Location: Boston, MA
CIK: 0001426853 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 20, 2017
Total Value: $1.166B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IEFA | ISHARES CORE MSCI EAFE ETF | 1,241,130 | $79.64M | 6.8% | $60.84 | — | ETF | 46432F842 |
| STT | STATE STR CORP COM | 633,205 | $60.5M | 5.2% | $47.80 | +51.0% | Stock | 857477103 |
| MUB | ISHARES NATIONAL MUNI BOND ETF | 375,253 | $41.6M | 3.6% | $109.60 | — | ETF | 464288414 |
| AAPL | APPLE INC COM | 245,979 | $37.91M | 3.3% | $20.75 | +74.2% | Stock | 037833100 |
| IVV | ISHARES CORE S&P 500 ETF | 145,008 | $36.68M | 3.1% | $208.80 | — | ETF | 464287200 |
| MSFT | MICROSOFT CORP COM | 463,005 | $34.49M | 3.0% | $32.61 | +104.5% | Stock | 594918104 |
| JNJ | JOHNSON & JOHNSON COM | 213,106 | $27.71M | 2.4% | $64.36 | +63.1% | Stock | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 147,865 | $27.11M | 2.3% | $118.63 | +49.0% | Stock | 084670702 |
| GOOGL | ALPHABET INC CAP STK CL A | 26,954 | $26.25M | 2.3% | $41.73 | +12.8% | Stock | 02079K305 |
| IJR | ISHARES S&P SMALL-CAP FUND | 337,467 | $25.05M | 2.1% | $84.98 | — | ETF | 464287804 |
| CSCO | CISCO SYS INC COM | 739,911 | $24.88M | 2.1% | $24.73 | -0.1% | Stock | 17275R102 |
| LMT | LOCKHEED MARTIN CORP COM | 78,041 | $24.21M | 2.1% | $98.42 | +142.4% | Stock | 539830109 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND ETF | 229,544 | $24.18M | 2.1% | $105.20 | — | ETF | 464288646 |
| SYK | STRYKER CORP COM | 166,336 | $23.62M | 2.0% | $64.01 | +104.3% | Stock | 863667101 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND | 69,893 | $23.32M | 2.0% | $266.37 | — | ETF | 464287556 |
| FNF | FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM | 482,911 | $22.92M | 2.0% | $17.80 | +30.1% | Stock | 31620R303 |
| BAC | BANK AMER CORP COM | 880,614 | $22.32M | 1.9% | $14.17 | +40.8% | Stock | 060505104 |
| WFC | WELLS FARGO CO NEW COM | 398,343 | $21.97M | 1.9% | $32.92 | +28.0% | Stock | 949746101 |
| EFA | ISHARES MSCI EAFE ETF | 313,081 | $21.44M | 1.8% | $58.40 | — | ETF | 464287465 |
| V | VISA INC COM CL A | 202,669 | $21.33M | 1.8% | $81.06 | +18.1% | Stock | 92826C839 |
| MDT | MEDTRONIC PLC SHS | 251,995 | $19.6M | 1.7% | $62.45 | +7.2% | Stock | G5960L103 |
| CVS | CVS HEALTH CORP COM | 238,442 | $19.39M | 1.7% | $60.58 | +0.4% | Stock | 126650100 |
| PEP | PEPSICO INC COM | 170,425 | $18.99M | 1.6% | $60.72 | +47.2% | Stock | 713448108 |
| MKC | MCCORMICK & CO INC COM NON VTG | 175,607 | $18.02M | 1.5% | $29.23 | +40.6% | Stock | 579780206 |
| — | PRICELINE GRP INC COM NEW | 9,596 | $17.57M | 1.5% | $1489.77 | — | Stock | 741503403 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIONS CL A | 231,532 | $16.8M | 1.4% | $47.96 | +30.3% | Stock | 192446102 |
| RMD | RESMED INC COM | 212,264 | $16.34M | 1.4% | $41.11 | +71.0% | Stock | 761152107 |
| SLB | SCHLUMBERGER LTD COM | 233,741 | $16.31M | 1.4% | $57.79 | -10.3% | Stock | 806857108 |
| CCI | CROWN CASTLE INTL CORP NEW COM | 161,816 | $16.18M | 1.4% | $61.84 | +16.2% | REIT | 22822V101 |
| CL | COLGATE PALMOLIVE CO COM | 219,187 | $15.97M | 1.4% | $48.90 | +21.1% | Stock | 194162103 |
| WHR | WHIRLPOOL CORP COM | 85,489 | $15.77M | 1.4% | $134.33 | +33.1% | Stock | 963320106 |
| TJX | TJX COS INC NEW COM | 213,641 | $15.75M | 1.4% | $23.77 | +33.3% | Stock | 872540109 |
| ARMK | ARAMARK COM | 386,921 | $15.71M | 1.3% | $22.96 | +13.9% | Stock | 03852U106 |
| MMM | 3M CO COM | 74,398 | $15.62M | 1.3% | $113.77 | +14.2% | Stock | 88579Y101 |
| FTV | FORTIVE CORP COM | 219,481 | $15.54M | 1.3% | $40.21 | 0.0% | Stock | 34959J108 |
| TRV | TRAVELERS COMPANIES INC COM | 126,221 | $15.46M | 1.3% | $98.97 | +5.0% | Stock | 89417E109 |
| XOM | EXXON MOBIL CORP COM | 187,446 | $15.37M | 1.3% | $56.09 | -3.1% | Stock | 30231G102 |
| EOG | EOG RES INC COM | 153,746 | $14.87M | 1.3% | $74.09 | -9.0% | Stock | 26875P101 |
| SNY | SANOFI SPONSORED ADR | 281,101 | $14M | 1.2% | $48.14 | — | ADR | 80105N105 |
| UNP | UNION PAC CORP COM | 119,724 | $13.88M | 1.2% | $68.63 | +29.9% | Stock | 907818108 |
| GS | GOLDMAN SACHS GROUP INC COM | 57,976 | $13.75M | 1.2% | $200.04 | -6.0% | Stock | 38141G104 |
| SHM | SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF | 259,036 | $12.59M | 1.1% | $48.55 | — | ETF | 78468R739 |
| — | SENSATA TECHNOLOGIES HLDG NV SHS | 261,101 | $12.55M | 1.1% | $39.93 | — | Stock | N7902X106 |
| SHW | SHERWIN WILLIAMS CO COM | 32,337 | $11.58M | 1.0% | $103.55 | +2.8% | Stock | 824348106 |
| — | JPMORGAN ALERIAN MLP INDEX ETN | 403,607 | $11.39M | 1.0% | $31.49 | — | ETF | 46625H365 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL CL A | 37 | $10.16M | 0.9% | $178943.60 | +48.3% | Stock | 084670108 |
| GOOG | ALPHABET INC CAP STK CL C | 9,290 | $8.91M | 0.8% | $40.71 | +13.6% | Stock | 02079K107 |
| SKT | TANGER FACTORY OUTLET CTRS INC COM | 360,179 | $8.796M | 0.8% | $31.93 | — | REIT | 875465106 |
| USMV | ISHARES EDGE MSCI MIN VOL USA ETF | 162,864 | $8.199M | 0.7% | $48.32 | — | ETF | 46429B697 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 55,985 | $7.001M | 0.6% | $100.57 | — | ETF | 464287614 |
| ITOT | ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | 116,948 | $6.74M | 0.6% | $68.61 | — | ETF | 464287150 |
| — | POWERSHARES S&P 500 QUALITY PORTFOLIO | 227,039 | $6.536M | 0.6% | $27.59 | — | ETF | 73935X682 |
| VNQ | VANGUARD REIT ETF | 67,610 | $5.618M | 0.5% | $83.16 | — | ETF | 922908553 |
| PG | PROCTER AND GAMBLE CO COM | 57,027 | $5.188M | 0.4% | $55.06 | +32.6% | Stock | 742718109 |
| AMZN | AMAZON COM INC COM | 4,795 | $4.61M | 0.4% | $24.56 | +100.0% | Stock | 023135106 |
| — | BLACKSTONE GROUP L P COM UNIT LTD | 134,611 | $4.492M | 0.4% | $30.80 | — | Stock | 09253U108 |
| IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | 74,626 | $4.031M | 0.3% | $49.22 | — | ETF | 46434G103 |
| ILCB | ISHARES MORNINGSTAR LARGE-CAP ETF | 25,301 | $3.813M | 0.3% | $99.15 | — | ETF | 464287127 |
| AGG | ISHARES CORE U.S. AGGREGATE BOND ETF | 33,342 | $3.654M | 0.3% | $108.95 | — | ETF | 464287226 |
| VIG | VANGUARD DIVIDEND APPRECIATION INDEX FUND | 24,798 | $2.351M | 0.2% | $68.11 | — | ETF | 921908844 |
| EDIT | EDITAS MEDICINE INC COM | 90,137 | $2.164M | 0.2% | $20.27 | -6.1% | Stock | 28106W103 |
| KMB | KIMBERLY CLARK CORP COM | 17,799 | $2.095M | 0.2% | $82.27 | +10.6% | Stock | 494368103 |
| ACN | ACCENTURE PLC IRELAND SHS CLASS A | 15,505 | $2.094M | 0.2% | $104.00 | +10.3% | Stock | G1151C101 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 56,574 | $1.952M | 0.2% | $34.26 | — | ETF | 78464A375 |
| IBM | INTERNATIONAL BUSINESS MACHS COM | 13,422 | $1.947M | 0.2% | $113.03 | -14.3% | Stock | 459200101 |
| TFI | SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF | 39,299 | $1.922M | 0.2% | $48.50 | — | ETF | 78468R721 |
| SPY | SPDR S&P 500 ETF | 6,636 | $1.667M | 0.1% | $246.78 | — | ETF | 78462F103 |
| T | AT&T INC COM | 40,284 | $1.578M | 0.1% | $16.73 | -6.8% | Stock | 00206R102 |
| META | FACEBOOK INC CL A | 7,909 | $1.351M | 0.1% | $132.71 | +24.9% | Stock | 30303M102 |
| MA | MASTERCARD INCORPORATED CL A | 9,318 | $1.316M | 0.1% | $104.26 | +21.2% | Stock | 57636Q104 |
| SCHF | SCHWAB INTERNATIONAL EQUITY ETF | 36,345 | $1.216M | 0.1% | $30.54 | — | ETF | 808524805 |
| RARE | ULTRAGENYX PHARMACEUTICAL INC COM | 21,208 | $1.13M | 0.1% | $76.21 | -22.3% | Stock | 90400D108 |
| CVX | CHEVRON CORP NEW COM | 9,514 | $1.118M | 0.1% | $71.38 | +6.7% | Stock | 166764100 |
| DVN | DEVON ENERGY CORP NEW COM | 28,000 | $1.028M | 0.1% | $27.05 | -15.1% | Call | 25179M103 |
| — | GENERAL ELECTRIC CO COM | 42,195 | $1.02M | 0.1% | $24.05 | — | Stock | 369604103 |
| HYMB | SPDR NUVEEN S&P HIGH YIELD MUNICIPAL BOND ETF | 17,500 | $999K | 0.1% | $57.09 | — | ETF | 78464A284 |
| MCD | MCDONALDS CORP COM | 6,189 | $970K | 0.1% | $72.09 | +78.4% | Stock | 580135101 |
| AEP | AMERICAN ELEC PWR INC COM | 13,316 | $935K | 0.1% | $40.34 | +31.5% | Stock | 025537101 |
| DIS | DISNEY WALT CO COM DISNEY | 8,800 | $867K | 0.1% | $70.54 | +37.4% | Stock | 254687106 |
| IWO | ISHARES RUSSELL 2000 GROWTH ETF | 4,699 | $841K | 0.1% | $118.74 | — | ETF | 464287648 |
| MRK | MERCK & CO INC COM | 12,749 | $816K | 0.1% | $46.09 | +1.3% | Stock | 58933Y105 |
| — | BARD C R INC COM | 2,529 | $811K | 0.1% | $127.12 | — | Stock | 067383109 |
| — | COHEN & STEERS CLOSED END OPPO COM | 59,400 | $783K | 0.1% | $13.18 | — | CEF | 19248P106 |
| EOG | EOG RES INC COM | 8,000 | $774K | 0.1% | $74.09 | -9.0% | Call | 26875P101 |
| KO | COCA COLA CO COM | 16,439 | $740K | 0.1% | $27.14 | +28.7% | Stock | 191216100 |
| AMT | AMERICAN TOWER CORP NEW COM | 5,388 | $736K | 0.1% | $87.85 | +27.8% | REIT | 03027X100 |
| — | PEOPLES UNITED FINANCIAL INC COM | 39,740 | $721K | 0.1% | $14.89 | — | Stock | 712704105 |
| PFE | PFIZER INC COM | 19,847 | $709K | 0.1% | $18.38 | +21.1% | Stock | 717081103 |
| BA | BOEING CO COM | 2,749 | $699K | 0.1% | $114.59 | +92.4% | Stock | 097023105 |
| DHR | DANAHER CORP DEL COM | 8,104 | $695K | 0.1% | $39.22 | +81.2% | Stock | 235851102 |
| ADBE | ADOBE SYS INC COM | 4,590 | $685K | 0.1% | $117.37 | +27.2% | Stock | 00724F101 |
| XBI | SPDR S&P BIOTECH ETF | 7,750 | $671K | 0.1% | $70.84 | — | ETF | 78464A870 |
| JPM | JPMORGAN CHASE & CO COM | 7,016 | $670K | 0.1% | $69.87 | +5.4% | Stock | 46625H100 |
| BSX | BOSTON SCIENTIFIC CORP COM | 21,847 | $637K | 0.1% | $21.05 | +31.2% | Stock | 101137107 |
| AMGN | AMGEN INC COM | 3,227 | $602K | 0.1% | $89.20 | +54.1% | Stock | 031162100 |
| BIP | BROOKFIELD INFRAST PARTNERS LP LP INT UNIT | 13,934 | $601K | 0.1% | $39.89 | — | Stock | G16252101 |
| — | UNITED TECHNOLOGIES CORP COM | 5,105 | $593K | 0.1% | $102.15 | — | Stock | 913017109 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 42,400 | $592K | 0.1% | $13.96 | — | CEF | 01864U106 |
| GD | GENERAL DYNAMICS CORP COM | 2,828 | $581K | 0.0% | $56.96 | +192.2% | Stock | 369550108 |
| VZ | VERIZON COMMUNICATIONS INC COM | 11,512 | $570K | 0.0% | $28.61 | +5.6% | Stock | 92343V104 |
| — | CELGENE CORP COM | 3,791 | $553K | 0.0% | $118.24 | — | Stock | 151020104 |
| PM | PHILIP MORRIS INTL INC COM | 4,761 | $529K | 0.0% | $49.58 | +51.8% | Stock | 718172109 |
| CAT | CATERPILLAR INC DEL COM | 4,004 | $499K | 0.0% | $68.26 | +40.7% | Stock | 149123101 |
| VUG | VANGUARD GROWTH INDEX FUND | 3,599 | $478K | 0.0% | $130.07 | — | ETF | 922908736 |
| MO | ALTRIA GROUP INC COM | 7,465 | $473K | 0.0% | $38.56 | -6.4% | Stock | 02209S103 |
| ADP | AUTOMATIC DATA PROCESSING INC COM | 4,321 | $472K | 0.0% | $52.44 | +70.9% | Stock | 053015103 |
| ES | EVERSOURCE ENERGY COM | 7,786 | $471K | 0.0% | $41.84 | +10.0% | Stock | 30040W108 |
| SBUX | STARBUCKS CORP COM | 8,027 | $431K | 0.0% | $39.20 | +17.9% | Stock | 855244109 |
| NSC | NORFOLK SOUTHERN CORP COM | 3,100 | $410K | 0.0% | $70.04 | +46.6% | Stock | 655844108 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 9,195 | $399K | 0.0% | $36.96 | — | ETF | 921943858 |
| IVW | ISHARES S&P 500 GROWTH ETF | 2,772 | $398K | 0.0% | $104.45 | — | ETF | 464287309 |
| TMO | THERMO FISHER SCIENTIFIC INC COM | 2,105 | $398K | 0.0% | $129.50 | +36.7% | Stock | 883556102 |
| — | MANAGED DURATION INVT GRD FUND COM | 28,600 | $394K | 0.0% | $13.78 | — | CEF | 56165R103 |
| LOW | LOWES COS INC COM | 4,825 | $386K | 0.0% | $33.47 | +96.1% | Stock | 548661107 |
| CMCSA | COMCAST CORP NEW CL A | 9,678 | $372K | 0.0% | $29.97 | +6.9% | Stock | 20030N101 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 3,065 | $372K | 0.0% | $118.77 | — | ETF | 464287242 |
| C | CITIGROUP INC COM NEW | 4,950 | $360K | 0.0% | $40.78 | +27.3% | Stock | 172967424 |
| SHY | ISHARES 1-3 YEAR TREASURY BOND ETF | 4,254 | $359K | 0.0% | $84.42 | — | ETF | 464287457 |
| SDY | SPDR S&P DIVIDEND ETF | 3,880 | $354K | 0.0% | $89.23 | — | ETF | 78464A763 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 4,001 | $336K | 0.0% | $55.39 | +9.8% | Stock | 26441C204 |
| COST | COSTCO WHSL CORP NEW COM | 2,028 | $333K | 0.0% | $143.99 | -2.7% | Stock | 22160K105 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 6,886 | $309K | 0.0% | $44.87 | — | ETF | 464287234 |
| SCHB | SCHWAB U.S. BROAD MARKET ETF | 4,928 | $300K | 0.0% | $49.88 | — | ETF | 808524102 |
| — | CIMPRESS N V SHS EURO | 2,994 | $292K | 0.0% | $84.17 | — | Stock | N20146101 |
| BALL | BALL CORP COM | 7,000 | $289K | 0.0% | $30.99 | +20.7% | Stock | 058498106 |
| USB | US BANCORP DEL COM NEW | 5,339 | $286K | 0.0% | $24.45 | +54.4% | Stock | 902973304 |
| SPSB | SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF | 9,025 | $277K | 0.0% | $30.69 | — | ETF | 78464A474 |
| NOC | NORTHROP GRUMMAN CORP COM | 954 | $274K | 0.0% | $187.50 | +25.3% | Stock | 666807102 |
| — | ROYAL DUTCH SHELL PLC SPONS ADR A | 4,500 | $273K | 0.0% | $64.00 | — | ADR | 780259206 |
| GIS | GENERAL MLS INC COM | 5,066 | $262K | 0.0% | $33.00 | +23.4% | Stock | 370334104 |
| HYG | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 2,954 | $262K | 0.0% | $88.69 | — | ETF | 464288513 |
| AXP | AMERICAN EXPRESS CO COM | 2,861 | $259K | 0.0% | $60.98 | +25.7% | Stock | 025816109 |
| — | UNILEVER N V N Y SHS NEW | 4,102 | $242K | 0.0% | $53.35 | — | ADR | 904784709 |
| IWM | ISHARES RUSSELL 2000 ETF | 1,619 | $240K | 0.0% | $102.83 | — | ETF | 464287655 |
| — | HILL ROM HLDGS INC COM | 3,200 | $237K | 0.0% | $76.25 | — | Stock | 431475102 |
| HD | HOME DEPOT INC COM | 1,444 | $236K | 0.0% | $85.11 | +47.1% | Stock | 437076102 |
| EMR | EMERSON ELEC CO COM | 3,725 | $234K | 0.0% | $47.98 | +2.6% | Stock | 291011104 |
| PYPL | PAYPAL HLDGS INC COM | 3,566 | $228K | 0.0% | $42.71 | +40.0% | Stock | 70450Y103 |
| — | PRAXAIR INC COM | 1,600 | $224K | 0.0% | $125.70 | — | Stock | 74005P104 |
| NVDA | NVIDIA CORP COM | 1,245 | $223K | 0.0% | $2.90 | +41.6% | Stock | 67066G104 |
| GILD | GILEAD SCIENCES INC COM | 2,735 | $222K | 0.0% | $70.39 | -20.5% | Stock | 375558103 |
| — | POWERSHARES QQQ TRUST, SERIES 1 | 1,505 | $219K | 0.0% | $142.53 | — | ETF | 73935A104 |
| EPD | ENTERPRISE PRODS PARTNERS L P COM | 8,217 | $214K | 0.0% | $26.04 | — | Stock | 293792107 |
| ORCL | ORACLE CORP COM | 4,393 | $212K | 0.0% | $36.49 | +20.4% | Stock | 68389X105 |
| BK | BANK NEW YORK MELLON CORP COM | 4,000 | $212K | 0.0% | $36.97 | +13.2% | Stock | 064058100 |
| VB | VANGUARD SMALL-CAP INDEX FUND | 1,499 | $212K | 0.0% | $135.76 | — | ETF | 922908751 |
| BOH | BANK HAWAII CORP COM | 2,500 | $208K | 0.0% | $57.74 | +1.7% | Stock | 062540109 |
| CRM | SALESFORCE COM INC COM | 2,200 | $206K | 0.0% | $90.89 | 0.0% | Stock | 79466L302 |
| DSI | ISHARES MSCI KLD 400 SOCIAL ETF | 2,195 | $204K | 0.0% | $63.15 | — | ETF | 464288570 |
| LFCR | LANDEC CORP COM | 15,588 | $202K | 0.0% | $12.96 | +1.7% | Stock | 514766104 |
| F | FORD MTR CO DEL COM PAR $0.01 | 16,400 | $196K | 0.0% | $8.04 | -9.8% | Stock | 345370860 |
| — | GABELLI EQUITY TR INC COM | 29,991 | $195K | 0.0% | $6.50 | — | CEF | 362397101 |
| — | BROOKLINE BANCORP INC DEL COM | 11,493 | $178K | 0.0% | $14.32 | — | Stock | 11373M107 |
| TSLA | TESLA INC COM | 500 | $171K | 0.0% | $16.92 | +36.4% | Put | 88160R101 |
| — | BLACKROCK ENHANCED EQT DIV TR COM | 18,440 | $167K | 0.0% | $9.06 | — | CEF | 09251A104 |
| — | ALLIANZGI NFJ DIVID INT & PREM COM | 11,407 | $153K | 0.0% | $13.41 | — | CEF | 01883A107 |
| — | NUVEEN AMT FREE QLTY MUN INCME COM | 10,800 | $150K | 0.0% | $13.52 | — | CEF | 670657105 |
| — | AGENUS INC COM NEW | 32,928 | $145K | 0.0% | $3.58 | — | Stock | 00847G705 |
| — | RENN FD INC COM | 100,000 | $100K | 0.0% | $1.00 | — | CEF | 759720105 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC COM | 12,500 | $97,000 | 0.0% | $6.36 | -0.5% | Stock | 462260100 |
| DVN | DEVON ENERGY CORP NEW COM | 1,300 | $48,000 | 0.0% | $27.05 | -15.1% | Stock | 25179M103 |
| DAKT | DAKTRONICS INC COM | 40,989 | $41,000 | 0.0% | $8.90 | -0.1% | Stock | 234264109 |
| TSLA | TESLA INC COM | 112 | $38,000 | 0.0% | $16.92 | +36.4% | Stock | 88160R101 |
| — | TRINITY INDS INC 3.875 06/01/2036 | 25,000 | $34,000 | 0.0% | $1.24 | — | Convertible | 896522AF6 |
| HOLX | HOLOGIC INC COM | 32,504 | $33,000 | 0.0% | $40.77 | -1.0% | Stock | 436440101 |
| — | ISORAY INC COM | 54,824 | $28,000 | 0.0% | $0.57 | — | Stock | 46489V104 |
| — | PALATIN TECHNOLOGIES INC COM PAR $ .01 | 25,000 | $17,000 | 0.0% | $0.52 | — | Stock | 696077403 |