | *W EXP 01/19/202 | 026874156 |