Location: Chicago, IL
CIK: 0001020317 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 9, 2016
Total Value: $440M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CENTRAL GOLDTRUST | 1,067,882 | $40.26M | 9.1% | $37.70 | $51.22 | — | TR UNIT | 153546106 |
| VZ | VERIZON COMMUNICATIONS INC | 425,940 | $19.69M | 4.5% | $46.22 * | $27.53 | -2.2% | COM | 92343V104 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,935,093 | $16.89M | 3.8% | $8.73 | $12.05 | — | UNIT | 85207H104 |
| — | DSW INC | 633,706 | $15.12M | 3.4% | $23.86 | $23.86 | — | CL A | 23334L102 |
| — | OAKTREE CAP GROUP LLC | 314,672 | $15.02M | 3.4% | $47.72 | $51.74 | — | UNIT CL A | 674001201 |
| — | EQUITY COMWLTH | 527,779 | $14.63M | 3.3% | $27.73 | $25.67 | — | COM SH BEN INT | 294628102 |
| MOS | MOSAIC CO NEW | 490,964 | $13.55M | 3.1% | $27.59 * | $36.32 | -28.0% | COM | 61945C103 |
| NVS | NOVARTIS A G | 154,928 | $13.33M | 3.0% | $86.04 | $71.24 | — | SPONSORED ADR | 66987V109 |
| UNFI | UNITED NAT FOODS INC | 308,291 | $12.13M | 2.8% | $39.36 * | $46.83 | 0.0% | COM | 911163103 |
| EXC | EXELON CORP | 409,835 | $11.38M | 2.6% | $27.77 * | $14.83 | -4.4% | COM | 30161N101 |
| SU | SUNCOR ENERGY INC NEW | 385,395 | $9.943M | 2.3% | $25.80 * | $19.20 | +0.2% | COM | 867224107 |
| — | SK TELECOM LTD | 465,506 | $9.38M | 2.1% | $20.15 | $17.90 | — | SPONSORED ADR | 78440P108 |
| — | SYNTEL INC | 197,866 | $8.953M | 2.0% | $45.25 | $45.31 | — | COM | 87162H103 |
| TWI | TITAN INTL INC ILL | 2,045,481 | $8.059M | 1.8% | $3.94 * | $10.70 | -49.6% | COM | 88830M102 |
| LPLA | LPL FINL HLDGS INC | 186,063 | $7.936M | 1.8% | $42.65 | $43.07 | -1.1% | COM | 50212V100 |
| WMT | WAL-MART STORES INC | 127,551 | $7.819M | 1.8% | $61.30 * | $18.31 | -9.2% | COM | 931142103 |
| BP | BP PLC | 247,090 | $7.724M | 1.8% | $31.26 | $41.23 | — | SPONSORED ADR | 055622104 |
| — | WILLIS GROUP HOLDINGS PUBLIC | 155,345 | $7.545M | 1.7% | $48.57 | $39.69 | — | SHS | G96666105 |
| WU | WESTERN UN CO | 414,835 | $7.43M | 1.7% | $17.91 | $15.04 | — | COM | 959802109 |
| XOM | EXXON MOBIL CORP | 95,199 | $7.421M | 1.7% | $77.95 * | $53.30 | -3.6% | COM | 30231G102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 52,119 | $6.882M | 1.6% | $132.04 | $131.20 | +2.3% | CL B NEW | 084670702 |
| — | AON PLC | 64,090 | $5.91M | 1.3% | $92.21 | $61.50 | — | SHS CL A | G0408V102 |
| GOOGL | ALPHABET INC | 7,438 | $5.787M | 1.3% | $778.03 * | $36.73 | 0.0% | CAP STK CL A | 02079K305 |
| GOOG | ALPHABET INC | 7,605 | $5.771M | 1.3% | $758.84 * | $35.61 | 0.0% | CAP STK CL C | 02079K107 |
| — | CENTRAL FD CDA LTD | 540,214 | $5.391M | 1.2% | $9.98 | $16.22 | — | CL A | 153501101 |
| JNJ | JOHNSON & JOHNSON | 49,158 | $5.05M | 1.1% | $102.73 * | $53.89 | +40.9% | COM | 478160104 |
| BK | BANK NEW YORK MELLON CORP | 122,492 | $5.049M | 1.1% | $41.22 * | $20.89 | +55.4% | COM | 064058100 |
| — | GENERAL ELECTRIC CO | 161,307 | $5.025M | 1.1% | $31.15 | $24.01 | — | COM | 369604103 |
| — | MCDERMOTT INTL INC | 1,479,205 | $4.955M | 1.1% | $3.35 | $7.20 | — | COM | 580037109 |
| SCSC | SCANSOURCE INC | 141,408 | $4.556M | 1.0% | $32.22 * | $37.45 | -1.4% | COM | 806037107 |
| PEP | PEPSICO INC | 45,299 | $4.526M | 1.0% | $99.91 * | $51.47 | +42.7% | COM | 713448108 |
| MRK | MERCK & CO INC NEW | 79,893 | $4.22M | 1.0% | $52.82 * | $28.84 | +27.5% | COM | 58933Y105 |
| — | TEMPLETON GLOBAL INCOME FD | 623,750 | $3.961M | 0.9% | $6.35 | $6.35 | — | COM | 880198106 |
| AXP | AMERICAN EXPRESS CO | 53,336 | $3.71M | 0.8% | $69.56 * | $66.13 | -4.9% | COM | 025816109 |
| AAPL | APPLE INC | 34,562 | $3.638M | 0.8% | $105.26 * | $22.50 | +14.4% | COM | 037833100 |
| — | YAHOO INC | 108,275 | $3.601M | 0.8% | $33.26 | $50.05 | — | COM | 984332106 |
| CNI | CANADIAN NATL RY CO | 56,097 | $3.135M | 0.7% | $55.89 * | $41.41 | +17.3% | COM | 136375102 |
| PFE | PFIZER INC | 94,578 | $3.053M | 0.7% | $32.28 * | $18.26 | +11.6% | COM | 717081103 |
| ABBV | ABBVIE INC | 50,905 | $3.016M | 0.7% | $59.25 * | $37.42 | +1.4% | COM | 00287Y109 |
| T | AT&T INC | 87,209 | $3.001M | 0.7% | $34.41 * | $11.59 | +7.3% | COM | 00206R102 |
| AMZN | AMAZON COM INC | 3,915 | $2.646M | 0.6% | $675.86 * | $26.82 | +17.5% | COM | 023135106 |
| — | RENTECH NITROGEN PARTNERS L | 245,118 | $2.598M | 0.6% | $10.60 | $16.69 | — | COM UNIT | 760113100 |
| — | ANNALY CAP MGMT INC | 263,934 | $2.476M | 0.6% | $9.38 | $13.83 | — | COM | 035710409 |
| BMY | BRISTOL MYERS SQUIBB CO | 33,948 | $2.335M | 0.5% | $68.78 * | $31.00 | +50.6% | COM | 110122108 |
| — | DEAN FOODS CO NEW | 133,650 | $2.292M | 0.5% | $17.15 | $13.25 | — | COM NEW | 242370203 |
| HP | HELMERICH & PAYNE INC | 42,810 | $2.292M | 0.5% | $53.54 * | $58.28 | -5.1% | COM | 423452101 |
| USB | US BANCORP DEL | 53,600 | $2.287M | 0.5% | $42.67 * | $29.76 | -0.6% | COM NEW | 902973304 |
| GM | GENERAL MTRS CO | 63,159 | $2.148M | 0.5% | $34.01 * | $25.60 | +8.2% | COM | 37045V100 |
| DIS | DISNEY WALT CO | 19,608 | $2.06M | 0.5% | $105.06 * | $99.23 | +3.0% | COM DISNEY | 254687106 |
| — | EXPRESS SCRIPTS HLDG CO | 23,306 | $2.037M | 0.5% | $87.40 | $87.22 | — | COM | 30219G108 |
| VTI | VANGUARD INDEX FDS | 19,122 | $1.994M | 0.5% | $104.28 | $103.08 | — | TOTAL STK MKT | 922908769 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,690 | $1.884M | 0.4% | $137.62 * | $107.78 | -18.8% | COM | 459200101 |
| EMR | EMERSON ELEC CO | 39,213 | $1.876M | 0.4% | $47.84 * | $39.39 | -7.3% | COM | 291011104 |
| — | NABORS INDUSTRIES LTD | 218,682 | $1.861M | 0.4% | $8.51 | $14.72 | — | SHS | G6359F103 |
| MSFT | MICROSOFT CORP | 31,812 | $1.765M | 0.4% | $55.48 * | $22.38 | +105.2% | COM | 594918104 |
| CVX | CHEVRON CORP NEW | 19,555 | $1.759M | 0.4% | $89.95 * | $68.56 | -14.8% | COM | 166764100 |
| — | POTASH CORP SASK INC | 100,015 | $1.712M | 0.4% | $17.12 | $18.45 | — | COM | 73755L107 |
| — | WALGREENS BOOTS ALLIANCE INC | 19,472 | $1.658M | 0.4% | $85.15 | $76.79 | — | COM | 931427108 |
| — | RENTECH INC | 463,804 | $1.633M | 0.4% | $3.52 | $5.60 | — | COM NEW | 760112201 |
| ETN | EATON CORP PLC | 30,615 | $1.593M | 0.4% | $52.03 * | $44.00 | -2.2% | SHS | G29183103 |
| JPM | JPMORGAN CHASE & CO | 23,627 | $1.56M | 0.4% | $66.03 * | $37.36 | +33.0% | COM | 46625H100 |
| PM | PHILIP MORRIS INTL INC | 17,117 | $1.505M | 0.3% | $87.92 * | $47.77 | +9.4% | COM | 718172109 |
| VEA | VANGUARD TAX MANAGED INTL FD | 37,965 | $1.394M | 0.3% | $36.72 | $40.22 | — | FTSE DEV MKT ETF | 921943858 |
| GLD | SPDR GOLD TRUST | 13,261 | $1.345M | 0.3% | $101.43 | $154.48 | — | GOLD SHS | 78463V107 |
| IVV | ISHARES TR | 6,534 | $1.339M | 0.3% | $204.93 | $158.19 | — | CORE S&P500 ETF | 464287200 |
| GILD | GILEAD SCIENCES INC | 12,681 | $1.283M | 0.3% | $101.17 * | $61.53 | +18.5% | COM | 375558103 |
| SLB | SCHLUMBERGER LTD | 18,008 | $1.256M | 0.3% | $69.75 * | $64.40 | -12.9% | COM | 806857108 |
| CME | CME GROUP INC | 13,329 | $1.208M | 0.3% | $90.63 * | $35.61 | +76.9% | COM | 12572Q105 |
| BXMT | BLACKSTONE MTG TR INC | 44,584 | $1.193M | 0.3% | $26.76 | $28.49 | — | COM CL A | 09257W100 |
| IGSB | ISHARES TR | 11,375 | $1.19M | 0.3% | $104.62 | $105.54 | — | 1-3 YR CR BD ETF | 464288646 |
| MET | METLIFE INC | 23,666 | $1.141M | 0.3% | $48.21 * | $31.72 | -1.6% | COM | 59156R108 |
| ORCL | ORACLE CORP | 30,818 | $1.126M | 0.3% | $36.54 * | $33.03 | -0.6% | COM | 68389X105 |
| ZBRA | ZEBRA TECHNOLOGIES CORP | 15,900 | $1.107M | 0.3% | $69.62 * | $43.83 | +71.0% | CL A | 989207105 |
| — | MARKET VECTORS ETF TR | 80,367 | $1.103M | 0.3% | $13.72 | $24.88 | — | GOLD MINER ETF | 57060U100 |
| VCSH | VANGUARD SCOTTSDALE FDS | 13,890 | $1.097M | 0.2% | $78.98 | $79.38 | — | SHRT TRM CORP BD | 92206C409 |
| PG | PROCTER & GAMBLE CO | 13,382 | $1.063M | 0.2% | $79.44 * | $51.91 | +11.6% | COM | 742718109 |
| ABT | ABBOTT LABS | 20,869 | $937K | 0.2% | $44.90 * | $29.11 | +25.6% | COM | 002824100 |
| SBUX | STARBUCKS CORP | 15,015 | $901K | 0.2% | $60.01 * | $32.46 | +52.2% | COM | 855244109 |
| MO | ALTRIA GROUP INC | 15,252 | $888K | 0.2% | $58.22 * | $21.06 | +39.9% | COM | 02209S103 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 12,925 | $848K | 0.2% | $65.61 | $38.22 | — | ADR | 881624209 |
| — | SYKES ENTERPRISES INC | 27,555 | $848K | 0.2% | $30.77 | $15.96 | — | COM | 871237103 |
| AGG | ISHARES TR | 7,594 | $820K | 0.2% | $107.98 | $108.47 | — | CORE US AGGBD ET | 464287226 |
| — | ACE LTD | 6,998 | $818K | 0.2% | $116.89 | $93.14 | — | SHS | H0023R105 |
| — | WHOLE FOODS MKT INC | 23,935 | $802K | 0.2% | $33.51 | $32.29 | — | COM | 966837106 |
| MCD | MCDONALDS CORP | 6,755 | $798K | 0.2% | $118.13 * | $69.23 | +26.0% | COM | 580135101 |
| DEO | DIAGEO P L C | 7,188 | $784K | 0.2% | $109.07 | $108.49 | — | SPON ADR NEW | 25243Q205 |
| VNQ | VANGUARD INDEX FDS | 9,215 | $735K | 0.2% | $79.76 | $75.94 | — | REIT ETF | 922908553 |
| — | ETFS GOLD TR | 6,774 | $701K | 0.2% | $103.48 | $152.67 | — | SHS | 26922Y105 |
| SPY | SPDR S&P 500 ETF TR | 3,434 | $700K | 0.2% | $203.84 | $194.80 | — | TR UNIT | 78462F103 |
| — | ROYAL DUTCH SHELL PLC | 15,221 | $697K | 0.2% | $45.79 | $65.88 | — | SPONS ADR A | 780259206 |
| — | FTD COS INC | 26,095 | $683K | 0.2% | $26.17 | $32.54 | — | COM | 30281V108 |
| — | BLACKSTONE GROUP L P | 23,134 | $676K | 0.2% | $29.22 | $29.31 | — | COM UNIT LTD | 09253U108 |
| COP | CONOCOPHILLIPS | 13,482 | $629K | 0.1% | $46.65 * | $39.63 | -3.2% | COM | 20825C104 |
| CAT | CATERPILLAR INC DEL | 8,893 | $604K | 0.1% | $67.92 * | $65.45 | -16.6% | COM | 149123101 |
| CSX | CSX CORP | 23,205 | $602K | 0.1% | $25.94 * | $8.34 | -6.5% | COM | 126408103 |
| AEP | AMERICAN ELEC PWR INC | 9,741 | $568K | 0.1% | $58.31 * | $28.94 | +37.0% | COM | 025537101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 16,960 | $555K | 0.1% | $32.72 | $42.81 | — | FTSE EMR MKT ETF | 922042858 |
| ITW | ILLINOIS TOOL WKS INC | 5,783 | $536K | 0.1% | $92.69 * | $46.70 | +52.9% | COM | 452308109 |
| CVS | CVS HEALTH CORP | 5,375 | $526K | 0.1% | $97.86 * | $72.61 | 0.0% | COM | 126650100 |
| DHR | DANAHER CORP DEL | 5,520 | $513K | 0.1% | $92.93 * | $25.15 | +52.0% | COM | 235851102 |
| DE | DEERE & CO | 6,700 | $511K | 0.1% | $76.27 * | $65.04 | 0.0% | COM | 244199105 |
| HD | HOME DEPOT INC | 3,666 | $485K | 0.1% | $132.30 * | $51.09 | +95.7% | COM | 437076102 |
| HLF | HERBALIFE LTD | 8,825 | $473K | 0.1% | $53.60 * | $21.04 | +32.0% | COM USD SHS | G4412G101 |
| — | UNITED TECHNOLOGIES CORP | 4,676 | $449K | 0.1% | $96.02 | $108.00 | — | COM | 913017109 |
| WFC | WELLS FARGO & CO NEW | 8,225 | $447K | 0.1% | $54.35 * | $37.38 | +9.3% | COM | 949746101 |
| PFF | ISHARES TR | 10,993 | $427K | 0.1% | $38.84 | $39.89 | — | U.S. PFD STK ETF | 464288687 |
| UNP | UNION PAC CORP | 5,322 | $416K | 0.1% | $78.17 * | $69.08 | -1.1% | COM | 907818108 |
| BAC | BANK AMER CORP | 23,140 | $389K | 0.1% | $16.81 * | $12.78 | +6.1% | COM | 060505104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 14,830 | $379K | 0.1% | $25.56 | $39.44 | — | COM | 293792107 |
| NKE | NIKE INC | 5,780 | $361K | 0.1% | $62.46 * | $45.38 | +24.9% | CL B | 654106103 |
| — | AETNA INC NEW | 3,300 | $357K | 0.1% | $108.18 | $71.97 | — | COM | 00817Y108 |
| TDC | TERADATA CORP DEL | 13,500 | $357K | 0.1% | $26.44 * | $43.71 | -35.5% | COM | 88076W103 |
| JBSS | SANFILIPPO JOHN B & SON INC | 6,600 | $357K | 0.1% | $54.09 * | $56.35 | 0.0% | COM | 800422107 |
| NEE | NEXTERA ENERGY INC | 3,425 | $356K | 0.1% | $103.94 * | $13.88 | +40.4% | COM | 65339F101 |
| CMCSA | COMCAST CORP NEW | 6,312 | $356K | 0.1% | $56.40 * | $23.76 | 0.0% | CL A | 20030N101 |
| MMM | 3M CO | 2,241 | $338K | 0.1% | $150.83 * | $83.15 | +10.8% | COM | 88579Y101 |
| BDX | BECTON DICKINSON & CO | 2,179 | $336K | 0.1% | $154.20 * | $83.54 | +47.8% | COM | 075887109 |
| PSLV | SPROTT PHYSICAL SILVER TR | 63,650 | $335K | 0.1% | $5.26 | $8.97 | — | TR UNIT | 85207K107 |
| GBDC | GOLUB CAP BDC INC | 20,127 | $335K | 0.1% | $16.64 * | $5.86 | +12.9% | COM | 38173M102 |
| CBOE | CBOE HLDGS INC | 5,083 | $330K | 0.1% | $64.92 * | $30.45 | +94.8% | COM | 12503M108 |
| VEU | VANGUARD INTL EQUITY INDEX F | 7,395 | $321K | 0.1% | $43.41 | $47.58 | — | ALLWRLD EX US | 922042775 |
| MDLZ | MONDELEZ INTL INC | 7,098 | $318K | 0.1% | $44.80 * | $21.39 | +65.8% | CL A | 609207105 |
| MORN | MORNINGSTAR INC | 3,876 | $312K | 0.1% | $80.50 | $66.47 | +21.9% | COM | 617700109 |
| MFC | MANULIFE FINL CORP | 20,852 | $312K | 0.1% | $14.96 * | $14.73 | +9.5% | COM | 56501R106 |
| FDX | FEDEX CORP | 2,067 | $308K | 0.1% | $149.01 * | $129.11 | +2.5% | COM | 31428X106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,600 | $305K | 0.1% | $84.72 * | $40.41 | +71.1% | COM | 053015103 |
| PGR | PROGRESSIVE CORP OHIO | 9,500 | $302K | 0.1% | $31.79 * | $19.50 | +20.1% | COM | 743315103 |
| BA | BOEING CO | 2,081 | $301K | 0.1% | $144.64 * | $114.89 | +12.2% | COM | 097023105 |
| BIIB | BIOGEN INC | 971 | $297K | 0.1% | $305.87 * | $180.49 | +59.2% | COM | 09062X103 |
| EXPD | EXPEDITORS INTL WASH INC | 6,465 | $292K | 0.1% | $45.17 * | $36.59 | +16.3% | COM | 302130109 |
| VOD | VODAFONE GROUP PLC NEW | 8,593 | $277K | 0.1% | $32.24 | $32.76 | — | SPNSR ADR NO PAR | 92857W308 |
| V | VISA INC | 3,552 | $275K | 0.1% | $77.42 * | $66.55 | +8.4% | COM CL A | 92826C839 |
| MDT | MEDTRONIC PLC | 3,577 | $275K | 0.1% | $76.88 * | $58.10 | +0.8% | SHS | G5960L103 |
| D | DOMINION RES INC VA NEW | 4,054 | $274K | 0.1% | $67.59 * | $33.24 | +34.1% | COM | 25746U109 |
| — | ISHARES GOLD TRUST | 26,300 | $269K | 0.1% | $10.23 | $15.25 | — | ISHARES | 464285105 |
| — | MFA FINL INC | 40,150 | $265K | 0.1% | $6.60 | $9.31 | — | COM | 55272X102 |
| ALL | ALLSTATE CORP | 4,094 | $254K | 0.1% | $62.04 * | $35.21 | +41.3% | COM | 020002101 |
| ARCC | ARES CAP CORP | 17,775 | $253K | 0.1% | $14.23 * | $5.73 | +0.5% | COM | 04010L103 |
| — | BAXALTA INC | 6,393 | $250K | 0.1% | $39.11 | $31.44 | — | COM | 07177M103 |
| — | DOW CHEM CO | 4,800 | $247K | 0.1% | $51.46 | $49.31 | — | COM | 260543103 |
| BAX | BAXTER INTL INC | 6,473 | $247K | 0.1% | $38.16 * | $29.93 | +3.8% | COM | 071813109 |
| — | PRIVATEBANCORP INC | 6,000 | $246K | 0.1% | $41.00 | $21.21 | — | COM | 742962103 |
| — | COHEN & STEERS INFRASTRUCTUR | 12,825 | $245K | 0.1% | $19.10 | $20.73 | — | COM | 19248A109 |
| META | FACEBOOK INC | 2,296 | $240K | 0.1% | $104.53 * | $102.01 | 0.0% | CL A | 30303M102 |
| — | COACH INC | 7,300 | $239K | 0.1% | $32.74 | $47.06 | — | COM | 189754104 |
| HAL | HALLIBURTON CO | 6,875 | $234K | 0.1% | $34.04 * | $37.52 | -17.4% | COM | 406216101 |
| C | CITIGROUP INC | 4,454 | $230K | 0.1% | $51.64 * | $40.57 | -2.3% | COM NEW | 172967424 |
| — | CAPSTEAD MTG CORP | 26,210 | $229K | 0.1% | $8.74 | $12.25 | — | COM NO PAR | 14067E506 |
| — | E M C CORP MASS | 8,894 | $228K | 0.1% | $25.64 | $25.54 | — | COM | 268648102 |
| DUK | DUKE ENERGY CORP NEW | 3,035 | $217K | 0.0% | $71.50 * | $40.63 | +14.1% | COM NEW | 26441C204 |
| — | SOLAR3D INC | 53,720 | $199K | 0.0% | $3.70 | $5.01 | — | COM NEW | 83417A209 |
| — | GOVERNMENT PPTYS INCOME TR | 10,890 | $173K | 0.0% | $15.89 | $25.03 | — | COM SHS BEN INT | 38376A103 |
| RIG | TRANSOCEAN LTD | 12,988 | $161K | 0.0% | $12.40 * | $13.88 | +3.9% | REG SHS | H8817H100 |
| — | MONMOUTH REAL ESTATE INVT CO | 12,295 | $129K | 0.0% | $10.49 | $11.02 | — | CL A | 609720107 |
| — | NEWLINK GENETICS CORP | 3,500 | $127K | 0.0% | $36.29 | $36.50 | — | Call | 651511107 |
| FCX | FREEPORT-MCMORAN INC | 18,550 | $126K | 0.0% | $6.79 * | $25.62 | -66.3% | CL B | 35671D857 |
| — | NUVEEN DIVERSIFIED DIV INCM | 11,350 | $123K | 0.0% | $10.84 | $11.45 | — | COM | 6706EP105 |
| — | CVR PARTNERS LP | 14,700 | $118K | 0.0% | $8.03 | $8.03 | — | COM | 126633106 |
| — | WESTERN ASSET HIGH INCM FD I | 18,500 | $117K | 0.0% | $6.32 | $10.00 | — | COM | 95766J102 |
| — | SUPERVALU INC | 16,626 | $113K | 0.0% | $6.80 | $5.05 | — | COM | 868536103 |
| — | GABELLI EQUITY TR INC | 17,980 | $95,000 | 0.0% | $5.28 | $6.68 | — | COM | 362397101 |
| — | KERYX BIOPHARMACEUTICALS INC | 16,500 | $83,000 | 0.0% | $5.03 | $5.03 | — | COM | 492515101 |
| — | NEWLINK GENETICS CORP | 2,000 | $73,000 | 0.0% | $36.50 | $36.50 | — | COM | 651511107 |
| — | AVON PRODS INC | 14,983 | $61,000 | 0.0% | $4.07 | $19.66 | — | COM | 054303102 |
| — | FEMALE HEALTH CO | 38,606 | $56,000 | 0.0% | $1.45 | $7.23 | — | COM | 314462102 |
| — | HOUSTON WIRE & CABLE CO | 10,000 | $53,000 | 0.0% | $5.30 | $6.30 | — | COM | 44244K109 |
| SCSC | SCANSOURCE INC | 1,000 | $32,000 | 0.0% | $32.00 * | $37.45 | -1.4% | Call | 806037107 |
| — | OPTIMUMBANK HOLDINGS INC | 42,000 | $16,000 | 0.0% | $0.38 | $1.05 | — | COM PAR $0.01 | 68401P304 |