Location: Irvine, CA
CIK: 0001751581 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $240M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GOVT | ISHARES TR | 1,062,390 | $29.76M | 12.4% | $28.01 | $25.43 | +10.2% | US TREAS BD ETF | 46429B267 |
| ACWI | ISHARES TR | 376,013 | $23.53M | 9.8% | $62.57 | $69.40 | -9.8% | MSCI ACWI ETF | 464288257 |
| SPYM | SPDR SER TR | 608,924 | $18.42M | 7.7% | $30.25 | $33.44 | -9.6% | PORTFOLIO S&P500 | 78464A854 |
| QUAL | ISHARES TR | 152,827 | $12.38M | 5.2% | $81.04 | $87.11 | -7.0% | USA QUALITY FCTR | 46432F339 |
| ESGU | ISHARES TR | 161,654 | $9.293M | 3.9% | $57.49 | $67.95 | -15.4% | ESG MSCI USA ETF | 46435G425 |
| SPIB | SPDR SER TR | 244,813 | $8.326M | 3.5% | $34.01 | $33.45 | +1.7% | PORTFOLIO INTRMD | 78464A375 |
| AAPL | APPLE INC | 32,216 | $8.192M | 3.4% | $254.28 * | $50.93 | +20.7% | COM | 037833100 |
| NEAR | ISHARES U S ETF TR | 162,553 | $7.882M | 3.3% | $48.49 | $50.01 | -3.0% | SHT MAT BD ETF | 46431W507 |
| AMZN | AMAZON COM INC | 3,233 | $6.303M | 2.6% | $1949.58 * | $86.40 | +12.8% | COM | 023135106 |
| ESGE | ISHARES INC | 208,817 | $5.715M | 2.4% | $27.37 | $33.02 | -17.1% | ESG MSCI EM ETF | 46434G863 |
| SHYG | ISHARES TR | 134,004 | $5.477M | 2.3% | $40.87 | $44.81 | -8.8% | 0-5YR HI YL CP | 46434V407 |
| LGLV | SPDR SER TR | 53,991 | $4.892M | 2.0% | $90.61 | $100.66 | -10.0% | SSGA US LRG ETF | 78468R804 |
| MSFT | MICROSOFT CORP | 28,729 | $4.531M | 1.9% | $157.72 * | $115.30 | +30.2% | COM | 594918104 |
| IVV | ISHARES TR | 15,474 | $3.999M | 1.7% | $258.43 | $281.62 | -8.2% | CORE S&P500 ETF | 464287200 |
| SPTL | SPDR SER TR | 80,051 | $3.782M | 1.6% | $47.24 | $39.93 | +18.3% | PORTFOLIO LN TSR | 78464A664 |
| FTEC | FIDELITY COVINGTON TR | 58,604 | $3.674M | 1.5% | $62.69 | $71.75 | -12.6% | MSCI INFO TECH I | 316092808 |
| LDUR | PIMCO ETF TR | 31,143 | $3.083M | 1.3% | $98.99 | $99.46 | -0.5% | ENHNCD LW DUR AC | 72201R718 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 16,692 | $3.052M | 1.3% | $182.84 | $209.42 | -12.7% | CL B NEW | 084670702 |
| IEUR | ISHARES TR | 72,018 | $2.67M | 1.1% | $37.07 | $44.54 | -16.7% | CORE MSCI EURO | 46434V738 |
| SIZE | ISHARES TR | 31,670 | $2.261M | 0.9% | $71.39 | $93.46 | -23.6% | USA SIZE FACTOR | 46432F370 |
| IWF | ISHARES TR | 13,814 | $2.081M | 0.9% | $150.64 * | $35.82 | +5.1% | RUS 1000 GRW ETF | 464287614 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 40,201 | $1.997M | 0.8% | $49.68 | $50.34 | -1.3% | ULTRA SHRT INC | 46641Q837 |
| AGZ | ISHARES TR | 14,893 | $1.796M | 0.7% | $120.59 | $114.04 | +5.7% | AGENCY BOND ETF | 464288166 |
| GOOGL | ALPHABET INC | 1,495 | $1.737M | 0.7% | $1161.87 * | $56.65 | +1.8% | CAP STK CL A | 02079K305 |
| BA | BOEING CO | 10,882 | $1.623M | 0.7% | $149.15 | $313.39 | -52.4% | COM | 097023105 |
| INTC | INTEL CORP | 29,329 | $1.587M | 0.7% | $54.11 * | $43.49 | +10.3% | COM | 458140100 |
| IWD | ISHARES TR | 13,543 | $1.343M | 0.6% | $99.17 | $120.21 | -17.5% | RUS 1000 VAL ETF | 464287598 |
| SPYG | SPDR SER TR | 35,853 | $1.281M | 0.5% | $35.73 | $40.20 | -11.1% | PRTFLO S&P500 GW | 78464A409 |
| TSLA | TESLA INC | 2,408 | $1.262M | 0.5% | $524.09 * | $25.08 | +39.3% | COM | 88160R101 |
| SPSB | SPDR SER TR | 41,534 | $1.256M | 0.5% | $30.24 | $30.69 | -1.4% | PORTFOLIO SHORT | 78464A474 |
| TOTL | SSGA ACTIVE ETF TR | 25,566 | $1.226M | 0.5% | $47.95 | $48.09 | -0.3% | SPDR TR TACTIC | 78467V848 |
| FMHI | FIRST TR EXCH TRADED FD III | 24,834 | $1.219M | 0.5% | $49.09 | $52.45 | -6.4% | MUNI HI INCM ETF | 33739P301 |
| JMST | J P MORGAN EXCHANGE-TRADED F | 23,078 | $1.164M | 0.5% | $50.44 | $50.38 | +0.1% | ULTRA SHT MUNCPL | 46641Q654 |
| JNJ | JOHNSON & JOHNSON | 8,850 | $1.161M | 0.5% | $131.19 * | $115.72 | -3.7% | COM | 478160104 |
| USHY | ISHARES TR | 32,248 | $1.145M | 0.5% | $35.51 | $40.47 | -12.3% | BROAD USD HIGH | 46435U853 |
| AMGN | AMGEN INC | 5,608 | $1.137M | 0.5% | $202.75 * | $157.36 | +7.9% | COM | 031162100 |
| HD | HOME DEPOT INC | 5,704 | $1.065M | 0.4% | $186.71 * | $158.92 | +2.3% | COM | 437076102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 9,250 | $1.026M | 0.4% | $110.92 * | $98.28 | -15.8% | COM | 459200101 |
| MTUM | ISHARES TR | 9,487 | $1.01M | 0.4% | $106.46 | $123.60 | -13.8% | USA MOMENTUM FCT | 46432F396 |
| XOM | EXXON MOBIL CORP | 26,445 | $1.004M | 0.4% | $37.97 * | $51.21 | -43.1% | COM | 30231G102 |
| DIS | DISNEY WALT CO | 10,361 | $1.001M | 0.4% | $96.61 * | $114.18 | -17.3% | COM DISNEY | 254687106 |
| FMB | FIRST TR EXCH TRADED FD III | 17,411 | $941K | 0.4% | $54.05 | $54.35 | -0.5% | MANAGD MUN ETF | 33739N108 |
| PG | PROCTER & GAMBLE CO | 8,390 | $923K | 0.4% | $110.01 * | $95.28 | +0.0% | COM | 742718109 |
| — | FIRST TR INTER DUR PFD & IN | 48,100 | $858K | 0.4% | $17.84 | $17.84 | — | COM | 33718W103 |
| SPYV | SPDR SER TR | 33,148 | $857K | 0.4% | $25.85 | $32.17 | -19.7% | PRTFLO S&P500 VL | 78464A508 |
| T | AT&T INC | 28,952 | $844K | 0.4% | $29.15 * | $15.10 | -2.9% | COM | 00206R102 |
| JPM | JPMORGAN CHASE & CO | 9,156 | $824K | 0.3% | $90.00 * | $90.78 | -15.4% | COM | 46625H100 |
| IPAC | ISHARES TR | 17,592 | $816K | 0.3% | $46.38 | $54.74 | -15.3% | CORE MSCI PAC | 46434V696 |
| COST | COSTCO WHSL CORP NEW | 2,739 | $781K | 0.3% | $285.14 * | $262.36 | -0.4% | COM | 22160K105 |
| META | FACEBOOK INC | 4,663 | $778K | 0.3% | $166.85 | $162.68 | +1.8% | CL A | 30303M102 |
| CVX | CHEVRON CORP NEW | 10,552 | $765K | 0.3% | $72.50 * | $79.75 | -29.7% | COM | 166764100 |
| GOOG | ALPHABET INC | 657 | $764K | 0.3% | $1162.86 * | $57.25 | +0.8% | CAP STK CL C | 02079K107 |
| PCEF | INVESCO EXCHANGE-TRADED FD T | 42,321 | $741K | 0.3% | $17.51 | $21.48 | -18.5% | CEF INM COMPSI | 46138E404 |
| SRE | SEMPRA ENERGY | 6,476 | $732K | 0.3% | $113.03 * | $52.15 | -10.0% | COM | 816851109 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 21,919 | $731K | 0.3% | $33.35 | $40.12 | -16.9% | FTSE DEV MKT ETF | 921943858 |
| QCOM | QUALCOMM INC | 10,060 | $681K | 0.3% | $67.69 * | $72.62 | -17.8% | COM | 747525103 |
| TWLO | TWILIO INC | 7,396 | $662K | 0.3% | $89.51 | $103.13 | -13.2% | CL A | 90138F102 |
| IWP | ISHARES TR | 5,381 | $654K | 0.3% | $121.54 * | $61.34 | -0.9% | RUS MD CP GR ETF | 464287481 |
| AOA | ISHARES TR | 13,697 | $650K | 0.3% | $47.46 | $51.51 | -7.9% | AGGRES ALLOC ETF | 464289859 |
| — | NUVEEN CA QUALTY MUN INCOME | 47,405 | $649K | 0.3% | $13.69 | $12.94 | — | COM | 67066Y105 |
| NULG | NUSHARES ETF TR | 18,000 | $635K | 0.3% | $35.28 | $40.96 | -13.9% | NUVEEN ESG LRGCP | 67092P201 |
| EMB | ISHARES TR | 6,249 | $604K | 0.3% | $96.66 | $105.56 | -8.4% | JPMORGAN USD EMG | 464288281 |
| DHS | WISDOMTREE TR | 10,631 | $602K | 0.3% | $56.63 | $69.71 | -18.8% | US HIGH DIVIDEND | 97717W208 |
| PEP | PEPSICO INC | 4,912 | $590K | 0.2% | $120.11 * | $107.43 | -6.3% | COM | 713448108 |
| KMB | KIMBERLY CLARK CORP | 4,607 | $589K | 0.2% | $127.85 * | $96.34 | +8.1% | COM | 494368103 |
| LMBS | FIRST TR EXCHANGE-TRADED FD | 11,364 | $580K | 0.2% | $51.04 | $51.44 | -0.8% | FST LOW OPPT EFT | 33739Q200 |
| — | AMERICAN FIN TR INC | 92,749 | $580K | 0.2% | $6.25 | $11.59 | — | COM CLASS A | 02607T109 |
| LMT | LOCKHEED MARTIN CORP | 1,565 | $531K | 0.2% | $339.30 * | $275.56 | +5.2% | COM | 539830109 |
| VZ | VERIZON COMMUNICATIONS INC | 9,456 | $508K | 0.2% | $53.72 * | $39.82 | -3.2% | COM | 92343V104 |
| IJH | ISHARES TR | 3,372 | $485K | 0.2% | $143.83 * | $36.85 | -21.9% | CORE S&P MCP ETF | 464287507 |
| PM | PHILIP MORRIS INTL INC | 6,639 | $484K | 0.2% | $72.90 * | $58.54 | -6.5% | COM | 718172109 |
| SPY | SPDR S&P 500 ETF TR | 1,872 | $482K | 0.2% | $257.48 | $305.03 | -15.5% | TR UNIT | 78462F103 |
| IGIB | ISHARES TR | 8,772 | $482K | 0.2% | $54.95 | $54.44 | +0.9% | INTRM TR CRP ETF | 464288638 |
| MCD | MCDONALDS CORP | 2,829 | $468K | 0.2% | $165.43 * | $155.49 | -6.9% | COM | 580135101 |
| VOO | VANGUARD INDEX FDS | 1,936 | $459K | 0.2% | $237.09 | $265.28 | -10.7% | S&P 500 ETF SHS | 922908363 |
| FBND | FIDELITY | 8,672 | $449K | 0.2% | $51.78 | $48.39 | +6.9% | TOTAL BD ETF | 316188309 |
| ROK | ROCKWELL AUTOMATION INC | 2,906 | $439K | 0.2% | $151.07 * | $146.55 | -6.8% | COM | 773903109 |
| NOC | NORTHROP GRUMMAN CORP | 1,429 | $432K | 0.2% | $302.31 * | $294.01 | -6.5% | COM | 666807102 |
| — | PIMCO CORPORATE & INCOME OPP | 32,775 | $423K | 0.2% | $12.91 | $12.91 | — | COM | 72201B101 |
| CSCO | CISCO SYS INC | 10,711 | $421K | 0.2% | $39.31 * | $37.98 | -13.5% | COM | 17275R102 |
| IVW | ISHARES TR | 2,540 | $419K | 0.2% | $164.96 * | $42.61 | -3.2% | S&P 500 GRWT ETF | 464287309 |
| IWS | ISHARES TR | 6,521 | $418K | 0.2% | $64.10 | $83.84 | -23.6% | RUS MDCP VAL ETF | 464287473 |
| WMT | WALMART INC | 3,668 | $417K | 0.2% | $113.69 * | $30.87 | +13.2% | COM | 931142103 |
| NFLX | NETFLIX INC | 1,111 | $417K | 0.2% | $375.34 * | $31.22 | +20.3% | COM | 64110L106 |
| MA | MASTERCARD INC | 1,720 | $415K | 0.2% | $241.28 * | $203.24 | +15.1% | CL A | 57636Q104 |
| SPAB | SPDR SER TR | 13,728 | $415K | 0.2% | $30.23 | $29.56 | +2.2% | PORTFOLIO AGRGTE | 78464A649 |
| VWO | VANGUARD INTL EQUITY INDEX F | 12,316 | $413K | 0.2% | $33.53 | $40.77 | -17.7% | FTSE EMR MKT ETF | 922042858 |
| UPS | UNITED PARCEL SERVICE INC | 4,385 | $410K | 0.2% | $93.50 * | $81.86 | -9.3% | CL B | 911312106 |
| WPC | WP CAREY INC | 6,966 | $405K | 0.2% | $58.14 | $68.58 | — | COM | 92936U109 |
| ABBV | ABBVIE INC | 5,192 | $396K | 0.2% | $76.27 * | $57.20 | +5.3% | COM | 00287Y109 |
| MBB | ISHARES TR | 3,565 | $394K | 0.2% | $110.52 | $107.94 | +2.3% | MBS ETF | 464288588 |
| IEMG | ISHARES INC | 9,395 | $380K | 0.2% | $40.45 | $49.20 | -17.8% | CORE MSCI EMKT | 46434G103 |
| CLX | CLOROX CO DEL | 2,179 | $378K | 0.2% | $173.47 * | $127.99 | +13.8% | COM | 189054109 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 31,808 | $352K | 0.1% | $11.07 | $12.92 | — | COM | 69346J106 |
| XHE | SPDR SER TR | 4,865 | $349K | 0.1% | $71.74 | $81.34 | -11.9% | HLTH CR EQUIP | 78464A581 |
| MDYG | SPDR SER TR | 8,081 | $346K | 0.1% | $42.82 | $54.11 | -20.9% | S&P 400 MDCP GRW | 78464A821 |
| FISV | FISERV INC | 3,629 | $345K | 0.1% | $95.07 | $93.34 | +1.8% | COM | 337738108 |
| V | VISA INC | 2,130 | $343K | 0.1% | $161.03 * | $173.56 | -10.9% | COM CL A | 92826C839 |
| MU | MICRON TECHNOLOGY INC | 8,010 | $337K | 0.1% | $42.07 * | $45.42 | -9.6% | COM | 595112103 |
| GILD | GILEAD SCIENCES INC | 4,504 | $337K | 0.1% | $74.82 * | $52.72 | +13.5% | COM | 375558103 |
| ZBRA | ZEBRA TECHNOLOGIES CORP | 1,821 | $334K | 0.1% | $183.42 | $175.57 | +4.6% | CL A | 989207105 |
| KBWD | INVESCO EXCHANGE-TRADED FD T | 30,148 | $326K | 0.1% | $10.81 | $21.50 | -49.6% | KBW HIG DV YLD | 46138E610 |
| IEFA | ISHARES TR | 6,490 | $324K | 0.1% | $49.92 | $59.41 | -16.0% | CORE MSCI EAFE | 46432F842 |
| BMY | BRISTOL-MYERS SQUIBB CO | 5,649 | $315K | 0.1% | $55.76 * | $45.82 | -3.3% | COM | 110122108 |
| IWM | ISHARES TR | 2,717 | $311K | 0.1% | $114.46 | $150.66 | -24.0% | RUSSELL 2000 ETF | 464287655 |
| BABA | ALIBABA GROUP HLDG LTD | 1,531 | $298K | 0.1% | $194.64 | $208.72 | -6.8% | SPONSORED ADS | 01609W102 |
| ADBE | ADOBE INC | 908 | $289K | 0.1% | $318.28 | $281.04 | +13.2% | COM | 00724F101 |
| DSI | ISHARES TR | 2,956 | $288K | 0.1% | $97.43 * | $53.73 | -9.4% | MSCI KLD400 SOC | 464288570 |
| BAC | BK OF AMERICA CORP | 13,501 | $287K | 0.1% | $21.26 * | $23.58 | -21.8% | COM | 060505104 |
| PFE | PFIZER INC | 8,746 | $285K | 0.1% | $32.59 * | $28.53 | -17.5% | COM | 717081103 |
| IXN | ISHARES TR | 1,550 | $283K | 0.1% | $182.58 * | $31.33 | -3.0% | GLOBAL TECH ETF | 464287291 |
| JPIN | J P MORGAN EXCHANGE-TRADED F | 6,544 | $283K | 0.1% | $43.25 | $53.41 | -19.0% | DIV RTN INT EQ | 46641Q209 |
| FLOT | ISHARES TR | 5,810 | $283K | 0.1% | $48.71 | $50.77 | -4.0% | FLTG RATE NT ETF | 46429B655 |
| DUK | DUKE ENERGY CORP NEW | 3,439 | $278K | 0.1% | $80.84 * | $68.70 | -6.4% | COM NEW | 26441C204 |
| SPEM | SPDR INDEX SHS FDS | 9,290 | $264K | 0.1% | $28.42 | $35.34 | -19.5% | PORTFOLIO EMG MK | 78463X509 |
| WFC | WELLS FARGO CO NEW | 9,208 | $264K | 0.1% | $28.67 * | $41.85 | -40.6% | COM | 949746101 |
| WEC | WEC ENERGY GROUP INC | 2,995 | $264K | 0.1% | $88.15 * | $63.49 | +15.1% | COM | 92939U106 |
| VRP | INVESCO EXCHANGE-TRADED FD T | 12,270 | $263K | 0.1% | $21.43 | $24.32 | -11.8% | VAR RATE PFD | 46138G870 |
| — | ROYAL DUTCH SHELL PLC | 8,045 | $263K | 0.1% | $32.69 | $57.10 | — | SPON ADR B | 780259107 |
| — | GLOBAL X FDS | 27,976 | $261K | 0.1% | $9.33 | $16.92 | — | GLB X SUPERDIV | 37950E549 |
| GNRC | GENERAC HLDGS INC | 2,744 | $256K | 0.1% | $93.29 | $102.99 | -9.5% | COM | 368736104 |
| CRM | SALESFORCE COM INC | 1,743 | $251K | 0.1% | $144.00 | $152.02 | -6.4% | COM | 79466L302 |
| MDYV | SPDR SER TR | 6,942 | $245K | 0.1% | $35.29 | $50.65 | -30.4% | S&P 400 MDCP VAL | 78464A839 |
| VTV | VANGUARD INDEX FDS | 2,656 | $237K | 0.1% | $89.23 | $107.96 | -17.5% | VALUE ETF | 922908744 |
| ITOT | ISHARES TR | 4,117 | $236K | 0.1% | $57.32 | $63.29 | -9.6% | CORE S&P TTL STK | 464287150 |
| QAI | INDEXIQ ETF TR | 8,217 | $234K | 0.1% | $28.48 | $30.04 | -5.2% | HEDGE MLTI ETF | 45409B107 |
| DHR | DANAHER CORPORATION | 1,683 | $233K | 0.1% | $138.44 * | $123.14 | -2.8% | COM | 235851102 |
| BX | BLACKSTONE GROUP INC | 5,103 | $233K | 0.1% | $45.66 * | $42.76 | -12.4% | COM CL A | 09260D107 |
| PYPL | PAYPAL HLDGS INC | 2,419 | $232K | 0.1% | $95.91 | $110.15 | -13.3% | COM | 70450Y103 |
| — | FS KKR CAPITAL CORP | 77,458 | $232K | 0.1% | $3.00 | $5.48 | — | COM | 302635107 |
| NVDA | NVIDIA CORP | 872 | $230K | 0.1% | $263.76 * | $6.28 | +4.5% | COM | 67066G104 |
| BTI | BRITISH AMERN TOB PLC | 6,656 | $228K | 0.1% | $34.25 | $36.81 | -7.1% | SPONSORED ADR | 110448107 |
| GRMN | GARMIN LTD | 2,995 | $225K | 0.1% | $75.13 * | $66.22 | -0.2% | SHS | H2906T109 |
| ETN | EATON CORP PLC | 2,829 | $220K | 0.1% | $77.77 * | $80.20 | -12.1% | SHS | G29183103 |
| AME | AMETEK INC | 3,019 | $217K | 0.1% | $71.88 * | $86.70 | -20.0% | COM | 031100100 |
| AMT | AMERICAN TOWER CORP NEW | 984 | $214K | 0.1% | $217.48 * | $183.38 | +0.6% | COM | 03027X100 |
| — | UNITED TECHNOLOGIES CORP | 2,248 | $212K | 0.1% | $94.31 | $130.60 | — | COM | 913017109 |
| IJR | ISHARES TR | 3,746 | $210K | 0.1% | $56.06 | $77.02 | -27.1% | CORE S&P SCP ETF | 464287804 |
| USMV | ISHARES TR | 3,831 | $207K | 0.1% | $54.03 | $63.44 | -14.9% | MSCI MIN VOL ETF | 46429B697 |
| MRK | MERCK & CO. INC | 2,666 | $205K | 0.1% | $76.89 * | $65.09 | -6.0% | COM | 58933Y105 |
| O | REALTY INCOME CORP | 4,086 | $204K | 0.1% | $49.93 * | $48.31 | -25.0% | COM | 756109104 |
| MO | ALTRIA GROUP INC | 5,226 | $202K | 0.1% | $38.65 * | $27.56 | -10.7% | COM | 02209S103 |
| XPCKX | PIMCO CALIF MUN INCOME FD II | 23,100 | $195K | 0.1% | $8.44 | $8.44 | — | COM | 72200M108 |
| SPFF | GLOBAL X FDS | 19,908 | $192K | 0.1% | $9.64 | $11.37 | -15.3% | GLBX SUPRINC ETF | 37950E333 |
| — | ATLAS CORP | 23,175 | $178K | 0.1% | $7.68 | $7.68 | — | SHS | Y0436Q109 |
| — | CBRE CLARION GLOBAL REAL EST | 33,207 | $174K | 0.1% | $5.24 | $5.24 | — | COM | 12504G100 |
| — | ANNALY CAPITAL MANAGEMENT IN | 33,065 | $168K | 0.1% | $5.08 | $7.41 | — | COM | 035710409 |
| — | INVESCO CALIF VALUE MUN INCO | 12,936 | $147K | 0.1% | $11.36 | $11.36 | — | COM | 46132H106 |
| — | BLACKROCK CR ALLOCATION INCO | 10,000 | $117K | 0.0% | $11.70 | $11.70 | — | COM | 092508100 |
| ING | ING GROEP N.V. | 10,380 | $53,000 | 0.0% | $5.11 | $11.39 | -54.8% | SPONSORED ADR | 456837103 |
| — | PROSPECT CAPITAL CORPORATION | 20,000 | $20,000 | 0.0% | $1.00 | $1.00 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| AR | ANTERO RESOURCES CORP | 14,099 | $10,000 | 0.0% | $0.71 | $1.67 | -57.5% | COM | 03674X106 |