Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 13, 2014
Total Value: $126M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 192,058 | $7.872M | 6.2% | $30.02 | +4.1% | COM | 594918104 |
| JNJ | JOHNSON & JOHNSON | 72,482 | $7.12M | 5.7% | $65.78 | +1.3% | COM | 478160104 |
| SLB | SCHLUMBERGER LTD | 70,152 | $6.84M | 5.4% | $65.08 | +0.6% | COM | 806857108 |
| VOD | VODAFONE GROUP PLC NEW | 185,169 | $6.816M | 5.4% | $36.81 | — | SPNSR ADR NO PAR | 92857W308 |
| MET | METLIFE INC | 120,995 | $6.389M | 5.1% | $30.14 | +3.1% | COM | 59156R108 |
| AAPL | APPLE INC | 10,011 | $5.374M | 4.3% | $16.39 | +1.2% | COM | 037833100 |
| IBB | ISHARES | 21,465 | $5.074M | 4.0% | $227.05 | — | NASDQ BIOTEC ETF | 464287556 |
| DVN | DEVON ENERGY CORP NEW | 68,550 | $4.588M | 3.6% | $41.05 | +1.6% | COM | 25179M103 |
| HAL | HALLIBURTON CO | 77,850 | $4.585M | 3.6% | $41.44 | +3.3% | COM | 406216101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 46,931 | $3.988M | 3.2% | $82.75 | — | INT-TERM CORP | 92206C870 |
| JPM | JPMORGAN CHASE & CO | 64,571 | $3.92M | 3.1% | $39.63 | +6.2% | COM | 46625H100 |
| — | COVIDIEN PLC | 51,999 | $3.83M | 3.0% | $68.10 | — | SHS | G2554F113 |
| OXY | OCCIDENTAL PETE CORP DEL | 39,800 | $3.793M | 3.0% | $62.47 | 0.0% | COM | 674599105 |
| CMCSA | COMCAST CORP NEW | 69,809 | $3.493M | 2.8% | $18.38 | +8.6% | CL A | 20030N101 |
| VCSH | VANGUARD SCOTTSDALE FDS | 41,878 | $3.349M | 2.7% | $79.80 | — | SHRT TRM CORP BD | 92206C409 |
| EFA | ISHARES | 48,800 | $3.279M | 2.6% | $67.10 | — | MSCI EAFE ETF | 464287465 |
| BAX | BAXTER INTL INC | 43,875 | $3.228M | 2.6% | $29.26 | +3.7% | COM | 071813109 |
| VZ | VERIZON COMMUNICATIONS INC | 66,137 | $3.146M | 2.5% | $25.90 | -0.1% | COM | 92343V104 |
| TGT | TARGET CORP | 45,100 | $2.729M | 2.2% | $41.65 | -0.0% | COM | 87612E106 |
| ORCL | ORACLE CORP | 65,250 | $2.669M | 2.1% | $28.79 | +11.1% | COM | 68389X105 |
| VTI | VANGUARD INDEX FDS | 26,864 | $2.618M | 2.1% | $95.92 | — | TOTAL STK MKT | 922908769 |
| — | GENERAL ELECTRIC CO | 100,819 | $2.61M | 2.1% | $28.03 | — | COM | 369604103 |
| CSCO | CISCO SYS INC | 103,950 | $2.33M | 1.8% | $15.24 | +0.4% | COM | 17275R102 |
| XOM | EXXON MOBIL CORP | 23,268 | $2.273M | 1.8% | $55.94 | +3.8% | COM | 30231G102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,836 | $1.979M | 1.6% | $115.63 | +1.1% | CL B NEW | 084670702 |
| COST | COSTCO WHSL CORP NEW | 13,175 | $1.471M | 1.2% | $95.15 | -4.1% | COM | 22160K105 |
| FDX | FEDEX CORP | 8,722 | $1.156M | 0.9% | $112.11 | +2.7% | COM | 31428X106 |
| EMR | EMERSON ELEC CO | 17,200 | $1.149M | 0.9% | $48.18 | -0.8% | COM | 291011104 |
| VMBS | VANGUARD SCOTTSDALE FDS | 20,277 | $1.049M | 0.8% | $51.05 | — | MORTG-BACK SEC | 92206C771 |
| KO | COCA COLA CO | 25,368 | $981K | 0.8% | $26.95 | -1.4% | COM | 191216100 |
| DE | DEERE & CO | 8,750 | $795K | 0.6% | $70.10 | 0.0% | COM | 244199105 |
| — | EATON VANCE LTD DUR INCOME F | 51,750 | $789K | 0.6% | $15.30 | — | COM | 27828H105 |
| HON | HONEYWELL INTL INC | 8,278 | $768K | 0.6% | $60.82 | +6.4% | COM | 438516106 |
| CL | COLGATE PALMOLIVE CO | 10,750 | $697K | 0.6% | $48.40 | -1.0% | COM | 194162103 |
| BND | VANGUARD BD INDEX FD INC | 8,466 | $687K | 0.5% | $80.25 | — | TOTAL BND MRKT | 921937835 |
| COF | CAPITAL ONE FINL CORP | 8,350 | $644K | 0.5% | $59.33 | 0.0% | COM | 14040H105 |
| CVX | CHEVRON CORP NEW | 4,768 | $567K | 0.5% | $72.49 | -2.9% | COM | 166764100 |
| — | GOOGLE INC | 465 | $518K | 0.4% | $1120.43 | — | CL A | 38259P508 |
| CX | CEMEX SAB DE CV | 34,044 | $430K | 0.3% | $11.83 | — | SPON ADR NEW | 151290889 |
| — | HEWLETT PACKARD CO | 12,429 | $402K | 0.3% | $27.98 | — | COM | 428236103 |
| GILD | GILEAD SCIENCES INC | 4,900 | $347K | 0.3% | $48.38 | +12.6% | COM | 375558103 |
| WFC | WELLS FARGO & CO NEW | 6,586 | $328K | 0.3% | $30.76 | +8.6% | COM | 949746101 |
| META | FACEBOOK INC | 4,700 | $283K | 0.2% | $49.86 | +26.2% | CL A | 30303M102 |
| — | AQUA AMERICA INC | 10,775 | $270K | 0.2% | $23.57 | — | COM | 03836W103 |
| T | AT&T INC | 7,273 | $255K | 0.2% | $11.17 | -2.9% | COM | 00206R102 |
| PG | PROCTER & GAMBLE CO | 3,125 | $252K | 0.2% | $57.97 | -2.5% | COM | 742718109 |
| SBUX | STARBUCKS CORP | 3,000 | $220K | 0.2% | $31.21 | -6.1% | COM | 855244109 |
| — | CHESAPEAKE ENERGY CORP | 7,500 | $192K | 0.2% | $27.13 | — | COM | 165167107 |
| PFE | PFIZER INC | 5,833 | $187K | 0.1% | $17.62 | +3.3% | COM | 717081103 |
| — | WESTERN ASSET EMRG MKT INCM | 14,847 | $183K | 0.1% | $12.00 | — | COM | 95766E103 |
| BOND | PIMCO ETF TR | 1,680 | $179K | 0.1% | $104.76 | — | TOTL RETN ETF | 72201R775 |
| MMM | 3M CO | 1,300 | $176K | 0.1% | $72.67 | +4.9% | COM | 88579Y101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 819 | $158K | 0.1% | $106.40 | +2.7% | COM | 459200101 |
| — | SIRIUS XM HLDGS INC | 47,800 | $153K | 0.1% | $3.21 | — | COM | 82968B103 |
| HRL | HORMEL FOODS CORP | 3,000 | $148K | 0.1% | $16.58 | +5.7% | COM | 440452100 |
| INTC | INTEL CORP | 5,696 | $147K | 0.1% | $17.92 | +4.2% | COM | 458140100 |
| PBI | PITNEY BOWES INC | 5,600 | $146K | 0.1% | $21.51 | +14.7% | COM | 724479100 |
| — | POWERSHARES ETF TRUST | 4,800 | $144K | 0.1% | $30.42 | — | GOLDEN DRG CHINA | 73935X401 |
| XBI | SPDR SERIES TRUST | 1,000 | $142K | 0.1% | $142.00 | — | S&P BIOTECH | 78464A870 |
| SCHB | SCHWAB STRATEGIC TR | 3,000 | $137K | 0.1% | $45.67 | — | US BRD MKT ETF | 808524102 |
| AXP | AMERICAN EXPRESS CO | 1,500 | $135K | 0.1% | $69.27 | +9.0% | COM | 025816109 |
| — | NATIONAL OILWELL VARCO INC | 1,600 | $125K | 0.1% | $79.38 | — | COM | 637071101 |
| GXC | SPDR INDEX SHS FDS | 1,700 | $124K | 0.1% | $76.99 | — | S&P CHINA ETF | 78463X400 |
| — | ANNALY CAP MGMT INC | 10,600 | $116K | 0.1% | $10.00 | — | COM | 035710409 |
| — | E M C CORP MASS | 4,100 | $112K | 0.1% | $25.12 | — | COM | 268648102 |
| WMT | WAL-MART STORES INC | 1,455 | $111K | 0.1% | $20.35 | -2.2% | COM | 931142103 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,105 | $109K | 0.1% | $34.16 | +5.2% | COM | 110122108 |
| LQD | ISHARES | 894 | $105K | 0.1% | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| PEP | PEPSICO INC | 1,200 | $100K | 0.1% | $57.75 | -1.5% | COM | 713448108 |
| QCLN | FIRST TR EXCHANGE TRADED FD | 4,900 | $100K | 0.1% | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| — | MEXICO EQUITY & INCOME FD | 6,857 | $99,000 | 0.1% | $14.70 | — | COM | 592834105 |
| — | CBRE CLARION GLOBAL REAL EST | 11,732 | $98,000 | 0.1% | $7.93 | — | COM | 12504G100 |
| V | VISA INC | 450 | $97,000 | 0.1% | $46.29 | +10.4% | COM CL A | 92826C839 |
| AMZN | AMAZON COM INC | 285 | $96,000 | 0.1% | $17.98 | +3.2% | COM | 023135106 |
| SPAB | SPDR SERIES TRUST | 1,621 | $93,000 | 0.1% | $56.14 | — | BRCLYS AGG ETF | 78464A649 |
| XLU | SELECT SECTOR SPDR TR | 2,206 | $91,000 | 0.1% | $38.08 | — | SBI INT-UTILS | 81369Y886 |
| IHI | ISHARES | 925 | $91,000 | 0.1% | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| — | MORGAN STANLEY EMER MKTS FD | 5,600 | $85,000 | 0.1% | $15.45 | — | COM | 61744G107 |
| — | CELGENE CORP | 600 | $84,000 | 0.1% | $168.33 | — | COM | 151020104 |
| BDX | BECTON DICKINSON & CO | 701 | $82,000 | 0.1% | $85.77 | +6.6% | COM | 075887109 |
| EWP | ISHARES | 2,001 | $82,000 | 0.1% | $38.48 | — | MSCI SPAN CP ETF | 464286764 |
| AVB | AVALONBAY CMNTYS INC | 560 | $74,000 | 0.1% | $82.16 | +3.3% | COM | 053484101 |
| — | DOW CHEM CO | 1,450 | $70,000 | 0.1% | $44.52 | — | COM | 260543103 |
| — | VMWARE INC | 650 | $70,000 | 0.1% | $89.23 | — | CL A COM | 928563402 |
| — | WALGREEN CO | 1,050 | $69,000 | 0.1% | $57.39 | — | COM | 931422109 |
| — | TWENTY FIRST CENTY FOX INC | 2,134 | $68,000 | 0.1% | $35.15 | — | CL A | 90130A101 |
| TBT | PROSHARES TR | 987 | $67,000 | 0.1% | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| FRI | FIRST TR S&P REIT INDEX FD | 3,451 | $66,000 | 0.1% | $17.80 | — | COM | 33734G108 |
| IWB | ISHARES | 624 | $65,000 | 0.1% | $102.56 | — | RUS 1000 ETF | 464287622 |
| VNQ | VANGUARD INDEX FDS | 911 | $64,000 | 0.1% | $64.71 | — | REIT ETF | 922908553 |
| AFL | AFLAC INC | 1,000 | $63,000 | 0.1% | $24.61 | -2.5% | COM | 001055102 |
| AMGN | AMGEN INC | 500 | $62,000 | 0.0% | $81.11 | +7.1% | COM | 031162100 |
| — | POWERSHARES QQQ TRUST | 707 | $62,000 | 0.0% | $87.19 | — | UNIT SER 1 | 73935A104 |
| CNP | CENTERPOINT ENERGY INC | 2,500 | $59,000 | 0.0% | $15.70 | -1.2% | COM | 15189T107 |
| UPS | UNITED PARCEL SERVICE INC | 600 | $58,000 | 0.0% | $64.45 | -0.4% | CL B | 911312106 |
| — | DIREXION SHS ETF TR | 1,000 | $57,000 | 0.0% | $73.00 | — | 20YR TRES BEAR | 25459Y678 |
| DSI | ISHARES | 800 | $56,000 | 0.0% | $68.75 | — | MSCI KLD400 SOC | 464288570 |
| — | MARKET VECTORS ETF TR | 2,350 | $55,000 | 0.0% | $20.98 | — | GOLD MINER ETF | 57060U100 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 1,620 | $54,000 | 0.0% | $29.87 | -4.7% | COM | 35671D857 |
| FXI | ISHARES | 1,464 | $52,000 | 0.0% | $38.25 | — | CHINA LG-CAP ETF | 464287184 |
| UNP | UNION PAC CORP | 275 | $52,000 | 0.0% | $60.55 | +12.7% | COM | 907818108 |
| — | LMP REAL ESTATE INCOME FD IN | 4,714 | $51,000 | 0.0% | $10.39 | — | COM | 50208C108 |
| IEV | ISHARES | 1,053 | $51,000 | 0.0% | $47.48 | — | EUROPE ETF | 464287861 |
| WDAY | WORKDAY INC | 560 | $51,000 | 0.0% | $95.22 | 0.0% | CL A | 98138H101 |
| DIS | DISNEY WALT CO | 633 | $51,000 | 0.0% | $61.69 | +13.0% | COM DISNEY | 254687106 |
| BIB | PROSHARES TR | 600 | $48,000 | 0.0% | $80.00 | — | PSHS ULT NASB | 74347R214 |
| USB | US BANCORP DEL | 1,102 | $47,000 | 0.0% | $25.38 | +7.7% | COM NEW | 902973304 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 3,200 | $47,000 | 0.0% | $14.38 | — | COM | 01879R106 |
| — | DIREXION SHS ETF TR | 2,000 | $46,000 | 0.0% | $30.00 | — | DL FTSE BLL 3X | 25459W771 |
| GLD | SPDR GOLD TRUST | 350 | $43,000 | 0.0% | $116.63 | — | GOLD SHS | 78463V107 |
| COP | CONOCOPHILLIPS | 600 | $42,000 | 0.0% | $48.40 | -6.2% | COM | 20825C104 |
| EBAY | EBAY INC | 766 | $42,000 | 0.0% | $19.70 | +4.9% | COM | 278642103 |
| MCD | MCDONALDS CORP | 424 | $42,000 | 0.0% | $70.01 | +0.4% | COM | 580135101 |
| — | TRANSCANADA CORP | 900 | $41,000 | 0.0% | $45.56 | — | COM | 89353D107 |
| ITW | ILLINOIS TOOL WKS INC | 500 | $41,000 | 0.0% | $59.45 | +3.1% | COM | 452308109 |
| TRV | TRAVELERS COMPANIES INC | 480 | $41,000 | 0.0% | $66.77 | -3.2% | COM | 89417E109 |
| — | APACHE CORP | 500 | $41,000 | 0.0% | $86.00 | — | COM | 037411105 |
| GIS | GENERAL MLS INC | 800 | $41,000 | 0.0% | $32.89 | +0.2% | COM | 370334104 |
| — | H & Q HEALTHCARE INVESTORS | 1,500 | $41,000 | 0.0% | $26.84 | — | SH BEN INT | 404052102 |
| — | YAHOO INC | 1,100 | $39,000 | 0.0% | $40.00 | — | COM | 984332106 |
| BSV | VANGUARD BD INDEX FD INC | 487 | $39,000 | 0.0% | $80.08 | — | SHORT TRM BOND | 921937827 |
| SLF | SUN LIFE FINL INC | 1,100 | $38,000 | 0.0% | $34.04 | +1.1% | COM | 866796105 |
| BP | BP PLC | 800 | $38,000 | 0.0% | $48.75 | — | SPONSORED ADR | 055622104 |
| FEZ | SPDR INDEX SHS FDS | 901 | $38,000 | 0.0% | $41.96 | — | EURO STOXX 50 | 78463X202 |
| — | MEDTRONIC INC | 600 | $37,000 | 0.0% | $56.67 | — | COM | 585055106 |
| OMC | OMNICOM GROUP INC | 500 | $36,000 | 0.0% | $46.21 | +7.6% | COM | 681919106 |
| CLX | CLOROX CO DEL | 400 | $35,000 | 0.0% | $63.81 | -1.7% | COM | 189054109 |
| — | BEAM INC | 400 | $33,000 | 0.0% | $67.50 | — | COM | 073730103 |
| GM | GENERAL MTRS CO | 930 | $32,000 | 0.0% | $27.94 | -1.8% | COM | 37045V100 |
| — | TURKISH INVT FD INC | 3,000 | $32,000 | 0.0% | $14.67 | — | COM | 900145103 |
| HD | HOME DEPOT INC | 394 | $31,000 | 0.0% | $58.72 | +2.6% | COM | 437076102 |
| NVS | NOVARTIS A G | 369 | $31,000 | 0.0% | $81.30 | — | SPONSORED ADR | 66987V109 |
| — | CLAYMORE EXCHANGE TRD FD TR | 1,500 | $29,000 | 0.0% | $20.00 | — | GUGG CHN RL EST | 18383Q861 |
| — | COMCAST CORP NEW | 600 | $29,000 | 0.0% | $50.00 | — | CL A SPL | 20030N200 |
| VGK | VANGUARD INTL EQUITY INDEX F | 500 | $29,000 | 0.0% | $58.00 | — | FTSE EUROPE ETF | 922042874 |
| — | HOLLYFRONTIER CORP | 600 | $29,000 | 0.0% | $50.00 | — | COM | 436106108 |
| HIW | HIGHWOODS PPTYS INC | 750 | $29,000 | 0.0% | $36.00 | — | COM | 431284108 |
| — | TWITTER INC | 600 | $28,000 | 0.0% | $64.18 | — | COM | 90184L102 |
| — | DIREXION SHS ETF TR | 775 | $27,000 | 0.0% | $34.84 | — | DAILY GOLD MINER | 25459Y389 |
| — | DOUBLELINE OPPORTUNISTIC CR | 1,158 | $27,000 | 0.0% | $22.45 | — | COM | 258623107 |
| EWG | ISHARES | 828 | $26,000 | 0.0% | $31.40 | — | MSCI GERMANY ETF | 464286806 |
| — | PORTOLA PHARMACEUTICALS INC | 1,000 | $26,000 | 0.0% | $26.00 | — | COM | 737010108 |
| HYS | PIMCO ETF TR | 248 | $26,000 | 0.0% | $104.84 | — | 0-5 HIGH YIELD | 72201R783 |
| — | POWERSHARES GLOBAL ETF TRUST | 1,779 | $25,000 | 0.0% | $13.49 | — | AGG PFD PORT | 73936T565 |
| RWX | SPDR INDEX SHS FDS | 601 | $25,000 | 0.0% | $41.60 | — | DJ INTL RL ETF | 78463X863 |
| — | DWS GLOBAL HIGH INCOME FD | 3,000 | $24,000 | 0.0% | $8.00 | — | COM | 23338W104 |
| — | MONSANTO CO NEW | 200 | $23,000 | 0.0% | $115.00 | — | COM | 61166W101 |
| — | PANDORA MEDIA INC | 750 | $23,000 | 0.0% | $26.67 | — | COM | 698354107 |
| NG | NOVAGOLD RES INC | 6,000 | $22,000 | 0.0% | $3.41 | 0.0% | COM NEW | 66987E206 |
| AGG | ISHARES | 203 | $22,000 | 0.0% | $108.37 | — | CORE TOTUSBD ETF | 464287226 |
| IGSB | ISHARES | 213 | $22,000 | 0.0% | $103.29 | — | 1-3 YR CR BD ETF | 464288646 |
| EZA | ISHARES | 321 | $21,000 | 0.0% | $64.29 | — | MSCI STH AFR ETF | 464286780 |
| — | ENBRIDGE ENERGY PARTNERS L P | 735 | $20,000 | 0.0% | $29.93 | — | COM | 29250R106 |
| — | BLACKROCK REAL ASSET EQUITY | 2,200 | $20,000 | 0.0% | $8.64 | — | COM | 09254B109 |
| IXC | ISHARES | 435 | $19,000 | 0.0% | $43.68 | — | GLOBAL ENERG ETF | 464287341 |
| — | ISHARES | 1,500 | $18,000 | 0.0% | $11.46 | — | MRG RL ES CP ETF | 464288539 |
| SPSB | SPDR SERIES TRUST | 600 | $18,000 | 0.0% | $30.00 | — | BARC SHT TR CP | 78464A474 |
| EW | EDWARDS LIFESCIENCES CORP | 240 | $18,000 | 0.0% | $11.27 | +2.4% | COM | 28176E108 |
| F | FORD MTR CO DEL | 1,096 | $17,000 | 0.0% | $8.77 | -4.6% | COM PAR $0.01 | 345370860 |
| FBIN | FORTUNE BRANDS HOME & SEC IN | 400 | $17,000 | 0.0% | $30.45 | +7.0% | COM | 34964C106 |
| — | GABELLI HLTHCARE & WELLNESS | 1,600 | $17,000 | 0.0% | $10.62 | — | SHS | 36246K103 |
| — | AMERIGAS PARTNERS L P | 400 | $17,000 | 0.0% | $45.00 | — | UNIT L P INT | 030975106 |
| TIP | ISHARES | 155 | $17,000 | 0.0% | $109.66 | — | TIPS BD ETF | 464287176 |
| NYT | NEW YORK TIMES CO | 1,000 | $17,000 | 0.0% | $12.09 | +13.9% | CL A | 650111107 |
| — | CYTEC INDS INC | 171 | $17,000 | 0.0% | $93.57 | — | COM | 232820100 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 213 | $16,000 | 0.0% | $75.12 | — | DIV APP ETF | 921908844 |
| HDV | ISHARES TR | 225 | $16,000 | 0.0% | $71.11 | — | HIGH DIVIDND ETF | 46429B663 |
| XLF | SELECT SECTOR SPDR TR | 700 | $16,000 | 0.0% | $22.86 | — | SBI INT-FINL | 81369Y605 |
| VEA | VANGUARD TAX MANAGED INTL FD | 375 | $15,000 | 0.0% | $40.00 | — | FTSE DEV MKT ETF | 921943858 |
| — | GLAXOSMITHKLINE PLC | 290 | $15,000 | 0.0% | $51.72 | — | SPONSORED ADR | 37733W105 |
| DEO | DIAGEO P L C | 122 | $15,000 | 0.0% | $129.87 | — | SPON ADR NEW | 25243Q205 |
| — | POWERSHARES ETF TRUST | 350 | $15,000 | 0.0% | $42.86 | — | DYN BIOT & GEN | 73935X856 |
| — | LINKEDIN CORP | 75 | $14,000 | 0.0% | $220.00 | — | COM CL A | 53578A108 |
| — | NUVEEN QUALITY PFD INCOME FD | 1,500 | $13,000 | 0.0% | $8.00 | — | COM | 67072C105 |
| SOCL | GLOBAL X FDS | 650 | $13,000 | 0.0% | $20.00 | — | SOCIAL MED ETF | 37950E416 |
| — | HERZFELD CARIBBEAN BASIN FD | 1,500 | $12,000 | 0.0% | $8.00 | — | COM | 42804T106 |
| — | FIREEYE INC | 200 | $12,000 | 0.0% | $60.00 | — | COM | 31816Q101 |
| — | GOLDCORP INC NEW | 500 | $12,000 | 0.0% | $22.00 | — | COM | 380956409 |
| — | CEPHEID | 229 | $12,000 | 0.0% | $48.03 | — | COM | 15670R107 |
| — | PIMCO CORPORATE INCOME STRAT | 750 | $12,000 | 0.0% | $16.00 | — | COM | 72200U100 |
| — | POWERSHARES ETF TR II | 358 | $12,000 | 0.0% | $33.52 | — | S&P500 LOW VOL | 73937B779 |
| — | POWERSHS DB MULTI SECT COMM | 400 | $11,000 | 0.0% | $27.50 | — | PS DB AGRICUL FD | 73936B408 |
| NKE | NIKE INC | 150 | $11,000 | 0.0% | $32.55 | 0.0% | CL B | 654106103 |
| — | CALAMOS STRATEGIC TOTL RETN | 1,000 | $11,000 | 0.0% | $11.00 | — | COM SH BEN INT | 128125101 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 780 | $11,000 | 0.0% | $14.10 | — | SH BEN INT | 09248E102 |
| — | INVESCO MORTGAGE CAPITAL INC | 657 | $11,000 | 0.0% | $15.22 | — | COM | 46131B100 |
| IEF | ISHARES | 108 | $11,000 | 0.0% | $101.85 | — | 7-10 Y TR BD ETF | 464287440 |
| — | MARKET VECTORS ETF TR | 175 | $11,000 | 0.0% | $62.86 | — | GBL ALTER ENRG | 57061R593 |
| KIM | KIMCO RLTY CORP | 500 | $11,000 | 0.0% | $11.63 | +4.2% | COM | 49446R109 |
| ARCC | ARES CAP CORP | 556 | $10,000 | 0.0% | $5.52 | +3.8% | COM | 04010L103 |
| — | KANSAS CITY SOUTHERN | 100 | $10,000 | 0.0% | $100.00 | — | COM NEW | 485170302 |
| RWT | REDWOOD TR INC | 448 | $9,000 | 0.0% | $20.09 | — | COM | 758075402 |
| — | EATON VANCE TX MGD DIV EQ IN | 826 | $9,000 | 0.0% | $10.90 | — | COM | 27828N102 |
| — | AMERICAN CAPITAL AGENCY CORP | 375 | $8,000 | 0.0% | $18.67 | — | COM | 02503X105 |
| WY | WEYERHAEUSER CO | 271 | $8,000 | 0.0% | $18.82 | +1.1% | COM | 962166104 |
| — | CENTURYLINK INC | 200 | $7,000 | 0.0% | $35.00 | — | COM | 156700106 |
| BDDXF | DEUTSCHE BK AG LONDON BRH | 1,000 | $7,000 | 0.0% | $8.00 | — | MTLS DBL ETN38 | 25154K841 |
| — | MOLYCORP INC DEL | 1,500 | $7,000 | 0.0% | $5.33 | — | COM | 608753109 |
| — | CLAYMORE EXCHANGE TRD FD TR | 250 | $7,000 | 0.0% | $26.58 | — | GUGG S&P GBL WTR | 18383Q507 |
| — | GLOBAL X FDS | 300 | $7,000 | 0.0% | $22.50 | — | FTSE GREECE 20 | 37950E366 |
| STT | STATE STR CORP | 100 | $7,000 | 0.0% | $50.16 | 0.0% | COM | 857477103 |
| VUG | VANGUARD INDEX FDS | 75 | $7,000 | 0.0% | $93.33 | — | GROWTH ETF | 922908736 |
| — | MADISON STRTG SECTOR PREM FD | 600 | $7,000 | 0.0% | $11.67 | — | COM | 558268108 |
| MTN | VAIL RESORTS INC | 100 | $7,000 | 0.0% | $72.24 | -1.8% | COM | 91879Q109 |
| AMAT | APPLIED MATLS INC | 331 | $7,000 | 0.0% | $14.86 | +6.0% | COM | 038222105 |
| LEN | LENNAR CORP | 154 | $6,000 | 0.0% | $30.45 | +13.4% | CL A | 526057104 |
| — | ISHARES GOLD TRUST | 500 | $6,000 | 0.0% | $11.77 | — | ISHARES | 464285105 |
| RF | REGIONS FINL CORP NEW | 500 | $6,000 | 0.0% | $6.45 | +9.7% | COM | 7591EP100 |
| FIW | FIRST TR ISE WATER INDEX FD | 176 | $6,000 | 0.0% | $34.29 | — | COM | 33733B100 |
| — | GENERAL MTRS CO | 184 | $5,000 | 0.0% | $32.61 | — | Call | 37045V118 |
| — | SOLARCITY CORP | 80 | $5,000 | 0.0% | $56.25 | — | COM | 83416T100 |
| — | POWERSHARES DB CMDTY IDX TRA | 200 | $5,000 | 0.0% | $25.00 | — | UNIT BEN INT | 73935S105 |
| NFG | NATIONAL FUEL GAS CO N J | 70 | $5,000 | 0.0% | $69.48 | +5.3% | COM | 636180101 |
| DEM | WISDOMTREE TR | 100 | $5,000 | 0.0% | $50.00 | — | EMERG MKTS ETF | 97717W315 |
| — | CITY NATL CORP | 45 | $4,000 | 0.0% | $88.89 | — | COM | 178566105 |
| — | PLUM CREEK TIMBER CO INC | 100 | $4,000 | 0.0% | $50.00 | — | COM | 729251108 |
| — | DURECT CORP | 3,000 | $4,000 | 0.0% | $1.67 | — | COM | 266605104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 100 | $4,000 | 0.0% | $41.05 | — | FTSE EMR MKT ETF | 922042858 |
| — | ULTRATECH INC | 140 | $4,000 | 0.0% | $28.57 | — | COM | 904034105 |
| ISRG | INTUITIVE SURGICAL INC | 10 | $4,000 | 0.0% | $42.08 | +11.9% | COM NEW | 46120E602 |
| — | TIME WARNER CABLE INC | 25 | $3,000 | 0.0% | $120.00 | — | COM | 88732J207 |
| ICLN | ISHARES | 300 | $3,000 | 0.0% | $10.00 | — | GL CLEAN ENE ETF | 464288224 |
| CORT | CORCEPT THERAPEUTICS INC | 700 | $3,000 | 0.0% | $2.02 | +72.9% | COM | 218352102 |
| — | QIAGEN NV | 124 | $3,000 | 0.0% | $24.19 | — | REG SHS | N72482107 |
| — | GENERAL MTRS CO | 184 | $3,000 | 0.0% | $21.74 | — | Call | 37045V126 |
| — | FRONTIER COMMUNICATIONS CORP | 310 | $2,000 | 0.0% | $3.23 | — | COM | 35906A108 |
| — | HARRIS & HARRIS GROUP INC | 600 | $2,000 | 0.0% | $3.33 | — | COM | 413833104 |
| MAC | MACERICH CO | 30 | $2,000 | 0.0% | $66.67 | — | COM | 554382101 |
| — | RYDEX ETF TRUST | 15 | $2,000 | 0.0% | $133.33 | — | GUG S&P MC400 PG | 78355W601 |
| — | DYNAVAX TECHNOLOGIES CORP | 300 | $1,000 | 0.0% | $3.33 | — | COM | 268158102 |
| — | FUSION-IO INC | 75 | $1,000 | 0.0% | $8.94 | — | COM | 36112J107 |
| — | AFFYMETRIX INC | 140 | $1,000 | 0.0% | $7.14 | — | COM | 00826T108 |
| — | APRICUS BIOSCIENCES INC | 33 | $0 | 0.0% | — | — | COM | 03832V109 |
| — | AOL INC | 9 | $0 | 0.0% | — | — | COM | 00184X105 |
| — | DDR CORP | 15 | $0 | 0.0% | — | — | COM | 23317H102 |