Location: Los Angeles, CA
CIK: 0001697715 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Jan 31, 2019
Total Value: $310M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VUG | VANGUARD INDEX FDS | 278,080 | $37.35M | 12.1% | $134.33 * | $24.85 | -9.9% | GROWTH ETF | 922908736 |
| VYM | VANGUARD WHITEHALL FDS INC | 459,338 | $35.82M | 11.6% | $77.99 | $83.41 | -6.5% | HIGH DIV YLD | 921946406 |
| AAPL | APPLE INC | 187,589 | $29.59M | 9.6% | $157.74 * | $26.54 | +41.3% | COM | 037833100 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 1,245,281 | $22.35M | 7.2% | $17.95 | $19.28 | -6.9% | PFD SECS INC ETF | 33739E108 |
| EZM | WISDOMTREE TR | 360,632 | $12.37M | 4.0% | $34.29 | $41.01 | -16.4% | US MIDCP EARNING | 97717W570 |
| GOOGL | ALPHABET INC | 5,700 | $5.956M | 1.9% | $1044.91 * | $41.95 | +23.6% | CAP STK CL A | 02079K305 |
| V | VISA INC | 40,927 | $5.4M | 1.7% | $131.94 * | $77.37 | +62.4% | COM CL A | 92826C839 |
| JPM | JPMORGAN CHASE & CO | 49,183 | $4.801M | 1.6% | $97.62 * | $62.24 | +28.9% | COM | 46625H100 |
| MSFT | MICROSOFT CORP | 45,853 | $4.657M | 1.5% | $101.56 * | $76.05 | +25.0% | COM | 594918104 |
| PG | PROCTER AND GAMBLE CO | 49,610 | $4.56M | 1.5% | $91.92 * | $74.75 | +3.0% | COM | 742718109 |
| SBUX | STARBUCKS CORP | 59,744 | $3.848M | 1.2% | $64.41 * | $45.67 | +21.2% | COM | 855244109 |
| CVX | CHEVRON CORP NEW | 33,696 | $3.666M | 1.2% | $108.80 * | $74.76 | +7.0% | COM | 166764100 |
| TLT | ISHARES TR | 29,156 | $3.538M | 1.1% | $121.35 | $116.44 | +4.4% | 20 YR TR BD ETF | 464287432 |
| META | FACEBOOK INC | 26,092 | $3.42M | 1.1% | $131.07 | $126.96 | +2.5% | CL A | 30303M102 |
| — | PROSHARES TR | 104,531 | $3.275M | 1.1% | $31.33 | $31.33 | — | SHORT S&P 500 NE | 74347B425 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,089 | $3.081M | 1.0% | $204.19 | $177.11 | +15.3% | CL B NEW | 084670702 |
| AWK | AMERICAN WTR WKS CO INC NEW | 33,756 | $3.064M | 1.0% | $90.77 * | $69.11 | +15.2% | COM | 030420103 |
| DIS | DISNEY WALT CO | 27,061 | $2.967M | 1.0% | $109.64 * | $91.52 | +15.6% | COM DISNEY | 254687106 |
| — | JPMORGAN CHASE & CO | 128,102 | $2.859M | 0.9% | $22.32 | $30.46 | — | ALERIAN ML ETN | 46625H365 |
| XOM | EXXON MOBIL CORP | 40,961 | $2.793M | 0.9% | $68.19 * | $57.95 | -15.0% | COM | 30231G102 |
| AMZN | AMAZON COM INC | 1,785 | $2.681M | 0.9% | $1501.96 * | $53.22 | +41.1% | COM | 023135106 |
| — | FIRST TR INTER DUR PFD & IN | 15,154 | $2.634M | 0.9% | $173.82 | $22.65 | — | COM | 33718W103 |
| PFF | ISHARES TR | 75,606 | $2.518M | 0.8% | $33.30 * | $38.05 | -10.1% | S&P US PFD STK | 464288687 |
| SCHG | SCHWAB STRATEGIC TR | 32,305 | $2.218M | 0.7% | $68.66 * | $9.83 | -12.3% | US LCAP GR ETF | 808524300 |
| COST | COSTCO WHSL CORP NEW | 10,762 | $2.192M | 0.7% | $203.68 * | $134.36 | +37.3% | COM | 22160K105 |
| BMY | BRISTOL MYERS SQUIBB CO | 42,085 | $2.188M | 0.7% | $51.99 * | $40.63 | -2.4% | COM | 110122108 |
| XLU | SELECT SECTOR SPDR TR | 40,437 | $2.14M | 0.7% | $52.92 * | $24.22 | +9.2% | SBI INT-UTILS | 81369Y886 |
| GOOG | ALPHABET INC | 2,028 | $2.1M | 0.7% | $1035.50 * | $38.83 | +32.4% | CAP STK CL C | 02079K107 |
| COP | CONOCOPHILLIPS | 31,342 | $1.954M | 0.6% | $62.34 * | $37.94 | +29.1% | COM | 20825C104 |
| CME | CME GROUP INC | 10,268 | $1.932M | 0.6% | $188.16 * | $142.24 | +3.1% | COM CL A | 12572Q105 |
| WFC | WELLS FARGO CO NEW | 40,306 | $1.857M | 0.6% | $46.07 * | $39.03 | -2.8% | COM | 949746101 |
| O | REALTY INCOME CORP | 29,402 | $1.854M | 0.6% | $63.06 * | $36.38 | +20.0% | COM | 756109104 |
| BA | BOEING CO | 5,710 | $1.841M | 0.6% | $322.42 * | $299.06 | +4.8% | COM | 097023105 |
| CLX | CLOROX CO DEL | 11,555 | $1.781M | 0.6% | $154.13 * | $91.32 | +37.4% | COM | 189054109 |
| JNJ | JOHNSON & JOHNSON | 13,756 | $1.775M | 0.6% | $129.03 * | $91.18 | +16.3% | COM | 478160104 |
| TMO | THERMO FISHER SCIENTIFIC INC | 7,866 | $1.76M | 0.6% | $223.75 | $171.09 | +28.5% | COM | 883556102 |
| BAC | BANK AMER CORP | 71,649 | $1.753M | 0.6% | $24.47 * | $19.96 | +4.2% | COM | 060505104 |
| SCI | SERVICE CORP INTL | 43,179 | $1.738M | 0.6% | $40.25 | $31.10 | +29.5% | COM | 817565104 |
| MRK | MERCK & CO INC | 22,016 | $1.682M | 0.5% | $76.40 * | $43.92 | +33.7% | COM | 58933Y105 |
| HON | HONEYWELL INTL INC | 12,462 | $1.646M | 0.5% | $132.08 * | $96.44 | +11.7% | COM | 438516106 |
| MINT | PIMCO ETF TR | 15,871 | $1.602M | 0.5% | $100.94 | $101.39 | -0.4% | ENHAN SHRT MA AC | 72201R833 |
| INTC | INTEL CORP | 33,281 | $1.562M | 0.5% | $46.93 * | $37.13 | +8.8% | COM | 458140100 |
| UNH | UNITEDHEALTH GROUP INC | 6,717 | $1.536M | 0.5% | $228.67 * | $164.99 | +34.6% | COM | 91324P102 |
| AWR | AMERICAN STS WTR CO | 22,010 | $1.476M | 0.5% | $67.06 * | $42.89 | +36.9% | COM | 029899101 |
| MS | MORGAN STANLEY | 36,799 | $1.459M | 0.5% | $39.65 * | $32.45 | -1.7% | COM NEW | 617446448 |
| MMM | 3M CO | 7,615 | $1.451M | 0.5% | $190.54 * | $128.25 | -3.6% | COM | 88579Y101 |
| SCHW | SCHWAB CHARLES CORP NEW | 34,819 | $1.446M | 0.5% | $41.53 * | $37.25 | +0.9% | COM | 808513105 |
| HD | HOME DEPOT INC | 8,294 | $1.425M | 0.5% | $171.81 * | $111.05 | +30.3% | COM | 437076102 |
| ECL | ECOLAB INC | 9,465 | $1.395M | 0.5% | $147.39 * | $122.45 | +11.8% | COM | 278865100 |
| KIE | SPDR SERIES TRUST | 47,968 | $1.361M | 0.4% | $28.37 | $29.59 | -4.1% | S&P INS ETF | 78464A789 |
| KRE | SPDR SERIES TRUST | 28,117 | $1.316M | 0.4% | $46.80 | $52.92 | -11.6% | S&P REGL BKG | 78464A698 |
| USB | US BANCORP DEL | 28,504 | $1.303M | 0.4% | $45.71 * | $37.69 | -9.1% | COM NEW | 902973304 |
| MO | ALTRIA GROUP INC | 26,215 | $1.295M | 0.4% | $49.40 * | $34.03 | -15.8% | COM | 02209S103 |
| — | ETF MANAGERS TR | 58,331 | $1.273M | 0.4% | $21.82 | $27.09 | — | AI POWERED EQT | 26924G813 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 16,271 | $1.226M | 0.4% | $75.35 * | $61.73 | +11.6% | COM | 45866F104 |
| FDX | FEDEX CORP | 7,277 | $1.174M | 0.4% | $161.33 * | $190.02 | -25.2% | COM | 31428X106 |
| NKE | NIKE INC | 15,703 | $1.164M | 0.4% | $74.13 * | $50.41 | +34.2% | CL B | 654106103 |
| PANW | PALO ALTO NETWORKS INC | 6,110 | $1.151M | 0.4% | $188.38 * | $24.22 | +29.6% | COM | 697435105 |
| ITA | ISHARES TR | 156,738 | $1.12M | 0.4% | $7.15 * | $91.37 | -5.4% | US AER DEF ETF | 464288760 |
| SPY | SPDR S&P 500 ETF TR | 4,478 | $1.119M | 0.4% | $249.89 | $236.13 | +5.8% | TR UNIT | 78462F103 |
| AMGN | AMGEN INC | 5,419 | $1.055M | 0.3% | $194.69 * | $137.77 | +14.0% | COM | 031162100 |
| CMF | ISHARES TR | 18,040 | $1.054M | 0.3% | $58.43 | $58.81 | -0.6% | CALIF MUN BD ETF | 464288356 |
| ALL | ALLSTATE CORP | 12,702 | $1.05M | 0.3% | $82.66 * | $75.27 | -6.9% | COM | 020002101 |
| C | CITIGROUP INC | 19,984 | $1.04M | 0.3% | $52.04 * | $45.75 | -11.0% | COM NEW | 172967424 |
| WMT | WALMART INC | 11,144 | $1.035M | 0.3% | $92.88 * | $20.80 | +34.5% | COM | 931142103 |
| IYR | ISHARES TR | 13,583 | $1.018M | 0.3% | $74.95 | $75.99 | -1.4% | U.S. REAL ES ETF | 464287739 |
| STZ | CONSTELLATION BRANDS INC | 6,135 | $987K | 0.3% | $160.88 * | $167.63 | -14.5% | CL A | 21036P108 |
| GLD | SPDR GOLD TRUST | 9,174 | $986K | 0.3% | $107.48 * | $117.18 | +3.5% | GOLD SHS | 78463V107 |
| IEF | ISHARES TR | 9,416 | $981K | 0.3% | $104.18 | $101.28 | +2.9% | BARCLAYS 7 10 YR | 464287440 |
| MCD | MCDONALDS CORP | 5,474 | $972K | 0.3% | $177.57 * | $94.30 | +60.0% | COM | 580135101 |
| IYW | ISHARES TR | 5,812 | $930K | 0.3% | $160.01 * | $35.76 | +11.8% | U.S. TECH ETF | 464287721 |
| NFLX | NETFLIX INC | 8,203 | $911K | 0.3% | $111.06 * | $27.51 | -2.7% | COM | 64110L106 |
| BP | BP PLC | 23,636 | $896K | 0.3% | $37.91 | $35.92 | +5.6% | SPONSORED ADR | 055622104 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 13,585 | $862K | 0.3% | $63.45 * | $52.14 | +9.8% | CL A | 192446102 |
| HDV | ISHARES TR | 9,970 | $841K | 0.3% | $84.35 * | $16.10 | +4.8% | CORE HIGH DV ETF | 46429B663 |
| CHD | CHURCH & DWIGHT INC | 12,385 | $814K | 0.3% | $65.72 * | $40.74 | +48.4% | COM | 171340102 |
| PFE | PFIZER INC | 18,171 | $793K | 0.3% | $43.64 * | $20.85 | +44.2% | COM | 717081103 |
| BABA | ALIBABA GROUP HLDG LTD | 12,759 | $789K | 0.3% | $61.84 * | $179.85 | -23.8% | SPONSORED ADS | 01609W102 |
| T | AT&T INC | 27,532 | $786K | 0.3% | $28.55 * | $14.02 | -7.2% | COM | 00206R102 |
| VZ | VERIZON COMMUNICATIONS INC | 13,529 | $761K | 0.2% | $56.25 * | $31.48 | +21.7% | COM | 92343V104 |
| XLF | SELECT SECTOR SPDR TR | 30,154 | $718K | 0.2% | $23.81 | $24.51 | -2.8% | SBI INT-FINL | 81369Y605 |
| — | DOUBLELINE INCOME SOLUTIONS | 40,665 | $705K | 0.2% | $17.34 | $19.03 | — | COM | 258622109 |
| ZTS | ZOETIS INC | 8,122 | $695K | 0.2% | $85.57 * | $82.84 | -2.5% | CL A | 98978V103 |
| EPAM | EPAM SYS INC | 5,829 | $676K | 0.2% | $115.97 | $91.22 | +27.2% | COM | 29414B104 |
| FV | FIRST TR EXCHANGE TRADED FD | 26,700 | $674K | 0.2% | $25.24 | $23.01 | +9.7% | DORSEY WRT 5 ETF | 33738R605 |
| — | ADVISORSHARES TR | 75,217 | $634K | 0.2% | $8.43 | $8.43 | — | RANGER EQUITY BE | 00768Y883 |
| IBB | ISHARES TR | 6,503 | $627K | 0.2% | $96.42 | $102.71 | -6.1% | NASDAQ BIOTECH | 464287556 |
| IWF | ISHARES TR | 4,748 | $622K | 0.2% | $131.00 * | $35.25 | -7.2% | RUS 1000 GRW ETF | 464287614 |
| EMR | EMERSON ELEC CO | 10,132 | $599K | 0.2% | $59.12 * | $45.09 | +12.5% | COM | 291011104 |
| — | CELGENE CORP | 9,304 | $596K | 0.2% | $64.06 | $74.25 | — | COM | 151020104 |
| IHF | ISHARES TR | 3,714 | $591K | 0.2% | $159.13 * | $24.82 | +33.1% | US HLTHCR PR ETF | 464288828 |
| BOND | PIMCO ETF TR | 5,707 | $587K | 0.2% | $102.86 | $106.01 | -3.1% | ACTIVE BD ETF | 72201R775 |
| AEE | AMEREN CORP | 8,417 | $549K | 0.2% | $65.23 * | $45.58 | +17.4% | COM | 023608102 |
| — | UNITED TECHNOLOGIES CORP | 5,108 | $540K | 0.2% | $105.72 | $110.80 | — | COM | 913017109 |
| JCI | JOHNSON CTLS INTL PLC | 17,984 | $533K | 0.2% | $29.64 * | $34.19 | -25.3% | SHS | G51502105 |
| — | IMPERVA INC | 9,500 | $529K | 0.2% | $55.68 | $38.41 | — | COM | 45321L100 |
| CAT | CATERPILLAR INC DEL | 4,072 | $518K | 0.2% | $127.21 * | $111.50 | -2.2% | COM | 149123101 |
| URI | UNITED RENTALS INC | 5,015 | $514K | 0.2% | $102.49 * | $114.72 | -13.4% | COM | 911363109 |
| LQD | ISHARES TR | 4,449 | $502K | 0.2% | $112.83 | $120.01 | -6.0% | IBOXX INV CP ETF | 464287242 |
| MGM | MGM RESORTS INTERNATIONAL | 19,040 | $462K | 0.1% | $24.26 * | $26.65 | -11.4% | COM | 552953101 |
| — | SPDR SERIES TRUST | 17,404 | $462K | 0.1% | $26.55 | $39.86 | — | S&P OILGAS EXP | 78464A730 |
| DVY | ISHARES TR | 5,035 | $450K | 0.1% | $89.37 | $86.52 | +3.2% | SELECT DIVID ETF | 464287168 |
| FTCS | FIRST TR EXCHANGE TRADED FD | 3,798 | $443K | 0.1% | $116.64 * | $53.66 | -10.0% | CAP STRENGTH ETF | 33733E104 |
| ORCL | ORACLE CORP | 94,908 | $439K | 0.1% | $4.63 * | $34.14 | +19.2% | COM | 68389X105 |
| PEP | PEPSICO INC | 3,932 | $434K | 0.1% | $110.38 * | $90.68 | -1.5% | COM | 713448108 |
| NVDA | NVIDIA CORP | 3,243 | $433K | 0.1% | $133.52 * | $2.88 | +14.7% | COM | 67066G104 |
| TSLA | TESLA INC | 1,283 | $427K | 0.1% | $332.81 * | $15.19 | +46.1% | COM | 88160R101 |
| HYZD | WISDOMTREE TR | 18,500 | $415K | 0.1% | $22.43 | $24.12 | -7.1% | HEDGED HI YLD BD | 97717W430 |
| BALL | BALL CORP | 9,024 | $414K | 0.1% | $45.88 * | $35.83 | +18.6% | COM | 058498106 |
| MEOH | METHANEX CORP | 8,535 | $411K | 0.1% | $48.15 | $48.53 | -0.7% | COM | 59151K108 |
| ANGL | VANECK VECTORS ETF TR | 15,170 | $405K | 0.1% | $26.70 | $29.89 | -10.8% | FALLEN ANGEL HG | 92189F437 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 920 | $397K | 0.1% | $431.52 * | $6.30 | +37.1% | COM | 169656105 |
| BAX | BAXTER INTL INC | 6,300 | $395K | 0.1% | $62.70 * | $61.53 | -6.0% | COM | 071813109 |
| PM | PHILIP MORRIS INTL INC | 5,915 | $395K | 0.1% | $66.78 * | $58.23 | -20.3% | COM | 718172109 |
| EOG | EOG RES INC | 5,339 | $389K | 0.1% | $72.86 * | $80.67 | -18.5% | COM | 26875P101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,417 | $377K | 0.1% | $110.33 * | $100.09 | -20.0% | COM | 459200101 |
| SRE | SEMPRA ENERGY | 3,389 | $367K | 0.1% | $108.29 * | $38.83 | +11.4% | COM | 816851109 |
| ITOT | ISHARES TR | 6,422 | $365K | 0.1% | $56.84 | $61.44 | -7.6% | CORE S&P TTL STK | 464287150 |
| ULTA | ULTA BEAUTY INC | 1,472 | $360K | 0.1% | $244.57 | $246.13 | -0.5% | COM | 90384S303 |
| CRM | SALESFORCE COM INC | 2,517 | $345K | 0.1% | $137.07 | $75.63 | +78.9% | COM | 79466L302 |
| ALV | AUTOLIV INC | 10,683 | $341K | 0.1% | $31.92 * | $85.27 | -30.4% | COM | 052800109 |
| WLK | WESTLAKE CHEM CORP | 5,053 | $334K | 0.1% | $66.10 * | $59.43 | -0.6% | COM | 960413102 |
| BTI | BRITISH AMERN TOB PLC | 10,348 | $330K | 0.1% | $31.89 | $47.83 | -33.4% | SPONSORED ADR | 110448107 |
| XLV | SELECT SECTOR SPDR TR | 3,745 | $324K | 0.1% | $86.52 | $70.18 | +23.3% | SBI HEALTHCARE | 81369Y209 |
| KO | COCA COLA CO | 6,551 | $310K | 0.1% | $47.32 * | $31.27 | +22.1% | COM | 191216100 |
| IYT | ISHARES TR | 1,875 | $309K | 0.1% | $164.80 * | $41.38 | -0.3% | TRANS AVG ETF | 464287192 |
| IYF | ISHARES TR | 2,885 | $307K | 0.1% | $106.41 * | $53.20 | -0.0% | U.S. FINLS ETF | 464287788 |
| HYMB | SPDR SERIES TRUST | 5,310 | $298K | 0.1% | $56.12 * | $28.46 | -1.5% | NUV HGHYLD MUN | 78464A284 |
| ABBV | ABBVIE INC | 3,409 | $295K | 0.1% | $86.54 * | $64.80 | +5.0% | COM | 00287Y109 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 2,692 | $277K | 0.1% | $102.90 | $91.21 | +12.9% | COM | 874054109 |
| KW | KENNEDY-WILSON HLDGS INC | 15,165 | $276K | 0.1% | $18.20 * | $20.86 | -8.0% | COM | 489398107 |
| ISRG | INTUITIVE SURGICAL INC | 575 | $275K | 0.1% | $478.26 * | $169.46 | -5.8% | COM NEW | 46120E602 |
| MKC | MCCORMICK & CO INC | 1,871 | $261K | 0.1% | $139.50 * | $45.42 | +34.3% | COM NON VTG | 579780206 |
| IWD | ISHARES TR | 2,286 | $254K | 0.1% | $111.11 | $119.84 | -7.3% | RUS 1000 VAL ETF | 464287598 |
| SLB | SCHLUMBERGER LTD | 7,035 | $254K | 0.1% | $36.11 * | $52.08 | -43.1% | COM | 806857108 |
| CVS | CVS HEALTH CORP | 3,878 | $253K | 0.1% | $65.24 * | $52.25 | -0.1% | COM | 126650100 |
| — | PIMCO CA MUNICIPAL INCOME FD | 15,350 | $248K | 0.1% | $16.16 | $15.53 | — | COM | 72200N106 |
| — | VECTOR GROUP LTD | 23,673 | $230K | 0.1% | $9.72 | $21.72 | — | COM | 92240M108 |
| NOC | NORTHROP GRUMMAN CORP | 926 | $227K | 0.1% | $245.14 * | $200.65 | +8.8% | COM | 666807102 |
| PSX | PHILLIPS 66 | 2,590 | $223K | 0.1% | $86.10 * | $58.66 | +10.7% | COM | 718546104 |
| MA | MASTERCARD INCORPORATED | 1,164 | $220K | 0.1% | $189.00 * | $102.53 | +76.9% | CL A | 57636Q104 |
| GIS | GENERAL MLS INC | 6,198 | $219K | 0.1% | $35.33 * | $32.97 | -7.7% | COM | 370334104 |
| ED | CONSOLIDATED EDISON INC | 2,754 | $211K | 0.1% | $76.62 * | $60.39 | -1.7% | COM | 209115104 |
| PYPL | PAYPAL HLDGS INC | 2,498 | $210K | 0.1% | $84.07 | $87.57 | -4.2% | COM | 70450Y103 |
| — | GENERAL ELECTRIC CO | 27,646 | $209K | 0.1% | $7.56 | $30.17 | — | COM | 369604103 |
| AXP | AMERICAN EXPRESS CO | 2,176 | $207K | 0.1% | $95.13 * | $87.01 | -0.5% | COM | 025816109 |
| — | ACTIVISION BLIZZARD INC | 4,408 | $205K | 0.1% | $46.51 | $63.77 | — | COM | 00507V109 |
| HBAN | HUNTINGTON BANCSHARES INC | 17,043 | $203K | 0.1% | $11.91 * | $9.47 | -8.8% | COM | 446150104 |
| CSX | CSX CORP | 3,260 | $203K | 0.1% | $62.27 * | $18.59 | +1.4% | COM | 126408103 |
| — | ROYAL DUTCH SHELL PLC | 3,350 | $201K | 0.1% | $60.00 | $62.69 | — | SPON ADR B | 780259107 |
| NOK | NOKIA CORP | 32,068 | $187K | 0.1% | $5.83 | $4.73 | +23.0% | SPONSORED ADR | 654902204 |
| KEY | KEYCORP NEW | 10,000 | $148K | 0.0% | $14.80 * | $10.98 | -3.7% | COM | 493267108 |
| F | FORD MTR CO DEL | 15,966 | $122K | 0.0% | $7.64 * | $6.21 | -13.8% | COM PAR $0.01 | 345370860 |
| — | NUVEEN CALIF MUN VALUE FD | 10,744 | $98,000 | 0.0% | $9.12 | $9.30 | — | COM | 67062C107 |
| NG | NOVAGOLD RES INC | 23,000 | $91,000 | 0.0% | $3.96 | $4.03 | -2.0% | COM NEW | 66987E206 |
| — | VOYA PRIME RATE TR | 16,795 | $75,000 | 0.0% | $4.47 | $4.88 | — | SH BEN INT | 92913A100 |
| — | SIRIUS XM HLDGS INC | 12,700 | $73,000 | 0.0% | $5.75 | $5.75 | — | COM | 82968B103 |
| PSK | SPDR SERIES TRUST | 2,093,150 | $9,000 | 0.0% | $0.00 * | $43.67 | -9.4% | WELLS FG PFD ETF | 78464A292 |
| — | GOLD STD VENTURES CORP | 16,428 | $0 | 0.0% | $0.00 | — | — | COM | 380738104 |
| NGD | NEW GOLD INC CDA | 11,200 | $0 | 0.0% | $0.00 | $3.36 | -75.9% | COM | 644535106 |