CIK: 0001539948 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 8, 2020
Total Value ($000): $403,160 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BIL | SPDR SER TR | 207,613 | $19,024 | 4.7% | $91.58 | — | SPDR BLOOMBERG | 78468R663 |
| XLK | SELECT SECTOR SPDR TR | 228,069 | $18,330 | 4.5% | $70.41 | — | TECHNOLOGY | 81369Y803 |
| MSFT | MICROSOFT CORP | 99,216 | $15,647 | 3.9% | $98.21 | +59.2% | COM | 594918104 |
| GLD | SPDR GOLD TRUST | 96,494 | $14,286 | 3.5% | $131.90 | — | GOLD SHS | 78463V107 |
| XLP | SELECT SECTOR SPDR TR | 187,906 | $10,235 | 2.5% | $56.35 | — | SBI CONS STPLS | 81369Y308 |
| AMZN | AMAZON COM INC | 5,044 | $9,834 | 2.4% | $52.22 | +85.3% | COM | 023135106 |
| FE | FIRSTENERGY CORP | 224,005 | $8,976 | 2.2% | $30.55 | +18.9% | COM | 337932107 |
| HD | HOME DEPOT INC | 45,754 | $8,543 | 2.1% | $168.21 | +13.0% | COM | 437076102 |
| MDT | MEDTRONIC PLC | 93,066 | $8,393 | 2.1% | $90.85 | -0.7% | SHS | G5960L103 |
| AAPL | APPLE INC | 32,967 | $8,383 | 2.1% | $26.36 | +169.6% | COM | 037833100 |
| — | WISDOMTREE TR | 315,641 | $7,926 | 2.0% | $25.08 | — | FLOATNG RAT TREA | 97717X628 |
| PANW | PALO ALTO NETWORKS INC | 46,924 | $7,694 | 1.9% | $36.68 | -4.8% | COM | 697435105 |
| GOOGL | ALPHABET INC | 6,618 | $7,690 | 1.9% | $51.64 | +30.2% | CAP STK CL A | 02079K305 |
| DG | DOLLAR GEN CORP NEW | 50,797 | $7,671 | 1.9% | $102.17 | +39.3% | COM | 256677105 |
| META | FACEBOOK INC | 44,236 | $7,379 | 1.8% | $188.68 | +3.0% | CL A | 30303M102 |
| XLV | SELECT SECTOR SPDR TR | 82,985 | $7,351 | 1.8% | $83.84 | — | SBI HEALTHCARE | 81369Y209 |
| XLF | SELECT SECTOR SPDR TR | 332,690 | $6,927 | 1.7% | $27.66 | — | SBI INT-FINL | 81369Y605 |
| D | DOMINION ENERGY INC | 94,176 | $6,799 | 1.7% | $55.24 | +14.3% | COM | 25746U109 |
| INTC | INTEL CORP | 123,985 | $6,710 | 1.7% | $41.40 | +26.4% | COM | 458140100 |
| IEMG | ISHARES INC | 152,665 | $6,178 | 1.5% | $42.26 | — | CORE MSCI EMKT | 46434G103 |
| BXP | BOSTON PROPERTIES INC | 64,443 | $5,944 | 1.5% | $96.49 | -0.9% | COM | 101121101 |
| JPM | JPMORGAN CHASE & CO | 63,535 | $5,720 | 1.4% | $93.67 | +10.6% | COM | 46625H100 |
| IEUR | ISHARES TR | 151,847 | $5,630 | 1.4% | $37.08 | — | CORE MSCI EURO | 46434V738 |
| WM | WASTE MGMT INC DEL | 59,236 | $5,483 | 1.4% | $73.42 | +41.9% | COM | 94106L109 |
| AMGN | AMGEN INC | 26,969 | $5,467 | 1.4% | $120.29 | +51.5% | COM | 031162100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 18,764 | $5,321 | 1.3% | $310.51 | 0.0% | COM | 883556102 |
| GD | GENERAL DYNAMICS CORP | 39,912 | $5,281 | 1.3% | $143.90 | +0.8% | COM | 369550108 |
| CVX | CHEVRON CORP NEW | 69,155 | $5,011 | 1.2% | $82.58 | -8.0% | COM | 166764100 |
| DIS | DISNEY WALT CO | 49,007 | $4,734 | 1.2% | $92.20 | +34.0% | COM DISNEY | 254687106 |
| SPYM | SPDR SER TR | 150,495 | $4,552 | 1.1% | $33.80 | — | PORTFOLIO S&P500 | 78464A854 |
| SPY | SPDR S&P 500 ETF TR | 16,763 | $4,321 | 1.1% | $269.89 | — | TR UNIT | 78462F103 |
| XLY | SELECT SECTOR SPDR TR | 43,124 | $4,230 | 1.0% | $105.90 | — | SBI CONS DISCR | 81369Y407 |
| IVE | ISHARES TR | 42,207 | $4,062 | 1.0% | $117.71 | — | S&P 500 VAL ETF | 464287408 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 85,404 | $3,969 | 1.0% | $56.04 | -2.8% | CL A | 192446102 |
| TFC | TRUIST FINL CORP | 128,409 | $3,960 | 1.0% | $40.89 | -12.0% | COM | 89832Q109 |
| XLI | SELECT SECTOR SPDR TR | 64,759 | $3,821 | 0.9% | $75.31 | — | SBI INT-INDS | 81369Y704 |
| C | CITIGROUP INC | 86,539 | $3,645 | 0.9% | $51.23 | +5.8% | COM NEW | 172967424 |
| — | PROSHARES TR | 126,583 | $3,501 | 0.9% | $28.05 | — | SHORT S&P 500 NE | 74347B425 |
| T | AT&T INC | 119,194 | $3,475 | 0.9% | $15.75 | +15.3% | COM | 00206R102 |
| ECL | ECOLAB INC | 21,468 | $3,345 | 0.8% | $176.33 | 0.0% | COM | 278865100 |
| EXPD | EXPEDITORS INTL WASH INC | 47,924 | $3,197 | 0.8% | $44.82 | +48.4% | COM | 302130109 |
| MA | MASTERCARD INC | 13,216 | $3,192 | 0.8% | $148.53 | +93.8% | CL A | 57636Q104 |
| — | LABORATORY CORP AMER HLDGS | 22,412 | $2,833 | 0.7% | $160.33 | — | COM NEW | 50540R409 |
| XLU | SELECT SECTOR SPDR TR | 50,981 | $2,825 | 0.7% | $55.88 | — | SBI INT-UTILS | 81369Y886 |
| PG | PROCTER & GAMBLE CO | 25,340 | $2,787 | 0.7% | $70.86 | +46.5% | COM | 742718109 |
| — | JACOBS ENGR GROUP INC | 32,077 | $2,543 | 0.6% | $63.59 | — | COM | 469814107 |
| TLT | ISHARES TR | 13,936 | $2,299 | 0.6% | $128.24 | — | 20 YR TR BD ETF | 464287432 |
| MDLZ | MONDELEZ INTL INC | 44,831 | $2,245 | 0.6% | $36.38 | +28.4% | CL A | 609207105 |
| NKE | NIKE INC | 26,916 | $2,227 | 0.6% | $82.14 | +4.6% | CL B | 654106103 |
| MCK | MCKESSON CORP | 15,392 | $2,082 | 0.5% | $119.19 | +18.2% | COM | 58155Q103 |
| PEP | PEPSICO INC | 16,823 | $2,020 | 0.5% | $84.67 | +33.2% | COM | 713448108 |
| — | GLAXOSMITHKLINE PLC | 53,180 | $2,015 | 0.5% | $38.89 | — | SPONSORED ADR | 37733W105 |
| PFF | ISHARES TR | 62,283 | $1,983 | 0.5% | $31.84 | — | PFD AND INCM SEC | 464288687 |
| EMR | EMERSON ELEC CO | 40,561 | $1,933 | 0.5% | $54.94 | +5.1% | COM | 291011104 |
| PFE | PFIZER INC | 58,223 | $1,900 | 0.5% | $22.53 | +14.6% | COM | 717081103 |
| MCD | MCDONALDS CORP | 11,444 | $1,892 | 0.5% | $162.31 | +5.9% | COM | 580135101 |
| PGX | INVESCO EXCHANGE-TRADED FD T | 142,741 | $1,878 | 0.5% | $13.16 | — | PFD ETF | 46138E511 |
| CSCO | CISCO SYS INC | 46,069 | $1,811 | 0.4% | $29.49 | +24.4% | COM | 17275R102 |
| LMT | LOCKHEED MARTIN CORP | 5,294 | $1,795 | 0.4% | $127.39 | +162.9% | COM | 539830109 |
| — | CLOVIS ONCOLOGY INC | 1,960,000 | $1,745 | 0.4% | $0.87 | — | NOTE 2.500% 9/1 | 189464AB6 |
| CL | COLGATE PALMOLIVE CO | 26,231 | $1,741 | 0.4% | $58.11 | +5.9% | COM | 194162103 |
| BKLN | INVESCO EXCHANGE-TRADED FD T | 83,847 | $1,716 | 0.4% | $22.17 | — | SR LN ETF | 46138G508 |
| BTI | BRITISH AMERN TOB PLC | 48,829 | $1,669 | 0.4% | $42.46 | — | SPONSORED ADR | 110448107 |
| KO | COCA COLA CO | 37,417 | $1,656 | 0.4% | $33.19 | +35.6% | COM | 191216100 |
| CMCSA | COMCAST CORP NEW | 47,767 | $1,642 | 0.4% | $33.04 | +9.1% | CL A | 20030N101 |
| — | UNITED TECHNOLOGIES CORP | 16,411 | $1,548 | 0.4% | $127.12 | — | COM | 913017109 |
| PPA | INVESCO EXCHANGE TRADED FD T | 30,184 | $1,505 | 0.4% | $55.45 | — | AEROSPACE DEFN | 46137V100 |
| IWN | ISHARES TR | 17,861 | $1,465 | 0.4% | $127.91 | — | RUS 2000 VAL ETF | 464287630 |
| GOVT | ISHARES TR | 47,936 | $1,343 | 0.3% | $25.66 | — | US TREAS BD ETF | 46429B267 |
| — | TEKLA HEALTHCARE INVS | 72,845 | $1,297 | 0.3% | $22.05 | — | SH BEN INT | 87911J103 |
| VZ | VERIZON COMMUNICATIONS INC | 23,874 | $1,283 | 0.3% | $34.28 | +19.7% | COM | 92343V104 |
| — | VIACOMCBS INC | 91,131 | $1,277 | 0.3% | $14.01 | — | CL B | 92556H206 |
| GILD | GILEAD SCIENCES INC | 17,037 | $1,274 | 0.3% | $54.92 | 0.0% | COM | 375558103 |
| UPS | UNITED PARCEL SERVICE INC | 13,421 | $1,254 | 0.3% | $70.36 | +16.4% | CL B | 911312106 |
| JCI | JOHNSON CTLS INTL PLC | 43,867 | $1,183 | 0.3% | $32.03 | +2.9% | SHS | G51502105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 10,360 | $1,149 | 0.3% | $97.84 | +0.4% | COM | 459200101 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 11,157 | $1,128 | 0.3% | $130.88 | -4.6% | COM | 98956P102 |
| GS | GOLDMAN SACHS GROUP INC | 7,284 | $1,126 | 0.3% | $199.66 | -7.6% | COM | 38141G104 |
| XOM | EXXON MOBIL CORP | 29,364 | $1,115 | 0.3% | $53.62 | -21.5% | COM | 30231G102 |
| — | KELLOGG CO | 18,498 | $1,110 | 0.3% | $47.46 | +4.5% | COM | 487836108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,007 | $1,098 | 0.3% | $147.12 | +44.5% | CL B NEW | 084670702 |
| GOOG | ALPHABET INC | 850 | $988 | 0.2% | $57.65 | +16.8% | CAP STK CL C | 02079K107 |
| SHY | ISHARES TR | 11,150 | $966 | 0.2% | $86.64 | — | 1 3 YR TREAS BD | 464287457 |
| CLX | CLOROX CO DEL | 5,448 | $944 | 0.2% | $138.67 | 0.0% | COM | 189054109 |
| — | EATON VANCE TX MNG BY WRT OP | 78,005 | $941 | 0.2% | $15.22 | — | COM | 27828Y108 |
| PAYX | PAYCHEX INC | 14,827 | $933 | 0.2% | $32.27 | +108.9% | COM | 704326107 |
| MET | METLIFE INC | 29,574 | $904 | 0.2% | $36.45 | 0.0% | COM | 59156R108 |
| XLC | SELECT SECTOR SPDR TR | 20,120 | $890 | 0.2% | $48.06 | — | COMMUNICATION | 81369Y852 |
| CCI | CROWN CASTLE INTL CORP NEW | 5,914 | $854 | 0.2% | $76.52 | +50.1% | COM | 22822V101 |
| — | FLIR SYS INC | 26,776 | $854 | 0.2% | $31.89 | — | COM | 302445101 |
| XLE | SELECT SECTOR SPDR TR | 28,980 | $842 | 0.2% | $71.63 | — | ENERGY | 81369Y506 |
| IWB | ISHARES TR | 5,919 | $838 | 0.2% | $124.98 | — | RUS 1000 ETF | 464287622 |
| EMB | ISHARES TR | 8,634 | $835 | 0.2% | $109.49 | — | JPMORGAN USD EMG | 464288281 |
| LQD | ISHARES TR | 6,682 | $825 | 0.2% | $127.93 | — | IBOXX INV CP ETF | 464287242 |
| EFG | ISHARES TR | 11,440 | $813 | 0.2% | $77.88 | — | EAFE GRWTH ETF | 464288885 |
| COST | COSTCO WHSL CORP NEW | 2,764 | $788 | 0.2% | $201.79 | +37.7% | COM | 22160K105 |
| QQQ | INVESCO QQQ TR | 4,054 | $772 | 0.2% | $180.92 | — | UNIT SER 1 | 46090E103 |
| IBB | ISHARES TR | 7,008 | $755 | 0.2% | $103.15 | — | NASDAQ BIOTECH | 464287556 |
| VV | VANGUARD INDEX FDS | 6,247 | $740 | 0.2% | $90.04 | — | LARGE CAP ETF | 922908637 |
| XBI | SPDR SER TR | 9,543 | $739 | 0.2% | $85.48 | — | S&P BIOTECH | 78464A870 |
| JNJ | JOHNSON & JOHNSON | 5,540 | $726 | 0.2% | $87.93 | +36.6% | COM | 478160104 |
| ORCL | ORACLE CORP | 14,331 | $693 | 0.2% | $43.30 | +9.7% | COM | 68389X105 |
| SPDW | SPDR INDEX SHS FDS | 28,625 | $685 | 0.2% | $29.55 | — | PORTFOLIO DEVLPD | 78463X889 |
| CMA | COMERICA INC | 23,239 | $682 | 0.2% | $49.87 | -18.9% | COM | 200340107 |
| LOW | LOWES COS INC | 7,795 | $671 | 0.2% | $101.57 | -3.2% | COM | 548661107 |
| IEF | ISHARES TR | 5,440 | $661 | 0.2% | $121.51 | — | BARCLAYS 7 10 YR | 464287440 |
| IYR | ISHARES TR | 9,227 | $642 | 0.2% | $92.72 | — | U.S. REAL ES ETF | 464287739 |
| KMB | KIMBERLY CLARK CORP | 4,971 | $636 | 0.2% | $112.10 | 0.0% | COM | 494368103 |
| BNDX | VANGUARD CHARLOTTE FDS | 11,084 | $624 | 0.2% | $56.30 | — | INTL BD IDX ETF | 92203J407 |
| BA | BOEING CO | 4,174 | $623 | 0.2% | $228.85 | +19.2% | COM | 097023105 |
| MRK | MERCK & CO. INC | 8,068 | $621 | 0.2% | $54.43 | +19.6% | COM | 58933Y105 |
| AMAT | APPLIED MATLS INC | 13,273 | $608 | 0.2% | $42.54 | +27.8% | COM | 038222105 |
| IWF | ISHARES TR | 3,974 | $599 | 0.1% | $129.61 | — | RUS 1000 GRW ETF | 464287614 |
| — | ISHARES GOLD TRUST | 39,625 | $597 | 0.1% | $11.41 | — | ISHARES | 464285105 |
| ED | CONSOLIDATED EDISON INC | 7,654 | $597 | 0.1% | $45.18 | +56.7% | COM | 209115104 |
| MU | MICRON TECHNOLOGY INC | 13,259 | $558 | 0.1% | $49.56 | +2.4% | COM | 595112103 |
| MO | ALTRIA GROUP INC | 13,859 | $536 | 0.1% | $36.02 | -23.5% | COM | 02209S103 |
| V | VISA INC | 3,262 | $526 | 0.1% | $122.86 | +47.1% | COM CL A | 92826C839 |
| CI | CIGNA CORP NEW | 2,913 | $516 | 0.1% | $167.70 | +5.8% | COM | 125523100 |
| TRV | TRAVELERS COMPANIES INC | 5,191 | $516 | 0.1% | $110.77 | -1.0% | COM | 89417E109 |
| EPAM | EPAM SYS INC | 2,779 | $516 | 0.1% | $196.74 | +9.8% | COM | 29414B104 |
| QCOM | QUALCOMM INC | 7,412 | $501 | 0.1% | $72.86 | -1.3% | COM | 747525103 |
| ADBE | ADOBE INC | 1,515 | $482 | 0.1% | $342.05 | 0.0% | COM | 00724F101 |
| ATR | APTARGROUP INC | 4,584 | $456 | 0.1% | $105.01 | -4.4% | COM | 038336103 |
| VDC | VANGUARD WORLD FDS | 3,305 | $455 | 0.1% | $131.14 | — | CONSUM STP ETF | 92204A207 |
| GWW | GRAINGER W W INC | 1,785 | $444 | 0.1% | $275.46 | 0.0% | COM | 384802104 |
| EL | LAUDER ESTEE COS INC | 2,705 | $431 | 0.1% | $178.51 | 0.0% | CL A | 518439104 |
| KLAC | KLA CORPORATION | 3,001 | $431 | 0.1% | $155.73 | -3.5% | COM NEW | 482480100 |
| PM | PHILIP MORRIS INTL INC | 5,908 | $431 | 0.1% | $62.52 | -2.8% | COM | 718172109 |
| HUM | HUMANA INC | 1,340 | $421 | 0.1% | $319.98 | 0.0% | COM | 444859102 |
| — | ANNALY CAPITAL MANAGEMENT IN | 82,853 | $420 | 0.1% | $10.49 | — | COM | 035710409 |
| IWP | ISHARES TR | 3,437 | $418 | 0.1% | $118.80 | — | RUS MD CP GR ETF | 464287481 |
| BAC | BK OF AMERICA CORP | 19,697 | $418 | 0.1% | $16.49 | +57.1% | COM | 060505104 |
| NEAR | ISHARES U S ETF TR | 8,602 | $417 | 0.1% | $50.19 | — | SHT MAT BD ETF | 46431W507 |
| — | ALEXION PHARMACEUTICALS INC | 4,303 | $386 | 0.1% | $50.67 | — | COM | 015351109 |
| IYM | ISHARES TR | 5,508 | $382 | 0.1% | $70.33 | — | U.S. BAS MTL ETF | 464287838 |
| XLB | SELECT SECTOR SPDR TR | 8,462 | $381 | 0.1% | $58.46 | — | SBI MATERIALS | 81369Y100 |
| — | GW PHARMACEUTICALS PLC | 4,133 | $362 | 0.1% | $104.61 | — | ADS | 36197T103 |
| SPEM | SPDR INDEX SHS FDS | 12,582 | $358 | 0.1% | $37.44 | — | PORTFOLIO EMG MK | 78463X509 |
| CF | CF INDS HLDGS INC | 12,770 | $347 | 0.1% | $34.79 | -7.5% | COM | 125269100 |
| TSLA | TESLA INC | 649 | $340 | 0.1% | $41.46 | 0.0% | COM | 88160R101 |
| NFLX | NETFLIX INC | 902 | $339 | 0.1% | $30.68 | +15.3% | COM | 64110L106 |
| IWO | ISHARES TR | 2,112 | $334 | 0.1% | $181.76 | — | RUS 2000 GRW ETF | 464287648 |
| DHI | D R HORTON INC | 9,384 | $319 | 0.1% | $50.08 | -2.3% | COM | 23331A109 |
| SPMD | SPDR SER TR | 12,497 | $317 | 0.1% | $33.75 | — | PORTFOLIO S&P400 | 78464A847 |
| VWO | VANGUARD INTL EQUITY INDEX F | 9,252 | $310 | 0.1% | $39.47 | — | FTSE EMR MKT ETF | 922042858 |
| CWB | SPDR SER TR | 6,424 | $307 | 0.1% | $52.14 | — | BLMBRG BRC CNVRT | 78464A359 |
| SPSM | SPDR SER TR | 14,032 | $306 | 0.1% | $31.86 | — | PORTFOLIO S&P600 | 78468R853 |
| XLRE | SELECT SECTOR SPDR TR | 9,588 | $297 | 0.1% | $39.11 | — | RL EST SEL SEC | 81369Y860 |
| UBER | UBER TECHNOLOGIES INC | 10,353 | $289 | 0.1% | $32.91 | 0.0% | COM | 90353T100 |
| BP | BP PLC | 11,796 | $288 | 0.1% | $37.71 | — | SPONSORED ADR | 055622104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 19,503 | $279 | 0.1% | $21.47 | — | COM | 293792107 |
| EXC | EXELON CORP | 7,518 | $277 | 0.1% | $21.61 | +17.8% | COM | 30161N101 |
| BIO | BIO RAD LABS INC | 730 | $256 | 0.1% | $242.32 | +51.7% | CL A | 090572207 |
| UNP | UNION PAC CORP | 1,726 | $243 | 0.1% | $138.49 | +4.7% | COM | 907818108 |
| SBUX | STARBUCKS CORP | 3,556 | $234 | 0.1% | $47.96 | +48.0% | COM | 855244109 |
| — | GENERAL ELECTRIC CO | 28,907 | $230 | 0.1% | $15.34 | — | COM | 369604103 |
| VHT | VANGUARD WORLD FDS | 1,375 | $228 | 0.1% | $160.70 | — | HEALTH CAR ETF | 92204A504 |
| CAT | CATERPILLAR INC DEL | 1,912 | $222 | 0.1% | $100.70 | +12.6% | COM | 149123101 |
| VTI | VANGUARD INDEX FDS | 1,640 | $211 | 0.1% | $163.45 | — | TOTAL STK MKT | 922908769 |
| TJX | TJX COS INC NEW | 4,321 | $207 | 0.1% | $54.60 | -2.3% | COM | 872540109 |
| AMD | ADVANCED MICRO DEVICES INC | 4,470 | $203 | 0.1% | $36.81 | +30.9% | COM | 007903107 |
| WFC | WELLS FARGO CO NEW | 6,970 | $200 | 0.0% | $36.64 | 0.0% | COM | 949746101 |
| PGF | INVESCO EXCHANGE TRADED FD T | 10,000 | $169 | 0.0% | $97.76 | — | FINL PFD ETF | 46137V621 |
| KMI | KINDER MORGAN INC DEL | 10,052 | $140 | 0.0% | $11.43 | +17.0% | COM | 49456B101 |
| FCX | FREEPORT-MCMORAN INC | 14,328 | $97 | 0.0% | $9.56 | +2.3% | CL B | 35671D857 |
| — | NUVEEN PFD & INCM SECURTIES | 12,895 | $94 | 0.0% | $10.20 | — | COM | 67072C105 |
| F | FORD MTR CO DEL | 15,232 | $74 | 0.0% | $6.17 | -8.4% | COM | 345370860 |
| — | MARATHON OIL CORP | 17,910 | $59 | 0.0% | $3.29 | — | COM | 565849106 |
| — | ALPS ETF TR | 12,845 | $44 | 0.0% | $10.52 | — | ALERIAN MLP | 00162Q866 |
| UBER | UBER TECHNOLOGIES INC | 500 | $7 | 0.0% | $32.91 | 0.0% | Call | 90353T100 |
| — | PRECISION DRILLING CORP | 17,975 | $6 | 0.0% | $3.03 | — | COM 2010 | 74022D308 |
| — | NEW YORK MTG TR INC | 10,000 | $4 | 0.0% | $1.00 | — | NOTE 6.250% 1/1 | 649604AD7 |
| — | ENSERVCO CORP | 30,000 | $4 | 0.0% | $0.20 | — | COM | 29358Y102 |
| DIS | DISNEY WALT CO | 100 | $2 | 0.0% | $92.20 | +34.0% | Call | 254687106 |
| — | GENERAL ELECTRIC CO | 500 | $0 | 0.0% | $15.34 | — | Call | 369604103 |
| META | FACEBOOK INC | 100 | $0 | 0.0% | $188.68 | +3.0% | Call | 30303M102 |
| XOM | EXXON MOBIL CORP | 1,300 | $0 | 0.0% | $53.62 | -21.5% | Call | 30231G102 |