Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 13, 2019
Total Value: $3.624B (65.7% shares, 34.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ADVANCED MICRO DEVICES INC | 95,528,000 | $358M | 9.9% | $3.74 | $2.45 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | MICROCHIP TECHNOLOGY INC | 125,022,000 | $238M | 6.6% | $1.90 | $1.74 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | MICROCHIP TECHNOLOGY INC | 137,904,000 | $178M | 4.9% | $1.29 | $1.19 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | SERVICENOW INC | 78,516,000 | $151M | 4.2% | $1.92 | $1.99 | — | NOTE 6/0 | 81762PAC6 |
| — | DISCOVERY INC | 4,394,425 | $108M | 3.0% | $24.62 | $26.09 | — | COM SER C | 25470F302 |
| — | GCI LIBERTY INC | 1,548,874 | $96.14M | 2.7% | $62.07 | $52.68 | — | COM CLASS A | 36164V305 |
| — | ALLERGAN PLC | 520,991 | $87.68M | 2.4% | $168.29 | $168.05 | — | SHS | G0177J108 |
| — | CHESAPEAKE ENERGY CORP | 122,833,000 | $73.7M | 2.0% | $0.60 | $0.76 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | CELGENE CORP | 614,744 | $61.04M | 1.7% | $99.30 | $95.75 | — | COM | 151020104 |
| LBRDA | LIBERTY BROADBAND CORP | 583,554 | $60.99M | 1.7% | $104.52 * | $96.45 | +0.3% | COM SER A | 530307107 |
| — | NABORS INDS INC NEW | 80,114,000 | $51.65M | 1.4% | $0.64 | $0.70 | — | NOTE 0.750% 1/1 | 62957HAB1 |
| — | ALTABA INC | 2,082,889 | $40.58M | 1.1% | $19.48 | $57.54 | — | COM | 021346101 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 4,052,015 | $38.13M | 1.1% | $9.41 | $12.58 | — | COM SER A | 531465102 |
| — | CYPRESS SEMICONDUCTOR CORP | 1,625,000 | $37.93M | 1.0% | $23.34 | $22.15 | — | COM | 232806109 |
| — | VERSUM MATLS INC | 646,169 | $34.2M | 0.9% | $52.93 | $52.20 | — | COM | 92532W103 |
| — | ISTAR INC | 31,500,000 | $33.43M | 0.9% | $1.06 | $1.06 | — | NOTE 3.125% 9/1 | 45031UCB5 |
| — | COUPA SOFTWARE INC | 10,500,000 | $30.59M | 0.8% | $2.91 | $2.87 | — | NOTE 0.375% 1/1 | 22266LAB2 |
| — | TPG PACE HLDGS CORP | 2,944,802 | $30.27M | 0.8% | $10.28 | $10.36 | — | CL A | G89827128 |
| — | WORLD WRESTLING ENTMT INC | 10,120,000 | $29.83M | 0.8% | $2.95 | $3.54 | — | NOTE 3.375%12/1 | 98156QAB4 |
| — | QTS RLTY TR INC | 235,000 | $28.67M | 0.8% | $122.02 | $105.80 | — | 6.50% CON PFD B | 74736A301 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 107,260 | $28.27M | 0.8% | $263.52 * | $196.70 | -0.3% | CL A | 55825T103 |
| DHR | DANAHER CORPORATION | 185,000 | $26.72M | 0.7% | $144.43 * | $98.86 | +23.1% | COM | 235851102 |
| — | BHP GROUP PLC | 623,272 | $26.7M | 0.7% | $42.84 | $42.84 | — | SPONSORED ADR | 05545E209 |
| — | CF FIN ACQUISITION CORP | 2,500,000 | $26.2M | 0.7% | $10.48 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| FIS | FIDELITY NATL INFORMATION SV | 193,400 | $25.68M | 0.7% | $132.76 * | $103.42 | +13.2% | COM | 31620M106 |
| — | MONGODB INC | 13,613,000 | $25.61M | 0.7% | $1.88 | $1.88 | — | NOTE 0.750% 6/1 | 60937PAB2 |
| TMO | THERMO FISHER SCIENTIFIC INC | 85,000 | $24.76M | 0.7% | $291.27 * | $226.16 | +24.5% | COM | 883556102 |
| — | TESLA INC | 100,000 | $24.09M | 0.7% | $240.87 | — | — | Put | 88160R951 |
| FOXA | FOX CORP | 707,338 | $22.31M | 0.6% | $31.54 | $33.97 | -6.5% | CL A COM | 35137L105 |
| — | PIVOTAL ACQUISITION CORP | 2,174,831 | $22.14M | 0.6% | $10.18 | $10.15 | — | CL A COM | 72583A101 |
| MDT | MEDTRONIC PLC | 200,000 | $21.72M | 0.6% | $108.62 * | $81.87 | +6.9% | SHS | G5960L103 |
| OPTU | ALTICE USA INC | 742,183 | $21.29M | 0.6% | $28.68 * | $21.38 | +27.4% | CL A | 02156K103 |
| — | LIBERTY MEDIA CORP DELAWARE | 511,163 | $21.25M | 0.6% | $41.57 | $41.55 | — | COM A SIRIUSXM | 531229409 |
| VOD | VODAFONE GROUP PLC NEW | 1,059,950 | $21.1M | 0.6% | $19.91 | $19.91 | — | SPONSORED ADR | 92857W308 |
| T | AT&T INC | 546,543 | $20.68M | 0.6% | $37.84 * | $17.00 | 0.0% | COM | 00206R102 |
| TAK | TAKEDA PHARMACEUTICAL CO LTD | 1,149,761 | $19.78M | 0.5% | $17.20 | $19.08 | — | SPONSORED ADS | 874060205 |
| — | TRIDENT ACQUISITIONS CORP | 1,650,000 | $17.49M | 0.5% | $10.60 | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | ISHARES TR | 200,000 | $17.43M | 0.5% | $87.17 | — | — | Put | 464288953 |
| — | AK STL CORP | 16,569,000 | $16.61M | 0.5% | $1.00 | $1.05 | — | NOTE 5.000%11/1 | 001546AP5 |
| — | ALEXION PHARMACEUTICALS INC | 165,000 | $16.16M | 0.4% | $97.94 | $107.31 | — | COM | 015351109 |
| — | HEALTHCARE TR AMER INC | 550,000 | $16.16M | 0.4% | $29.38 | $25.31 | — | CL A NEW | 42225P501 |
| — | LIBERTY MEDIA CORP DELAWARE | 376,207 | $15.65M | 0.4% | $41.59 | $36.32 | — | COM SER C FRMLA | 531229854 |
| — | TKK SYMPHONY ACQUISITION COR | 1,500,000 | $15.51M | 0.4% | $10.34 | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | HAYMAKER ACQUISITION CORP II | 1,500,000 | $15.49M | 0.4% | $10.33 | $10.24 | — | UNIT 10/31/2026 | 42087L200 |
| — | SYNEOS HEALTH INC | 285,000 | $15.16M | 0.4% | $53.21 | $52.11 | — | CL A | 87166B102 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 120,000 | $15.04M | 0.4% | $125.34 | $117.07 | +6.6% | COM | 874054109 |
| — | WHITING PETE CORP NEW | 15,304,000 | $14.99M | 0.4% | $0.98 | $0.97 | — | NOTE 1.250% 4/0 | 966387AL6 |
| — | ALBERTON ACQUISITION CORP | 1,400,000 | $14.77M | 0.4% | $10.55 | $10.03 | — | UNIT 04/22/2020 | G35006116 |
| — | MERITOR INC | 8,657,000 | $14.58M | 0.4% | $1.68 | $1.76 | — | NOTE 7.875% 3/0 | 59001KAC4 |
| BSX | BOSTON SCIENTIFIC CORP | 350,000 | $14.24M | 0.4% | $40.69 * | $38.46 | +10.2% | COM | 101137107 |
| REGN | REGENERON PHARMACEUTICALS | 47,500 | $13.18M | 0.4% | $277.41 * | $311.71 | -5.6% | COM | 75886F107 |
| — | FINTECH ACQUISITION CORP III | 1,200,000 | $12.8M | 0.4% | $10.67 | $10.03 | — | UNIT 12/01/2023 | 31811A309 |
| LQD | ISHARES TR | 100,000 | $12.75M | 0.4% | $127.48 | $124.37 | — | IBOXX INV CP ETF | 464287242 |
| — | LANDCADIA HLDGS II INC | 1,250,000 | $12.63M | 0.3% | $10.10 | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | AMCI ACQUISITION CORP | 1,200,000 | $12.42M | 0.3% | $10.35 | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | ZENDESK INC | 165,200 | $12.04M | 0.3% | $72.88 | $72.30 | — | COM | 98936J101 |
| SE | SEA LTD | 387,000 | $11.98M | 0.3% | $30.95 | $28.53 | — | SPONSORED ADS | 81141R100 |
| NXST | NEXSTAR MEDIA GROUP INC | 115,536 | $11.82M | 0.3% | $102.31 * | $83.21 | 0.0% | CL A | 65336K103 |
| BIO | BIO RAD LABS INC | 34,625 | $11.52M | 0.3% | $332.74 | $276.83 | +17.8% | CL A | 090572207 |
| DIS | DISNEY WALT CO | 86,251 | $11.24M | 0.3% | $130.32 * | $115.55 | +16.2% | COM DISNEY | 254687106 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 162,700 | $10.97M | 0.3% | $67.40 * | $84.36 | -8.7% | COM | 09061G101 |
| — | SPIRIT AEROSYSTEMS HLDGS INC | 131,178 | $10.79M | 0.3% | $82.24 | $82.24 | — | COM CL A | 848574109 |
| — | PURE ACQUISITION CORP | 1,000,000 | $10.73M | 0.3% | $10.73 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| V | VISA INC | 62,200 | $10.7M | 0.3% | $172.01 | $138.73 | +22.8% | COM CL A | 92826C839 |
| — | GS ACQUISITION HLDGS CORP | 1,000,000 | $10.65M | 0.3% | $10.65 | $10.25 | — | UNIT 06/12/2023 | 36255F201 |
| ZLAB | ZAI LAB LTD | 327,320 | $10.59M | 0.3% | $32.35 | $34.19 | — | ADR | 98887Q104 |
| — | HENNESSY CAP ACQUSTION CORP | 1,000,000 | $10.55M | 0.3% | $10.55 | $10.33 | — | UNIT 99/99/9999 | 42589C203 |
| — | ANDINA ACQUISITION CORP III | 990,000 | $10.39M | 0.3% | $10.50 | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| SPGI | S&P GLOBAL INC | 42,200 | $10.34M | 0.3% | $244.98 * | $236.97 | 0.0% | COM | 78409V104 |
| — | LORAL SPACE & COMMUNICATNS I | 248,039 | $10.27M | 0.3% | $41.40 | $37.90 | — | COM | 543881106 |
| EWU | ISHARES TR | 322,550 | $10.14M | 0.3% | $31.43 | $33.24 | — | MSCI UK ETF NEW | 46435G334 |
| HYG | ISHARES TR | 115,500 | $10.07M | 0.3% | $87.17 | $87.18 | — | IBOXX HI YD ETF | 464288513 |
| — | SELECT SECTOR SPDR TR | 350,000 | $9.8M | 0.3% | $28.00 | — | — | Put | 81369Y955 |
| — | HD SUPPLY HLDGS INC | 250,000 | $9.794M | 0.3% | $39.18 | $39.18 | — | COM | 40416M105 |
| VRNS | VARONIS SYS INC | 161,250 | $9.64M | 0.3% | $59.78 * | $21.79 | +2.1% | COM | 922280102 |
| — | CORNERSTONE ONDEMAND INC | 173,883 | $9.532M | 0.3% | $54.82 | $52.63 | — | COM | 21925Y103 |
| — | ALLEGRO MERGER CORP | 900,000 | $9.468M | 0.3% | $10.52 | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | TRANSOCEAN INC | 11,500,000 | $9.446M | 0.3% | $0.82 | $0.82 | — | DEB 0.500% 1/3 | 893830BJ7 |
| — | FIDELITY NATL INFORMATION SV | 70,000 | $9.293M | 0.3% | $132.76 | — | — | Call | 31620M906 |
| — | AIMMUNE THERAPEUTICS INC | 440,000 | $9.214M | 0.3% | $20.94 | $24.85 | — | COM | 00900T107 |
| — | DECIPHERA PHARMACEUTICALS IN | 265,000 | $8.994M | 0.2% | $33.94 | $23.74 | — | COM | 24344T101 |
| BURL | BURLINGTON STORES INC | 45,000 | $8.992M | 0.2% | $199.82 * | $183.87 | 0.0% | COM | 122017106 |
| — | RAYTHEON CO | 43,530 | $8.54M | 0.2% | $196.19 | $185.16 | — | COM NEW | 755111507 |
| — | TENZING ACQUISITION CORP | 800,000 | $8.384M | 0.2% | $10.48 | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| — | WILLSCOT CORP | 531,606 | $8.282M | 0.2% | $15.58 | $13.40 | — | COM | 971375126 |
| SCPE/U | SC HEALTH CORP | 800,000 | $8.28M | 0.2% | $10.35 | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| RCI | ROGERS COMMUNICATIONS INC | 169,608 | $8.265M | 0.2% | $48.73 * | $51.51 | 0.0% | CL B | 775109200 |
| — | QUOTIENT LTD | 1,056,500 | $8.209M | 0.2% | $7.77 | $5.67 | — | SHS | G73268107 |
| WIX | WIX COM LTD | 70,000 | $8.172M | 0.2% | $116.74 * | $139.07 | 0.0% | SHS | M98068105 |
| — | THUNDER BRDG ACQUISTION II L | 800,000 | $8.144M | 0.2% | $10.18 | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| LBRDK | LIBERTY BROADBAND CORP | 77,713 | $8.134M | 0.2% | $104.67 * | $81.66 | +19.6% | COM SER C | 530307305 |
| — | RAYTHEON CO | 40,000 | $7.848M | 0.2% | $196.20 | — | — | Call | 755111907 |
| — | RAYTHEON CO | 40,000 | $7.848M | 0.2% | $196.20 | — | — | Put | 755111907 |
| JPM | JPMORGAN CHASE & CO | 65,000 | $7.65M | 0.2% | $117.69 * | $95.08 | 0.0% | COM | 46625H100 |
| EZU | ISHARES INC | 192,700 | $7.496M | 0.2% | $38.90 | $39.18 | — | MSCI EURZONE ETF | 464286608 |
| — | TUSCAN HOLDINGS CORP | 700,000 | $7.406M | 0.2% | $10.58 | $10.40 | — | UNIT 99/99/9999 | 90069K203 |
| — | GORDON POINTE ACQUISITION CO | 700,000 | $7.336M | 0.2% | $10.48 | $10.33 | — | COM CLASS A | 382788107 |
| — | NETFIN ACQUISITION CORP | 725,000 | $7.33M | 0.2% | $10.11 | $10.11 | — | UNIT 08/01/2024 | G6455A123 |
| CRM | SALESFORCE COM INC | 48,553 | $7.207M | 0.2% | $148.44 | $150.15 | 0.0% | COM | 79466L302 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 74,200 | $7.175M | 0.2% | $96.70 * | $71.47 | +26.4% | COM | 04247X102 |
| — | MIMECAST LTD | 200,600 | $7.155M | 0.2% | $35.67 | $35.67 | — | ORD SHS | G14838109 |
| — | FAR PT ACQUISITION CORP | 700,000 | $7.154M | 0.2% | $10.22 | $9.75 | — | COM CL A | 30734W109 |
| — | ACCELERON PHARMA INC | 180,000 | $7.112M | 0.2% | $39.51 | $37.13 | — | COM | 00434H108 |
| DHI | D R HORTON INC | 134,000 | $7.063M | 0.2% | $52.71 * | $36.40 | +22.7% | COM | 23331A109 |
| CPB | CAMPBELL SOUP CO | 150,000 | $7.038M | 0.2% | $46.92 * | $35.04 | 0.0% | COM | 134429109 |
| PNC | PNC FINL SVCS GROUP INC | 50,000 | $7.008M | 0.2% | $140.16 * | $104.77 | +2.8% | COM | 693475105 |
| — | UNITED TECHNOLOGIES CORP | 51,061 | $6.971M | 0.2% | $136.52 | $131.00 | — | COM | 913017109 |
| — | LIONS GATE ENTMNT CORP | 797,239 | $6.968M | 0.2% | $8.74 | $13.79 | — | CL B NON VTG | 535919500 |
| SPY | SPDR S&P 500 ETF TR | 23,146 | $6.869M | 0.2% | $296.77 | $296.77 | — | TR UNIT | 78462F103 |
| DOV | DOVER CORP | 68,400 | $6.81M | 0.2% | $99.56 * | $87.65 | 0.0% | COM | 260003108 |
| WTW | WILLIS TOWERS WATSON PUB LTD | 35,000 | $6.754M | 0.2% | $192.97 * | $147.26 | +21.6% | SHS | G96629103 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 155,000 | $6.631M | 0.2% | $42.78 * | $54.72 | -0.7% | COM | 90400D108 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 617,350 | $6.606M | 0.2% | $10.70 | $10.43 | — | CL A | G8250R103 |
| COF | CAPITAL ONE FINL CORP | 70,000 | $6.369M | 0.2% | $90.99 * | $80.39 | +0.3% | COM | 14040H105 |
| — | NCR CORP NEW | 200,000 | $6.312M | 0.2% | $31.56 | — | — | Call | 62886E908 |
| — | ALTERYX INC | 58,700 | $6.306M | 0.2% | $107.43 | $107.43 | — | COM CL A | 02156B103 |
| C | CITIGROUP INC | 90,000 | $6.217M | 0.2% | $69.08 * | $52.89 | +2.4% | COM NEW | 172967424 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 600,000 | $6.192M | 0.2% | $10.32 | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | SENTINEL ENERGY SVCS INC | 600,000 | $6.162M | 0.2% | $10.27 | $10.08 | — | CL A | 81728P105 |
| — | TWELVE SEAS INVESTMENT COMPA | 600,000 | $6.144M | 0.2% | $10.24 | $10.15 | — | SHS | G9145A107 |
| — | LYFT INC | 150,000 | $6.126M | 0.2% | $40.84 | — | — | Call | 55087P904 |
| — | OAKTREE ACQUISITION CORP | 597,130 | $6.067M | 0.2% | $10.16 | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| NSC | NORFOLK SOUTHERN CORP | 33,752 | $6.064M | 0.2% | $179.66 * | $154.56 | +4.5% | COM | 655844108 |
| QQQ | INVESCO QQQ TR | 32,000 | $6.042M | 0.2% | $188.81 | $186.75 | — | UNIT SER 1 | 46090E103 |
| AXTA | AXALTA COATING SYS LTD | 200,000 | $6.03M | 0.2% | $30.15 * | $29.51 | 0.0% | COM | G0750C108 |
| MAS | MASCO CORP | 140,373 | $5.851M | 0.2% | $41.68 * | $32.72 | +10.3% | COM | 574599106 |
| HCM | HUTCHISON CHINA MEDITECH LTD | 327,598 | $5.844M | 0.2% | $17.84 | $22.43 | — | SPONSORED ADR | 44842L103 |
| — | KANSAS CITY SOUTHERN | 43,932 | $5.843M | 0.2% | $133.00 | $115.98 | — | COM NEW | 485170302 |
| — | BENEFITFOCUS INC | 244,100 | $5.812M | 0.2% | $23.81 | $23.81 | — | COM | 08180D106 |
| GS | GOLDMAN SACHS GROUP INC | 28,000 | $5.802M | 0.2% | $207.21 * | $179.59 | 0.0% | COM | 38141G104 |
| PGR | PROGRESSIVE CORP OHIO | 75,000 | $5.794M | 0.2% | $77.25 * | $64.62 | 0.0% | COM | 743315103 |
| LOW | LOWES COS INC | 52,000 | $5.718M | 0.2% | $109.96 * | $90.62 | +3.8% | COM | 548661107 |
| TROW | PRICE T ROWE GROUP INC | 50,000 | $5.713M | 0.2% | $114.26 * | $85.75 | 0.0% | COM | 74144T108 |
| — | FELLAZO INC | 565,000 | $5.633M | 0.2% | $9.97 | $9.97 | — | UNIT 99/99/9999 | G3362K104 |
| — | RADIUS HEALTH INC | 215,000 | $5.536M | 0.2% | $25.75 | $22.06 | — | COM NEW | 750469207 |
| ROST | ROSS STORES INC | 50,000 | $5.493M | 0.2% | $109.86 * | $99.04 | 0.0% | COM | 778296103 |
| — | MELLANOX TECHNOLOGIES LTD | 50,100 | $5.49M | 0.2% | $109.58 | — | — | Put | M51363953 |
| VOYA | VOYA FINL INC | 100,000 | $5.444M | 0.2% | $54.44 * | $43.33 | +10.9% | COM | 929089100 |
| — | MUDRICK CAP ACQUISITION CORP | 500,000 | $5.425M | 0.1% | $10.85 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| NBIS | YANDEX N V | 154,000 | $5.392M | 0.1% | $35.01 | $34.34 | — | SHS CLASS A | N97284108 |
| — | FIDELITY NATL INFORMATION SV | 40,000 | $5.31M | 0.1% | $132.75 | — | — | Put | 31620M906 |
| — | GORES HOLDINGS III INC | 500,000 | $5.275M | 0.1% | $10.55 | $10.22 | — | UNIT 09/07/2024 | 38286G208 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 500,000 | $5.24M | 0.1% | $10.48 | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| SCHW | THE CHARLES SCHWAB CORPORATI | 125,000 | $5.229M | 0.1% | $41.83 * | $36.91 | 0.0% | COM | 808513105 |
| — | RIGEL PHARMACEUTICALS INC | 2,750,000 | $5.143M | 0.1% | $1.87 | $2.58 | — | COM NEW | 766559603 |
| HCA | HCA HEALTHCARE INC | 42,500 | $5.118M | 0.1% | $120.42 | $122.45 | 0.0% | COM | 40412C101 |
| LYFT | LYFT INC | 124,800 | $5.097M | 0.1% | $40.84 * | $58.99 | -7.4% | CL A COM | 55087P104 |
| — | BOXWOOD MERGER CORP | 500,000 | $5.04M | 0.1% | $10.08 | $10.08 | — | COM CL A | 10319T101 |
| — | LONGEVITY ACQUISITION CORP | 478,904 | $4.99M | 0.1% | $10.42 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| ALLY | ALLY FINL INC | 150,000 | $4.974M | 0.1% | $33.16 * | $26.36 | 0.0% | COM | 02005N100 |
| — | PHYSICIANS RLTY TR | 275,000 | $4.881M | 0.1% | $17.75 | $16.28 | — | COM | 71943U104 |
| FTDR | FRONTDOOR INC | 100,000 | $4.857M | 0.1% | $48.57 | $38.40 | +25.7% | COM | 35905A109 |
| CALY | CALLAWAY GOLF CO | 250,000 | $4.853M | 0.1% | $19.41 * | $16.57 | +9.4% | COM | 131193104 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 60,300 | $4.849M | 0.1% | $80.41 | $82.11 | -3.7% | COM | 02043Q107 |
| CB | CHUBB LIMITED | 30,000 | $4.843M | 0.1% | $161.43 * | $139.33 | 0.0% | COM | H1467J104 |
| AGNC | AGNC INVT CORP | 300,000 | $4.827M | 0.1% | $16.09 | $18.00 | — | COM | 00123Q104 |
| — | OPES ACQUISITION CORP | 460,000 | $4.77M | 0.1% | $10.37 | $10.37 | — | COM | 68373P100 |
| — | CATALENT INC | 100,000 | $4.766M | 0.1% | $47.66 | $47.66 | — | COM | 148806102 |
| LPX | LOUISIANA PAC CORP | 192,411 | $4.729M | 0.1% | $24.58 | $24.55 | +0.3% | COM | 546347105 |
| IYR | ISHARES TR | 49,907 | $4.668M | 0.1% | $93.53 | $84.88 | — | U.S. REAL ES ETF | 464287739 |
| — | SMARTSHEET INC | 128,500 | $4.63M | 0.1% | $36.03 | $36.03 | — | COM CL A | 83200N103 |
| FISV | FISERV INC | 44,000 | $4.558M | 0.1% | $103.59 | $98.87 | +3.3% | COM | 337738108 |
| DE | DEERE & CO | 27,000 | $4.554M | 0.1% | $168.67 * | $143.64 | +1.7% | COM | 244199105 |
| LNC | LINCOLN NATL CORP IND | 75,000 | $4.524M | 0.1% | $60.32 * | $44.10 | 0.0% | COM | 534187109 |
| — | SUMMIT MATLS INC | 202,309 | $4.491M | 0.1% | $22.20 | $22.20 | — | CL A | 86614U100 |
| — | CALLON PETE CO DEL | 1,028,511 | $4.464M | 0.1% | $4.34 | $4.34 | — | COM | 13123X102 |
| — | GX ACQUISITION CORP | 400,000 | $4.436M | 0.1% | $11.09 | $10.04 | — | UNIT 05/24/2026 | 36251A206 |
| — | WEALTHBRIDGE ACQUISITION LTD | 425,000 | $4.42M | 0.1% | $10.40 | $10.08 | — | UNIT 99/99/9999 | G4887W102 |
| RGR | STURM RUGER & CO INC | 104,758 | $4.375M | 0.1% | $41.76 * | $46.74 | 0.0% | COM | 864159108 |
| LSTR | LANDSTAR SYS INC | 38,500 | $4.334M | 0.1% | $112.57 | $112.57 | — | COM | 515098101 |
| KMPR | KEMPER CORP DEL | 55,000 | $4.287M | 0.1% | $77.95 * | $79.87 | 0.0% | COM | 488401100 |
| — | BLACK KNIGHT INC | 70,000 | $4.274M | 0.1% | $61.06 | $54.50 | — | COM | 09215C105 |
| — | CHASERG TECHNLGY ACQUISITN C | 400,000 | $4.26M | 0.1% | $10.65 | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| ACGL | ARCH CAP GROUP LTD | 100,000 | $4.198M | 0.1% | $41.98 * | $32.43 | +15.6% | ORD | G0450A105 |
| TJX | TJX COS INC NEW | 75,000 | $4.181M | 0.1% | $55.75 * | $50.09 | 0.0% | COM | 872540109 |
| AIG | AMERICAN INTL GROUP INC | 75,000 | $4.178M | 0.1% | $55.71 * | $46.77 | 0.0% | COM NEW | 026874784 |
| — | GIGCAPITAL2 INC | 400,000 | $4.12M | 0.1% | $10.30 | $10.05 | — | UNIT 02/28/2026 | 375036209 |
| — | APEX TECHNOLOGY ACQUISITN CO | 400,000 | $4.076M | 0.1% | $10.19 | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | AGBA ACQUISITION LTD | 400,000 | $4.072M | 0.1% | $10.18 | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | TESLA INC | 3,952,000 | $4.023M | 0.1% | $1.02 | $1.02 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | THOMSON REUTERS CORP | 60,000 | $4.013M | 0.1% | $66.88 | $66.88 | — | COM NEW | 884903709 |
| — | PROFICIENT ALPHA ACQUSTN COR | 400,000 | $4M | 0.1% | $10.00 | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| SATS | ECHOSTAR CORP | 100,811 | $3.994M | 0.1% | $39.62 * | $36.13 | 0.0% | CL A | 278768106 |
| EWI | ISHARES INC | 144,110 | $3.973M | 0.1% | $27.57 | $27.56 | — | MSCI ITALY ETF | 46434G830 |
| GOOGL | ALPHABET INC | 3,250 | $3.969M | 0.1% | $1221.23 * | $55.06 | +6.8% | CAP STK CL A | 02079K305 |
| — | INPHI CORP | 2,500,000 | $3.922M | 0.1% | $1.57 | $1.57 | — | NOTE 1.125%12/0 | 45772FAB3 |
| PLCE | CHILDRENS PL INC | 50,000 | $3.85M | 0.1% | $77.00 * | $88.09 | 0.0% | COM | 168905107 |
| CUK | CARNIVAL PLC | 88,032 | $3.704M | 0.1% | $42.08 | $42.08 | — | ADR | 14365C103 |
| OC | OWENS CORNING NEW | 58,000 | $3.666M | 0.1% | $63.21 * | $52.96 | +8.1% | COM | 690742101 |
| — | TRINITY MERGER CORP COM CL A | 350,000 | $3.651M | 0.1% | $10.43 | $10.43 | — | COM CL A | 89653L106 |
| ATI | ALLEGHENY TECHNOLOGIES INC | 179,795 | $3.641M | 0.1% | $20.25 * | $21.15 | 0.0% | COM | 01741R102 |
| SCI | SERVICE CORP INTL | 75,000 | $3.586M | 0.1% | $47.81 | $46.94 | 0.0% | COM | 817565104 |
| VMC | VULCAN MATLS CO | 23,520 | $3.557M | 0.1% | $151.23 * | $105.04 | +27.3% | COM | 929160109 |
| AMD | ADVANCED MICRO DEVICES INC | 122,500 | $3.551M | 0.1% | $28.99 * | $31.36 | 0.0% | COM | 007903107 |
| — | STRONGBRIDGE BIOPHARMA PLC | 1,475,000 | $3.525M | 0.1% | $2.39 | $4.53 | — | SHS USD | G85347105 |
| ANAB | ANAPTYSBIO INC | 100,700 | $3.523M | 0.1% | $34.99 * | $67.41 | -29.4% | COM | 032724106 |
| GTN | GRAY TELEVISION INC | 214,501 | $3.501M | 0.1% | $16.32 | $16.43 | 0.0% | COM | 389375106 |
| — | TELADOC HEALTH INC | 2,000,000 | $3.416M | 0.1% | $1.71 | $1.49 | — | NOTE 3.000%12/1 | 87918AAB1 |
| — | MONOCLE ACQUISITION CORP | 325,000 | $3.393M | 0.1% | $10.44 | $10.10 | — | UNIT 99/99/9999 | 609754205 |
| BK | BANK NEW YORK MELLON CORP | 75,000 | $3.391M | 0.1% | $45.21 * | $37.00 | 0.0% | COM | 064058100 |
| SRPT | SAREPTA THERAPEUTICS INC | 45,000 | $3.389M | 0.1% | $75.31 * | $118.10 | 0.0% | COM | 803607100 |
| INCY | INCYTE CORP | 45,000 | $3.34M | 0.1% | $74.22 * | $80.82 | 0.0% | COM | 45337C102 |
| GOOS | CANADA GOOSE HOLDINGS INC | 75,000 | $3.298M | 0.1% | $43.97 * | $41.79 | 0.0% | SHS SUB VTG | 135086106 |
| SAM | BOSTON BEER INC | 9,000 | $3.277M | 0.1% | $364.11 * | $316.66 | +24.1% | CL A | 100557107 |
| — | AMERICAN OUTDOOR BRANDS CORP | 556,284 | $3.254M | 0.1% | $5.85 | $6.19 | — | COM | 02874P103 |
| — | FAR PT ACQUISITION CORP | 300,000 | $3.207M | 0.1% | $10.69 | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | AXOVANT GENE THERAPIES LTD | 495,000 | $3.198M | 0.1% | $6.46 | $6.23 | — | COM | G0750W203 |
| — | COLFAX CORP | 110,000 | $3.197M | 0.1% | $29.06 | $28.31 | — | COM | 194014106 |
| RGNX | REGENXBIO INC | 89,594 | $3.19M | 0.1% | $35.61 * | $40.52 | 0.0% | COM | 75901B107 |
| — | EDTECHX HLDGS ACQUISITION CO | 300,000 | $3.111M | 0.1% | $10.37 | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| GDS | GDS HLDGS LTD | 76,508 | $3.066M | 0.1% | $40.07 | $32.76 | — | SPONSORED ADS | 36165L108 |
| — | CITRIX SYS INC | 31,200 | $3.011M | 0.1% | $96.51 | $96.51 | — | COM | 177376100 |
| CCK | CROWN HOLDINGS INC | 45,000 | $2.973M | 0.1% | $66.07 * | $60.88 | 0.0% | COM | 228368106 |
| TTD | THE TRADE DESK INC | 15,700 | $2.945M | 0.1% | $187.58 * | $23.80 | 0.0% | COM CL A | 88339J105 |
| AOS | SMITH A O CORP | 61,321 | $2.926M | 0.1% | $47.72 * | $41.12 | 0.0% | COM | 831865209 |
| — | TIVITY HEALTH INC | 175,000 | $2.91M | 0.1% | $16.63 | $16.63 | — | COM | 88870R102 |
| — | ORISUN ACQUISITION CORP | 290,000 | $2.9M | 0.1% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| PLUG | PLUG POWER INC | 1,082,846 | $2.848M | 0.1% | $2.63 * | $2.32 | 0.0% | COM NEW | 72919P202 |
| WCN | WASTE CONNECTIONS INC | 30,000 | $2.76M | 0.1% | $92.00 * | $88.46 | 0.0% | COM | 94106B101 |
| HALO | HALOZYME THERAPEUTICS INC | 175,200 | $2.717M | 0.1% | $15.51 * | $15.98 | +3.0% | COM | 40637H109 |
| — | ACUITY BRANDS INC | 20,000 | $2.696M | 0.1% | $134.80 | — | — | Put | 00508Y952 |
| GTX | GARRETT MOTION INC | 269,436 | $2.684M | 0.1% | $9.96 * | $12.29 | 0.0% | COM | 366505105 |
| — | GENERAL ELECTRIC CO | 300,000 | $2.682M | 0.1% | $8.94 | — | — | Call | 369604903 |
| — | GORES METROPOULOS INC | 250,000 | $2.661M | 0.1% | $10.64 | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| — | HL ACQUISITIONS CORP | 250,000 | $2.66M | 0.1% | $10.64 | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| PYPL | PAYPAL HLDGS INC | 25,500 | $2.642M | 0.1% | $103.61 * | $109.90 | 0.0% | COM | 70450Y103 |
| — | SOUTH MTN MERGER CORP | 250,000 | $2.625M | 0.1% | $10.50 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | LEGACY ACQUISITION CORP | 250,000 | $2.625M | 0.1% | $10.50 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| AMZN | AMAZON COM INC | 1,500 | $2.604M | 0.1% | $1736.00 * | $80.13 | +15.7% | COM | 023135106 |
| — | SANTANDER CONSUMER USA HDG I | 100,000 | $2.551M | 0.1% | $25.51 | $16.67 | — | COM | 80283M101 |
| — | GILEAD SCIENCES INC | 40,000 | $2.535M | 0.1% | $63.38 | — | — | Call | 375558903 |
| — | CHINA SXT PHARMACEUTICALS IN | 2,033,704 | $2.531M | 0.1% | $1.24 | $3.37 | — | ORD SHS | G2161P108 |
| — | ACADIA PHARMACEUTICALS INC | 70,000 | $2.519M | 0.1% | $35.99 | — | — | Call | 004225908 |
| — | LIBERTY MEDIA CORP DELAWARE | 60,000 | $2.518M | 0.1% | $41.97 | $42.59 | — | COM C SIRIUSXM | 531229607 |
| — | ELDORADO RESORTS INC | 61,710 | $2.46M | 0.1% | $39.86 | $39.86 | — | COM | 28470R102 |
| — | TEVA PHARMACEUTICAL FIN LLC | 2,690,000 | $2.45M | 0.1% | $0.91 | $0.93 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| NXPI | NXP SEMICONDUCTORS N V | 21,900 | $2.39M | 0.1% | $109.13 * | $86.89 | +5.7% | COM | N6596X109 |
| — | 8I ENTERPRISES ACQUISITIN CO | 225,000 | $2.374M | 0.1% | $10.55 | $10.04 | — | UNIT 99/99/9999 | G2956M138 |
| JD | JD COM INC | 84,000 | $2.37M | 0.1% | $28.21 | $28.21 | — | SPON ADR CL A | 47215P106 |
| INSM | INSMED INC | 130,000 | $2.293M | 0.1% | $17.64 * | $19.31 | 0.0% | COM PAR $.01 | 457669307 |
| — | LEGG MASON INC | 60,000 | $2.291M | 0.1% | $38.18 | $38.18 | — | COM | 524901105 |
| EWA | ISHARES INC | 100,000 | $2.225M | 0.1% | $22.25 | $22.25 | — | MSCI AUST ETF | 464286103 |
| GOOG | ALPHABET INC | 1,820 | $2.219M | 0.1% | $1219.23 * | $53.91 | +8.9% | CAP STK CL C | 02079K107 |
| — | ZENDESK INC | 29,900 | $2.179M | 0.1% | $72.88 | — | — | Call | 98936J901 |
| — | MOSAIC ACQUISITION CORP | 200,000 | $2.16M | 0.1% | $10.80 | $10.12 | — | UNIT 99/99/9999 | 61946M209 |
| — | FOOT LOCKER INC | 50,000 | $2.158M | 0.1% | $43.16 | $43.16 | — | COM | 344849104 |
| — | FORUM MERGER II CORP | 200,000 | $2.14M | 0.1% | $10.70 | $10.13 | — | UNIT 09/30/2025 | 34986F202 |
| AUPH | AURINIA PHARMACEUTICALS INC | 400,000 | $2.136M | 0.1% | $5.34 * | $6.36 | -4.9% | COM | 05156V102 |
| RVLV | REVOLVE GROUP INC | 90,000 | $2.103M | 0.1% | $23.37 * | $28.57 | 0.0% | CL A | 76156B107 |
| LAD | LITHIA MTRS INC | 15,800 | $2.092M | 0.1% | $132.41 * | $110.60 | +15.5% | CL A | 536797103 |
| — | INSURANCE ACQUISITION CORP | 200,000 | $2.09M | 0.1% | $10.45 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | MOHAWK GROUP HLDGS INC | 274,358 | $2.08M | 0.1% | $7.58 | $7.57 | — | COM | 608189106 |
| — | LEO HOLDINGS CORP | 200,000 | $2.048M | 0.1% | $10.24 | $10.27 | — | COM CL A | G5463L105 |
| — | PIVOTAL INVT CORP II | 200,000 | $2.036M | 0.1% | $10.18 | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | DIAMOND EAGLE ACQUISITION CO | 200,000 | $2.034M | 0.1% | $10.17 | $10.06 | — | UNIT 06/30/2026 | 25258L208 |
| — | TUSCAN HLDGS CORP II | 200,000 | $2.01M | 0.1% | $10.05 | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| META | FACEBOOK INC | 11,250 | $2.003M | 0.1% | $178.04 * | $165.46 | +14.1% | CL A | 30303M102 |
| — | INTERCEPT PHARMACEUTICALS IN | 30,000 | $1.991M | 0.1% | $66.37 | $79.57 | — | COM | 45845P108 |
| BABA | ALIBABA GROUP HLDG LTD | 11,900 | $1.99M | 0.1% | $167.23 | $161.41 | — | SPONSORED ADS | 01609W102 |
| NFLX | NETFLIX INC | 7,400 | $1.98M | 0.1% | $267.57 * | $31.29 | 0.0% | COM | 64110L106 |
| BA | BOEING CO | 5,196 | $1.977M | 0.1% | $380.48 * | $309.12 | +14.0% | COM | 097023105 |
| FOX | FOX CORP | 62,653 | $1.976M | 0.1% | $31.54 | $34.51 | -8.6% | CL B COM | 35137L204 |
| — | CALAMP CORP | 2,010,000 | $1.97M | 0.1% | $0.98 | $0.97 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | DD3 ACQUISITION CORP | 190,000 | $1.967M | 0.1% | $10.35 | $10.02 | — | UNIT 10/12/2023 | G2692M129 |
| TECH | BIO TECHNE CORP | 10,000 | $1.957M | 0.1% | $195.70 * | $48.74 | 0.0% | COM | 09073M104 |
| — | GREENLAND ACQUISITIN CORPORA | 185,000 | $1.913M | 0.1% | $10.34 | $10.34 | — | SHS | G40981139 |
| — | TIBERIUS ACQUISITION CORP | 175,000 | $1.881M | 0.1% | $10.75 | $10.10 | — | UNIT 02/28/2021 | 88633A206 |
| — | GUESS INC | 100,000 | $1.853M | 0.1% | $18.53 | $18.53 | — | COM | 401617105 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 180,000 | $1.852M | 0.1% | $10.29 | $10.29 | — | SHS | G8959N106 |
| — | SPRINT CORPORATION | 291,800 | $1.8M | 0.0% | $6.17 | — | — | Put | 85207U955 |
| CLLS | CELLECTIS S A | 170,000 | $1.768M | 0.0% | $10.40 | $15.87 | — | SPONSORED ADS | 15117K103 |
| UIS | UNISYS CORP | 235,174 | $1.747M | 0.0% | $7.43 * | $8.89 | 0.0% | COM NEW | 909214306 |
| CRTO | CRITEO S A | 92,843 | $1.735M | 0.0% | $18.69 | $18.69 | — | SPONS ADS | 226718104 |
| — | FIVE PRIME THERAPEUTICS INC | 435,000 | $1.686M | 0.0% | $3.88 | $11.82 | — | COM | 33830X104 |
| SGMO | SANGAMO THERAPEUTICS INC | 180,000 | $1.629M | 0.0% | $9.05 * | $11.32 | -0.9% | COM | 800677106 |
| LUV | SOUTHWEST AIRLS CO | 30,000 | $1.62M | 0.0% | $54.00 * | $48.23 | 0.0% | COM | 844741108 |
| POST | POST HLDGS INC | 15,000 | $1.588M | 0.0% | $105.87 * | $68.14 | 0.0% | COM | 737446104 |
| — | HALOZYME THERAPEUTICS INC | 100,000 | $1.551M | 0.0% | $15.51 | — | — | Call | 40637H909 |
| GLNG | GOLAR LNG LTD BERMUDA | 118,601 | $1.541M | 0.0% | $12.99 * | $19.74 | -32.4% | SHS | G9456A100 |
| LEA | LEAR CORP | 13,000 | $1.533M | 0.0% | $117.92 * | $106.65 | 0.0% | COM NEW | 521865204 |
| — | NEW PROVIDENCE ACQUISITIN CO | 150,000 | $1.511M | 0.0% | $10.07 | $10.07 | — | UNIT 09/01/2024 | 64822P205 |
| — | GLU MOBILE INC | 300,000 | $1.497M | 0.0% | $4.99 | $4.99 | — | COM | 379890106 |
| — | SPDR S&P 500 ETF TR | 5,000 | $1.484M | 0.0% | $296.80 | — | — | Put | 78462F953 |
| EMR | EMERSON ELEC CO | 21,801 | $1.458M | 0.0% | $66.88 * | $54.36 | 0.0% | COM | 291011104 |
| — | MYRIAD GENETICS INC | 50,000 | $1.432M | 0.0% | $28.64 | — | — | Call | 62855J904 |
| NYT | NEW YORK TIMES CO | 50,000 | $1.424M | 0.0% | $28.48 * | $29.73 | 0.0% | CL A | 650111107 |
| — | SAGE THERAPEUTICS INC | 10,000 | $1.403M | 0.0% | $140.30 | $95.80 | — | COM | 78667J108 |
| — | ZOGENIX INC | 35,000 | $1.401M | 0.0% | $40.03 | $41.89 | — | COM NEW | 98978L204 |
| — | CUBIC CORP | 19,500 | $1.373M | 0.0% | $70.41 | $64.49 | — | COM | 229669106 |
| ALKS | ALKERMES PLC | 70,000 | $1.366M | 0.0% | $19.51 * | $27.41 | -20.6% | SHS | G01767105 |
| ABUS | ARBUTUS BIOPHARMA CORP | 895,000 | $1.365M | 0.0% | $1.53 * | $4.28 | -59.7% | COM | 03879J100 |
| — | BEACON ROOFING SUPPLY INC | 40,000 | $1.341M | 0.0% | $33.52 | $33.52 | — | COM | 073685109 |
| CVLT | COMMVAULT SYSTEMS INC | 30,000 | $1.341M | 0.0% | $44.70 * | $45.79 | 0.0% | COM | 204166102 |
| — | COLLIER CREEK HOLDINGS | 120,000 | $1.284M | 0.0% | $10.70 | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | PROOFPOINT INC | 9,900 | $1.278M | 0.0% | $129.09 | $120.30 | — | COM | 743424103 |
| CDLX | CARDLYTICS INC | 37,500 | $1.257M | 0.0% | $33.52 * | $16.27 | +97.1% | COM | 14161W105 |
| — | TERADATA CORP DEL | 40,000 | $1.24M | 0.0% | $31.00 | — | — | Call | 88076W903 |
| VC | VISTEON CORP | 15,000 | $1.238M | 0.0% | $82.53 * | $66.40 | 0.0% | COM NEW | 92839U206 |
| LEVI | LEVI STRAUSS & CO NEW | 64,846 | $1.235M | 0.0% | $19.05 * | $19.35 | -17.3% | CL A COM STK | 52736R102 |
| — | WESTPORT FUEL SYSTEMS INC | 452,865 | $1.232M | 0.0% | $2.72 | $1.55 | — | COM NEW | 960908309 |
| ORLY | O REILLY AUTOMOTIVE INC NEW | 3,000 | $1.196M | 0.0% | $398.67 * | $25.83 | 0.0% | COM | 67103H107 |
| — | ACCELERON PHARMA INC | 30,000 | $1.185M | 0.0% | $39.50 | — | — | Call | 00434H908 |
| — | UNIQURE NV | 30,000 | $1.181M | 0.0% | $39.37 | — | — | Call | N90064901 |
| NOC | NORTHROP GRUMMAN CORP | 3,000 | $1.124M | 0.0% | $374.67 * | $276.48 | +15.3% | COM | 666807102 |
| — | KINIKSA PHARMACEUTICALS LTD | 130,000 | $1.106M | 0.0% | $8.51 | $16.09 | — | COM CL A | G5269C101 |
| — | UNISYS CORP | 1,000,000 | $1.099M | 0.0% | $1.10 | $1.40 | — | NOTE 5.500% 3/0 | 909214BS6 |
| — | E TRADE FINANCIAL CORP | 25,000 | $1.092M | 0.0% | $43.68 | $44.60 | — | COM NEW | 269246401 |
| NWSA | NEWS CORP NEW | 75,000 | $1.044M | 0.0% | $13.92 * | $12.78 | 0.0% | CL A | 65249B109 |
| LHX | L3HARRIS TECHNOLOGIES INC | 5,000 | $1.043M | 0.0% | $208.60 * | $180.55 | 0.0% | COM | 502431109 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $1.04M | 0.0% | $10.40 | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| — | TPG PACE HLDGS CORP | 655,300 | $1.035M | 0.0% | $1.58 | $1.58 | — | *W EXP 06/27/202 | G89827110 |
| GIII | G-III APPAREL GROUP LTD | 40,000 | $1.031M | 0.0% | $25.77 * | $24.98 | 0.0% | COM | 36237H101 |
| — | MOMENTA PHARMACEUTICALS INC | 79,493 | $1.03M | 0.0% | $12.96 | $12.45 | — | COM | 60877T100 |
| — | DIAMONDPEAK HLDGS COR | 100,000 | $1.02M | 0.0% | $10.20 | $10.02 | — | UNIT 99/99/9999 | 25280H209 |
| PTCT | PTC THERAPEUTICS INC | 30,000 | $1.015M | 0.0% | $33.83 * | $41.87 | +4.0% | COM | 69366J200 |
| — | CRESCENT ACQUISITION CORP | 100,000 | $1.015M | 0.0% | $10.15 | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | RMG ACQUISITION CORP | 100,000 | $1.009M | 0.0% | $10.09 | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| — | TORTOISE ACQUISITION CORP | 100,000 | $1.008M | 0.0% | $10.08 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| MYGN | MYRIAD GENETICS INC | 35,000 | $1.002M | 0.0% | $28.63 | $28.24 | +3.2% | COM | 62855J104 |
| — | SWITCHBACK ENERGY ACQUISITIO | 100,000 | $1M | 0.0% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| CPA | COPA HOLDINGS SA | 10,000 | $988K | 0.0% | $98.80 * | $84.05 | 0.0% | CL A | P31076105 |
| AGIO | AGIOS PHARMACEUTICALS INC | 30,000 | $972K | 0.0% | $32.40 * | $41.40 | 0.0% | COM | 00847X104 |
| — | AURINIA PHARMACEUTICALS INC | 180,000 | $961K | 0.0% | $5.34 | — | — | Call | 05156V902 |
| — | NEKTAR THERAPEUTICS | 50,000 | $911K | 0.0% | $18.22 | $33.60 | — | COM | 640268108 |
| FOLD | AMICUS THERAPEUTICS INC | 111,600 | $895K | 0.0% | $8.02 * | $11.14 | -2.5% | COM | 03152W109 |
| — | GENERAL ELECTRIC CO | 100,000 | $894K | 0.0% | $8.94 | $8.97 | — | COM | 369604103 |
| KMX | CARMAX INC | 10,000 | $880K | 0.0% | $88.00 * | $78.21 | +9.7% | COM | 143130102 |
| FTCHQ | FARFETCH LTD | 100,000 | $864K | 0.0% | $8.64 * | $14.34 | 0.0% | ORD SH CL A | 30744W107 |
| PCRX | PACIRA BIOSCIENCES | 20,000 | $761K | 0.0% | $38.05 * | $39.91 | 0.0% | COM | 695127100 |
| — | PERSPECTA INC | 28,529 | $745K | 0.0% | $26.11 | $17.22 | — | COM | 715347100 |
| GM | GENERAL MTRS CO | 19,700 | $738K | 0.0% | $37.46 * | $36.01 | 0.0% | COM | 37045V100 |
| QSR | RESTAURANT BRANDS INTL INC | 10,000 | $711K | 0.0% | $71.10 * | $73.74 | 0.0% | COM | 76131D103 |
| — | ANAPTYSBIO INC | 20,000 | $700K | 0.0% | $35.00 | — | — | Call | 032724906 |
| — | FIREEYE INC | 52,441 | $700K | 0.0% | $13.35 | $16.87 | — | COM | 31816Q101 |
| OCGN | OCUGEN INC | 236,974 | $682K | 0.0% | $2.88 * | $12.41 | 0.0% | COM | 67577C105 |
| GILD | GILEAD SCIENCES INC | 10,000 | $634K | 0.0% | $63.40 * | $50.86 | +0.3% | COM | 375558103 |
| MCO | MOODYS CORP | 3,000 | $614K | 0.0% | $204.67 * | $198.70 | 0.0% | COM | 615369105 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 242,024 | $610K | 0.0% | $2.52 * | $3.14 | 0.0% | COM | 18453H106 |
| CNDT | CONDUENT INC | 95,305 | $593K | 0.0% | $6.22 * | $10.81 | -28.5% | COM | 206787103 |
| — | SAILPOINT TECHNLGIES HLDGS I | 31,700 | $592K | 0.0% | $18.68 | $21.32 | — | COM | 78781P105 |
| — | GW PHARMACEUTICALS PLC | 5,000 | $575K | 0.0% | $115.00 | $115.00 | — | ADS | 36197T103 |
| RDY | DR REDDYS LABS LTD | 15,000 | $568K | 0.0% | $37.87 | $40.53 | — | ADR | 256135203 |
| DDOG | DATADOG INC | 16,700 | $566K | 0.0% | $33.89 * | $34.77 | 0.0% | CL A COM | 23804L103 |
| — | GRUBHUB INC | 10,000 | $562K | 0.0% | $56.20 | $56.20 | — | COM | 400110102 |
| — | CONYERS PK II ACQUISITION CO | 50,000 | $532K | 0.0% | $10.64 | $10.64 | — | UNIT 99/99/9999 | 212896203 |
| MGNX | MACROGENICS INC | 40,100 | $512K | 0.0% | $12.77 * | $17.29 | -16.7% | COM | 556099109 |
| — | AVAYA HLDGS CORP | 50,072 | $512K | 0.0% | $10.23 | $15.19 | — | COM | 05351X101 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 198,505 | $496K | 0.0% | $2.50 | $1.34 | — | *W EXP 09/14/202 | G8250R129 |
| AEO | AMERICAN EAGLE OUTFITTERS IN | 30,000 | $487K | 0.0% | $16.23 * | $14.14 | 0.0% | COM | 02553E106 |
| — | MALLINCKRODT PUB LTD CO | 200,000 | $482K | 0.0% | $2.41 | $7.15 | — | SHS | G5785G107 |
| NOW | SERVICENOW INC | 1,900 | $482K | 0.0% | $253.68 * | $54.38 | 0.0% | COM | 81762P102 |
| — | TUFIN SOFTWARE TECHNOLOGIS L | 28,589 | $471K | 0.0% | $16.47 | $16.47 | — | SHS | M8893U102 |
| — | FAR PT ACQUISITION CORP | 333,333 | $400K | 0.0% | $1.20 | $1.31 | — | *W EXP 06/01/202 | 30734W117 |
| — | GCP APPLIED TECHNOLOGIES INC | 16,150 | $311K | 0.0% | $19.26 | $22.64 | — | COM | 36164Y101 |
| — | AIM IMMUNOTECH INC | 394,900 | $301K | 0.0% | $0.76 | $0.76 | — | COM | 00901B105 |
| PLMR | PALOMAR HLDGS INC | 7,500 | $296K | 0.0% | $39.47 * | $31.22 | 0.0% | COM | 69753M105 |
| — | GORDON POINTE ACQUISITION CO | 700,000 | $280K | 0.0% | $0.40 | $0.36 | — | *W EXP 07/30/202 | 382788115 |
| — | SENSEONICS HLDGS INC | 275,000 | $272K | 0.0% | $0.99 | $4.11 | — | COM | 81727U105 |
| — | AGENUS INC | 105,000 | $271K | 0.0% | $2.58 | $2.36 | — | COM NEW | 00847G705 |
| — | GIGCAPITAL INC | 300,000 | $267K | 0.0% | $0.89 | $0.52 | — | RIGHT 03/06/2020 | 37518N114 |
| — | NEW MEDIA INVT GROUP INC | 25,700 | $226K | 0.0% | $8.79 | — | — | Call | 64704V906 |
| AGAE | ALLIED ESPORTS ENTMT INC | 42,500 | $222K | 0.0% | $5.22 * | $6.90 | 0.0% | COM | 019170109 |
| — | ARQULE INC | 30,000 | $215K | 0.0% | $7.17 | $7.17 | — | COM | 04269E107 |
| — | MOTUS GI HLDGS INC | 100,000 | $198K | 0.0% | $1.98 | $4.19 | — | COM | 62014P108 |
| — | TWELVE SEAS INVESTMENT COMPA | 600,000 | $192K | 0.0% | $0.32 | $0.31 | — | RIGHT 12/22/2019 | G9145A131 |
| — | TWELVE SEAS INVESTMENT COMPA | 600,000 | $192K | 0.0% | $0.32 | $0.24 | — | *W EXP 12/22/202 | G9145A115 |
| — | NEURALSTEM INC | 109,754 | $183K | 0.0% | $1.67 | $1.67 | — | COM | 64127R500 |
| — | BIOCERES CROP SOLUTIONS CORP | 500,000 | $170K | 0.0% | $0.34 | $0.27 | — | *W EXP 03/14/202 | G1117K106 |
| — | GIGCAPITAL INC | 225,000 | $153K | 0.0% | $0.68 | $0.30 | — | *W EXP 06/08/202 | 37518N122 |
| — | U S WELL SVCS INC | 375,000 | $113K | 0.0% | $0.30 | $0.60 | — | *W EXP 03/15/202 | 91274U119 |
| — | GREENLAND ACQUISITIN CORPORA | 185,000 | $111K | 0.0% | $0.60 | $0.60 | — | RIGHT 04/27/2025 | G40981113 |
| — | KBL MERGER CORP IV | 560,000 | $103K | 0.0% | $0.18 | $0.23 | — | RIGHT 09/09/2019 | 48242A120 |
| — | SENTINEL ENERGY SVCS INC | 200,000 | $90,000 | 0.0% | $0.45 | $0.66 | — | *W EXP 11/02/202 | 81728P113 |
| — | OPES ACQUISITION CORP | 460,000 | $83,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 03/13/202 | 68373P118 |
| — | AKERNA CORP | 110,000 | $79,000 | 0.0% | $0.72 | $2.90 | — | *W EXP 06/17/202 | 00973W110 |
| — | LEO HOLDINGS CORP | 100,000 | $74,000 | 0.0% | $0.74 | $1.25 | — | *W EXP 02/07/202 | G5463L113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 375,000 | $71,000 | 0.0% | $0.19 | $0.19 | — | RIGHT 12/01/2022 | 089482129 |
| — | DIGITAL ALLY INC | 50,000 | $64,000 | 0.0% | $1.28 | $1.28 | — | COM NEW | 25382P208 |
| — | RANPAK HLDGS CORP | 75,000 | $56,000 | 0.0% | $0.75 | $1.19 | — | *W EXP 06/03/202 | 75321W111 |
| — | ENVISION SOLAR INTL INC | 35,000 | $54,000 | 0.0% | $1.54 | $1.26 | — | *W EXP 12/30/202 | 29413Q110 |
| — | TARGET HOSPITALITY CORP | 50,000 | $53,000 | 0.0% | $1.06 | $1.56 | — | *W EXP 03/15/202 | 87615L115 |
| — | TOTTENHAM ACQUISITION I LTD | 180,000 | $52,000 | 0.0% | $0.29 | $0.29 | — | RIGHT 06/05/2020 | G8959N122 |
| — | KBL MERGER CORP IV | 560,000 | $50,000 | 0.0% | $0.09 | $0.11 | — | *W EXP 01/15/202 | 48242A112 |
| — | PENSARE ACQUISITION CORP | 200,000 | $50,000 | 0.0% | $0.25 | $0.15 | — | RIGHT 99/99/9999 | 70957E121 |
| CORBF | GLOBAL CORD BLOOD CORPORATIO | 10,000 | $48,000 | 0.0% | $4.80 * | $10.11 | -48.2% | SHS | G39342103 |
| — | BIG ROCK PARTNERS ACQUISI CO | 187,500 | $38,000 | 0.0% | $0.20 | $0.23 | — | *W EXP 12/01/202 | 089482111 |
| — | VERB TECHNOLOGY CO INC | 106,592 | $37,000 | 0.0% | $0.35 | $0.72 | — | *W EXP 03/14/202 | 92337U112 |
| — | GREENLAND ACQUISITIN CORPORA | 185,000 | $33,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 03/03/202 | G40981105 |
| — | TOTTENHAM ACQUISITION I LTD | 180,000 | $31,000 | 0.0% | $0.17 | $0.17 | — | *W EXP 05/06/202 | G8959N114 |
| — | DERMTECH INC | 250,000 | $30,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 08/29/202 | 24984K113 |
| — | FUELCELL ENERGY INC | 30,000 | $10,000 | 0.0% | $0.33 | — | — | Put | 35952H951 |
| — | TOUGHBUILT INDUSTRIES INC | 25,180 | $0 | 0.0% | $0.00 | $0.21 | — | *W EXP 11/09/202 | 89157G116 |