CIK: 0001103646 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $1,267,441 (50.1% shares, 49.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TSLA | TESLA INC | 125,300 | $65,657 | 5.2% | $41.46 | 0.0% | Put | 88160R101 |
| — | BECTON DICKINSON & CO | 809,281 | $44,496 | 3.5% | $55.05 | — | PFD SHS CONV A | 075887208 |
| — | CAESARS ENTMT CORP | 36,068,412 | $38,523 | 3.0% | $1.71 | — | NOTE 5.000%10/0 | 127686AA1 |
| AAL | AMERICAN AIRLS GROUP INC | 2,778,370 | $33,868 | 2.7% | $32.82 | -30.7% | COM | 02376R102 |
| — | MONGODB INC | 15,481,000 | $31,926 | 2.5% | $2.06 | — | NOTE 0.750% 6/1 | 60937PAB2 |
| — | SOLARCITY CORP | 17,500,000 | $31,096 | 2.5% | $1.62 | — | NOTE 12/0 | 83416TAE0 |
| — | LIBERTY MEDIA CORP | 36,500,000 | $25,791 | 2.0% | $0.71 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | OKTA INC | 9,085,000 | $23,211 | 1.8% | $2.21 | — | NOTE 0.250% 2/1 | 679295AB1 |
| — | TESLA INC | 12,425,000 | $21,381 | 1.7% | $1.40 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | INSULET CORP | 11,467,000 | $20,997 | 1.7% | $1.83 | — | NOTE 1.375%11/1 | 45784PAH4 |
| — | CYPRESS SEMICONDUCTOR CORP | 16,935,000 | $20,315 | 1.6% | $1.19 | — | NOTE 2.000% 2/0 | 232806AP4 |
| — | NUVASIVE INC | 18,483,000 | $19,357 | 1.5% | $1.12 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | ZENDESK INC | 15,217,000 | $18,060 | 1.4% | $1.26 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | CROWN CASTLE INTL CORP NEW | 13,635 | $17,698 | 1.4% | $1297.98 | — | 6.875% CON PFD A | 22822V309 |
| TLT | ISHARES TR | 102,200 | $16,861 | 1.3% | $164.99 | — | Put | 464287432 |
| — | TELADOC HEALTH INC | 4,746,000 | $16,746 | 1.3% | $3.53 | — | NOTE 3.000%12/1 | 87918AAB1 |
| — | LIBERTY MEDIA CORP DEL | 489,434 | $15,510 | 1.2% | $38.43 | — | COM A SIRIUSXM | 531229409 |
| — | LUMENTUM HLDGS INC | 11,233,000 | $15,319 | 1.2% | $1.42 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | WRIGHT MED GROUP N V | 10,663,000 | $14,685 | 1.2% | $1.40 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | MICROCHIP TECHNOLOGY INC | 9,879,000 | $14,178 | 1.1% | $1.82 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | DEXCOM INC | 7,838,000 | $13,620 | 1.1% | $1.74 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | IAC INTERACTIVECORP | 74,036 | $13,270 | 1.0% | $179.24 | — | COM | 44919P508 |
| — | HORIZON PHARMA INVT LTD | 11,311,000 | $13,234 | 1.0% | $1.14 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | TWILIO INC | 9,408,000 | $13,132 | 1.0% | $1.63 | — | NOTE 0.250% 6/0 | 90138FAB8 |
| — | RH | 16,100,000 | $12,885 | 1.0% | $1.11 | — | NOTE 6/1 | 74967XAA1 |
| — | CHEGG INC | 8,979,000 | $12,819 | 1.0% | $1.48 | — | NOTE 0.250% 5/1 | 163092AB5 |
| — | SEMPRA ENERGY | 117,424 | $11,041 | 0.9% | $112.78 | — | 6% PFD CONV A | 816851406 |
| — | UNISYS CORP | 7,520,000 | $10,405 | 0.8% | $1.34 | — | NOTE 5.500% 3/0 | 909214BS6 |
| — | LIVE NATION ENTERTAINMENT IN | 10,948,000 | $10,291 | 0.8% | $0.98 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | DHT HOLDINGS INC | 7,406,000 | $10,198 | 0.8% | $1.26 | — | NOTE 4.500% 8/1 | 23335SAD8 |
| — | SEA LTD | 4,350,000 | $10,087 | 0.8% | $2.32 | — | NOTE 2.250% 7/0 | 81141RAB6 |
| — | SYNAPTICS INC | 9,575,000 | $9,949 | 0.8% | $1.07 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | CAESARS ENTMT CORP | 1,373,602 | $9,286 | 0.7% | $12.29 | — | COM | 127686103 |
| — | PRICELINE GRP INC | 8,000,000 | $8,897 | 0.7% | $1.11 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | NEUROCRINE BIOSCIENCES INC | 6,842,000 | $8,745 | 0.7% | $1.40 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| WMT | WALMART INC | 71,600 | $8,134 | 0.6% | $35.37 | 0.0% | Put | 931142103 |
| — | ISIS PHARMACEUTICALS INC DEL | 7,500,000 | $7,639 | 0.6% | $1.14 | — | NOTE 1.000%11/1 | 464337AJ3 |
| BIIB | BIOGEN INC | 24,000 | $7,593 | 0.6% | $303.47 | 0.0% | Put | 09062X103 |
| — | IRONWOOD PHARMACEUTICALS INC | 7,044,000 | $7,459 | 0.6% | $1.18 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | ON SEMICONDUCTOR CORP | 7,500,000 | $7,446 | 0.6% | $1.10 | — | NOTE 1.000%12/0 | 682189AK1 |
| SPY | SPDR S&P 500 ETF TR | 26,000 | $6,702 | 0.5% | $257.77 | — | TR UNIT | 78462F103 |
| — | RA PHARMACEUTICALS INC | 130,700 | $6,274 | 0.5% | $48.01 | — | Put | 74933V108 |
| RH | RH | 61,600 | $6,189 | 0.5% | — | — | Put | 74967X103 |
| — | BOULDER GROWTH & INCOME FD I | 662,839 | $6,098 | 0.5% | $8.62 | — | COM | 101507101 |
| — | CYTOKINETICS INC | 4,500,000 | $5,970 | 0.5% | $1.33 | — | NOTE 4.000%11/1 | 23282WAA8 |
| — | NEWPARK RES INC | 7,950,000 | $5,925 | 0.5% | $0.94 | — | NOTE 4.000%12/0 | 651718AE8 |
| — | UNITED TECHNOLOGIES CORP | 62,598 | $5,906 | 0.5% | $116.73 | — | COM | 913017109 |
| PCG | PG&E CORP | 652,305 | $5,864 | 0.5% | $12.04 | +9.1% | COM | 69331C108 |
| — | RAMBUS INC DEL | 5,795,000 | $5,650 | 0.4% | $1.00 | — | NOTE 1.375% 2/0 | 750917AG1 |
| — | QTS RLTY TR INC | 41,671 | $5,484 | 0.4% | $124.10 | — | 6.50% CON PFD B | 74736A301 |
| — | GDS HLDGS LTD | 4,200,000 | $5,384 | 0.4% | $1.09 | — | NOTE 2.000% 6/0 | 36165LAB4 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 6,000,000 | $5,334 | 0.4% | $1.04 | — | NOTE 5.750%10/1 | G81075AF3 |
| SBUX | STARBUCKS CORP | 79,600 | $5,232 | 0.4% | $71.00 | 0.0% | Put | 855244109 |
| — | ACCELERON PHARMA INC | 56,300 | $5,060 | 0.4% | $89.84 | — | Put | 00434H108 |
| IQ | IQIYI INC | 282,600 | $5,029 | 0.4% | — | — | Put | 46267X108 |
| — | SERVICENOW INC | 2,295,000 | $4,910 | 0.4% | $2.11 | — | NOTE 6/0 | 81762PAC6 |
| — | SCORPIO TANKERS INC | 5,909,000 | $4,855 | 0.4% | $1.10 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| BIO/B | BIO RAD LABS INC | 13,588 | $4,763 | 0.4% | $121.21 | +200.8% | CL B | 090572108 |
| ARGX | ARGENX SE | 35,400 | $4,664 | 0.4% | — | — | Call | 04016X101 |
| LQD | ISHARES TR | 37,000 | $4,570 | 0.4% | $123.50 | — | Put | 464287242 |
| — | MELLANOX TECHNOLOGIES LTD | 37,600 | $4,562 | 0.4% | $121.47 | — | Call | M51363113 |
| — | MESA LABS INC | 4,500,000 | $4,560 | 0.4% | $1.07 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| — | ILLUMINA INC | 4,500,000 | $4,363 | 0.3% | $0.97 | — | NOTE 8/1 | 452327AK5 |
| — | ASSERTIO THERAPEUTICS INC | 4,396,000 | $4,339 | 0.3% | $0.80 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | KARYOPHARM THERAPEUTICS INC | 3,000,000 | $4,337 | 0.3% | $1.44 | — | NOTE 3.000%10/1 | 48576UAA4 |
| — | RA PHARMACEUTICALS INC | 88,973 | $4,272 | 0.3% | $48.01 | — | COM | 74933V108 |
| — | ACCELERON PHARMA INC | 46,800 | $4,205 | 0.3% | $89.84 | — | Call | 00434H108 |
| — | RESTORATION HARDWARE HLDGS I | 4,000,000 | $4,187 | 0.3% | $1.08 | — | DBCV 7/1 | 761283AC4 |
| GILD | GILEAD SCIENCES INC | 55,300 | $4,134 | 0.3% | $54.92 | 0.0% | Put | 375558103 |
| — | DEXCOM INC | 1,500,000 | $4,072 | 0.3% | $1.79 | — | NOTE 0.750% 5/1 | 252131AF4 |
| SRE | SEMPRA ENERGY | 35,900 | $4,057 | 0.3% | $58.40 | 0.0% | Put | 816851109 |
| PCG | PG&E CORP | 428,300 | $3,852 | 0.3% | $12.04 | +9.1% | Put | 69331C108 |
| TLT | ISHARES TR | 23,256 | $3,837 | 0.3% | $164.99 | — | 20 YR TR BD ETF | 464287432 |
| AAPL | APPLE INC | 15,000 | $3,814 | 0.3% | $24.44 | +190.8% | Put | 037833100 |
| — | TERADYNE INC | 2,120,000 | $3,801 | 0.3% | $1.79 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | LIBERTY MEDIA CORP DEL | 4,000,000 | $3,773 | 0.3% | $1.33 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | ZILLOW GROUP INC | 3,750,000 | $3,771 | 0.3% | $1.03 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | MARRIOTT VACTINS WORLDWID CO | 4,759,000 | $3,762 | 0.3% | $1.07 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| TAK | TAKEDA PHARMACEUTICAL CO LTD | 239,625 | $3,637 | 0.3% | $20.10 | — | Call | 874060205 |
| WMT | WALMART INC | 31,600 | $3,590 | 0.3% | $35.37 | 0.0% | Call | 931142103 |
| — | OSI SYSTEMS INC | 3,800,000 | $3,585 | 0.3% | $1.04 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | OMEROS CORP | 4,000,000 | $3,559 | 0.3% | $0.93 | — | NOTE 6.250%11/1 | 682143AE2 |
| — | SWISS HELVETIA FD INC | 493,670 | $3,431 | 0.3% | $8.68 | — | COM | 870875101 |
| — | SAREPTA THERAPEUTICS INC | 2,235,000 | $3,415 | 0.3% | $1.90 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | INTERCEPT PHARMACEUTICALS IN | 3,825,000 | $3,410 | 0.3% | $1.00 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| NFLX | NETFLIX INC | 9,000 | $3,381 | 0.3% | — | — | Put | 64110L106 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 4,000,000 | $3,315 | 0.3% | $0.85 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | AEROJET ROCKETDYNE HLDGS INC | 2,000,000 | $3,307 | 0.3% | $1.65 | — | NOTE 2.250%12/1 | 007800AB1 |
| SBUX | STARBUCKS CORP | 49,552 | $3,258 | 0.3% | $71.00 | 0.0% | COM | 855244109 |
| — | THERAVANCE INC | 3,484,000 | $3,257 | 0.3% | $0.97 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | HUBSPOT INC | 2,161,000 | $3,217 | 0.3% | $1.49 | — | NOTE 0.250% 6/0 | 443573AB6 |
| GILD | GILEAD SCIENCES INC | 42,372 | $3,168 | 0.2% | $54.92 | 0.0% | COM | 375558103 |
| — | BIOMARIN PHARMACEUTICAL INC | 2,873,000 | $3,045 | 0.2% | $1.06 | — | NOTE 1.500%10/1 | 09061GAF8 |
| Z | ZILLOW GROUP INC | 83,700 | $3,015 | 0.2% | $46.19 | 0.0% | Put | 98954M200 |
| — | GCI LIBERTY INC | 52,848 | $3,011 | 0.2% | $53.73 | — | COM CLASS A | 36164V305 |
| DIS | DISNEY WALT CO | 30,500 | $2,946 | 0.2% | $113.77 | +8.6% | Put | 254687106 |
| XXCHNXX | CHINA FD INC | 158,945 | $2,934 | 0.2% | $18.19 | — | COM | 169373107 |
| — | FORTY SEVEN INC | 30,200 | $2,882 | 0.2% | $95.40 | — | Put | 34983P104 |
| — | RADIUS HEALTH INC | 4,000,000 | $2,848 | 0.2% | $0.87 | — | NOTE 3.000% 9/0 | 750469AA6 |
| JNJ | JOHNSON & JOHNSON | 21,500 | $2,820 | 0.2% | $117.39 | +2.3% | Put | 478160104 |
| NFLX | NETFLIX INC | 7,500 | $2,817 | 0.2% | — | — | Call | 64110L106 |
| — | HIGHLAND INCOME FD | 327,387 | $2,793 | 0.2% | $12.70 | — | HIGHLAND INCOME | 43010E404 |
| — | WAYFAIR INC | 4,000,000 | $2,765 | 0.2% | $0.95 | — | NOTE 1.125%11/0 | 94419LAD3 |
| IEF | ISHARES TR | 22,500 | $2,733 | 0.2% | $121.47 | — | BARCLAYS 7 10 YR | 464287440 |
| — | MYOKARDIA INC | 56,200 | $2,635 | 0.2% | $46.87 | — | Put | 62857M105 |
| CLX | CLOROX CO DEL | 15,000 | $2,598 | 0.2% | $138.67 | 0.0% | Put | 189054109 |
| AAPL | APPLE INC | 10,000 | $2,543 | 0.2% | $24.44 | +190.8% | Call | 037833100 |
| — | ETSY INC | 2,000,000 | $2,533 | 0.2% | $1.60 | — | NOTE 3/0 | 29786AAC0 |
| LQD | ISHARES TR | 20,000 | $2,470 | 0.2% | $123.50 | — | IBOXX INV CP ETF | 464287242 |
| — | GREEN PLAINS INC | 4,000,000 | $2,462 | 0.2% | $0.87 | — | NOTE 4.125% 9/0 | 393222AF1 |
| — | RAPID7 INC | 2,000,000 | $2,435 | 0.2% | $1.22 | — | NOTE 1.250% 8/0 | 753422AB0 |
| HIG | HARTFORD FINL SVCS GROUP INC | 68,606 | $2,418 | 0.2% | $40.08 | +14.0% | COM | 416515104 |
| — | HARMONIC INC | 2,022,000 | $2,377 | 0.2% | $1.30 | — | NOTE 4.000%12/0 | 413160AB8 |
| — | FORTIVE CORP | 3,257 | $2,375 | 0.2% | $729.20 | — | 5% PFD CNV SER A | 34959J207 |
| — | ESSENTIAL UTILS INC | 43,236 | $2,370 | 0.2% | $54.82 | — | UNIT 04/30/2022 | 29670G201 |
| — | ENCORE CAP GROUP INC | 2,700,000 | $2,355 | 0.2% | $1.04 | — | NOTE 3.250% 3/1 | 292554AK8 |
| ECL | ECOLAB INC | 15,000 | $2,338 | 0.2% | $176.33 | 0.0% | Put | 278865100 |
| — | AVAYA HLDGS CORP | 2,880,000 | $2,318 | 0.2% | $0.89 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | RETROPHIN INC | 3,036,000 | $2,292 | 0.2% | $0.87 | — | NOTE 2.500% 9/1 | 761299AB2 |
| OPITQ | OFFICE PPTYS INCOME TR | 83,803 | $2,283 | 0.2% | $27.64 | — | COM SHS BEN INT | 67623C109 |
| — | ENVESTNET INC | 2,206,000 | $2,270 | 0.2% | $1.03 | — | NOTE 1.750% 6/0 | 29404KAB2 |
| — | AKAMAI TECHNOLOGIES INC | 2,000,000 | $2,240 | 0.2% | $1.12 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | APPLIED OPTOELECTRONICS INC | 3,000,000 | $2,197 | 0.2% | $0.73 | — | NOTE 5.000% 3/1 | 03823UAB8 |
| WMT | WALMART INC | 19,006 | $2,159 | 0.2% | $35.37 | 0.0% | COM | 931142103 |
| — | SPECIAL OPPORTUNITIES FD INC | 218,700 | $2,078 | 0.2% | $15.89 | — | COM | 84741T104 |
| — | MICROCHIP TECHNOLOGY INC | 2,000,000 | $2,054 | 0.2% | $1.03 | — | NOTE 1.625% 2/1 | 595017AF1 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 116,889 | $2,050 | 0.2% | $19.67 | — | COM SHS BEN INT | 456237106 |
| ECL | ECOLAB INC | 13,027 | $2,030 | 0.2% | $176.33 | 0.0% | COM | 278865100 |
| — | MYOKARDIA INC | 42,800 | $2,007 | 0.2% | $46.87 | — | Call | 62857M105 |
| HLF | HERBALIFE NUTRITION LTD | 68,000 | $1,983 | 0.2% | $38.23 | -2.6% | Put | G4412G101 |
| DIS | DISNEY WALT CO | 20,500 | $1,980 | 0.2% | $113.77 | +8.6% | Call | 254687106 |
| REGN | REGENERON PHARMACEUTICALS | 4,000 | $1,953 | 0.2% | — | — | Put | 75886F107 |
| REGN | REGENERON PHARMACEUTICALS | 4,000 | $1,953 | 0.2% | — | — | Call | 75886F107 |
| BABA | ALIBABA GROUP HLDG LTD | 10,000 | $1,944 | 0.2% | $175.51 | — | Put | 01609W102 |
| — | LIBERTY MEDIA CORP DEL | 60,912 | $1,902 | 0.2% | $33.11 | — | COM B SIRIUSXM | 531229508 |
| DIS | DISNEY WALT CO | 19,527 | $1,886 | 0.1% | $113.77 | +8.6% | COM DISNEY | 254687106 |
| LYV | LIVE NATION ENTERTAINMENT IN | 40,600 | $1,846 | 0.1% | — | — | Put | 538034109 |
| — | MIRATI THERAPEUTICS INC | 24,000 | $1,845 | 0.1% | — | — | Call | 60468T105 |
| AMGN | AMGEN INC | 9,000 | $1,825 | 0.1% | $182.65 | -0.2% | Put | 031162100 |
| LBRDK | LIBERTY BROADBAND CORP | 16,075 | $1,780 | 0.1% | $104.80 | +11.2% | COM SER C | 530307305 |
| — | ZIONS BANCORPORATION N A | 5,850,674 | $1,766 | 0.1% | $7.69 | — | *W EXP 05/21/202 | 989701115 |
| HUM | HUMANA INC | 5,600 | $1,759 | 0.1% | — | — | Call | 444859102 |
| — | NEW IRELAND FD INC | 283,208 | $1,747 | 0.1% | $11.98 | — | COM | 645673104 |
| — | GUIDEWIRE SOFTWARE INC | 1,750,000 | $1,704 | 0.1% | $0.97 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| GILD | GILEAD SCIENCES INC | 22,600 | $1,690 | 0.1% | $54.92 | 0.0% | Call | 375558103 |
| — | CENTERPOINT ENERGY INC | 57,159 | $1,684 | 0.1% | $49.02 | — | DEP RP PFD CV B | 15189T503 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 200,996 | $1,661 | 0.1% | $14.16 | — | COM NEW | 65340G205 |
| — | LEGG MASON INC | 33,900 | $1,656 | 0.1% | $48.85 | — | COM | 524901105 |
| MAR | MARRIOTT INTL INC NEW | 22,000 | $1,646 | 0.1% | $119.64 | 0.0% | Put | 571903202 |
| HCA | HCA HEALTHCARE INC | 18,000 | $1,617 | 0.1% | $123.42 | 0.0% | Put | 40412C101 |
| — | STANLEY BLACK & DECKER INC | 22,016 | $1,612 | 0.1% | $73.22 | — | UNIT 05/15/2020 | 854502887 |
| RH | RH | 16,000 | $1,608 | 0.1% | — | — | Call | 74967X103 |
| AMD | ADVANCED MICRO DEVICES INC | 35,200 | $1,601 | 0.1% | $31.36 | +53.6% | Put | 007903107 |
| ACM | AECOM | 53,246 | $1,589 | 0.1% | $40.32 | +2.0% | COM | 00766T100 |
| TCOM | TRIP COM GROUP LTD | 67,500 | $1,582 | 0.1% | $33.55 | — | Put | 89677Q107 |
| HYG | ISHARES TR | 20,000 | $1,541 | 0.1% | $77.05 | — | IBOXX HI YD ETF | 464288513 |
| — | SPECIAL OPPORTUNITIES FD INC | 62,610 | $1,517 | 0.1% | $25.30 | — | PFD CONV SE B | 84741T302 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 97,404 | $1,509 | 0.1% | $22.05 | — | COM | 55608D101 |
| MMM | 3M CO | 11,000 | $1,502 | 0.1% | — | — | Call | 88579Y101 |
| — | QAD INC | 59,558 | $1,489 | 0.1% | $29.91 | — | CL B | 74727D207 |
| — | BRISTOL-MYERS SQUIBB CO | 388,207 | $1,476 | 0.1% | $3.06 | — | RIGHT 99/99/9999 | 110122157 |
| — | INOVIO PHARMACEUTICALS INC | 1,000,000 | $1,470 | 0.1% | $1.47 | — | NOTE 6.500% 3/0 | 45773HAB8 |
| — | CTRIP COM INTL LTD | 1,500,000 | $1,464 | 0.1% | $0.98 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| AG | FIRST MAJESTIC SILVER CORP | 234,700 | $1,454 | 0.1% | — | — | Put | 32076V103 |
| — | TAIWAN FD INC | 88,201 | $1,451 | 0.1% | $18.93 | — | COM | 874036106 |
| — | TIFFANY & CO NEW | 11,200 | $1,450 | 0.1% | — | — | Call | 886547108 |
| — | THERAVANCE BIOPHARMA INC | 1,500,000 | $1,440 | 0.1% | $0.87 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | DOCUSIGN INC | 1,000,000 | $1,414 | 0.1% | $1.41 | — | NOTE 0.500% 9/1 | 256163AB2 |
| — | GABELLI DIVID & INCOME TR | 94,595 | $1,401 | 0.1% | $21.94 | — | COM | 36242H104 |
| TAK | TAKEDA PHARMACEUTICAL CO LTD | 91,300 | $1,387 | 0.1% | $20.10 | — | Put | 874060205 |
| V | VISA INC | 8,500 | $1,370 | 0.1% | — | — | Put | 92826C839 |
| ZION | ZIONS BANCORPORATION N A | 50,800 | $1,360 | 0.1% | — | — | Call | 989701107 |
| — | INTERCEPT PHARMACEUTICALS IN | 21,600 | $1,359 | 0.1% | $124.31 | — | Put | 45845P108 |
| BKNG | BOOKING HLDGS INC | 1,000 | $1,345 | 0.1% | $1726.46 | 0.0% | Put | 09857L108 |
| LBRDA | LIBERTY BROADBAND CORP | 12,511 | $1,339 | 0.1% | $56.04 | +104.8% | COM SER A | 530307107 |
| — | PROGENICS PHARMACEUTICALS IN | 350,672 | $1,333 | 0.1% | $3.80 | — | COM | 743187106 |
| — | MATCH GROUP INC | 20,000 | $1,320 | 0.1% | — | — | Put | 57665R106 |
| LLY | LILLY ELI & CO | 9,400 | $1,305 | 0.1% | — | — | Call | 532457108 |
| — | ZILLOW GROUP INC | 1,510,000 | $1,279 | 0.1% | $0.96 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | ALTERYX INC | 572,000 | $1,274 | 0.1% | $2.48 | — | NOTE 0.500% 6/0 | 02156BAB9 |
| — | CLOVIS ONCOLOGY INC | 198,500 | $1,263 | 0.1% | — | — | Put | 189464100 |
| EXAS | EXACT SCIENCES CORP | 21,300 | $1,235 | 0.1% | $87.91 | -7.7% | Call | 30063P105 |
| — | MELLANOX TECHNOLOGIES LTD | 10,000 | $1,213 | 0.1% | $121.47 | — | Put | M51363113 |
| — | PDC ENERGY INC | 1,460,000 | $1,199 | 0.1% | $0.82 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| — | CYPRESS SEMICONDUCTOR CORP | 51,100 | $1,192 | 0.1% | — | — | Call | 232806109 |
| — | COLFAX CORP | 12,855 | $1,182 | 0.1% | $143.52 | — | UNIT 01/15/2022T | 194014205 |
| — | WAYFAIR INC | 1,500,000 | $1,166 | 0.1% | $1.29 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | OMNOVA SOLUTIONS INC | 113,744 | $1,153 | 0.1% | $10.14 | — | COM | 682129101 |
| — | CYPRESS SEMICONDUCTOR CORP | 49,200 | $1,147 | 0.1% | — | — | Put | 232806109 |
| — | BIOHAVEN PHARMACTL HLDG CO L | 33,500 | $1,140 | 0.1% | $34.16 | — | Call | G11196105 |
| SRE | SEMPRA ENERGY | 10,032 | $1,134 | 0.1% | $58.40 | 0.0% | COM | 816851109 |
| — | INTERCEPT PHARMACEUTICALS IN | 1,388,000 | $1,125 | 0.1% | $0.81 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | INVESCO SR INCOME TR | 349,134 | $1,124 | 0.1% | $4.27 | — | COM | 46131H107 |
| — | EVOLENT HEALTH INC | 1,917,000 | $1,096 | 0.1% | $0.71 | — | NOTE 1.500%10/1 | 30050BAD3 |
| — | PERSPECTA INC | 59,931 | $1,093 | 0.1% | $20.56 | — | COM | 715347100 |
| — | DYCOM INDS INC | 1,250,000 | $1,081 | 0.1% | $0.86 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | COLONY STARWOOD HOMES | 1,000,000 | $1,068 | 0.1% | $1.07 | — | NOTE 3.500% 1/1 | 19625XAB8 |
| — | INVESCO MORTGAGE CAPITAL INC | 309,112 | $1,054 | 0.1% | $4.98 | — | COM | 46131B100 |
| — | ANSYS INC | 4,450 | $1,034 | 0.1% | $110.20 | — | COM | 03662Q105 |
| — | EL PASO ELEC CO | 15,000 | $1,019 | 0.1% | $67.93 | — | Put | 283677854 |
| — | EL PASO ELEC CO | 15,000 | $1,019 | 0.1% | $67.93 | — | COM NEW | 283677854 |
| — | AMARIN CORP PLC | 254,700 | $1,018 | 0.1% | $10.19 | — | Call | 023111206 |
| — | ABERDEEN EMRG MRKTS EQT INM | 193,234 | $1,001 | 0.1% | $7.05 | — | COM | 00301W105 |
| — | HORIZON THERAPEUTICS PUB LTD | 33,800 | $1,001 | 0.1% | — | — | Put | G46188101 |
| SWK | STANLEY BLACK & DECKER INC | 10,000 | $1,000 | 0.1% | $116.70 | +2.0% | Call | 854502101 |
| ON | ON SEMICONDUCTOR CORP | 80,000 | $995 | 0.1% | — | — | Put | 682189105 |
| — | GOGO INC | 1,500,000 | $991 | 0.1% | $0.66 | — | NOTE 6.000% 5/1 | 38046CAD1 |
| SNAP | SNAP INC | 83,200 | $990 | 0.1% | $14.72 | +4.3% | Put | 83304A106 |
| — | CTRIP COM INTL LTD | 1,000,000 | $978 | 0.1% | $0.98 | — | DBCV 1.990% 7/0 | 22943FAH3 |
| MHK | MOHAWK INDS INC | 12,520 | $955 | 0.1% | $125.89 | -5.9% | COM | 608190104 |
| — | FORTY SEVEN INC | 10,000 | $954 | 0.1% | $95.40 | — | COM | 34983P104 |
| — | CENTRAL SECS CORP | 36,716 | $948 | 0.1% | $21.82 | — | COM | 155123102 |
| RYAAY | RYANAIR HOLDINGS PLC | 17,664 | $938 | 0.1% | $68.62 | — | SPONSORED ADS | 783513203 |
| — | INVACARE CORP | 1,000,000 | $930 | 0.1% | $0.87 | — | NOTE 4.500% 6/0 | 461203AH4 |
| TDG | TRANSDIGM GROUP INC | 2,900 | $928 | 0.1% | — | — | Put | 893641100 |
| — | FTI CONSULTING INC | 700,000 | $920 | 0.1% | $1.31 | — | NOTE 2.000% 8/1 | 302941AP4 |
| NIO | NIO INC | 328,510 | $913 | 0.1% | $2.60 | — | SPON ADS | 62914V106 |
| BMY | BRISTOL-MYERS SQUIBB CO | 16,400 | $913 | 0.1% | $45.19 | +7.5% | COM | 110122108 |
| PTCT | PTC THERAPEUTICS INC | 20,000 | $892 | 0.1% | $42.49 | +18.5% | Put | 69366J200 |
| — | LIBERTY MEDIA CORP DEL | 34,347 | $887 | 0.1% | $32.28 | — | COM SER A FRMLA | 531229870 |
| STNG | SCORPIO TANKERS INC | 46,400 | $887 | 0.1% | — | — | Put | Y7542C130 |
| BIIB | BIOGEN INC | 2,800 | $886 | 0.1% | $303.47 | 0.0% | Call | 09062X103 |
| KHC | KRAFT HEINZ CO | 35,700 | $884 | 0.1% | $28.25 | -26.8% | Put | 500754106 |
| LEN/B | LENNAR CORP | 30,017 | $868 | 0.1% | $33.86 | +17.1% | CL B | 526057302 |
| DELL | DELL TECHNOLOGIES INC | 21,800 | $864 | 0.1% | $25.53 | -17.2% | Put | 24703L202 |
| — | GENERAL AMERN INVS INC | 31,473 | $863 | 0.1% | $32.48 | — | COM | 368802104 |
| TAK | TAKEDA PHARMACEUTICAL CO LTD | 56,035 | $851 | 0.1% | $20.10 | — | SPONSORED ADS | 874060205 |
| — | GLOBAL X FDS | 149,198 | $849 | 0.1% | $8.36 | — | MSCI GREECE ETF | 37950E366 |
| AXSM | AXSOME THERAPEUTICS INC | 14,300 | $842 | 0.1% | $40.39 | +101.7% | Call | 05464T104 |
| — | KARYOPHARM THERAPEUTICS INC | 43,300 | $832 | 0.1% | — | — | Call | 48576U106 |
| — | LIGAND PHARMACEUTICALS INC | 1,000,000 | $830 | 0.1% | $0.83 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| — | RMR REAL ESTATE INCOME FD | 80,798 | $820 | 0.1% | $18.49 | — | COM | 76970B101 |
| OMER | OMEROS CORP | 61,200 | $819 | 0.1% | — | — | Put | 682143102 |
| — | KEMET CORP | 33,800 | $816 | 0.1% | — | — | Call | 488360207 |
| — | GDL FD | 103,947 | $815 | 0.1% | $10.67 | — | COM SH BEN IT | 361570104 |
| — | TILRAY INC | 117,500 | $809 | 0.1% | $16.83 | — | Put | 88688T100 |
| V | VISA INC | 5,000 | $806 | 0.1% | — | — | Call | 92826C839 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 98,449 | $786 | 0.1% | $11.10 | — | COM | 46132R104 |
| — | AIMMUNE THERAPEUTICS INC | 54,200 | $782 | 0.1% | $14.42 | — | Call | 00900T107 |
| CLX | CLOROX CO DEL | 4,500 | $780 | 0.1% | $138.67 | 0.0% | Call | 189054109 |
| TDOC | TELADOC HEALTH INC | 5,000 | $775 | 0.1% | — | — | Put | 87918A105 |
| MRK | MERCK & CO. INC | 10,000 | $769 | 0.1% | $65.09 | 0.0% | Put | 58933Y105 |
| AGNC | AGNC INVT CORP | 72,319 | $765 | 0.1% | $10.58 | — | COM | 00123Q104 |
| ABBV | ABBVIE INC | 10,000 | $762 | 0.1% | — | — | Put | 00287Y109 |
| — | TRILLIUM THERAPEUTICS INC | 187,600 | $758 | 0.1% | $4.05 | — | Call | 89620X506 |
| — | RIVERNORTH OPPORTUNITIES FD | 59,664 | $741 | 0.1% | $16.30 | — | COM | 76881Y109 |
| BYND | BEYOND MEAT INC | 11,000 | $733 | 0.1% | $95.45 | +1.7% | Put | 08862E109 |
| BYND | BEYOND MEAT INC | 11,000 | $733 | 0.1% | $95.45 | +1.7% | COM | 08862E109 |
| TFC | TRUIST FINL CORP | 23,618 | $728 | 0.1% | $40.89 | -12.0% | COM | 89832Q109 |
| FOXA | FOX CORP | 30,675 | $725 | 0.1% | $33.56 | -9.4% | CL A COM | 35137L105 |
| — | DIVIDEND & INCOME FUND | 81,127 | $713 | 0.1% | $11.34 | — | COM NEW | 25538A204 |
| EBAY | EBAY INC | 23,300 | $700 | 0.1% | $31.52 | 0.0% | COM | 278642103 |
| IHRT | IHEARTMEDIA INC | 94,204 | $689 | 0.1% | $14.60 | +0.7% | COM CL A | 45174J509 |
| SBSW | SIBANYE STILLWATER LTD | 145,937 | $689 | 0.1% | $4.72 | — | SPONSORED ADR | 82575P107 |
| XLF | SELECT SECTOR SPDR TR | 33,000 | $687 | 0.1% | — | — | Call | 81369Y605 |
| CPB | CAMPBELL SOUP CO | 14,900 | $687 | 0.1% | — | — | Call | 134429109 |
| HLF | HERBALIFE NUTRITION LTD | 23,496 | $685 | 0.1% | $38.23 | -2.6% | COM SHS | G4412G101 |
| MCHP | MICROCHIP TECHNOLOGY INC | 10,000 | $678 | 0.1% | — | — | Put | 595017104 |
| — | SIRIUS XM HLDGS INC | 132,336 | $654 | 0.1% | $4.94 | — | COM | 82968B103 |
| — | GABELLI HLTHCARE & WELLNESS | 74,616 | $646 | 0.1% | $9.98 | — | SHS | 36246K103 |
| — | ANIXTER INTL INC | 7,329 | $644 | 0.1% | $87.87 | — | COM | 035290105 |
| MRNA | MODERNA INC | 20,900 | $627 | 0.0% | $23.01 | 0.0% | Call | 60770K107 |
| WSO/B | WATSCO INC | 3,971 | $621 | 0.0% | $98.39 | +73.7% | CL B CONV | 942622101 |
| HCA | HCA HEALTHCARE INC | 6,900 | $620 | 0.0% | $123.42 | 0.0% | Call | 40412C101 |
| CAH | CARDINAL HEALTH INC | 12,700 | $609 | 0.0% | — | — | Call | 14149Y108 |
| W | WAYFAIR INC | 11,300 | $604 | 0.0% | — | — | Put | 94419L101 |
| CAT | CATERPILLAR INC DEL | 5,200 | $603 | 0.0% | — | — | Call | 149123101 |
| SRPT | SAREPTA THERAPEUTICS INC | 6,100 | $598 | 0.0% | $114.31 | 0.0% | Call | 803607100 |
| VRTX | VERTEX PHARMACEUTICALS INC | 2,500 | $595 | 0.0% | $229.39 | 0.0% | Call | 92532F100 |
| SNAP | SNAP INC | 49,828 | $592 | 0.0% | $14.72 | +4.3% | CL A | 83304A106 |
| — | CLOVIS ONCOLOGY INC | 1,000,000 | $592 | 0.0% | $0.59 | — | NOTE 1.250% 5/0 | 189464AC4 |
| — | NUVASIVE INC | 11,600 | $588 | 0.0% | — | — | Call | 670704105 |
| HRL | HORMEL FOODS CORP | 12,600 | $588 | 0.0% | $38.66 | 0.0% | Call | 440452100 |
| TDG | TRANSDIGM GROUP INC | 1,800 | $576 | 0.0% | — | — | Call | 893641100 |
| — | INOVIO PHARMACEUTICALS INC | 76,300 | $567 | 0.0% | $10.00 | — | Put | 45773H201 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 17,500 | $563 | 0.0% | $89.00 | 0.0% | Put | V7780T103 |
| — | RA PHARMACEUTICALS INC | 11,600 | $557 | 0.0% | $48.01 | — | Call | 74933V108 |
| — | SILICON LABORATORIES INC | 500,000 | $557 | 0.0% | $1.30 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | BLACKROCK ENHANCED EQUITY DI | 85,093 | $556 | 0.0% | $7.94 | — | COM | 09251A104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,000 | $554 | 0.0% | — | — | Call | 459200101 |
| C | CITIGROUP INC | 12,801 | $539 | 0.0% | $37.63 | +44.0% | COM NEW | 172967424 |
| BKNG | BOOKING HLDGS INC | 401 | $539 | 0.0% | $1726.46 | 0.0% | COM | 09857L108 |
| — | CONSTELLATION BRANDS INC | 3,605 | $536 | 0.0% | $76.76 | — | CL B | 21036P207 |
| LKNCY | LUCKIN COFFEE INC | 19,600 | $534 | 0.0% | $27.20 | — | Put | 54951L109 |
| JOYY | JOYY INC | 10,000 | $533 | 0.0% | $53.70 | — | Put | 46591M109 |
| AMGN | AMGEN INC | 2,600 | $527 | 0.0% | $182.65 | -0.2% | COM | 031162100 |
| CVNA | CARVANA CO | 9,500 | $523 | 0.0% | — | — | Call | 146869102 |
| — | SPRINT CORPORATION | 60,500 | $522 | 0.0% | $7.80 | — | COM | 85207U105 |
| — | LEGG MASON INC | 10,600 | $518 | 0.0% | $48.85 | — | Put | 524901105 |
| — | INDIA FD INC | 37,928 | $517 | 0.0% | $21.54 | — | COM | 454089103 |
| DLR | DIGITAL RLTY TR INC | 3,678 | $511 | 0.0% | $103.69 | 0.0% | COM | 253868103 |
| MGM | MGM RESORTS INTERNATIONAL | 43,089 | $508 | 0.0% | $25.54 | 0.0% | COM | 552953101 |
| ABT | ABBOTT LABS | 6,300 | $497 | 0.0% | $75.33 | 0.0% | Call | 002824100 |
| NEE | NEXTERA ENERGY INC | 2,065 | $497 | 0.0% | $54.30 | 0.0% | COM | 65339F101 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 69,291 | $497 | 0.0% | $11.01 | — | SH BEN INT | 18914E106 |
| — | DISCOVERY INC | 27,903 | $489 | 0.0% | $19.52 | — | COM SER C | 25470F302 |
| ABT | ABBOTT LABS | 6,127 | $483 | 0.0% | $75.33 | 0.0% | COM | 002824100 |
| EXAS | EXACT SCIENCES CORP | 8,300 | $481 | 0.0% | $87.91 | -7.7% | Put | 30063P105 |
| — | TEMPLETON DRAGON FD INC | 28,182 | $481 | 0.0% | $19.90 | — | COM | 88018T101 |
| ZG | ZILLOW GROUP INC | 14,017 | $476 | 0.0% | $31.30 | +46.6% | CL A | 98954M101 |
| BILI | BILIBILI INC | 20,300 | $476 | 0.0% | $23.44 | — | Put | 090040106 |
| GYRO | GYRODYNE LLC | 32,503 | $475 | 0.0% | $19.21 | -4.6% | COM | 403829104 |
| MGM | MGM RESORTS INTERNATIONAL | 40,200 | $474 | 0.0% | $25.54 | 0.0% | Put | 552953101 |
| MAR | MARRIOTT INTL INC NEW | 6,310 | $472 | 0.0% | $119.64 | 0.0% | CL A | 571903202 |
| AUPH | AURINIA PHARMACEUTICALS INC | 32,500 | $472 | 0.0% | $17.54 | +0.6% | Call | 05156V102 |
| — | BHP GROUP PLC | 15,541 | $471 | 0.0% | $45.39 | — | SPONSORED ADR | 05545E209 |
| — | QURATE RETAIL INC | 76,663 | $468 | 0.0% | $12.94 | — | COM SER A | 74915M100 |
| — | SANDISK CORP | 549,000 | $466 | 0.0% | $0.92 | — | NOTE 0.500%10/1 | 80004CAF8 |
| PFLT | PENNANTPARK FLOATING RATE CA | 95,954 | $466 | 0.0% | $4.46 | +20.3% | COM | 70806A106 |
| CNP | CENTERPOINT ENERGY INC | 30,000 | $463 | 0.0% | $24.68 | -20.6% | Put | 15189T107 |
| — | SEATTLE GENETICS INC | 4,000 | $462 | 0.0% | — | — | Put | 812578102 |
| — | NEW GERMANY FD INC | 39,627 | $460 | 0.0% | $18.53 | — | COM | 644465106 |
| — | THE CENTRAL AND EASTERN EU I | 26,054 | $457 | 0.0% | $28.41 | — | COM | 153436100 |
| — | ACAMAR PARTNERS ACQSITION CO | 46,001 | $456 | 0.0% | $10.14 | — | UNIT 12/30/2025 | 004285201 |
| — | ALLAKOS INC | 10,200 | $454 | 0.0% | $53.39 | — | Put | 01671P100 |
| ACM | AECOM | 15,200 | $453 | 0.0% | $40.32 | +2.0% | Put | 00766T100 |
| — | ZOGENIX INC | 18,200 | $450 | 0.0% | — | — | Call | 98978L204 |
| CVNA | CARVANA CO | 8,100 | $447 | 0.0% | — | — | Put | 146869102 |
| OCUL | OCULAR THERAPEUTIX INC | 89,000 | $441 | 0.0% | $4.94 | 0.0% | Call | 67576A100 |
| AA | ALCOA CORP | 71,462 | $440 | 0.0% | $13.11 | 0.0% | COM | 013872106 |
| — | GW PHARMACEUTICALS PLC | 5,000 | $438 | 0.0% | — | — | Call | 36197T103 |
| JNJ | JOHNSON & JOHNSON | 3,300 | $433 | 0.0% | $117.39 | +2.3% | COM | 478160104 |
| PCG | PG&E CORP | 48,000 | $432 | 0.0% | $12.04 | +9.1% | Call | 69331C108 |
| BILI | BILIBILI INC | 18,300 | $429 | 0.0% | $23.44 | — | SPONS ADS REP Z | 090040106 |
| — | TWO HBRS INVT CORP | 112,000 | $426 | 0.0% | $3.80 | — | COM NEW | 90187B408 |
| — | ACCELERON PHARMA INC | 4,597 | $413 | 0.0% | $89.84 | — | COM | 00434H108 |
| — | MELLANOX TECHNOLOGIES LTD | 3,400 | $413 | 0.0% | $121.47 | — | SHS | M51363113 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 36,759 | $411 | 0.0% | $16.95 | — | SHS | 67075G103 |
| — | SMART GLOBAL HLDGS INC | 16,800 | $408 | 0.0% | $24.29 | — | SHS | G8232Y101 |
| XOM | EXXON MOBIL CORP | 10,700 | $406 | 0.0% | $42.09 | 0.0% | COM | 30231G102 |
| — | VERSO CORP | 35,333 | $399 | 0.0% | $18.03 | — | CL A | 92531L207 |
| CSX | CSX CORP | 6,900 | $396 | 0.0% | — | — | Call | 126408103 |
| — | GABELLI CONV&INCOM SECS FD I | 88,500 | $395 | 0.0% | $4.39 | — | COM | 36240B109 |
| ADSK | AUTODESK INC | 2,500 | $390 | 0.0% | $174.79 | +5.0% | Put | 052769106 |
| — | MYOKARDIA INC | 8,235 | $386 | 0.0% | $46.87 | — | COM | 62857M105 |
| — | VERSO CORP | 34,200 | $386 | 0.0% | $18.03 | — | Put | 92531L207 |
| — | CUSHING RENAISSANCE FD | 63,811 | $386 | 0.0% | $13.62 | — | COM | 231647108 |
| RWT | REDWOOD TR INC | 76,000 | $385 | 0.0% | $5.07 | — | COM | 758075402 |
| HYG | ISHARES TR | 5,000 | $385 | 0.0% | $77.05 | — | Call | 464288513 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 11,700 | $377 | 0.0% | $89.00 | 0.0% | Call | V7780T103 |
| — | TORTOISE ENERGY INDEPENDENC | 326,380 | $375 | 0.0% | $4.23 | — | COM | 89148K101 |
| — | LIBERTY GLOBAL PLC | 23,771 | $373 | 0.0% | $24.32 | — | SHS CL C | G5480U120 |
| — | KOREA FD | 16,647 | $372 | 0.0% | $37.40 | — | COM NEW | 500634209 |
| — | GABELLI GLB SML & MD CP VAL | 51,233 | $372 | 0.0% | $11.28 | — | COM | 36249W104 |
| KHC | KRAFT HEINZ CO | 14,930 | $369 | 0.0% | $28.25 | -26.8% | COM | 500754106 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 381,000 | $369 | 0.0% | $0.97 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| CUK | CARNIVAL PLC | 30,761 | $367 | 0.0% | $46.00 | — | ADR | 14365C103 |
| NIO | NIO INC | 131,000 | $364 | 0.0% | $2.60 | — | Put | 62914V106 |
| — | INTRA CELLULAR THERAPIES INC | 23,582 | $362 | 0.0% | $24.70 | — | COM | 46116X101 |
| WTFC | WINTRUST FINL CORP | 10,984 | $361 | 0.0% | $71.85 | -22.8% | COM | 97650W108 |
| — | NUVEEN REAL ASSET INCOME & G | 36,265 | $358 | 0.0% | $16.92 | — | COM | 67074Y105 |
| CHGG | CHEGG INC | 10,000 | $358 | 0.0% | — | — | Put | 163092109 |
| — | WESTERN ASSET EMERGING MKTS | 34,020 | $358 | 0.0% | $16.06 | — | COM | 95766A101 |
| — | SEATTLE GENETICS INC | 3,000 | $346 | 0.0% | — | — | Call | 812578102 |
| — | IBERIABANK CORP | 9,529 | $345 | 0.0% | $36.21 | — | COM | 450828108 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 10,668 | $343 | 0.0% | $89.00 | 0.0% | COM | V7780T103 |
| BAND | BANDWIDTH INC | 5,103 | $343 | 0.0% | $68.17 | 0.0% | COM CL A | 05988J103 |
| REZI | RESIDEO TECHNOLOGIES INC | 70,639 | $342 | 0.0% | $20.39 | -53.7% | COM | 76118Y104 |
| — | FITBIT INC | 51,100 | $340 | 0.0% | $6.58 | — | Call | 33812L102 |
| SU | SUNCOR ENERGY INC NEW | 21,320 | $337 | 0.0% | $20.61 | +0.8% | COM | 867224107 |
| HCA | HCA HEALTHCARE INC | 3,727 | $335 | 0.0% | $123.42 | 0.0% | COM | 40412C101 |
| EBAY | EBAY INC | 11,100 | $334 | 0.0% | $31.52 | 0.0% | Put | 278642103 |
| — | CINCINNATI BELL INC NEW | 7,526 | $333 | 0.0% | $44.25 | — | PFD CV DEP1/20 | 171871403 |
| — | ADAM NAT RES FD INC | 39,453 | $327 | 0.0% | $18.94 | — | COM | 00548F105 |
| — | QURATE RETAIL INC | 52,110 | $317 | 0.0% | $20.92 | — | COM SER B | 74915M209 |
| — | INSMED INC | 373,000 | $316 | 0.0% | $0.85 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | GTT COMMUNICATIONS INC | 39,089 | $311 | 0.0% | $11.36 | — | COM | 362393100 |
| — | KALA PHARMACEUTICALS INC | 35,000 | $308 | 0.0% | $8.80 | — | Call | 483119103 |
| — | CAESARS ENTMT CORP | 45,600 | $308 | 0.0% | $12.29 | — | Put | 127686103 |
| — | JAPAN SMALLER CAPITALIZATION | 43,631 | $308 | 0.0% | $8.92 | — | COM | 47109U104 |
| CEFS | EXCHANGE LISTED FDS TR | 20,150 | $307 | 0.0% | $20.14 | — | SABA INT RATE | 30151E806 |
| MRNA | MODERNA INC | 10,226 | $306 | 0.0% | $23.01 | 0.0% | COM | 60770K107 |
| AAL | AMERICAN AIRLS GROUP INC | 25,000 | $305 | 0.0% | $32.82 | -30.7% | Put | 02376R102 |
| — | FRANKLIN LTD DURATION INCOME | 38,852 | $305 | 0.0% | $8.99 | — | COM | 35472T101 |
| GDS | GDS HLDGS LTD | 5,100 | $296 | 0.0% | — | — | Put | 36165L108 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 17,956 | $296 | 0.0% | $24.73 | — | SHS CL A | G5480U104 |
| — | EAST STONE ACQUISITION CORP | 30,000 | $294 | 0.0% | $9.80 | — | UNIT 12/31/2026 | G2911D124 |
| GOSS | GOSSAMER BIO INC | 28,900 | $294 | 0.0% | $13.06 | 0.0% | Put | 38341P102 |
| — | OI SA | 664,241 | $292 | 0.0% | $1.93 | — | SPONSORED ADR NE | 670851500 |
| ZION | ZIONS BANCORPORATION N A | 10,900 | $292 | 0.0% | — | — | Put | 989701107 |
| CRNC | CERENCE INC | 18,512 | $285 | 0.0% | $16.42 | +28.0% | COM | 156727109 |
| APD | AIR PRODS & CHEMS INC | 1,400 | $279 | 0.0% | $197.04 | 0.0% | COM | 009158106 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,312 | $278 | 0.0% | $120.38 | +61.1% | CL A | 55825T103 |
| GOSS | GOSSAMER BIO INC | 27,400 | $277 | 0.0% | $13.06 | 0.0% | Call | 38341P102 |
| ILMN | ILLUMINA INC | 1,000 | $273 | 0.0% | $272.92 | +2.5% | COM | 452327109 |
| MCK | MCKESSON CORP | 2,000 | $271 | 0.0% | $140.83 | 0.0% | COM | 58155Q103 |
| — | KALA PHARMACEUTICALS INC | 30,215 | $266 | 0.0% | $8.80 | — | COM | 483119103 |
| AUPH | AURINIA PHARMACEUTICALS INC | 18,125 | $263 | 0.0% | $17.54 | +0.6% | COM | 05156V102 |
| BIIB | BIOGEN INC | 820 | $259 | 0.0% | $303.47 | 0.0% | COM | 09062X103 |
| GOOG | ALPHABET INC | 221 | $257 | 0.0% | $37.24 | +80.8% | CAP STK CL C | 02079K107 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 2,500 | $255 | 0.0% | $106.08 | 0.0% | Put | 459506101 |
| GM | GENERAL MTRS CO | 12,206 | $254 | 0.0% | $34.37 | -15.1% | COM | 37045V100 |
| — | ALLAKOS INC | 5,685 | $253 | 0.0% | $53.39 | — | COM | 01671P100 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 25,865 | $251 | 0.0% | $9.68 | +12.0% | COM | 42824C109 |
| KTB | KONTOOR BRANDS INC | 13,100 | $251 | 0.0% | $29.26 | +21.9% | COM | 50050N103 |
| — | NEXTERA ENERGY INC | 5,000 | $247 | 0.0% | $49.40 | — | UNIT 09/01/2022S | 65339F796 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 33,470 | $246 | 0.0% | $10.25 | — | COM | 00302M106 |
| ALLE | ALLEGION PLC | 2,663 | $245 | 0.0% | $40.35 | +174.5% | ORD SHS | G0176J109 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 13,700 | $244 | 0.0% | $5.44 | — | COM | 518415104 |
| CLX | CLOROX CO DEL | 1,408 | $244 | 0.0% | $138.67 | 0.0% | COM | 189054109 |
| ENPH | ENPHASE ENERGY INC | 7,500 | $242 | 0.0% | $35.70 | +5.6% | Put | 29355A107 |
| IONS | IONIS PHARMACEUTICALS INC | 5,100 | $241 | 0.0% | $60.21 | -7.4% | Put | 462222100 |
| — | KARYOPHARM THERAPEUTICS INC | 12,500 | $240 | 0.0% | — | — | Put | 48576U106 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 2,343 | $239 | 0.0% | $106.08 | 0.0% | COM | 459506101 |
| — | NUVEEN NEW JERSEY QULT MUN F | 17,624 | $237 | 0.0% | $13.57 | — | COM | 67069Y102 |
| — | BLACKROCK DEBT STRATEGIES FD | 27,660 | $234 | 0.0% | $10.97 | — | COM NEW | 09255R202 |
| — | FITBIT INC | 35,100 | $234 | 0.0% | $6.58 | — | CL A | 33812L102 |
| — | ASSEMBLY BIOSCIENCES INC | 15,500 | $230 | 0.0% | — | — | Call | 045396108 |
| AAOI | APPLIED OPTOELECTRONICS INC | 30,100 | $229 | 0.0% | — | — | Put | 03823U102 |
| — | CORNERSTONE STRATEGIC VALUE | 28,168 | $229 | 0.0% | $14.94 | — | COM | 21924B302 |
| — | RPT REALTY | 37,700 | $228 | 0.0% | — | — | Put | 74971D101 |
| AMD | ADVANCED MICRO DEVICES INC | 5,000 | $227 | 0.0% | $31.36 | +53.6% | COM | 007903107 |
| LYV | LIVE NATION ENTERTAINMENT IN | 5,000 | $227 | 0.0% | — | — | Call | 538034109 |
| NIO | NIO INC | 79,600 | $221 | 0.0% | $2.60 | — | Call | 62914V106 |
| KO | COCA COLA CO | 5,000 | $221 | 0.0% | $44.99 | 0.0% | Put | 191216100 |
| — | CAESARS ENTMT CORP | 32,500 | $220 | 0.0% | $12.29 | — | Call | 127686103 |
| COP | CONOCOPHILLIPS | 7,116 | $219 | 0.0% | $36.99 | +10.8% | COM | 20825C104 |
| SUPN | SUPERNUS PHARMACEUTICALS INC | 12,100 | $218 | 0.0% | $21.01 | 0.0% | Put | 868459108 |
| CHDN | CHURCHILL DOWNS INC | 2,100 | $216 | 0.0% | $48.99 | +29.0% | COM | 171484108 |
| EXAS | EXACT SCIENCES CORP | 3,730 | $216 | 0.0% | $87.91 | -7.7% | COM | 30063P105 |
| — | INTERCEPT PHARMACEUTICALS IN | 3,400 | $214 | 0.0% | $124.31 | — | Call | 45845P108 |
| — | MORGAN STANLEY INDIA INVS FD | 16,373 | $210 | 0.0% | $17.93 | — | COM | 61745C105 |
| RVPH | TENZING ACQUISITION CORP | 20,000 | $210 | 0.0% | $10.50 | — | ORD SHS | G8708A116 |
| BF/A | BROWN FORMAN CORP | 4,039 | $208 | 0.0% | $53.68 | +0.7% | CL A | 115637100 |
| DELL | DELL TECHNOLOGIES INC | 5,152 | $203 | 0.0% | $25.53 | -17.2% | CL C | 24703L202 |
| — | ACCELERATE DIAGNOSTICS INC | 24,000 | $200 | 0.0% | $15.33 | — | COM | 00430H102 |
| ADSK | AUTODESK INC | 1,277 | $199 | 0.0% | $174.79 | +5.0% | COM | 052769106 |
| — | LIBERTY MEDIA CORP DEL | 6,295 | $199 | 0.0% | $48.14 | — | COM C SIRIUSXM | 531229607 |
| — | AMARIN CORP PLC | 48,909 | $196 | 0.0% | $10.19 | — | SPONS ADR NEW | 023111206 |
| TSLA | TESLA INC | 375 | $196 | 0.0% | $41.46 | 0.0% | COM | 88160R101 |
| BABA | ALIBABA GROUP HLDG LTD | 1,002 | $195 | 0.0% | $175.51 | — | SPONSORED ADS | 01609W102 |
| — | PIMCO INCOME STRATEGY FD II | 25,755 | $195 | 0.0% | $9.97 | — | COM | 72201J104 |
| DLR | DIGITAL RLTY TR INC | 1,403 | $194 | 0.0% | $103.69 | 0.0% | Put | 253868103 |
| ILMN | ILLUMINA INC | 700 | $191 | 0.0% | $272.92 | +2.5% | Put | 452327109 |
| ILMN | ILLUMINA INC | 700 | $191 | 0.0% | $272.92 | +2.5% | Call | 452327109 |
| DXCM | DEXCOM INC | 700 | $188 | 0.0% | $62.23 | 0.0% | COM | 252131107 |
| APLS | APELLIS PHARMACEUTICALS INC | 7,000 | $188 | 0.0% | — | — | Call | 03753U106 |
| — | MVC CAPITAL INC | 42,387 | $185 | 0.0% | $9.96 | — | COM | 553829102 |
| VKTX | VIKING THERAPEUTICS INC | 39,200 | $183 | 0.0% | $6.31 | -2.6% | Call | 92686J106 |
| — | PERSPECTA INC | 10,000 | $182 | 0.0% | $20.56 | — | Put | 715347100 |
| Z | ZILLOW GROUP INC | 5,000 | $180 | 0.0% | $46.19 | 0.0% | Call | 98954M200 |
| GAMI | GAMCO INVS INC | 16,280 | $179 | 0.0% | $19.22 | -35.9% | CL A COM | 361438104 |
| VKTX | VIKING THERAPEUTICS INC | 38,000 | $178 | 0.0% | $6.31 | -2.6% | COM | 92686J106 |
| ASB | ASSOCIATED BANC CORP | 13,787 | $176 | 0.0% | $20.03 | -29.5% | COM | 045487105 |
| GTX | GARRETT MOTION INC | 60,551 | $173 | 0.0% | $14.50 | -49.8% | COM | 366505105 |
| KO | COCA COLA CO | 3,900 | $173 | 0.0% | $44.99 | 0.0% | COM | 191216100 |
| MCD | MCDONALDS CORP | 1,000 | $165 | 0.0% | $171.89 | -0.0% | Put | 580135101 |
| INSM | INSMED INC | 10,100 | $161 | 0.0% | $23.70 | 0.0% | Call | 457669307 |
| — | CHANGE HEALTHCARE INC | 16,100 | $161 | 0.0% | $9.97 | — | Put | 15912K100 |
| — | ZOGENIX INC | 6,500 | $161 | 0.0% | — | — | Put | 98978L204 |
| — | WESTERN AST INFL LKD OPP & I | 16,719 | $160 | 0.0% | $10.94 | — | COM | 95766R104 |
| TIP | ISHARES TR | 1,360 | $160 | 0.0% | $115.44 | — | TIPS BD ETF | 464287176 |
| HSY | HERSHEY CO | 1,200 | $159 | 0.0% | $128.46 | 0.0% | COM | 427866108 |
| — | VIACOMCBS INC | 11,271 | $158 | 0.0% | $41.97 | — | CL B | 92556H206 |
| RIG | TRANSOCEAN LTD | 135,195 | $157 | 0.0% | $3.90 | 0.0% | REG SHS | H8817H100 |
| — | LIBERTY GLOBAL PLC | 9,194 | $156 | 0.0% | $79.47 | — | SHS CL B | G5480U112 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 23,758 | $156 | 0.0% | $8.76 | — | COM SH BEN INT | 00326L100 |
| — | GABELLI GLOBL UTIL & INCOME | 11,517 | $156 | 0.0% | $16.84 | — | COM SH BEN INT | 36242L105 |
| TDOC | TELADOC HEALTH INC | 1,000 | $155 | 0.0% | — | — | Call | 87918A105 |
| — | AIMMUNE THERAPEUTICS INC | 10,683 | $154 | 0.0% | $14.42 | — | COM | 00900T107 |
| TCOM | TRIP COM GROUP LTD | 6,419 | $151 | 0.0% | $33.55 | — | ADS | 89677Q107 |
| — | OTONOMY INC | 75,960 | $150 | 0.0% | $1.97 | — | COM | 68906L105 |
| CSX | CSX CORP | 2,600 | $149 | 0.0% | — | — | Put | 126408103 |
| — | SIRIUS XM HLDGS INC | 29,900 | $147 | 0.0% | $4.94 | — | Put | 82968B103 |
| VRTX | VERTEX PHARMACEUTICALS INC | 600 | $143 | 0.0% | $229.39 | 0.0% | COM | 92532F100 |
| XBIT | XBIOTECH INC | 13,325 | $141 | 0.0% | $14.02 | 0.0% | COM | 98400H102 |
| VKTX | VIKING THERAPEUTICS INC | 30,000 | $140 | 0.0% | $6.31 | -2.6% | Put | 92686J106 |
| — | DIAMONDPEAK HLDGS COR | 13,365 | $139 | 0.0% | $9.94 | — | COM CL A | 25280H100 |
| — | LIBERTY MEDIA CORP DEL | 7,079 | $138 | 0.0% | $22.99 | — | COM A BRAVES GRP | 531229706 |
| SUPN | SUPERNUS PHARMACEUTICALS INC | 7,500 | $135 | 0.0% | $21.01 | 0.0% | COM | 868459108 |
| — | CHANGE HEALTHCARE INC | 13,343 | $133 | 0.0% | $9.97 | — | COM | 15912K100 |
| MCD | MCDONALDS CORP | 800 | $132 | 0.0% | $171.89 | -0.0% | COM | 580135101 |
| Z | ZILLOW GROUP INC | 3,668 | $132 | 0.0% | $46.19 | 0.0% | CL C CAP STK | 98954M200 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 34,794 | $129 | 0.0% | $11.97 | -52.2% | COM | 33766Y100 |
| — | APTOSE BIOSCIENCES INC | 21,610 | $128 | 0.0% | $5.92 | — | COM NEW | 03835T200 |
| XOM | EXXON MOBIL CORP | 3,300 | $125 | 0.0% | $42.09 | 0.0% | Call | 30231G102 |
| — | CUSHING ENERGY INCOME | 46,128 | $122 | 0.0% | $8.12 | — | COM SH BEN INT | 23162T102 |
| APLS | APELLIS PHARMACEUTICALS INC | 4,500 | $121 | 0.0% | — | — | Put | 03753U106 |
| — | KAIXIN AUTO HLDGS | 140,661 | $121 | 0.0% | $2.20 | — | SHS | G5223X100 |
| — | MENLO THERAPEUTICS INC | 44,905 | $120 | 0.0% | $2.67 | — | COM | 586858102 |
| — | VIVINT SMART HOME INC | 84,856 | $118 | 0.0% | $1.39 | — | *W EXP 01/17/202 | 928542117 |
| GTN | GRAY TELEVISION INC | 11,000 | $118 | 0.0% | $12.00 | +50.7% | COM | 389375106 |
| — | TILRAY INC | 16,100 | $111 | 0.0% | $16.83 | — | Call | 88688T100 |
| — | RMG ACQUISITION CORP | 11,200 | $111 | 0.0% | $9.91 | — | CL A | 749641106 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 32,000 | $108 | 0.0% | $5.00 | — | COM | 003009107 |
| HRL | HORMEL FOODS CORP | 2,300 | $107 | 0.0% | $38.66 | 0.0% | COM | 440452100 |
| — | SALIENT MIDSTREAM & MLP FD | 30,822 | $107 | 0.0% | $6.40 | — | SH BEN INT | 79471V105 |
| WTRG | ESSENTIAL UTILS INC | 2,600 | $106 | 0.0% | $47.18 | 0.0% | COM | 29670G102 |
| BIO | BIO RAD LABS INC | 300 | $105 | 0.0% | $367.68 | 0.0% | CL A | 090572207 |
| RRC | RANGE RES CORP | 45,500 | $104 | 0.0% | — | — | Call | 75281A109 |
| — | ABERDEEN INCOME CR STRATEGIE | 13,992 | $103 | 0.0% | $11.53 | — | COM | 003057106 |
| — | WESTERN ASSET HIGH INCM FD I | 20,571 | $103 | 0.0% | $5.01 | — | COM | 95766J102 |
| GOSS | GOSSAMER BIO INC | 10,010 | $102 | 0.0% | $13.06 | 0.0% | COM | 38341P102 |
| AAPL | APPLE INC | 400 | $102 | 0.0% | $24.44 | +190.8% | COM | 037833100 |
| — | EAGLE CAP GROWTH FD INC | 16,358 | $100 | 0.0% | $7.97 | — | COM | 269451100 |
| — | ANWORTH MORTGAGE ASSET CP | 88,621 | $100 | 0.0% | $4.77 | — | COM | 037347101 |
| — | SIRIUS XM HLDGS INC | 19,900 | $98 | 0.0% | $4.94 | — | Call | 82968B103 |
| — | FRANKLIN UNVL TR | 15,504 | $95 | 0.0% | $6.92 | — | SH BEN INT | 355145103 |
| — | BIOHAVEN PHARMACTL HLDG CO L | 2,781 | $95 | 0.0% | $34.16 | — | COM | G11196105 |
| — | ROYCE GLOBAL VALUE TR INC | 11,752 | $94 | 0.0% | $7.58 | — | COM | 78081T104 |
| — | SPRINT CORPORATION | 10,800 | $93 | 0.0% | $7.80 | — | Call | 85207U105 |
| HSY | HERSHEY CO | 700 | $93 | 0.0% | $128.46 | 0.0% | Call | 427866108 |
| GME | GAMESTOP CORP NEW | 26,671 | $93 | 0.0% | $1.08 | -0.7% | CL A | 36467W109 |
| CPB | CAMPBELL SOUP CO | 2,000 | $92 | 0.0% | — | — | Put | 134429109 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 20,879 | $89 | 0.0% | $6.33 | — | COM SH BEN INT | 00302L108 |
| — | ALLAKOS INC | 2,000 | $89 | 0.0% | $53.39 | — | Call | 01671P100 |
| — | AXOVANT GENE THERAPIES LTD | 35,600 | $87 | 0.0% | $2.43 | — | Put | G0750W203 |
| — | WPX ENERGY INC | 27,500 | $84 | 0.0% | — | — | Call | 98212B103 |
| NBR 6 05/01/21 A | NABORS INDUSTRIES LTD | 22,539 | $80 | 0.0% | $22.65 | — | 6% PFD CNV SR A | G6359F129 |
| — | RMG ACQUISITION CORP | 127,697 | $79 | 0.0% | $0.71 | — | *W EXP 02/21/202 | 749641114 |
| GSIT | GSI TECHNOLOGY | 11,222 | $78 | 0.0% | $5.80 | +23.8% | COM | 36241U106 |
| MREO | MEREO BIOPHARMA GROUP PLC | 74,773 | $78 | 0.0% | $2.08 | — | ADS | 589492107 |
| — | AXOVANT GENE THERAPIES LTD | 31,662 | $77 | 0.0% | $2.43 | — | COM | G0750W203 |
| GOGO | GOGO INC | 35,700 | $76 | 0.0% | — | — | Put | 38046C109 |
| LEN | LENNAR CORP | 2,000 | $76 | 0.0% | $52.24 | 0.0% | CL A | 526057104 |
| — | HOSTESS BRANDS INC | 62,296 | $71 | 0.0% | $3.20 | — | *W EXP 11/04/202 | 44109J114 |
| — | DISCOVERY INC | 2,511 | $69 | 0.0% | $33.85 | — | COM SER B | 25470F203 |
| — | ROYCE MICRO-CAP TR INC | 12,226 | $68 | 0.0% | $5.56 | — | COM | 780915104 |
| LKNCY | LUCKIN COFFEE INC | 2,500 | $68 | 0.0% | $27.20 | — | SPONSORED ADS | 54951L109 |
| — | APTOSE BIOSCIENCES INC | 11,400 | $67 | 0.0% | $5.92 | — | Call | 03835T200 |
| CARS | CARS COM INC | 14,720 | $63 | 0.0% | $15.74 | -38.6% | COM | 14575E105 |
| SCKT | SOCKET MOBILE INC | 55,858 | $61 | 0.0% | $3.71 | -59.5% | COM NEW | 83368E200 |
| — | VOYA NAT RES EQUITY INCOME F | 28,031 | $61 | 0.0% | $4.10 | — | COM | 92913C106 |
| — | JAZZ INVESTMENTS I LTD | 63,000 | $60 | 0.0% | $0.95 | — | NOTE 1.875% 8/1 | 472145AB7 |
| MRK | MERCK & CO. INC | 782 | $60 | 0.0% | $65.09 | 0.0% | COM | 58933Y105 |
| — | GABELLI UTIL TR | 10,000 | $58 | 0.0% | $5.90 | — | COM | 36240A101 |
| SRPT | SAREPTA THERAPEUTICS INC | 598 | $58 | 0.0% | $114.31 | 0.0% | COM | 803607100 |
| — | HECLA MNG CO | 1,200 | $56 | 0.0% | $50.83 | — | PFD CV SER B | 422704205 |
| IBM | INTERNATIONAL BUSINESS MACHS | 500 | $55 | 0.0% | — | — | Put | 459200101 |
| — | BLACKROCK RES & COMMODITIES | 10,839 | $55 | 0.0% | $8.08 | — | SHS | 09257A108 |
| — | ONCOSEC MED INC | 42,258 | $54 | 0.0% | $2.53 | — | COM | 68234L306 |
| — | ANGI HOMESERVICES INC | 10,000 | $52 | 0.0% | — | — | Put | 00183L102 |
| — | AMCI ACQUISITION CORP | 5,000 | $51 | 0.0% | $10.20 | — | CLASS A | 00165R101 |
| — | DIAMONDPEAK HLDGS COR | 111,970 | $50 | 0.0% | $0.81 | — | *W EXP 02/22/202 | 25280H118 |
| MAPS | SILVER SPIKE ACQUISITION COR | 5,005 | $49 | 0.0% | $9.79 | — | CL A SHS | G8136L106 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 5,000 | $49 | 0.0% | $9.68 | +12.0% | Put | 42824C109 |
| — | ACAMAR PARTNERS ACQSITION CO | 100,709 | $48 | 0.0% | $0.70 | — | *W EXP 02/26/202 | 004285110 |
| ENPH | ENPHASE ENERGY INC | 1,500 | $48 | 0.0% | $35.70 | +5.6% | COM | 29355A107 |
| HL | HECLA MNG CO | 23,744 | $43 | 0.0% | $2.94 | -8.6% | COM | 422704106 |
| AR | ANTERO RESOURCES CORP | 59,399 | $42 | 0.0% | $2.55 | -34.5% | COM | 03674X106 |
| — | VIACOMCBS INC | 2,313 | $41 | 0.0% | $44.96 | — | CL A | 92556H107 |
| CNDT | CONDUENT INC | 16,240 | $40 | 0.0% | $15.22 | -74.0% | COM | 206787103 |
| ARGX | ARGENX SE | 300 | $40 | 0.0% | — | — | Put | 04016X101 |
| — | HENNESSY CAP ACQUSTION CORP | 110,850 | $39 | 0.0% | $0.58 | — | *W EXP 09/05/202 | 42589C112 |
| AMPY | AMPLIFY ENERGY CORP NEW | 64,832 | $37 | 0.0% | $4.74 | -17.1% | COM | 03212B103 |
| AWRE | AWARE INC MASS | 10,959 | $31 | 0.0% | $4.13 | -24.4% | COM | 05453N100 |
| — | PDC ENERGY INC | 5,000 | $31 | 0.0% | — | — | Call | 69327R101 |
| — | FS KKR CAPITAL CORP | 10,000 | $30 | 0.0% | $5.18 | — | COM | 302635107 |
| — | CLOVIS ONCOLOGY INC | 4,600 | $29 | 0.0% | — | — | Call | 189464100 |
| JOYY | JOYY INC | 540 | $29 | 0.0% | $53.70 | — | ADS REPSTG COM A | 46591M109 |
| — | PHUNWARE INC | 40,011 | $28 | 0.0% | $0.70 | — | *W EXP 12/26/202 | 71948P118 |
| AFIIQ | ARMSTRONG FLOORING INC | 19,196 | $27 | 0.0% | $12.38 | -75.0% | COM | 04238R106 |
| — | SWITCHBACK ENERGY ACQUISTN C | 43,899 | $27 | 0.0% | $0.62 | — | *W EXP 07/25/202 | 87105M110 |
| — | ENVESTNET INC | 500 | $27 | 0.0% | $54.00 | — | COM | 29404K106 |
| PTCT | PTC THERAPEUTICS INC | 596 | $27 | 0.0% | $42.49 | +18.5% | COM | 69366J200 |
| — | TRILLIUM THERAPEUTICS INC | 6,169 | $25 | 0.0% | $4.05 | — | COM NEW | 89620X506 |
| INSM | INSMED INC | 1,552 | $25 | 0.0% | $23.70 | 0.0% | COM PAR $.01 | 457669307 |
| — | SPARTAN ENERGY ACQUISITION C | 45,430 | $23 | 0.0% | $0.52 | — | *W EXP 08/27/202 | 846784122 |
| — | TORTOISE ACQUISITION CORP | 83,900 | $23 | 0.0% | $0.27 | — | *W EXP 03/04/202 | 89154L118 |
| FXI | ISHARES TR | 600 | $23 | 0.0% | $38.33 | — | CHINA LG-CAP ETF | 464287184 |
| — | CHESAPEAKE ENERGY CORP | 119,789 | $21 | 0.0% | $0.84 | — | COM | 165167107 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 11,068 | $20 | 0.0% | $14.95 | — | COM SER A | 531465102 |
| AXSM | AXSOME THERAPEUTICS INC | 300 | $18 | 0.0% | $40.39 | +101.7% | Put | 05464T104 |
| — | KALEYRA INC | 20,000 | $18 | 0.0% | $0.90 | — | *W EXP 12/12/202 | 483379111 |
| — | SPRINT CORPORATION | 2,000 | $17 | 0.0% | $7.80 | — | Put | 85207U105 |
| DLR | DIGITAL RLTY TR INC | 122 | $17 | 0.0% | $103.69 | 0.0% | Call | 253868103 |
| TER | TERADYNE INC | 300 | $16 | 0.0% | $44.30 | +39.7% | Put | 880770102 |
| — | DRIVE SHACK INC | 10,549 | $16 | 0.0% | $3.78 | — | COM | 262077100 |
| — | FORUM MERGER II CORP | 55,000 | $15 | 0.0% | $0.27 | — | *W EXP 09/30/202 | 34986F111 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 3,610 | $15 | 0.0% | $34.88 | — | COM SER B | 531465201 |
| — | PHUNWARE INC | 20,191 | $14 | 0.0% | $12.10 | — | COM | 71948P100 |
| — | TURQUOISE HILL RES LTD | 37,601 | $14 | 0.0% | $3.30 | — | COM | 900435108 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 32,800 | $13 | 0.0% | $0.40 | — | *W EXP 08/02/202 | G8136L114 |
| — | ACORDA THERAPEUTICS INC | 11,315 | $11 | 0.0% | $2.04 | — | COM | 00484M106 |
| — | INOVIO PHARMACEUTICALS INC | 1,600 | $11 | 0.0% | $10.00 | — | Call | 45773H201 |
| — | MUDRICK CAP ACQUISITION CORP | 27,900 | $10 | 0.0% | $0.36 | — | *W EXP 02/12/202 | 624745113 |
| — | RMG ACQUISITION CORP | 1,000 | $10 | 0.0% | $10.00 | — | UNIT 99/99/9999 | 749641205 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,000 | $10 | 0.0% | $10.00 | — | RIGHT 04/30/2026 | 74317H121 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 100 | $9 | 0.0% | — | — | Put | 64125C109 |
| — | ACORDA THERAPEUTICS INC | 10,000 | $9 | 0.0% | $2.04 | — | Call | 00484M106 |
| — | AMERICAN INTL GROUP INC | 10,686 | $8 | 0.0% | $23.25 | — | *W EXP 01/19/202 | 026874156 |
| MTBLY | RENREN INC | 10,220 | $8 | 0.0% | $0.78 | — | SPONSORED ADS | 759892300 |
| AR | ANTERO RESOURCES CORP | 10,000 | $7 | 0.0% | $2.55 | -34.5% | Call | 03674X106 |
| OCUL | OCULAR THERAPEUTIX INC | 1,180 | $6 | 0.0% | $4.94 | 0.0% | COM | 67576A100 |
| — | FORUM MERGER II CORP | 600 | $6 | 0.0% | $10.00 | — | CL A | 34986F103 |
| — | CHESAPEAKE ENERGY CORP | 35,000 | $6 | 0.0% | $0.84 | — | Put | 165167107 |
| XBIT | XBIOTECH INC | 500 | $5 | 0.0% | $14.02 | 0.0% | Put | 98400H102 |
| HRL | HORMEL FOODS CORP | 100 | $5 | 0.0% | $38.66 | 0.0% | Put | 440452100 |
| TER | TERADYNE INC | 87 | $5 | 0.0% | $44.30 | +39.7% | COM | 880770102 |
| — | LANDCADIA HLDGS II INC | 10,516 | $4 | 0.0% | $0.38 | — | *W EXP 05/09/202 | 51476X113 |
| — | LEISURE ACQUISITION CORP | 25,200 | $4 | 0.0% | $0.16 | — | *W EXP 12/05/201 | 52539T115 |
| — | AMCI ACQUISITION CORP | 25,000 | $4 | 0.0% | $0.16 | — | *W EXP 05/20/202 | 00165R119 |
| — | ELECTRAMECCANICA VEHS CORP | 15,216 | $4 | 0.0% | $0.38 | — | *W EXP 08/03/202 | 284849114 |
| — | CHANGE HEALTHCARE INC | 84 | $4 | 0.0% | $50.69 | — | UNIT 99/99/9999 | 15912K209 |
| LITE | LUMENTUM HLDGS INC | 39 | $3 | 0.0% | $78.70 | 0.0% | COM | 55024U109 |
| — | TRIDENT ACQUISITIONS CORP | 35,000 | $3 | 0.0% | $0.09 | — | *W EXP 05/09/202 | 89615T114 |
| — | LEGACY ACQUISITION CORP | 11,900 | $3 | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | MENLO THERAPEUTICS INC | 708 | $2 | 0.0% | $2.67 | — | Call | 586858102 |
| — | PROFICIENT ALPHA ACQUSTN COR | 25,000 | $1 | 0.0% | $0.08 | — | *W EXP 04/30/202 | 74317H113 |
| — | ACAMAR PARTNERS ACQSITION CO | 100 | $1 | 0.0% | $10.00 | — | CL A | 004285102 |
| — | OTONOMY INC | 300 | $1 | 0.0% | $1.97 | — | Call | 68906L105 |
| — | INOVIO PHARMACEUTICALS INC | 100 | $1 | 0.0% | $10.00 | — | COM NEW | 45773H201 |
| — | PENSARE ACQUISITION CORP | 15,000 | $1 | 0.0% | $0.20 | — | *W EXP 07/27/202 | 70957E113 |
| — | ROSEHILL RES INC | 16,200 | $0 | 0.0% | $0.43 | — | *W EXP 04/27/202 | 777385113 |