Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 12, 2019
Total Value: $559M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHO | SCHWAB STRATEGIC TR | 1,252,469 | $62.51M | 11.2% | $49.74 | — | Fixed Income ETF | 808524862 |
| GVI | ISHARES TR | 448,717 | $48.56M | 8.7% | $110.66 | — | Fixed Income ETF | 464288612 |
| SCHR | SCHWAB STRATEGIC TR | 471,610 | $24.97M | 4.5% | $52.95 | — | Fixed Income ETF | 808524854 |
| CCI | CROWN CASTLE INTL CORP NEW | 198,069 | $21.52M | 3.8% | $76.77 | +5.5% | Common Stocks | 22822V101 |
| RSG | REPUBLIC SVCS INC | 270,243 | $19.48M | 3.5% | $40.38 | +62.8% | Common Stocks | 760759100 |
| JNJ | JOHNSON & JOHNSON | 148,808 | $19.2M | 3.4% | $106.98 | +6.7% | Common Stocks | 478160104 |
| RWT | REDWOOD TR INC | 1,238,586 | $18.66M | 3.3% | $14.92 | — | Common Stocks | 758075402 |
| CME | CME GROUP INC | 95,930 | $18.05M | 3.2% | $78.11 | +82.1% | Common Stocks | 12572Q105 |
| VCSH | VANGUARD SCOTTSDALE FDS | 211,950 | $16.52M | 3.0% | $79.91 | — | Fixed Income ETF | 92206C409 |
| EPD | ENTERPRISE PRODS PARTNERS L | 666,730 | $16.39M | 2.9% | $42.31 | — | Common Stocks | 293792107 |
| — | OAKTREE SPECIALTY LENDING CO | 3,875,609 | $16.39M | 2.9% | $4.88 | — | Common Stocks | 67401P108 |
| — | NUVEEN MTG OPPORTUNITY TERM | 708,592 | $15.84M | 2.8% | $23.40 | — | Fixed Income Closed-End Fund | 670735109 |
| NEE | NEXTERA ENERGY INC | 90,005 | $15.64M | 2.8% | $36.66 | +0.0% | Common Stocks | 65339F101 |
| KKR | KKR & CO INC | 791,159 | $15.53M | 2.8% | $24.47 | -13.9% | Common Stocks | 48251W104 |
| HST | HOST HOTELS & RESORTS INC | 893,387 | $14.89M | 2.7% | $14.43 | -0.9% | Common Stocks | 44107P104 |
| DHI | D R HORTON INC | 405,181 | $14.04M | 2.5% | $34.51 | -2.3% | Common Stocks | 23331A109 |
| — | HARRIS CORP DEL | 92,475 | $12.45M | 2.2% | $116.76 | — | Common Stocks | 413875105 |
| BR | BROADRIDGE FINL SOLUTIONS IN | 128,344 | $12.35M | 2.2% | $59.81 | +60.1% | Common Stocks | 11133T103 |
| ARES | ARES MANAGEMENT CORPORATION | 668,515 | $11.89M | 2.1% | $16.38 | 0.0% | Common Stocks | 03990B101 |
| SYY | SYSCO CORP | 187,792 | $11.77M | 2.1% | $55.73 | 0.0% | Common Stocks | 871829107 |
| EVRG | EVERGY INC | 203,549 | $11.55M | 2.1% | $43.96 | 0.0% | Common Stocks | 30034W106 |
| — | STERLING BANCORP DEL | 653,755 | $10.79M | 1.9% | $24.35 | — | Common Stocks | 85917A100 |
| AMZN | AMAZON COM INC | 6,498 | $9.76M | 1.7% | $33.95 | +144.9% | Common Stocks | 023135106 |
| — | EXTENDED STAY AMER INC | 629,252 | $9.753M | 1.7% | $20.23 | — | Common Stocks | 30224P200 |
| — | INVESCO DYNAMIC CR OPP FD | 923,556 | $9.485M | 1.7% | $11.85 | — | Fixed Income Closed-End Fund | 46132R104 |
| — | THOMSON REUTERS CORP | 195,513 | $9.445M | 1.7% | $48.31 | — | Common Stocks | 884903709 |
| — | NUVEEN CR STRATEGIES INCM FD | 1,236,696 | $9.152M | 1.6% | $8.60 | — | Fixed Income Closed-End Fund | 67073D102 |
| QQQ | INVESCO QQQ TR | 48,610 | $7.499M | 1.3% | $171.64 | — | Equity ETFs | 46090E103 |
| GOOG | ALPHABET INC | 4,698 | $4.865M | 0.9% | $40.17 | +32.2% | Common Stocks | 02079K107 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 82,621 | $4.714M | 0.8% | $63.94 | — | Common Stocks | 559080106 |
| — | SARATOGA INVESTMENT SR NT DTD 08/31/25 | 163,761 | $3.848M | 0.7% | $25.00 | — | Preferred Stock | 80349A505 |
| — | DIREXION SHS ETF TR | 109,020 | $3.561M | 0.6% | $35.47 | — | Equity ETFs | 25490K109 |
| — | JPMORGAN CHASE & CO | 124,568 | $2.78M | 0.5% | $29.85 | — | Equity ETFs | 46625H365 |
| AAPL | APPLE INC | 17,326 | $2.733M | 0.5% | $30.50 | +50.9% | Common Stocks | 037833100 |
| — | HOWARD BANCORP INC | 186,685 | $2.67M | 0.5% | $14.06 | — | Common Stocks | 442496105 |
| KRE | SPDR SERIES TRUST | 45,736 | $2.14M | 0.4% | $46.79 | — | Equity ETFs | 78464A698 |
| MSFT | MICROSOFT CORP | 13,860 | $1.408M | 0.3% | $74.62 | +34.0% | Common Stocks | 594918104 |
| — | WESTERN GAS PARTNERS LP | 33,290 | $1.406M | 0.3% | $64.89 | — | Common Stocks | 958254104 |
| META | FACEBOOK INC | 10,365 | $1.359M | 0.2% | $135.17 | +6.4% | Common Stocks | 30303M102 |
| AXP | AMERICAN EXPRESS CO | 14,220 | $1.355M | 0.2% | $75.44 | +26.0% | Common Stocks | 025816109 |
| VNQ | VANGUARD INDEX FDS | 15,030 | $1.121M | 0.2% | $74.63 | — | Equity ETFs | 922908553 |
| PAA | PLAINS ALL AMERN PIPELINE L | 53,947 | $1.081M | 0.2% | $54.80 | — | Common Stocks | 726503105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,290 | $1.08M | 0.2% | $176.47 | +18.4% | Common Stocks | 084670702 |
| IWM | ISHARES TR | 7,250 | $971K | 0.2% | $141.04 | — | Equity ETFs | 464287655 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,875 | $904K | 0.2% | $213.96 | — | Common Stocks | 78467X109 |
| GOOGL | ALPHABET INC | 807 | $843K | 0.2% | $39.58 | +35.5% | Common Stocks | 02079K305 |
| TRGP | TARGA RES CORP | 21,638 | $779K | 0.1% | $15.07 | +152.6% | Common Stocks | 87612G101 |
| — | HYDROPOTHECARY | 224,500 | $770K | 0.1% | $5.28 | — | Common Stocks | 428304109 |
| CSCO | CISCO SYS INC | 16,956 | $735K | 0.1% | $28.39 | +30.0% | Common Stocks | 17275R102 |
| IWR | ISHARES TR | 15,300 | $711K | 0.1% | $81.65 | — | Equity ETFs | 464287499 |
| — | PGIM SHORT DURATION HIGH YIE | 50,200 | $654K | 0.1% | $14.14 | — | Fixed Income Closed-End Fund | 69346H100 |
| IYG | ISHARES TR | 5,715 | $642K | 0.1% | $102.08 | — | Equity ETFs | 464287770 |
| V | VISA INC | 4,735 | $625K | 0.1% | $107.50 | +22.2% | Common Stocks | 92826C839 |
| XLV | SELECT SECTOR SPDR TR | 7,065 | $611K | 0.1% | $74.91 | — | Equity ETFs | 81369Y209 |
| HD | HOME DEPOT INC | 3,472 | $597K | 0.1% | $128.00 | +17.5% | Common Stocks | 437076102 |
| XOM | EXXON MOBIL CORP | 8,623 | $588K | 0.1% | $55.55 | +1.5% | Common Stocks | 30231G102 |
| XLP | SELECT SECTOR SPDR TR | 11,310 | $574K | 0.1% | $52.51 | — | Equity ETFs | 81369Y308 |
| VHT | VANGUARD WORLD FDS | 3,560 | $572K | 0.1% | $154.32 | — | Equity ETFs | 92204A504 |
| MDLZ | MONDELEZ INTL INC | 13,736 | $550K | 0.1% | $25.09 | +42.6% | Common Stocks | 609207105 |
| — | APHRIA INC | 95,000 | $541K | 0.1% | $5.69 | — | Common Stocks | 03765K104 |
| JPM | JPMORGAN CHASE & CO | 5,368 | $524K | 0.1% | $66.58 | +31.5% | Common Stocks | 46625H100 |
| — | TALLGRASS ENERGY LP | 20,830 | $507K | 0.1% | $23.57 | — | Common Stocks | 874696107 |
| BABA | ALIBABA GROUP HLDG LTD | 3,700 | $507K | 0.1% | $169.90 | — | Common Stocks | 01609W102 |
| XLI | SELECT SECTOR SPDR TR | 7,738 | $498K | 0.1% | $67.46 | — | Equity ETFs | 81369Y704 |
| ET | ENERGY TRANSFER LP | 37,283 | $493K | 0.1% | $28.65 | — | Common Stocks | 29273V100 |
| ITB | ISHARES TR | 15,920 | $478K | 0.1% | $34.79 | — | Equity ETFs | 464288752 |
| XLB | SELECT SECTOR SPDR TR | 9,240 | $467K | 0.1% | $50.69 | — | Equity ETFs | 81369Y100 |
| WMB | WILLIAMS COS INC DEL | 20,521 | $452K | 0.1% | $19.23 | -12.9% | Common Stocks | 969457100 |
| FTEC | FIDELITY | 8,910 | $439K | 0.1% | $46.13 | — | Equity ETFs | 316092808 |
| WB | WEIBO CORP | 7,430 | $434K | 0.1% | $88.51 | — | Common Stocks | 948596101 |
| AMD | ADVANCED MICRO DEVICES INC | 23,105 | $427K | 0.1% | $21.62 | 0.0% | Common Stocks | 007903107 |
| ONEQ | FIDELITY COMWLTH TR | 1,600 | $416K | 0.1% | $255.00 | — | Equity ETFs | 315912808 |
| CAT | CATERPILLAR INC DEL | 3,133 | $398K | 0.1% | $123.92 | -10.0% | Common Stocks | 149123101 |
| — | CELGENE CORP | 6,120 | $392K | 0.1% | $104.20 | — | Common Stocks | 151020104 |
| CNTTQ | CANNTRUST HOLDINGS INC | 80,000 | $386K | 0.1% | $6.97 | +1.3% | Common Stocks | 137800207 |
| LMT | LOCKHEED MARTIN CORP | 1,449 | $379K | 0.1% | $274.65 | -9.0% | Common Stocks | 539830109 |
| — | BLACKSTONE GROUP L P | 12,480 | $372K | 0.1% | $33.33 | — | Common Stocks | 09253U108 |
| UAL | UNITED CONTL HLDGS INC | 4,350 | $364K | 0.1% | $48.11 | +82.6% | Common Stocks | 910047109 |
| WMT | WALMART INC | 3,872 | $361K | 0.1% | $28.37 | +1.4% | Common Stocks | 931142103 |
| — | NUVEEN CA QUALTY MUN INCOME | 28,000 | $357K | 0.1% | $13.53 | — | Fixed Income Closed-End Fund | 67066Y105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 9,350 | $356K | 0.1% | $43.53 | — | Equity ETFs | 922042858 |
| SBUX | STARBUCKS CORP | 5,520 | $355K | 0.1% | $49.93 | +7.4% | Common Stocks | 855244109 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 30,260 | $355K | 0.1% | $11.73 | — | Fixed Income Closed-End Fund | 67064R102 |
| — | NUVEEN MARYLAND QLT MUN INC | 30,000 | $352K | 0.1% | $11.73 | — | Fixed Income Closed-End Fund | 67061Q107 |
| PYPL | PAYPAL HLDGS INC | 4,175 | $351K | 0.1% | $79.13 | +5.0% | Common Stocks | 70450Y103 |
| — | NUVEEN NORTH CAROLINA QLTY M | 29,700 | $350K | 0.1% | $11.78 | — | Fixed Income Closed-End Fund | 67060P100 |
| INTC | INTEL CORP | 7,422 | $348K | 0.1% | $44.19 | -9.0% | Common Stocks | 458140100 |
| MU | MICRON TECHNOLOGY INC | 10,810 | $343K | 0.1% | $38.53 | -4.0% | Common Stocks | 595112103 |
| GD | GENERAL DYNAMICS CORP | 2,152 | $338K | 0.1% | $180.83 | -15.9% | Common Stocks | 369550108 |
| — | BLACKROCK INC | 850 | $334K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,100 | $333K | 0.1% | $312.73 | — | Equity ETFs | 78467Y107 |
| CVSI | CV SCIENCES INC | 75,000 | $323K | 0.1% | $0.68 | +612.8% | Common Stocks | 126654102 |
| MAR | MARRIOTT INTL INC NEW | 2,900 | $315K | 0.1% | $69.39 | +56.4% | Common Stocks | 571903202 |
| MRK | MERCK & CO INC | 4,066 | $311K | 0.1% | $45.31 | +24.7% | Common Stocks | 58933Y105 |
| MPLX | MPLX LP | 9,785 | $296K | 0.1% | $34.83 | — | Common Stocks | 55336V100 |
| PG | PROCTER AND GAMBLE CO | 3,128 | $288K | 0.1% | $64.88 | +15.2% | Common Stocks | 742718109 |
| — | DIREXION SHS ETF TR | 8,400 | $283K | 0.1% | $55.36 | — | Equity ETFs | 25459Y769 |
| FIDU | FIDELITY | 8,515 | $279K | 0.0% | $36.52 | — | Equity ETFs | 316092709 |
| FSTA | FIDELITY | 9,100 | $278K | 0.0% | $32.42 | — | Equity ETFs | 316092303 |
| PANW | PALO ALTO NETWORKS INC | 1,475 | $278K | 0.0% | $27.78 | +12.2% | Common Stocks | 697435105 |
| MCD | MCDONALDS CORP | 1,550 | $275K | 0.0% | $130.55 | +15.0% | Common Stocks | 580135101 |
| NFLX | NETFLIX INC | 1,020 | $273K | 0.0% | $27.22 | +9.9% | Common Stocks | 64110L106 |
| DIS | DISNEY WALT CO | 2,469 | $271K | 0.0% | $90.27 | +20.9% | Common Stocks | 254687106 |
| TER | TERADYNE INC | 8,600 | $270K | 0.0% | $27.23 | +20.4% | Common Stocks | 880770102 |
| VZ | VERIZON COMMUNICATIONS INC | 4,693 | $264K | 0.0% | $34.10 | +13.2% | Common Stocks | 92343V104 |
| LQD | ISHARES TR | 2,301 | $260K | 0.0% | $117.21 | — | Fixed Income ETF | 464287242 |
| HAL | HALLIBURTON CO | 9,610 | $255K | 0.0% | $29.13 | 0.0% | Common Stocks | 406216101 |
| AMP | AMERIPRISE FINL INC | 2,400 | $250K | 0.0% | $68.12 | +61.4% | Common Stocks | 03076C106 |
| NSA | NATIONAL STORAGE AFFILIATES | 8,300 | $220K | 0.0% | $23.87 | — | Common Stocks | 637870106 |
| CMCSA | COMCAST CORP NEW | 6,472 | $220K | 0.0% | $27.98 | +8.8% | Common Stocks | 20030N101 |
| HLT | HILTON WORLDWIDE HLDGS INC | 3,000 | $215K | 0.0% | $61.77 | +14.5% | Common Stocks | 43300A203 |
| IWF | ISHARES TR | 1,620 | $212K | 0.0% | $130.36 | — | Equity ETFs | 464287614 |
| ABBV | ABBVIE INC | 2,160 | $199K | 0.0% | $46.96 | +38.0% | Common Stocks | 00287Y109 |
| — | SVB FINL GROUP | 1,018 | $193K | 0.0% | $109.31 | — | Common Stocks | 78486Q101 |
| STZ | CONSTELLATION BRANDS INC | 1,180 | $190K | 0.0% | $194.12 | -8.9% | Common Stocks | 21036P108 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 5,990 | $188K | 0.0% | $20.62 | +40.4% | Common Stocks | G0772R208 |
| — | DIREXION SHS ETF TR | 9,300 | $186K | 0.0% | $19.25 | — | Fixed Income ETF | 25490K190 |
| PFE | PFIZER INC | 4,044 | $177K | 0.0% | $25.50 | +17.7% | Common Stocks | 717081103 |
| ACN | ACCENTURE PLC IRELAND | 1,218 | $172K | 0.0% | $140.78 | +1.5% | Common Stocks | G1151C101 |
| KMI | KINDER MORGAN INC DEL | 10,765 | $166K | 0.0% | $22.45 | -50.1% | Common Stocks | 49456B101 |
| VFF | VILLAGE FARMS INTL INC | 50,000 | $162K | 0.0% | $4.42 | — | Common Stocks | 92707Y108 |
| — | DIREXION SHS ETF TR | 5,195 | $159K | 0.0% | $35.88 | — | Equity ETFs | 25490K208 |
| — | BECTON DICKINSON & CO | 2,748 | $158K | 0.0% | $61.79 | — | Common Stocks | 075887208 |
| XEL | XCEL ENERGY INC | 3,200 | $158K | 0.0% | $35.43 | +13.7% | Common Stocks | 98389B100 |
| ABT | ABBOTT LABS | 2,160 | $156K | 0.0% | $53.15 | +16.9% | Common Stocks | 002824100 |
| CB | CHUBB LIMITED | 1,175 | $152K | 0.0% | $116.75 | -1.9% | Common Stocks | H1467J104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,278 | $145K | 0.0% | $99.95 | -12.0% | Common Stocks | 459200101 |
| — | LEXARIA BIOSCIENCE CORP | 150,000 | $140K | 0.0% | $1.05 | — | Common Stocks | 52886N307 |
| NVDA | NVIDIA CORP | 1,050 | $140K | 0.0% | $5.14 | -7.7% | Common Stocks | 67066G104 |
| GDS | GDS HLDGS LTD | 5,765 | $133K | 0.0% | $40.07 | — | Common Stocks | 36165L108 |
| VIG | VANGUARD GROUP | 1,320 | $129K | 0.0% | $101.44 | — | Equity ETFs | 921908844 |
| T | AT&T INC | 4,512 | $129K | 0.0% | $14.53 | -3.5% | Common Stocks | 00206R102 |
| — | NEPTUNE WELLNESS SOLUTIONS I | 50,000 | $127K | 0.0% | $3.88 | — | Common Stocks | 64079L105 |
| GS | GOLDMAN SACHS GROUP INC | 740 | $124K | 0.0% | $186.80 | -8.5% | Common Stocks | 38141G104 |
| PAYX | PAYCHEX INC | 1,818 | $118K | 0.0% | $51.54 | +6.8% | Common Stocks | 704326107 |
| SAMG | SILVERCREST ASSET MGMT GROUP | 8,500 | $112K | 0.0% | $15.92 | -12.7% | Common Stocks | 828359109 |
| VCIT | VANGUARD SCOTTSDALE FDS | 1,330 | $110K | 0.0% | $87.53 | — | Fixed Income ETF | 92206C870 |
| — | ENLINK MIDSTREAM PARTNERS LP | 9,500 | $105K | 0.0% | $15.58 | — | Common Stocks | 29336U107 |
| SO | SOUTHERN CO | 2,400 | $105K | 0.0% | $32.85 | +4.3% | Common Stocks | 842587107 |
| BK | BANK NEW YORK MELLON CORP | 2,200 | $104K | 0.0% | $44.56 | -11.0% | Common Stocks | 064058100 |
| ADP | AUTOMATIC DATA PROCESSING IN | 780 | $102K | 0.0% | $111.11 | +9.0% | Common Stocks | 053015103 |
| NXPI | NXP SEMICONDUCTORS N V | 1,350 | $99,000 | 0.0% | $97.96 | -27.9% | Common Stocks | N6596X109 |
| — | INTEGRATED DEVICE TECHNOLOGY | 2,000 | $97,000 | 0.0% | $32.00 | — | Common Stocks | 458118106 |
| OKE | ONEOK INC NEW | 1,776 | $96,000 | 0.0% | $39.78 | -1.2% | Common Stocks | 682680103 |
| ORCL | ORACLE CORP | 2,100 | $95,000 | 0.0% | $41.17 | +4.8% | Common Stocks | 68389X105 |
| BMY | BRISTOL MYERS SQUIBB CO | 1,804 | $94,000 | 0.0% | $40.72 | +0.6% | Common Stocks | 110122108 |
| — | DOWDUPONT INC | 1,741 | $93,000 | 0.0% | $63.73 | — | Common Stocks | 26078J100 |
| GEL | GENESIS ENERGY L P | 5,000 | $92,000 | 0.0% | $22.00 | — | Common Stocks | 371927104 |
| YUM | YUM BRANDS INC | 925 | $85,000 | 0.0% | $72.58 | +8.0% | Common Stocks | 988498101 |
| PEP | PEPSICO INC | 742 | $82,000 | 0.0% | $82.82 | +9.5% | Common Stocks | 713448108 |
| LOW | LOWES COS INC | 875 | $81,000 | 0.0% | $79.54 | +6.4% | Common Stocks | 548661107 |
| WM | WASTE MGMT INC DEL | 899 | $80,000 | 0.0% | $73.75 | +8.0% | Common Stocks | 94106L109 |
| AZTA | BROOKS AUTOMATION INC | 3,000 | $79,000 | 0.0% | $28.85 | -1.4% | Common Stocks | 114340102 |
| BAC | BANK AMER CORP | 3,200 | $79,000 | 0.0% | $24.89 | -8.4% | Common Stocks | 060505104 |
| KR | KROGER CO | 2,750 | $76,000 | 0.0% | $21.37 | +16.5% | Common Stocks | 501044101 |
| KN | KNOWLES CORP | 5,550 | $74,000 | 0.0% | $13.80 | +6.1% | Common Stocks | 49926D109 |
| — | PIMCO DYNAMIC INCOME FD | 2,415 | $70,000 | 0.0% | $31.88 | — | Fixed Income Closed-End Fund | 72201Y101 |
| SOXX | ISHARES TR | 432 | $68,000 | 0.0% | $178.24 | — | Equity ETFs | 464287523 |
| — | TWITTER INC | 2,300 | $66,000 | 0.0% | $43.48 | — | Common Stocks | 90184L102 |
| HON | HONEYWELL INTL INC | 500 | $66,000 | 0.0% | $115.81 | +1.6% | Common Stocks | 438516106 |
| WPP | WPP PLC NEW | 1,200 | $66,000 | 0.0% | $78.33 | — | Common Stocks | 92937A102 |
| ELV | ANTHEM INC | 247 | $65,000 | 0.0% | $250.16 | 0.0% | Common Stocks | 036752103 |
| — | ABCANN GLOBAL CORP | 125,000 | $64,000 | 0.0% | $1.20 | — | Common Stocks | 92845J104 |
| C | CITIGROUP INC | 1,230 | $64,000 | 0.0% | $49.88 | -1.0% | Common Stocks | 172967424 |
| — | NUSTAR ENERGY LP | 2,815 | $59,000 | 0.0% | $27.71 | — | Common Stocks | 67058H102 |
| ADM | ARCHER DANIELS MIDLAND CO | 1,450 | $59,000 | 0.0% | $35.86 | +5.2% | Common Stocks | 039483102 |
| CCJ | CAMECO CORP | 5,000 | $57,000 | 0.0% | $10.58 | +6.4% | Common Stocks | 13321L108 |
| ECL | ECOLAB INC | 380 | $56,000 | 0.0% | $132.91 | +6.4% | Common Stocks | 278865100 |
| — | PIMCO DYNMIC CREDIT AND MRT | 2,625 | $55,000 | 0.0% | $21.77 | — | Fixed Income Closed-End Fund | 72202D106 |
| — | KUSH BOTTLES INC SHS | 10,000 | $54,000 | 0.0% | $5.90 | — | Common Stocks | 50133S103 |
| AGNC | AGNC INVT CORP | 3,000 | $53,000 | 0.0% | $18.67 | — | Common Stocks | 00123Q104 |
| PNW | PINNACLE WEST CAP CORP | 610 | $52,000 | 0.0% | $57.22 | +12.1% | Common Stocks | 723484101 |
| — | MICRON WASTE TECHNOLOGIES INC | 250,000 | $52,000 | 0.0% | $0.37 | — | Common Stocks | 59511R108 |
| PK | PARK HOTELS RESORTS INC | 1,947 | $51,000 | 0.0% | $30.82 | — | Common Stocks | 700517105 |
| NVS | NOVARTIS A G | 600 | $51,000 | 0.0% | $75.00 | — | Common Stocks | 66987V109 |
| AVY | AVERY DENNISON CORP | 555 | $50,000 | 0.0% | $92.28 | -10.1% | Common Stocks | 053611109 |
| FE | FIRSTENERGY CORP | 1,319 | $50,000 | 0.0% | $28.34 | 0.0% | Common Stocks | 337932107 |
| APD | AIR PRODS & CHEMS INC | 311 | $50,000 | 0.0% | $135.34 | -1.6% | Common Stocks | 009158106 |
| — | ANNALY CAP MGMT INC | 5,000 | $49,000 | 0.0% | $10.20 | — | Common Stocks | 035710409 |
| SWK | STANLEY BLACK & DECKER INC | 400 | $48,000 | 0.0% | $115.96 | -12.4% | Common Stocks | 854502101 |
| MO | ALTRIA GROUP INC | 980 | $48,000 | 0.0% | $33.13 | 0.0% | Common Stocks | 02209S103 |
| — | CBS CORP NEW | 1,085 | $47,000 | 0.0% | $56.22 | — | Common Stocks | 124857202 |
| — | GREEN ORGANIC DUTCHMAN HOLDINGS | 26,000 | $47,000 | 0.0% | $5.44 | — | Common Stocks | 393210208 |
| OCFC | OCEANFIRST FINL CORP | 2,000 | $45,000 | 0.0% | $20.86 | -10.3% | Common Stocks | 675234108 |
| — | ALPS ETF TR | 5,000 | $44,000 | 0.0% | $10.20 | — | Equity ETFs | 00162Q866 |
| GILD | GILEAD SCIENCES INC | 700 | $44,000 | 0.0% | $52.72 | +0.5% | Common Stocks | 375558103 |
| SHW | SHERWIN WILLIAMS CO | 110 | $43,000 | 0.0% | $120.91 | +4.7% | Common Stocks | 824348106 |
| — | CBRE CLARION GLOBAL REAL EST | 7,000 | $43,000 | 0.0% | $7.57 | — | Equity ETFs | 12504G100 |
| KHC | KRAFT HEINZ CO | 1,000 | $43,000 | 0.0% | $41.08 | -10.8% | Common Stocks | 500754106 |
| — | INVESCO MORTGAGE CAPITAL INC | 3,000 | $43,000 | 0.0% | $16.00 | — | Common Stocks | 46131B100 |
| CVX | CHEVRON CORP NEW | 375 | $41,000 | 0.0% | $89.14 | -4.9% | Common Stocks | 166764100 |
| ED | CONSOLIDATED EDISON INC | 504 | $39,000 | 0.0% | $58.00 | +4.3% | Common Stocks | 209115104 |
| — | NUVEEN CORE EQUITY ALPHA FUN | 3,274 | $39,000 | 0.0% | $14.66 | — | Equity ETFs | 67090X107 |
| BP | BP PLC | 1,000 | $38,000 | 0.0% | $46.00 | — | Common Stocks | 055622104 |
| HEMP | HEMP INC | 1,000,000 | $38,000 | 0.0% | $0.03 | -11.4% | Common Stocks | 423703206 |
| IQ | IQIYI INC | 2,500 | $37,000 | 0.0% | $32.40 | — | Common Stocks | 46267X108 |
| DUK | DUKE ENERGY CORP NEW | 433 | $37,000 | 0.0% | $56.43 | +13.2% | Common Stocks | 26441C204 |
| — | SENIOR HSG PPTYS TR | 3,050 | $36,000 | 0.0% | $18.03 | — | Common Stocks | 81721M109 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 481 | $36,000 | 0.0% | $69.88 | 0.0% | Common Stocks | 45866F104 |
| GATX | GATX CORP | 500 | $35,000 | 0.0% | $60.04 | +13.3% | Common Stocks | 361448103 |
| DEO | DIAGEO P L C | 250 | $35,000 | 0.0% | $144.00 | — | Common Stocks | 25243Q205 |
| — | SUPREME CANNABIS CO INC | 34,900 | $33,000 | 0.0% | $1.38 | — | Common Stocks | 86860J106 |
| — | NORTHSTAR REALTY EUROPE CORP | 2,295 | $33,000 | 0.0% | $14.38 | — | Common Stocks | 66706L101 |
| SPGI | S&P GLOBAL INC | 192 | $33,000 | 0.0% | $168.43 | 0.0% | Common Stocks | 78409V104 |
| MTR | MESA RTY TR | 3,000 | $33,000 | 0.0% | $14.44 | — | Common Stocks | 590660106 |
| — | MYM NUTRACEUTICALS INC | 85,000 | $33,000 | 0.0% | $1.53 | — | Common Stocks | 55406A101 |
| LNC | LINCOLN NATL CORP IND | 624 | $32,000 | 0.0% | $44.01 | 0.0% | Common Stocks | 534187109 |
| WSO | WATSCO INC | 230 | $32,000 | 0.0% | $179.08 | -14.9% | Common Stocks | 942622200 |
| — | TWO HBRS INVT CORP | 2,500 | $32,000 | 0.0% | $16.00 | — | Common Stocks | 90187B408 |
| — | UMPQUA HLDGS CORP | 1,948 | $31,000 | 0.0% | $15.91 | — | Common Stocks | 904214103 |
| XLU | SELECT SECTOR SPDR TR | 581 | $31,000 | 0.0% | $51.64 | — | Equity ETFs | 81369Y886 |
| YUMC | YUM CHINA HLDGS INC | 925 | $31,000 | 0.0% | $39.61 | -13.4% | Common Stocks | 98850P109 |
| AG | FIRST MAJESTIC SILVER CORP | 5,000 | $29,000 | 0.0% | $6.91 | -20.7% | Common Stocks | 32076V103 |
| — | VIACOM INC NEW | 1,085 | $28,000 | 0.0% | $30.41 | — | Common Stocks | 92553P201 |
| UNP | UNION PAC CORP | 200 | $28,000 | 0.0% | $117.74 | +7.4% | Common Stocks | 907818108 |
| MMNFQ | MEDMEN ENTERPRISES INC | 10,000 | $28,000 | 0.0% | $3.81 | +12.2% | Common Stocks | 58507M107 |
| MCO | MOODYS CORP | 200 | $28,000 | 0.0% | $158.28 | -10.4% | Common Stocks | 615369105 |
| EXC | EXELON CORP | 607 | $27,000 | 0.0% | $21.97 | +13.5% | Common Stocks | 30161N101 |
| PFG | PRINCIPAL FINL GROUP INC | 586 | $26,000 | 0.0% | $41.75 | -10.8% | Common Stocks | 74251V102 |
| — | 22ND CENTY GROUP INC | 10,000 | $25,000 | 0.0% | $2.50 | — | Common Stocks | 90137F103 |
| CL | COLGATE PALMOLIVE CO | 400 | $24,000 | 0.0% | $54.60 | -3.1% | Common Stocks | 194162103 |
| — | LOGMEIN INC | 280 | $23,000 | 0.0% | $89.29 | — | Common Stocks | 54142L109 |
| — | ACELRX PHARMACEUTICALS INC | 10,000 | $23,000 | 0.0% | $2.30 | — | Common Stocks | 00444T100 |
| FFBC | FIRST FINL BANCORP OH | 932 | $22,000 | 0.0% | $22.92 | -14.5% | Common Stocks | 320209109 |
| SYK | STRYKER CORP | 140 | $22,000 | 0.0% | $154.79 | -0.0% | Common Stocks | 863667101 |
| NUE | NUCOR CORP | 400 | $21,000 | 0.0% | $54.10 | -6.3% | Common Stocks | 670346105 |
| — | INTELSAT S A | 1,000 | $21,000 | 0.0% | $21.00 | — | Common Stocks | L5140P101 |
| KEY | KEYCORP NEW | 1,345 | $20,000 | 0.0% | $13.98 | -10.5% | Common Stocks | 493267108 |
| BA | BOEING CO | 63 | $20,000 | 0.0% | $334.97 | 0.0% | Common Stocks | 097023105 |
| HUBB | HUBBELL INC | 200 | $20,000 | 0.0% | $94.76 | +0.5% | Common Stocks | 443510607 |
| AUIAF | AURANIA RESOURCES LTD | 10,000 | $20,000 | 0.0% | $2.71 | -30.1% | Common Stocks | G06974102 |
| — | NEW YORK CMNTY BANCORP INC | 2,000 | $19,000 | 0.0% | $11.00 | — | Common Stocks | 649445103 |
| — | BUCKEYE PARTNERS L P | 648 | $19,000 | 0.0% | $35.49 | — | Common Stocks | 118230101 |
| IAG | IAMGOLD CORP | 5,000 | $18,000 | 0.0% | $5.75 | -39.0% | Common Stocks | 450913108 |
| ESLT | ELBIT SYS LTD | 160 | $18,000 | 0.0% | $109.69 | +2.6% | Common Stocks | M3760D101 |
| BOX | BOX INC | 1,000 | $17,000 | 0.0% | $24.79 | -25.8% | Common Stocks | 10316T104 |
| AAUAF | ALMADEN MINERALS LTD | 25,000 | $17,000 | 0.0% | $1.00 | -43.3% | Common Stocks | 020283305 |
| KHRNF | KHIRON LIFE SCIENCES CORP | 15,000 | $17,000 | 0.0% | $1.14 | 0.0% | Common Stocks | 49374L306 |
| — | LIBERTY HEALTH SCIENCES INC | 25,000 | $17,000 | 0.0% | $0.68 | — | Common Stocks | 530562107 |
| IRT | INDEPENDENCE RLTY TR INC | 1,730 | $16,000 | 0.0% | $10.40 | — | Common Stocks | 45378A106 |
| TBPMQ | TETRA BIO PHARMA | 25,000 | $16,000 | 0.0% | $0.69 | +7.2% | Common Stocks | 88166Y100 |
| — | FSD PHARMA | 75,000 | $16,000 | 0.0% | $0.13 | — | Common Stocks | 35954B107 |
| DG | DOLLAR GEN CORP NEW | 150 | $16,000 | 0.0% | $87.12 | +13.2% | Common Stocks | 256677105 |
| — | EQUINOX GOLD CORP | 21,825 | $16,000 | 0.0% | $0.78 | — | Common Stocks | 29446Y304 |
| IEF | ISHARES TR | 155 | $16,000 | 0.0% | $102.63 | — | Fixed Income ETF | 464287440 |
| MVIS | MICROVISION INC DEL | 25,000 | $15,000 | 0.0% | $1.92 | -51.2% | Common Stocks | 594960304 |
| DE | DEERE & CO | 100 | $15,000 | 0.0% | $131.34 | +0.3% | Common Stocks | 244199105 |
| — | HARVEST ONE CANNABIS INC | 50,000 | $15,000 | 0.0% | $0.74 | — | Common Stocks | 41755P105 |
| — | HEALTHLYNKED CORP | 100,000 | $14,000 | 0.0% | $0.31 | — | Common Stocks | 42228P102 |
| — | ROYAL DUTCH SHELL PLC | 238 | $14,000 | 0.0% | $67.23 | — | Common Stocks | 780259206 |
| REGN | REGENERON PHARMACEUTICALS | 38 | $14,000 | 0.0% | $311.03 | +17.0% | Common Stocks | 75886F107 |
| — | LEAGOLD MINING CORP | 10,000 | $13,000 | 0.0% | $2.10 | — | Common Stocks | 52176A205 |
| NI | NISOURCE INC | 500 | $13,000 | 0.0% | $19.12 | +6.8% | Common Stocks | 65473P105 |
| SWX | SOUTHWEST GAS HOLDINGS INC | 165 | $13,000 | 0.0% | $73.00 | +10.0% | Common Stocks | 844895102 |
| CVS | CVS HEALTH CORP | 200 | $13,000 | 0.0% | $51.69 | +14.9% | Common Stocks | 126650100 |
| KO | COCA COLA CO | 280 | $13,000 | 0.0% | $34.02 | +12.9% | Common Stocks | 191216100 |
| CRM | SALESFORCE COM INC | 85 | $12,000 | 0.0% | $133.45 | +1.8% | Common Stocks | 79466L302 |
| PGR | PROGRESSIVE CORP OHIO | 200 | $12,000 | 0.0% | $52.48 | 0.0% | Common Stocks | 743315103 |
| — | ALTABA INC | 200 | $12,000 | 0.0% | $75.00 | — | Common Stocks | 021346101 |
| QCOM | QUALCOMM INC | 207 | $12,000 | 0.0% | $45.91 | +10.8% | Common Stocks | 747525103 |
| D | DOMINION ENERGY INC | 162 | $12,000 | 0.0% | $46.36 | +14.8% | Common Stocks | 25746U109 |
| ATCMF | ATICO MINING CORP SHS | 50,000 | $11,000 | 0.0% | $0.56 | -56.9% | Common Stocks | 047559109 |
| — | KANSAS CITY SOUTHERN | 120 | $11,000 | 0.0% | $108.33 | — | Common Stocks | 485170302 |
| EFA | ISHARES TR | 195 | $11,000 | 0.0% | $66.67 | — | Common Stocks | 464287465 |
| CHTR | CHARTER COMMUNICATIONS INC N | 40 | $11,000 | 0.0% | $287.35 | +9.2% | Common Stocks | 16119P108 |
| KCCFF | KUTCHO COPPER CORP | 50,000 | $11,000 | 0.0% | $0.49 | -57.3% | Common Stocks | 501377105 |
| — | PLANET 13 HOLDINGS INC | 10,000 | $11,000 | 0.0% | $1.90 | — | Common Stocks | 72706K101 |
| ITW | ILLINOIS TOOL WKS INC | 80 | $10,000 | 0.0% | $122.64 | -9.9% | Common Stocks | 452308109 |
| MS | MORGAN STANLEY | 250 | $10,000 | 0.0% | $41.43 | -15.5% | Common Stocks | 617446448 |
| — | AZARGA URANIUM | 50,000 | $10,000 | 0.0% | $0.20 | — | Common Stocks | 05477Y108 |
| ADBE | ADOBE INC | 40 | $9,000 | 0.0% | $236.55 | +2.1% | Common Stocks | 00724F101 |
| — | PROSHARES TR | 300 | $9,000 | 0.0% | $30.00 | — | Equity ETFs | 74347B425 |
| — | LINDE PLC | 60 | $9,000 | 0.0% | $150.00 | — | Common Stocks | G5494J103 |
| FCPT | FOUR CORNERS PPTY TR INC | 350 | $9,000 | 0.0% | $25.71 | — | Common Stocks | 35086T109 |
| MTN | VAIL RESORTS INC | 42 | $9,000 | 0.0% | $244.86 | +1.0% | Common Stocks | 91879Q109 |
| GPMT | GRANITE PT MTG TR INC | 473 | $9,000 | 0.0% | $19.03 | — | Common Stocks | 38741L107 |
| QABA | FIRST TR NASDAQ ABA CMNTY BK | 175 | $8,000 | 0.0% | $57.14 | — | Equity ETFs | 33736Q104 |
| DELL | DELL TECHNOLOGIES INC | 172 | $8,000 | 0.0% | $25.10 | 0.0% | Common Stocks | 24703L202 |
| THCBF | THC BIOMED INTL LTD | 35,000 | $8,000 | 0.0% | $0.76 | -45.1% | Common Stocks | 87243W103 |
| DHR | DANAHER CORP DEL | 80 | $8,000 | 0.0% | $85.98 | +2.2% | Common Stocks | 235851102 |
| — | MMJ PHYTOTECH LTD | 50,300 | $8,000 | 0.0% | $0.32 | — | Common Stocks | Q6S53Y100 |
| XLRE | SELECT SECTOR SPDR TR | 235 | $7,000 | 0.0% | $34.04 | — | Equity Closed-End Fund | 81369Y860 |
| — | PEOPLES UNITED FINANCIAL INC | 500 | $7,000 | 0.0% | $18.00 | — | Common Stocks | 712704105 |
| AB | ALLIANCEBERNSTEIN HOLDING LP | 250 | $7,000 | 0.0% | $28.00 | — | Common Stocks | 01881G106 |
| MDT | MEDTRONIC PLC | 80 | $7,000 | 0.0% | $68.53 | +12.6% | Common Stocks | G5960L103 |
| DOV | DOVER CORP | 100 | $7,000 | 0.0% | $68.01 | +7.9% | Common Stocks | 260003108 |
| XLE | SELECT SECTOR SPDR TR | 123 | $7,000 | 0.0% | $73.17 | — | Equity ETFs | 81369Y506 |
| NEM | NEWMONT MINING CORP | 164 | $6,000 | 0.0% | $31.35 | -16.9% | Common Stocks | 651639106 |
| — | SENESTECH INC | 10,000 | $6,000 | 0.0% | $1.60 | — | Common Stocks | 81720R109 |
| SPY | SPDR S&P 500 ETF TR | 25 | $6,000 | 0.0% | $280.00 | — | Equity ETFs | 78462F103 |
| EWJ | ISHARES INC | 125 | $6,000 | 0.0% | $56.00 | — | Equity ETFs | 46434G822 |
| XLF | SELECT SECTOR SPDR TR | 270 | $6,000 | 0.0% | $25.93 | — | Equity ETFs | 81369Y605 |
| GLDG | GOLDMINING INC | 10,000 | $6,000 | 0.0% | $1.01 | -39.6% | Common Stocks | 38149E101 |
| — | FIORE GOLD LTD | 25,000 | $6,000 | 0.0% | $0.56 | — | Common Stocks | 31810L108 |
| — | GENERAL ELECTRIC CO | 800 | $6,000 | 0.0% | $13.48 | — | Common Stocks | 369604103 |
| — | CROP INFRASTRUCTURE CORP | 25,000 | $5,000 | 0.0% | $0.20 | — | Common Stocks | 227298106 |
| WMLLF | WEALTH MINERALS LTD | 15,000 | $5,000 | 0.0% | $1.23 | -66.8% | Common Stocks | 946885209 |
| BIIB | BIOGEN INC | 15 | $5,000 | 0.0% | $281.15 | +13.5% | Common Stocks | 09062X103 |
| NKE | NIKE INC | 50 | $4,000 | 0.0% | $64.33 | +5.9% | Common Stocks | 654106103 |
| — | SANTA FE GOLD CORP | 50,000 | $4,000 | 0.0% | $0.12 | — | Common Stocks | 80201E108 |
| OGS | ONE GAS INC | 50 | $4,000 | 0.0% | $71.11 | +16.0% | Common Stocks | 68235P108 |
| KLAC | KLA-TENCOR CORP | 50 | $4,000 | 0.0% | $97.03 | -13.2% | Common Stocks | 482480100 |
| — | ACERUS PHARMACEUTICALS CORP | 50,000 | $4,000 | 0.0% | $0.20 | — | Common Stocks | 00444G108 |
| MMM | 3M CO | 20 | $4,000 | 0.0% | $130.14 | -1.5% | Common Stocks | 88579Y101 |
| — | CERNER CORP | 80 | $4,000 | 0.0% | $62.50 | — | Common Stocks | 156782104 |
| — | CALUMET SPECIALTY PRODS PTNR | 2,000 | $4,000 | 0.0% | $7.50 | — | Common Stocks | 131476103 |
| WAB | WABTEC CORP | 40 | $3,000 | 0.0% | $88.89 | -6.0% | Common Stocks | 929740108 |
| — | COPPERBANK RESOURCES | 100,000 | $3,000 | 0.0% | $0.06 | — | Common Stocks | 217621101 |
| FTV | FORTIVE CORP | 40 | $3,000 | 0.0% | $46.29 | -1.5% | Common Stocks | 34959J108 |
| — | TEXTMUNICATION HOLDINGS | 5,000 | $3,000 | 0.0% | $0.80 | — | Common Stocks | 883178204 |
| F | FORD MTR CO DEL | 400 | $3,000 | 0.0% | $7.74 | -19.8% | Common Stocks | 345370860 |
| HMPQ | HEMPAMERICANA INC | 200,000 | $3,000 | 0.0% | $0.02 | -25.1% | Common Stocks | 42370P207 |
| — | UNITED TECHNOLOGIES CORP | 28 | $3,000 | 0.0% | $133.33 | — | Common Stocks | 913017109 |
| USB | US BANCORP DEL | 60 | $3,000 | 0.0% | $37.25 | +2.8% | Common Stocks | 902973304 |
| CC | CHEMOURS CO | 124 | $3,000 | 0.0% | $36.67 | -35.7% | Common Stocks | 163851108 |
| — | BARRICK GOLD CORP | 200 | $3,000 | 0.0% | $15.00 | — | Common Stocks | 067901108 |
| — | STORE CAP CORP | 120 | $3,000 | 0.0% | $25.00 | — | Common Stocks | 862121100 |
| SLB | SCHLUMBERGER LTD | 80 | $3,000 | 0.0% | $55.08 | -27.0% | Common Stocks | 806857108 |
| — | PROGRESSIVE CARE INC | 50,000 | $3,000 | 0.0% | $0.14 | — | Common Stocks | 74332G108 |
| — | PETROCHINA CO LTD | 50 | $3,000 | 0.0% | $80.00 | — | Common Stocks | 71646E100 |
| — | SANDRIDGE MISSISSIPPIAN TR I | 4,000 | $3,000 | 0.0% | $1.75 | — | Common Stocks | 80007V106 |
| NKSH | NATIONAL BANKSHARES INC VA | 44 | $2,000 | 0.0% | $32.58 | -7.5% | Common Stocks | 634865109 |
| RMR | RMR GROUP INC | 33 | $2,000 | 0.0% | $41.53 | -7.6% | Common Stocks | 74967R106 |
| — | ALEXION PHARMACEUTICALS INC | 20 | $2,000 | 0.0% | $125.00 | — | Common Stocks | 015351109 |
| REZI | RESIDEO TECHNOLOGIES INC | 83 | $2,000 | 0.0% | $21.34 | 0.0% | Common Stocks | 76118Y104 |
| DVLP | GOLDEN DEVELOPING SOLUTIONS | 100,000 | $2,000 | 0.0% | $0.02 | — | Common Stocks | 38089W103 |
| FDX | FEDEX CORP | 10 | $2,000 | 0.0% | $216.45 | -14.1% | Common Stocks | 31428X106 |
| ARKK | ARK ETF TR | 60 | $2,000 | 0.0% | $50.00 | — | Equity ETFs | 00214Q104 |
| DLTR | DOLLAR TREE INC | 20 | $2,000 | 0.0% | $87.80 | -3.8% | Common Stocks | 256746108 |
| NRG | NRG ENERGY INC | 28 | $1,000 | 0.0% | $26.82 | +18.6% | Common Stocks | 629377508 |
| APTY | APT SYSTEMS INC | 500,000 | $1,000 | 0.0% | $0.01 | -50.2% | Common Stocks | 03834Y101 |
| BRN | BARNWELL INDS INC | 500 | $1,000 | 0.0% | $1.77 | -10.7% | Common Stocks | 068221100 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 30 | $1,000 | 0.0% | $42.76 | +6.6% | Common Stocks | 65341B106 |
| — | LICO ENERGY METALS INC | 15,000 | $1,000 | 0.0% | $0.13 | — | Common Stocks | 531696201 |
| ALGN | ALIGN TECHNOLOGY INC | 5 | $1,000 | 0.0% | $298.30 | -15.3% | Common Stocks | 016255101 |
| — | CONFORMIS INC | 2,000 | $1,000 | 0.0% | $1.50 | — | Common Stocks | 20717E101 |
| — | HARVEST OIL & GAS CORP | 34 | $1,000 | 0.0% | $29.41 | — | Common Stocks | 41755V102 |
| — | FRONTIER COMMUNICATIONS CORP | 533 | $1,000 | 0.0% | $5.63 | — | Common Stocks | 35906A306 |
| GTX | GARRETT MOTION INC | 50 | $1,000 | 0.0% | $13.59 | 0.0% | Common Stocks | 366505105 |
| HTGC | HERCULES CAPITAL INC | 25 | $0 | 0.0% | $12.37 | -1.4% | Common Stocks | 427096508 |
| PDXP | PDX PARTNERS INC | 1,000,000 | $0 | 0.0% | $0.00 | -96.8% | Common Stocks | 70455F109 |
| ASIX | ADVANSIX INC | 8 | $0 | 0.0% | $34.25 | -25.9% | Common Stocks | 00773T101 |
| ELLH | ELAH HLDGS INC | 8 | $0 | 0.0% | $125.00 | — | Common Stocks | 28413L105 |
| — | EV ENERGY PARTNERS LP | 3,500 | $0 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |