Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Feb 14, 2014
Total Value: $121M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | VODAFONE GROUP PLC NEW | 230,350 | $9.055M | 7.5% | $39.31 | $39.31 | — | SPONS ADR NEW | 92857W209 |
| MSFT | MICROSOFT CORP | 207,590 | $7.766M | 6.4% | $37.41 * | $30.02 | 0.0% | COM | 594918104 |
| MET | METLIFE INC | 119,362 | $6.436M | 5.3% | $53.92 * | $30.13 | 0.0% | COM | 59156R108 |
| JNJ | JOHNSON & JOHNSON | 70,022 | $6.413M | 5.3% | $91.59 * | $65.75 | 0.0% | COM | 478160104 |
| SLB | SCHLUMBERGER LTD | 64,102 | $5.776M | 4.8% | $90.11 * | $65.05 | 0.0% | COM | 806857108 |
| IBB | ISHARES | 24,735 | $5.616M | 4.6% | $227.05 | $227.05 | — | NASDQ BIOTEC ETF | 464287556 |
| AAPL | APPLE INC | 9,041 | $5.072M | 4.2% | $561.00 * | $16.37 | 0.0% | COM | 037833100 |
| DVN | DEVON ENERGY CORP NEW | 67,300 | $4.164M | 3.4% | $61.87 * | $41.04 | 0.0% | COM | 25179M103 |
| JPM | JPMORGAN CHASE & CO | 70,617 | $4.13M | 3.4% | $58.48 * | $39.63 | 0.0% | COM | 46625H100 |
| — | COVIDIEN PLC | 58,165 | $3.961M | 3.3% | $68.10 | $68.10 | — | SHS | G2554F113 |
| CMCSA | COMCAST CORP NEW | 74,859 | $3.89M | 3.2% | $51.96 * | $18.38 | 0.0% | CL A | 20030N101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 45,806 | $3.788M | 3.1% | $82.70 | $82.70 | — | INT-TERM CORP | 92206C870 |
| HAL | HALLIBURTON CO | 70,150 | $3.56M | 2.9% | $50.75 * | $41.29 | 0.0% | COM | 406216101 |
| — | GENERAL ELECTRIC CO | 120,472 | $3.377M | 2.8% | $28.03 | $28.03 | — | COM | 369604103 |
| EFA | ISHARES | 49,700 | $3.335M | 2.8% | $67.10 | $67.10 | — | MSCI EAFE ETF | 464287465 |
| VCSH | VANGUARD SCOTTSDALE FDS | 38,165 | $3.045M | 2.5% | $79.79 | $79.79 | — | SHRT TRM CORP BD | 92206C409 |
| VTI | VANGUARD INDEX FDS | 30,817 | $2.956M | 2.4% | $95.92 | $95.92 | — | TOTAL STK MKT | 922908769 |
| BAX | BAXTER INTL INC | 42,423 | $2.951M | 2.4% | $69.56 * | $29.22 | 0.0% | COM | 071813109 |
| XOM | EXXON MOBIL CORP | 25,387 | $2.569M | 2.1% | $101.19 * | $55.94 | 0.0% | COM | 30231G102 |
| ORCL | ORACLE CORP | 64,650 | $2.474M | 2.0% | $38.27 * | $28.79 | 0.0% | COM | 68389X105 |
| — | ROYAL DUTCH SHELL PLC | 31,775 | $2.387M | 2.0% | $75.12 | $75.12 | — | SPON ADR B | 780259107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 17,436 | $2.067M | 1.7% | $118.55 * | $115.63 | 0.0% | CL B NEW | 084670702 |
| COST | COSTCO WHSL CORP NEW | 13,175 | $1.568M | 1.3% | $119.01 * | $95.15 | 0.0% | COM | 22160K105 |
| CSCO | CISCO SYS INC | 68,450 | $1.535M | 1.3% | $22.43 * | $15.20 | 0.0% | COM | 17275R102 |
| FDX | FEDEX CORP | 9,945 | $1.43M | 1.2% | $143.79 * | $112.11 | 0.0% | COM | 31428X106 |
| EMR | EMERSON ELEC CO | 17,550 | $1.232M | 1.0% | $70.20 * | $48.18 | 0.0% | COM | 291011104 |
| VMBS | VANGUARD SCOTTSDALE FDS | 22,448 | $1.146M | 0.9% | $51.05 | $51.05 | — | MORTG-BACK SEC | 92206C771 |
| KO | COCA COLA CO | 25,468 | $1.052M | 0.9% | $41.31 * | $26.95 | 0.0% | COM | 191216100 |
| META | FACEBOOK INC | 17,437 | $953K | 0.8% | $54.65 * | $49.86 | 0.0% | CL A | 30303M102 |
| — | EATON VANCE LTD DUR INCOME F | 54,050 | $827K | 0.7% | $15.30 | $15.30 | — | COM | 27828H105 |
| HON | HONEYWELL INTL INC | 8,378 | $765K | 0.6% | $91.31 * | $60.82 | 0.0% | COM | 438516106 |
| MRK | MERCK & CO INC NEW | 14,340 | $718K | 0.6% | $50.07 * | $31.29 | 0.0% | COM | 58933Y105 |
| CL | COLGATE PALMOLIVE CO | 10,750 | $701K | 0.6% | $65.21 * | $48.40 | 0.0% | COM | 194162103 |
| — | HEWLETT PACKARD CO | 24,229 | $678K | 0.6% | $27.98 | $27.98 | — | COM | 428236103 |
| CVX | CHEVRON CORP NEW | 4,993 | $624K | 0.5% | $124.97 * | $72.49 | 0.0% | COM | 166764100 |
| BND | VANGUARD BD INDEX FD INC | 6,650 | $532K | 0.4% | $80.00 | $80.00 | — | TOTAL BND MRKT | 921937835 |
| — | GOOGLE INC | 465 | $521K | 0.4% | $1120.43 | $1120.43 | — | CL A | 38259P508 |
| CX | CEMEX SAB DE CV | 35,010 | $414K | 0.3% | $11.83 | $11.83 | — | SPON ADR NEW | 151290889 |
| GILD | GILEAD SCIENCES INC | 5,400 | $406K | 0.3% | $75.19 * | $48.38 | 0.0% | COM | 375558103 |
| WFC | WELLS FARGO & CO NEW | 7,615 | $346K | 0.3% | $45.44 * | $30.76 | 0.0% | COM | 949746101 |
| T | AT&T INC | 7,673 | $270K | 0.2% | $35.19 * | $11.17 | 0.0% | COM | 00206R102 |
| — | AQUA AMERICA INC | 10,775 | $254K | 0.2% | $23.57 | $23.57 | — | COM | 03836W103 |
| PG | PROCTER & GAMBLE CO | 3,025 | $246K | 0.2% | $81.32 * | $58.01 | 0.0% | COM | 742718109 |
| SBUX | STARBUCKS CORP | 3,000 | $235K | 0.2% | $78.33 * | $31.21 | 0.0% | COM | 855244109 |
| VNQ | VANGUARD INDEX FDS | 3,400 | $220K | 0.2% | $64.71 | $64.71 | — | REIT ETF | 922908553 |
| — | CHESAPEAKE ENERGY CORP | 8,000 | $217K | 0.2% | $27.13 | $27.13 | — | COM | 165167107 |
| VWO | VANGUARD INTL EQUITY INDEX F | 4,750 | $195K | 0.2% | $41.05 | $41.05 | — | FTSE EMR MKT ETF | 922042858 |
| MMM | 3M CO | 1,300 | $182K | 0.2% | $140.00 * | $72.67 | 0.0% | COM | 88579Y101 |
| PFE | PFIZER INC | 5,833 | $179K | 0.1% | $30.69 * | $17.62 | 0.0% | COM | 717081103 |
| BOND | PIMCO ETF TR | 1,680 | $176K | 0.1% | $104.76 | $104.76 | — | TOTL RETN ETF | 72201R775 |
| IBM | INTERNATIONAL BUSINESS MACHS | 893 | $168K | 0.1% | $188.13 * | $106.40 | 0.0% | COM | 459200101 |
| INTC | INTEL CORP | 6,196 | $161K | 0.1% | $25.98 * | $17.92 | 0.0% | COM | 458140100 |
| HRL | HORMEL FOODS CORP | 3,500 | $158K | 0.1% | $45.14 * | $16.58 | 0.0% | COM | 440452100 |
| — | POWERSHARES ETF TRUST | 4,800 | $146K | 0.1% | $30.42 | $30.42 | — | GOLDEN DRG CHINA | 73935X401 |
| V | VISA INC | 652 | $145K | 0.1% | $222.39 * | $46.29 | 0.0% | COM CL A | 92826C839 |
| AXP | AMERICAN EXPRESS CO | 1,500 | $136K | 0.1% | $90.67 * | $69.27 | 0.0% | COM | 025816109 |
| — | DIREXION SHS ETF TR | 4,500 | $135K | 0.1% | $30.00 | $30.00 | — | DL FTSE BLL 3X | 25459W771 |
| PBI | PITNEY BOWES INC | 5,600 | $130K | 0.1% | $23.21 * | $21.51 | 0.0% | COM | 724479100 |
| — | NATIONAL OILWELL VARCO INC | 1,600 | $127K | 0.1% | $79.38 | $79.38 | — | COM | 637071101 |
| COP | CONOCOPHILLIPS | 1,800 | $127K | 0.1% | $70.56 * | $48.40 | 0.0% | COM | 20825C104 |
| — | TYCO INTERNATIONAL LTD | 3,000 | $123K | 0.1% | $41.00 | $41.00 | — | SHS | H89128104 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,155 | $115K | 0.1% | $53.36 * | $34.16 | 0.0% | COM | 110122108 |
| AMZN | AMAZON COM INC | 285 | $114K | 0.1% | $400.00 * | $17.98 | 0.0% | COM | 023135106 |
| WMT | WAL-MART STORES INC | 1,455 | $114K | 0.1% | $78.35 * | $20.35 | 0.0% | COM | 931142103 |
| VZ | VERIZON COMMUNICATIONS INC | 2,295 | $113K | 0.1% | $49.24 * | $26.61 | 0.0% | COM | 92343V104 |
| — | WESTERN ASSET EMRG MKT INCM | 9,320 | $110K | 0.1% | $11.80 | $11.80 | — | COM | 95766E103 |
| GXC | SPDR INDEX SHS FDS | 1,400 | $109K | 0.1% | $77.86 | $77.86 | — | S&P CHINA ETF | 78463X400 |
| PEP | PEPSICO INC | 1,300 | $108K | 0.1% | $83.08 * | $57.75 | 0.0% | COM | 713448108 |
| — | BARCLAYS BANK PLC | 3,000 | $107K | 0.1% | $35.67 | $35.67 | — | ETN DJUBSCOCO 38 | 06739H313 |
| — | ANNALY CAP MGMT INC | 10,600 | $106K | 0.1% | $10.00 | $10.00 | — | COM | 035710409 |
| — | E M C CORP MASS | 4,100 | $103K | 0.1% | $25.12 | $25.12 | — | COM | 268648102 |
| LQD | ISHARES | 894 | $102K | 0.1% | $114.09 | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| — | MORGAN STANLEY EMER MKTS FD | 6,600 | $102K | 0.1% | $15.45 | $15.45 | — | COM | 61744G107 |
| SPY | SPDR S&P 500 ETF TR | 549 | $101K | 0.1% | $183.97 | $183.97 | — | TR UNIT | 78462F103 |
| — | CELGENE CORP | 600 | $101K | 0.1% | $168.33 | $168.33 | — | COM | 151020104 |
| RF | REGIONS FINL CORP NEW | 10,000 | $99,000 | 0.1% | $9.90 * | $6.45 | 0.0% | COM | 7591EP100 |
| — | CBRE CLARION GLOBAL REAL EST | 11,732 | $93,000 | 0.1% | $7.93 | $7.93 | — | COM | 12504G100 |
| SPAB | SPDR SERIES TRUST | 1,621 | $91,000 | 0.1% | $56.14 | $56.14 | — | BRCLYS AGG ETF | 78464A649 |
| QCLN | FIRST TR EXCHANGE TRADED FD | 4,900 | $88,000 | 0.1% | $17.96 | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| XLU | SELECT SECTOR SPDR TR | 2,206 | $84,000 | 0.1% | $38.08 | $38.08 | — | SBI INT-UTILS | 81369Y886 |
| — | DIREXION SHS ETF TR | 2,600 | $81,000 | 0.1% | $31.15 | $31.15 | — | DLY RUSSIA BUL | 25459Y645 |
| TBT | PROSHARES TR | 987 | $78,000 | 0.1% | $79.03 | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| MCD | MCDONALDS CORP | 804 | $78,000 | 0.1% | $97.01 * | $70.01 | 0.0% | COM | 580135101 |
| EWP | ISHARES | 2,001 | $77,000 | 0.1% | $38.48 | $38.48 | — | MSCI SPAN CP ETF | 464286764 |
| BDX | BECTON DICKINSON & CO | 701 | $77,000 | 0.1% | $109.84 * | $85.77 | 0.0% | COM | 075887109 |
| — | TWENTY FIRST CENTY FOX INC | 2,134 | $75,000 | 0.1% | $35.15 | $35.15 | — | CL A | 90130A101 |
| — | MEXICO EQUITY & INCOME FD | 5,000 | $74,000 | 0.1% | $14.80 | $14.80 | — | COM | 592834105 |
| OMC | OMNICOM GROUP INC | 988 | $73,000 | 0.1% | $73.89 * | $46.21 | 0.0% | COM | 681919106 |
| — | DIREXION SHS ETF TR | 1,000 | $73,000 | 0.1% | $73.00 | $73.00 | — | 20YR TRES BEAR | 25459Y678 |
| IHI | ISHARES | 775 | $72,000 | 0.1% | $92.90 | $92.90 | — | U.S. MED DVC ETF | 464288810 |
| — | DOW CHEM CO | 1,550 | $69,000 | 0.1% | $44.52 | $44.52 | — | COM | 260543103 |
| AFL | AFLAC INC | 1,000 | $67,000 | 0.1% | $67.00 * | $24.61 | 0.0% | COM | 001055102 |
| MBB | ISHARES | 635 | $66,000 | 0.1% | $103.94 | $103.94 | — | MBS ETF | 464288588 |
| AVB | AVALONBAY CMNTYS INC | 560 | $66,000 | 0.1% | $117.86 * | $82.16 | 0.0% | COM | 053484101 |
| — | WALGREEN CO | 1,150 | $66,000 | 0.1% | $57.39 | $57.39 | — | COM | 931422109 |
| — | INDIA FD INC | 3,267 | $65,000 | 0.1% | $19.90 | $19.90 | — | COM | 454089103 |
| — | MARKET VECTORS ETF TR | 3,050 | $64,000 | 0.1% | $20.98 | $20.98 | — | GOLD MINER ETF | 57060U100 |
| IWB | ISHARES | 624 | $64,000 | 0.1% | $102.56 | $102.56 | — | RUS 1000 ETF | 464287622 |
| QCOM | QUALCOMM INC | 854 | $63,000 | 0.1% | $73.77 * | $50.36 | 0.0% | COM | 747525103 |
| UPS | UNITED PARCEL SERVICE INC | 600 | $63,000 | 0.1% | $105.00 * | $64.45 | 0.0% | CL B | 911312106 |
| GLD | SPDR GOLD TRUST | 523 | $61,000 | 0.1% | $116.63 | $116.63 | — | GOLD SHS | 78463V107 |
| CNP | CENTERPOINT ENERGY INC | 2,500 | $58,000 | 0.0% | $23.20 * | $15.70 | 0.0% | COM | 15189T107 |
| — | VMWARE INC | 650 | $58,000 | 0.0% | $89.23 | $89.23 | — | CL A COM | 928563402 |
| AMGN | AMGEN INC | 500 | $57,000 | 0.0% | $114.00 * | $81.11 | 0.0% | COM | 031162100 |
| FXI | ISHARES | 1,464 | $56,000 | 0.0% | $38.25 | $38.25 | — | CHINA LG-CAP ETF | 464287184 |
| DSI | ISHARES | 800 | $55,000 | 0.0% | $68.75 | $68.75 | — | MSCI KLD400 SOC | 464288570 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 1,420 | $54,000 | 0.0% | $38.03 * | $30.06 | 0.0% | COM | 35671D857 |
| — | ALCOA INC | 4,848 | $52,000 | 0.0% | $10.73 | $10.73 | — | COM | 013817101 |
| — | ABERDEEN LATIN AMER EQTY FD | 1,832 | $51,000 | 0.0% | $27.84 | $27.84 | — | COM | 00306K106 |
| — | H & Q HEALTHCARE INVESTORS | 1,900 | $51,000 | 0.0% | $26.84 | $26.84 | — | SH BEN INT | 404052102 |
| IEV | ISHARES | 1,053 | $50,000 | 0.0% | $47.48 | $47.48 | — | EUROPE ETF | 464287861 |
| FRI | FIRST TR S&P REIT INDEX FD | 2,801 | $49,000 | 0.0% | $17.49 | $17.49 | — | COM | 33734G108 |
| DIS | DISNEY WALT CO | 633 | $48,000 | 0.0% | $75.83 * | $61.69 | 0.0% | COM DISNEY | 254687106 |
| — | BARCLAYS BANK PLC | 1,000 | $47,000 | 0.0% | $47.00 | $47.00 | — | ETN DJUBS AGRI37 | 06739H206 |
| — | PROSHARES TR | 500 | $47,000 | 0.0% | $94.00 | $94.00 | — | ULSH 20YRTRE NEW | 74348A491 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 3,200 | $46,000 | 0.0% | $14.38 | $14.38 | — | COM | 01879R106 |
| UNP | UNION PAC CORP | 275 | $46,000 | 0.0% | $167.27 * | $60.55 | 0.0% | COM | 907818108 |
| USB | US BANCORP DEL | 1,102 | $45,000 | 0.0% | $40.83 * | $25.38 | 0.0% | COM NEW | 902973304 |
| EZA | ISHARES | 700 | $45,000 | 0.0% | $64.29 | $64.29 | — | MSCI STH AFR ETF | 464286780 |
| — | YAHOO INC | 1,100 | $44,000 | 0.0% | $40.00 | $40.00 | — | COM | 984332106 |
| — | PROSHARES TR | 1,300 | $44,000 | 0.0% | $33.85 | $33.85 | — | FTSE CHINA 25 | 74347X658 |
| — | DIREXION SHS ETF TR | 1,525 | $44,000 | 0.0% | $28.85 | $28.85 | — | DLY EMRGMKT BULL | 25459Y686 |
| — | TURKISH INVT FD INC | 3,000 | $44,000 | 0.0% | $14.67 | $14.67 | — | COM | 900145103 |
| SNY | SANOFI | 814 | $44,000 | 0.0% | $54.05 | $54.05 | — | SPONSORED ADR | 80105N105 |
| — | TWITTER INC | 670 | $43,000 | 0.0% | $64.18 | $64.18 | — | COM | 90184L102 |
| TRV | TRAVELERS COMPANIES INC | 480 | $43,000 | 0.0% | $89.58 * | $66.77 | 0.0% | COM | 89417E109 |
| GPC | GENUINE PARTS CO | 514 | $43,000 | 0.0% | $83.66 * | $57.23 | 0.0% | COM | 372460105 |
| — | APACHE CORP | 500 | $43,000 | 0.0% | $86.00 | $86.00 | — | COM | 037411105 |
| ITW | ILLINOIS TOOL WKS INC | 500 | $42,000 | 0.0% | $84.00 * | $59.45 | 0.0% | COM | 452308109 |
| TIP | ISHARES | 383 | $42,000 | 0.0% | $109.66 | $109.66 | — | TIPS BD ETF | 464287176 |
| — | BARCLAYS BK PLC | 1,000 | $42,000 | 0.0% | $42.00 | $42.00 | — | IPTH AGRIC ETN | 06740P262 |
| FEZ | SPDR INDEX SHS FDS | 1,001 | $42,000 | 0.0% | $41.96 | $41.96 | — | EURO STOXX 50 | 78463X202 |
| EBAY | EBAY INC | 766 | $42,000 | 0.0% | $54.83 * | $19.70 | 0.0% | COM | 278642103 |
| — | TRANSCANADA CORP | 900 | $41,000 | 0.0% | $45.56 | $45.56 | — | COM | 89353D107 |
| GIS | GENERAL MLS INC | 800 | $40,000 | 0.0% | $50.00 * | $32.89 | 0.0% | COM | 370334104 |
| BP | BP PLC | 800 | $39,000 | 0.0% | $48.75 | $48.75 | — | SPONSORED ADR | 055622104 |
| SLF | SUN LIFE FINL INC | 1,100 | $39,000 | 0.0% | $35.45 * | $34.04 | 0.0% | COM | 866796105 |
| BSV | VANGUARD BD INDEX FD INC | 487 | $39,000 | 0.0% | $80.08 | $80.08 | — | SHORT TRM BOND | 921937827 |
| — | LATIN AMERN DISCOVERY FD INC | 2,901 | $38,000 | 0.0% | $13.10 | $13.10 | — | COM | 51828C106 |
| — | KRAFT FOODS GROUP INC | 700 | $38,000 | 0.0% | $54.29 | $54.29 | — | COM | 50076Q106 |
| — | POWERSHARES QQQ TRUST | 426 | $37,000 | 0.0% | $86.85 | $86.85 | — | UNIT SER 1 | 73935A104 |
| CLX | CLOROX CO DEL | 400 | $37,000 | 0.0% | $92.50 * | $63.81 | 0.0% | COM | 189054109 |
| FIW | FIRST TR ISE WATER INDEX FD | 1,050 | $36,000 | 0.0% | $34.29 | $34.29 | — | COM | 33733B100 |
| — | MEDTRONIC INC | 600 | $34,000 | 0.0% | $56.67 | $56.67 | — | COM | 585055106 |
| EWK | ISHARES | 2,024 | $33,000 | 0.0% | $16.30 | $16.30 | — | BELGIUM CAPD ETF | 464286301 |
| — | ETFS PLATINUM TR | 250 | $33,000 | 0.0% | $132.00 | $132.00 | — | SH BEN INT | 26922V101 |
| HD | HOME DEPOT INC | 394 | $32,000 | 0.0% | $81.22 * | $58.72 | 0.0% | COM | 437076102 |
| DRN | DIREXION SHS ETF TR | 850 | $32,000 | 0.0% | $37.65 | $37.65 | — | DLY R/E BULL3X | 25459W755 |
| — | COMCAST CORP NEW | 600 | $30,000 | 0.0% | $50.00 | $50.00 | — | CL A SPL | 20030N200 |
| — | CLAYMORE EXCHANGE TRD FD TR | 1,500 | $30,000 | 0.0% | $20.00 | $20.00 | — | GUGG CHN RL EST | 18383Q861 |
| — | HOLLYFRONTIER CORP | 600 | $30,000 | 0.0% | $50.00 | $50.00 | — | COM | 436106108 |
| — | MARKET VECTORS ETF TR | 700 | $30,000 | 0.0% | $42.86 | $42.86 | — | RUSSIA SMALLCP | 57061R585 |
| NVS | NOVARTIS A G | 369 | $30,000 | 0.0% | $81.30 | $81.30 | — | SPONSORED ADR | 66987V109 |
| EWZ | ISHARES | 671 | $30,000 | 0.0% | $44.71 | $44.71 | — | MSCI BRZ CAP ETF | 464286400 |
| VGK | VANGUARD INTL EQUITY INDEX F | 500 | $29,000 | 0.0% | $58.00 | $58.00 | — | FTSE EUROPE ETF | 922042874 |
| — | LMP REAL ESTATE INCOME FD IN | 2,777 | $28,000 | 0.0% | $10.08 | $10.08 | — | COM | 50208C108 |
| — | BEAM INC | 400 | $27,000 | 0.0% | $67.50 | $67.50 | — | COM | 073730103 |
| HIW | HIGHWOODS PPTYS INC | 750 | $27,000 | 0.0% | $36.00 | $36.00 | — | COM | 431284108 |
| GM | GENERAL MTRS CO | 640 | $26,000 | 0.0% | $40.63 * | $28.17 | 0.0% | COM | 37045V100 |
| — | DOUBLELINE OPPORTUNISTIC CR | 1,158 | $26,000 | 0.0% | $22.45 | $22.45 | — | COM | 258623107 |
| — | POWERSHARES ETF TRUST | 4,000 | $26,000 | 0.0% | $6.50 | $6.50 | — | WNDRHLL CLN EN | 73935X500 |
| — | PORTOLA PHARMACEUTICALS INC | 1,000 | $26,000 | 0.0% | $26.00 | $26.00 | — | COM | 737010108 |
| RWX | SPDR INDEX SHS FDS | 601 | $25,000 | 0.0% | $41.60 | $41.60 | — | DJ INTL RL ETF | 78463X863 |
| — | SPDR INDEX SHS FDS | 357 | $24,000 | 0.0% | $67.23 | $67.23 | — | MIDEAST AFRICA | 78463X806 |
| — | DWS GLOBAL HIGH INCOME FD | 3,000 | $24,000 | 0.0% | $8.00 | $8.00 | — | COM | 23338W104 |
| — | POWERSHARES GLOBAL ETF TRUST | 1,779 | $24,000 | 0.0% | $13.49 | $13.49 | — | AGG PFD PORT | 73936T565 |
| — | ISHARES | 2,007 | $23,000 | 0.0% | $11.46 | $11.46 | — | MRG RL ES CP ETF | 464288539 |
| — | ING PRIME RATE TR | 4,000 | $23,000 | 0.0% | $5.75 | $5.75 | — | SH BEN INT | 44977W106 |
| — | MONSANTO CO NEW | 200 | $23,000 | 0.0% | $115.00 | $115.00 | — | COM | 61166W101 |
| — | ISHARES GOLD TRUST | 1,954 | $23,000 | 0.0% | $11.77 | $11.77 | — | ISHARES | 464285105 |
| WMB | WILLIAMS COS INC DEL | 600 | $23,000 | 0.0% | $38.33 * | $18.38 | 0.0% | COM | 969457100 |
| AGG | ISHARES | 203 | $22,000 | 0.0% | $108.37 | $108.37 | — | CORE TOTUSBD ETF | 464287226 |
| — | LINKEDIN CORP | 100 | $22,000 | 0.0% | $220.00 | $220.00 | — | COM CL A | 53578A108 |
| — | ENBRIDGE ENERGY PARTNERS L P | 735 | $22,000 | 0.0% | $29.93 | $29.93 | — | COM | 29250R106 |
| — | PANDORA MEDIA INC | 750 | $20,000 | 0.0% | $26.67 | $26.67 | — | COM | 698354107 |
| — | MARKET VECTORS ETF TR | 300 | $20,000 | 0.0% | $66.67 | $66.67 | — | MV ENVIR SVCS | 57060U209 |
| — | BLACKROCK REAL ASSET EQUITY | 2,200 | $19,000 | 0.0% | $8.64 | $8.64 | — | COM | 09254B109 |
| EWY | ISHARES | 301 | $19,000 | 0.0% | $63.12 | $63.12 | — | MSCI STH KOR ETF | 464286772 |
| — | ABERDEEN CHILE FD INC | 1,776 | $19,000 | 0.0% | $10.70 | $10.70 | — | COM | 00301W105 |
| — | AMERIGAS PARTNERS L P | 400 | $18,000 | 0.0% | $45.00 | $45.00 | — | UNIT L P INT | 030975106 |
| FBIN | FORTUNE BRANDS HOME & SEC IN | 400 | $18,000 | 0.0% | $45.00 * | $30.45 | 0.0% | COM | 34964C106 |
| — | CHUBB CORP | 189 | $18,000 | 0.0% | $95.24 | $95.24 | — | COM | 171232101 |
| — | TECO ENERGY INC | 1,000 | $17,000 | 0.0% | $17.00 | $17.00 | — | COM | 872375100 |
| — | PROSHARES TR | 450 | $17,000 | 0.0% | $37.78 | $37.78 | — | ULT MSCI PAC | 74347X534 |
| — | MARKET VECTORS ETF TR | 600 | $17,000 | 0.0% | $28.33 | $28.33 | — | RUSSIA ETF | 57060U506 |
| HDV | ISHARES | 225 | $16,000 | 0.0% | $71.11 | $71.11 | — | HIGH DIVIDND ETF | 46429B663 |
| NYT | NEW YORK TIMES CO | 1,000 | $16,000 | 0.0% | $16.00 * | $12.09 | 0.0% | CL A | 650111107 |
| — | CURRENCYSHARES AUSTRALIAN DL | 175 | $16,000 | 0.0% | $91.43 | $91.43 | — | AUSTRALIAN DOL | 23129U101 |
| — | DIREXION SHS ETF TR | 775 | $16,000 | 0.0% | $20.65 | $20.65 | — | DLY TECBEARX NEW | 25459Y439 |
| — | CYTEC INDS INC | 171 | $16,000 | 0.0% | $93.57 | $93.57 | — | COM | 232820100 |
| EW | EDWARDS LIFESCIENCES CORP | 240 | $16,000 | 0.0% | $66.67 * | $11.27 | 0.0% | COM | 28176E108 |
| — | GLAXOSMITHKLINE PLC | 290 | $15,000 | 0.0% | $51.72 | $51.72 | — | SPONSORED ADR | 37733W105 |
| — | MEDLEY CAP CORP | 1,080 | $15,000 | 0.0% | $13.89 | $13.89 | — | COM | 58503F106 |
| EET | PROSHARES TR | 200 | $15,000 | 0.0% | $75.00 | $75.00 | — | MSCI EMRG ETF | 74347X302 |
| — | CURRENCYSHARES SWEDISH KRONA | 100 | $15,000 | 0.0% | $150.00 | $150.00 | — | SWEDISH KRONA | 23129R108 |
| DEO | DIAGEO P L C | 107 | $14,000 | 0.0% | $130.84 | $130.84 | — | SPON ADR NEW | 25243Q205 |
| ARGT | GLOBAL X FDS | 707 | $14,000 | 0.0% | $19.80 | $19.80 | — | GBX X FTSEAR NEW | 37950E259 |
| — | NEW GERMANY FD INC | 700 | $14,000 | 0.0% | $20.00 | $20.00 | — | COM | 644465106 |
| — | NUVEEN QUALITY PFD INCOME FD | 1,500 | $12,000 | 0.0% | $8.00 | $8.00 | — | COM | 67072C105 |
| — | PIMCO CORPORATE INCOME STRAT | 750 | $12,000 | 0.0% | $16.00 | $16.00 | — | COM | 72200U100 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 780 | $11,000 | 0.0% | $14.10 | $14.10 | — | SH BEN INT | 09248E102 |
| — | CEPHEID | 229 | $11,000 | 0.0% | $48.03 | $48.03 | — | COM | 15670R107 |
| — | DIREXION SHS ETF TR | 525 | $11,000 | 0.0% | $20.95 | $20.95 | — | LATN AM BULL3X | 25459Y652 |
| — | GOLDCORP INC NEW | 500 | $11,000 | 0.0% | $22.00 | $22.00 | — | COM | 380956409 |
| F | FORD MTR CO DEL | 696 | $11,000 | 0.0% | $15.80 * | $9.00 | 0.0% | COM PAR $0.01 | 345370860 |
| KIM | KIMCO RLTY CORP | 500 | $10,000 | 0.0% | $20.00 * | $11.63 | 0.0% | COM | 49446R109 |
| — | INVESCO MORTGAGE CAPITAL INC | 657 | $10,000 | 0.0% | $15.22 | $15.22 | — | COM | 46131B100 |
| ARCC | ARES CAP CORP | 556 | $10,000 | 0.0% | $17.99 * | $5.52 | 0.0% | COM | 04010L103 |
| NWSA | NEWS CORP NEW | 533 | $10,000 | 0.0% | $18.76 * | $15.15 | 0.0% | CL A | 65249B109 |
| — | TEMPLETON DRAGON FD INC | 404 | $10,000 | 0.0% | $24.75 | $24.75 | — | COM | 88018T101 |
| — | EATON VANCE TX MGD DIV EQ IN | 826 | $9,000 | 0.0% | $10.90 | $10.90 | — | COM | 27828N102 |
| — | GLOBAL X FDS | 400 | $9,000 | 0.0% | $22.50 | $22.50 | — | FTSE GREECE 20 | 37950E366 |
| RWT | REDWOOD TR INC | 448 | $9,000 | 0.0% | $20.09 | $20.09 | — | COM | 758075402 |
| WY | WEYERHAEUSER CO | 269 | $8,000 | 0.0% | $29.74 * | $18.82 | 0.0% | COM | 962166104 |
| LEN | LENNAR CORP | 204 | $8,000 | 0.0% | $39.22 * | $30.45 | 0.0% | CL A | 526057104 |
| — | MOLYCORP INC DEL | 1,500 | $8,000 | 0.0% | $5.33 | $5.33 | — | COM | 608753109 |
| BDDXF | DEUTSCHE BK AG LONDON BRH | 1,000 | $8,000 | 0.0% | $8.00 | $8.00 | — | MTLS DBL ETN38 | 25154K841 |
| — | TEUCRIUM COMMODITY TR | 525 | $8,000 | 0.0% | $15.24 | $15.24 | — | WHEAT FD | 88166A508 |
| — | CLAYMORE EXCHANGE TRD FD TR | 301 | $8,000 | 0.0% | $26.58 | $26.58 | — | GUGG S&P GBL WTR | 18383Q507 |
| MTN | VAIL RESORTS INC | 100 | $8,000 | 0.0% | $80.00 * | $72.24 | 0.0% | COM | 91879Q109 |
| — | FUSION-IO INC | 895 | $8,000 | 0.0% | $8.94 | $8.94 | — | COM | 36112J107 |
| — | POWERSHARES GLOBAL ETF TRUST | 300 | $7,000 | 0.0% | $23.33 | $23.33 | — | GBL WTR PORT | 73936T623 |
| — | AMERICAN CAPITAL AGENCY CORP | 375 | $7,000 | 0.0% | $18.67 | $18.67 | — | COM | 02503X105 |
| VUG | VANGUARD INDEX FDS | 75 | $7,000 | 0.0% | $93.33 | $93.33 | — | GROWTH ETF | 922908736 |
| TGT | TARGET CORP | 100 | $6,000 | 0.0% | $60.00 * | $44.59 | 0.0% | COM | 87612E106 |
| — | DEUTSCHE BK AG LONDON BRH | 200 | $6,000 | 0.0% | $30.00 | $30.00 | — | DB 3X LONG UST | 25154N522 |
| — | GENERAL MTRS CO | 184 | $6,000 | 0.0% | $32.61 | $32.61 | — | *W EXP 07/10/201 | 37045V118 |
| AMAT | APPLIED MATLS INC | 329 | $6,000 | 0.0% | $18.24 * | $14.86 | 0.0% | COM | 038222105 |
| NFG | NATIONAL FUEL GAS CO N J | 70 | $5,000 | 0.0% | $71.43 * | $69.48 | 0.0% | COM | 636180101 |
| — | PLUM CREEK TIMBER CO INC | 100 | $5,000 | 0.0% | $50.00 | $50.00 | — | COM | 729251108 |
| — | POWERSHARES DB CMDTY IDX TRA | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | UNIT BEN INT | 73935S105 |
| — | PROSHARES TR | 250 | $5,000 | 0.0% | $20.00 | $20.00 | — | ULT MSCIMEX CAPP | 74347X179 |
| — | DURECT CORP | 3,000 | $5,000 | 0.0% | $1.67 | $1.67 | — | COM | 266605104 |
| QABA | FIRST TR NASDAQ ABA CMNTY BK | 151 | $5,000 | 0.0% | $33.11 | $33.11 | — | UT COM SHS ETF | 33736Q104 |
| — | GABELLI HLTHCARE & WELLNESS | 472 | $5,000 | 0.0% | $10.59 | $10.59 | — | SHS | 36246K103 |
| — | GENERAL MTRS CO | 184 | $4,000 | 0.0% | $21.74 | $21.74 | — | *W EXP 07/10/201 | 37045V126 |
| — | POWERSHARES GLOBAL ETF TRUST | 300 | $4,000 | 0.0% | $13.33 | $13.33 | — | GBL CLEAN ENER | 73936T615 |
| — | COSAN LTD | 300 | $4,000 | 0.0% | $13.33 | $13.33 | — | SHS A | G25343107 |
| ISRG | INTUITIVE SURGICAL INC | 10 | $4,000 | 0.0% | $400.00 * | $42.08 | 0.0% | COM NEW | 46120E602 |
| — | CITY NATL CORP | 45 | $4,000 | 0.0% | $88.89 | $88.89 | — | COM | 178566105 |
| SDY | SPDR SERIES TRUST | 60 | $4,000 | 0.0% | $66.67 | $66.67 | — | S&P DIVID ETF | 78464A763 |
| — | ULTRATECH INC | 140 | $4,000 | 0.0% | $28.57 | $28.57 | — | COM | 904034105 |
| DGP | DEUTSCHE BK AG LDN BRH | 175 | $4,000 | 0.0% | $22.86 | $22.86 | — | PS GOLD DL ETN | 25154H749 |
| — | TIME WARNER CABLE INC | 25 | $3,000 | 0.0% | $120.00 | $120.00 | — | COM | 88732J207 |
| — | SIRIUS XM HLDGS INC | 800 | $3,000 | 0.0% | $3.75 | $3.75 | — | COM | 82968B103 |
| — | ETFS WHITE METALS BASKET TR | 75 | $3,000 | 0.0% | $40.00 | $40.00 | — | PHY WM BSK SHS | 26923B104 |
| — | QIAGEN NV | 124 | $3,000 | 0.0% | $24.19 | $24.19 | — | REG SHS | N72482107 |
| ICLN | ISHARES | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | GL CLEAN ENE ETF | 464288224 |
| MXI | ISHARES | 40 | $2,000 | 0.0% | $50.00 | $50.00 | — | GLOBAL MATER ETF | 464288695 |
| TUR | ISHARES | 51 | $2,000 | 0.0% | $39.22 | $39.22 | — | MSCI TURKEY ETF | 464286715 |
| MAC | MACERICH CO | 30 | $2,000 | 0.0% | $66.67 | $66.67 | — | COM | 554382101 |
| — | RYDEX ETF TRUST | 15 | $2,000 | 0.0% | $133.33 | $133.33 | — | GUG S&P MC400 PG | 78355W601 |
| — | SOLARCITY CORP | 40 | $2,000 | 0.0% | $50.00 | $50.00 | — | COM | 83416T100 |
| CORT | CORCEPT THERAPEUTICS INC | 700 | $2,000 | 0.0% | $2.86 * | $2.02 | 0.0% | COM | 218352102 |
| — | HARRIS & HARRIS GROUP INC | 600 | $2,000 | 0.0% | $3.33 | $3.33 | — | COM | 413833104 |
| — | FRONTIER COMMUNICATIONS CORP | 310 | $1,000 | 0.0% | $3.23 | $3.23 | — | COM | 35906A108 |
| — | DYNAVAX TECHNOLOGIES CORP | 300 | $1,000 | 0.0% | $3.33 | $3.33 | — | COM | 268158102 |
| — | AFFYMETRIX INC | 140 | $1,000 | 0.0% | $7.14 | $7.14 | — | COM | 00826T108 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 16 | $1,000 | 0.0% | $62.50 * | $67.90 | 0.0% | COM | 09061G101 |
| — | AOL INC | 9 | $0 | 0.0% | $0.00 | — | — | COM | 00184X105 |
| — | APRICUS BIOSCIENCES INC | 33 | $0 | 0.0% | $0.00 | — | — | COM | 03832V109 |
| — | DDR CORP | 15 | $0 | 0.0% | $0.00 | — | — | COM | 23317H102 |