Aviance Capital Partners, LLC Diversified Active

CIK: 0001542383 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 7, 2020

Total Value ($000): $391,118 (100.0% shares, 0.0% debt)

Holdings (229)

AAPL APPLE INC. 10.0%
Value ($000) $39,166 Shares 133,378 Est. Cost $28.40 Unrealized +118.4%
ALLERGAN INC. 5.8%
Value ($000) $22,745 Shares 118,982 Est. Cost $240.93 Unrealized
AMZN AMAZON.COM INC. 4.1%
Value ($000) $16,150 Shares 8,740 Est. Cost $88.83 Unrealized -0.4%
BA BOEING CO. 2.5%
Value ($000) $9,936 Shares 30,500 Est. Cost $99.71 Unrealized +252.1%
NFLX NETFLIX INC. 1.9%
Value ($000) $7,249 Shares 22,402 Est. Cost $30.41 Unrealized -2.5%
BABA ALIBABA GROUP HOLDING LTD. 1.8%
Value ($000) $6,976 Shares 32,889 Est. Cost $171.62 Unrealized
XOM EXXON MOBIL CORP. 1.8%
Value ($000) $6,868 Shares 98,426 Est. Cost $55.95 Unrealized -6.9%
V VISA INC. 1.5%
Value ($000) $5,902 Shares 31,412 Est. Cost $121.40 Unrealized +42.1%
META FACEBOOK INC. 1.4%
Value ($000) $5,636 Shares 27,457 Est. Cost $152.57 Unrealized +26.1%
JPM JPMORGAN CHASE & CO. 1.4%
Value ($000) $5,495 Shares 39,421 Est. Cost $48.35 Unrealized +124.7%
GOOGL ALPHABET INC. CL A 1.3%
Value ($000) $5,020 Shares 3,748 Est. Cost $37.89 Unrealized +69.0%
AMGN AMGEN INC. 1.3%
Value ($000) $4,929 Shares 20,446 Est. Cost $93.97 Unrealized +94.4%
BRK/B BERKSHIRE HATHAWAY INC. CL B 1.1%
Value ($000) $4,436 Shares 19,584 Est. Cost $126.10 Unrealized +72.2%
ABBV ABBVIE INC. 1.0%
Value ($000) $4,054 Shares 45,782 Est. Cost $42.47 Unrealized +52.2%
LDUR PIMCO ENHANCED LOW DURATION ACTIVE 1.0%
Value ($000) $4,014 Shares 40,217 Est. Cost $100.21 Unrealized
AVGO BROADCOM INC. 1.0%
Value ($000) $3,765 Shares 11,914 Est. Cost $20.45 Unrealized +26.6%
BLACKROCK INC. 0.9%
Value ($000) $3,594 Shares 7,149 Est. Cost $26109.04 Unrealized
DOUBLELINE OPPORTUNISTIC CREDIT 0.9%
Value ($000) $3,589 Shares 173,894 Est. Cost $20.68 Unrealized
JNJ JOHNSON & JOHNSON 0.9%
Value ($000) $3,455 Shares 23,682 Est. Cost $69.37 Unrealized +64.5%
BRK/A BERKSHIRE HATHAWAY INC. CL A 0.9%
Value ($000) $3,396 Shares 10 Est. Cost $309435.53 Unrealized +5.3%
BIIB BIOGEN INC. 0.8%
Value ($000) $3,317 Shares 11,179 Est. Cost $261.22 Unrealized +6.2%
INTC INTEL CORP. 0.8%
Value ($000) $3,243 Shares 54,191 Est. Cost $32.11 Unrealized +53.4%
BMY BRISTOL-MYERS SQUIBB CO. 0.8%
Value ($000) $3,182 Shares 49,568 Est. Cost $37.66 Unrealized +20.0%
MSFT MICROSOFT CORP. 0.8%
Value ($000) $3,123 Shares 19,803 Est. Cost $57.15 Unrealized +143.6%
IVZ INVESCO LTD. 0.8%
Value ($000) $3,074 Shares 170,993 Est. Cost $13.79 Unrealized -6.2%
TMO THERMO FISHER SCIENTIFIC INC. 0.8%
Value ($000) $3,070 Shares 9,451 Est. Cost $151.39 Unrealized +97.1%
ALL ALLSTATE CORP. 0.8%
Value ($000) $3,026 Shares 26,907 Est. Cost $62.33 Unrealized +51.1%
ADBE ADOBE SYSTEMS INC. 0.8%
Value ($000) $3,017 Shares 9,147 Est. Cost $124.02 Unrealized +137.2%
PG PROCTER & GAMBLE CO. 0.8%
Value ($000) $3,011 Shares 24,108 Est. Cost $62.35 Unrealized +68.8%
DIS WALT DISNEY CO. 0.7%
Value ($000) $2,806 Shares 19,402 Est. Cost $108.83 Unrealized +24.7%
GS GOLDMAN SACHS GROUP INC. 0.7%
Value ($000) $2,770 Shares 12,047 Est. Cost $153.45 Unrealized +22.2%
LAM RESEARCH CORP. 0.7%
Value ($000) $2,755 Shares 9,421 Est. Cost $186.53 Unrealized
SCHW CHARLES SCHWAB CORP. 0.7%
Value ($000) $2,728 Shares 57,356 Est. Cost $36.55 Unrealized +10.8%
BAC BANK OF AMERICA CORP. 0.7%
Value ($000) $2,717 Shares 77,157 Est. Cost $20.56 Unrealized +35.2%
PFE PFIZER INC. 0.7%
Value ($000) $2,711 Shares 69,182 Est. Cost $16.98 Unrealized +57.3%
LMBS FIRST TRUST LOW DURATION OPPORTUNITIES 0.7%
Value ($000) $2,689 Shares 51,909 Est. Cost $51.95 Unrealized
PENN PENN NATL GAMING INC 0.7%
Value ($000) $2,655 Shares 103,854 Est. Cost $20.07 Unrealized +10.7%
LMT LOCKHEED MARTIN CORP. 0.7%
Value ($000) $2,654 Shares 6,816 Est. Cost $137.83 Unrealized +135.7%
BOND PIMCO ACTIVE BOND ETF 0.7%
Value ($000) $2,604 Shares 24,155 Est. Cost $108.66 Unrealized
THO THORINDS INC 0.7%
Value ($000) $2,588 Shares 34,839 Est. Cost $49.82 Unrealized +13.9%
DNP SELECT INCOME FUND 0.7%
Value ($000) $2,572 Shares 201,442 Est. Cost $904.86 Unrealized
CMCSA COMCAST CORP. 0.7%
Value ($000) $2,546 Shares 56,610 Est. Cost $26.02 Unrealized +45.5%
WGO WINNEBAGO INDUSTRIES INC. 0.6%
Value ($000) $2,411 Shares 45,516 Est. Cost $38.85 Unrealized +20.4%
TRV TRAVELERS COMPANIES INC. 0.6%
Value ($000) $2,388 Shares 17,436 Est. Cost $111.66 Unrealized +6.8%
STZ CONSTELLATION BRANDS INC. 0.6%
Value ($000) $2,349 Shares 12,380 Est. Cost $97.68 Unrealized +74.8%
MRK MERCK & CO. INC. 0.6%
Value ($000) $2,324 Shares 25,547 Est. Cost $38.28 Unrealized +76.5%
NVDA NVIDIA CORP. 0.6%
Value ($000) $2,185 Shares 9,286 Est. Cost $3.93 Unrealized +31.7%
PIMCO DYNAMIC CREDIT INCOME FUND 0.5%
Value ($000) $2,116 Shares 83,977 Est. Cost $20.98 Unrealized
EATON VANCE LIMITED DURATION INCOME FUND 0.5%
Value ($000) $2,059 Shares 155,396 Est. Cost $13.43 Unrealized
TIP ISHARES TIPS BOND ETF 0.5%
Value ($000) $2,032 Shares 17,429 Est. Cost $113.29 Unrealized
DEEP DEEP VALUE 0.5%
Value ($000) $2,022 Shares 61,925 Est. Cost $30.76 Unrealized
VIG VANGUARD DIVIDEND APPRECIATION 0.5%
Value ($000) $2,017 Shares 16,179 Est. Cost $105.91 Unrealized
PRU PRUDENTIAL FINANCIAL INC. 0.5%
Value ($000) $1,983 Shares 21,151 Est. Cost $72.06 Unrealized -6.5%
TOL TOLL BROTHERS INC. 0.5%
Value ($000) $1,962 Shares 49,649 Est. Cost $38.53 Unrealized +3.7%
JLL JONES LANG LASALLE INC. 0.5%
Value ($000) $1,957 Shares 11,239 Est. Cost $111.21 Unrealized +41.2%
CI CIGNA CORP. 0.5%
Value ($000) $1,929 Shares 9,432 Est. Cost $177.65 Unrealized -5.6%
JAZZ JAZZ PHARMACEUTICALS PLC 0.5%
Value ($000) $1,904 Shares 12,752 Est. Cost $151.16 Unrealized -10.0%
TROW T. ROWE PRICE GROUP INC. 0.5%
Value ($000) $1,847 Shares 15,161 Est. Cost $51.20 Unrealized +78.8%
MA MASTERCARD INC. 0.5%
Value ($000) $1,827 Shares 6,120 Est. Cost $79.35 Unrealized +243.5%
LOW LOWES COMPANIES INC. 0.5%
Value ($000) $1,815 Shares 15,153 Est. Cost $63.32 Unrealized +61.7%
CALAMOS STRATEGIC TOTAL RETURN 0.5%
Value ($000) $1,761 Shares 129,488 Est. Cost $11.46 Unrealized
QQQ INVESCO QQQ TRUST 0.4%
Value ($000) $1,726 Shares 8,116 Est. Cost $175.51 Unrealized
CRM SALESFORCE.COM INC. 0.4%
Value ($000) $1,724 Shares 10,600 Est. Cost $140.31 Unrealized +10.4%
SWKS SKYWORKS SOLUTIONS INC. 0.4%
Value ($000) $1,700 Shares 14,061 Est. Cost $67.45 Unrealized +25.8%
MUNI PIMCO INTERMEDIATE MUNICIPAL BOND 0.4%
Value ($000) $1,615 Shares 29,269 Est. Cost $5257.32 Unrealized
RJF RAYMOND JAMES FINANCIAL INC 0.4%
Value ($000) $1,594 Shares 17,823 Est. Cost $48.57 Unrealized +8.1%
COHEN & STEERS INFRASTRUCTURE FUND 0.4%
Value ($000) $1,573 Shares 60,056 Est. Cost $22.65 Unrealized
SPY SPDR S&P 500 0.4%
Value ($000) $1,572 Shares 4,885 Est. Cost $3648.28 Unrealized
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE 0.4%
Value ($000) $1,572 Shares 65,364 Est. Cost $20.93 Unrealized
WSM WILLIAMS-SONOMA INC. 0.4%
Value ($000) $1,558 Shares 21,209 Est. Cost $22.36 Unrealized +37.3%
BX BLACKSTONE GROUP LP 0.4%
Value ($000) $1,547 Shares 27,650 Est. Cost $39.50 Unrealized +6.6%
AXP AMERICAN EXPRESS CO. 0.4%
Value ($000) $1,543 Shares 12,391 Est. Cost $61.57 Unrealized +78.9%
ELLSWORTH GROWTH AND INCOME FUND LTD. 0.4%
Value ($000) $1,530 Shares 130,140 Est. Cost $8.95 Unrealized
DISCOVERY INC. 0.4%
Value ($000) $1,518 Shares 46,369 Est. Cost $32.74 Unrealized
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND 0.4%
Value ($000) $1,510 Shares 91,692 Est. Cost $14.44 Unrealized
NUVEEN DOW 30 DYNAMIC OVERWRITE FUND 0.4%
Value ($000) $1,510 Shares 85,485 Est. Cost $15.47 Unrealized
CME CME GROUP INC. 0.4%
Value ($000) $1,505 Shares 7,500 Est. Cost $135.50 Unrealized +19.6%
TEKLA HEALTHCARE OPPORTUNITIES FUND 0.4%
Value ($000) $1,463 Shares 76,733 Est. Cost $18.20 Unrealized
HOLLYFRONTIER CORP. 0.4%
Value ($000) $1,451 Shares 28,610 Est. Cost $49.17 Unrealized
RGA REINSURANCE GROUP OF AMERICA INC. 0.4%
Value ($000) $1,443 Shares 8,848 Est. Cost $112.59 Unrealized +43.7%
NKE NIKE INC. 0.4%
Value ($000) $1,434 Shares 14,155 Est. Cost $56.90 Unrealized +52.6%
SCHP SCHWAB U.S. TIPS 0.4%
Value ($000) $1,415 Shares 24,992 Est. Cost $56.62 Unrealized
WALGREEN BOOTS ALLIANCE INC. 0.4%
Value ($000) $1,406 Shares 23,850 Est. Cost $55.62 Unrealized
TGT TARGET CORP. 0.4%
Value ($000) $1,402 Shares 10,936 Est. Cost $63.43 Unrealized +57.4%
CLOUGH GLOBAL EQUITY FUND 0.4%
Value ($000) $1,400 Shares 115,985 Est. Cost $458.05 Unrealized
MMM 3M CO. 0.4%
Value ($000) $1,375 Shares 7,792 Est. Cost $70.90 Unrealized +57.6%
EOG EOG RESOURCES INC. 0.3%
Value ($000) $1,340 Shares 16,000 Est. Cost $80.82 Unrealized -31.0%
MET METLIFE INC. 0.3%
Value ($000) $1,300 Shares 25,501 Est. Cost $38.52 Unrealized +2.1%
MGA MAGNA INTERNATIONAL INC. 0.3%
Value ($000) $1,269 Shares 23,134 Est. Cost $41.08 Unrealized +8.4%
GILD GILEAD SCIENCES INC. 0.3%
Value ($000) $1,264 Shares 19,454 Est. Cost $58.52 Unrealized -12.4%
EPD ENTERPRISE PRODUCTS PARTNERS LP 0.3%
Value ($000) $1,250 Shares 44,394 Est. Cost $37.41 Unrealized
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 0.3%
Value ($000) $1,242 Shares 124,371 Est. Cost $10.50 Unrealized
CSX CSX CORP. 0.3%
Value ($000) $1,230 Shares 17,000 Est. Cost $7.71 Unrealized +182.3%
CINF CINCINNATI FINANCIAL CORP. 0.3%
Value ($000) $1,229 Shares 11,684 Est. Cost $42.12 Unrealized +121.0%
PGF INVESCO FINANCIAL PREFERRED 0.3%
Value ($000) $1,218 Shares 64,565 Est. Cost $18.52 Unrealized
ADP AUTOMATIC DATA PROCESSING INC. 0.3%
Value ($000) $1,217 Shares 7,139 Est. Cost $45.09 Unrealized +221.8%
SPIRIT AIRLINES INC. 0.3%
Value ($000) $1,173 Shares 29,097 Est. Cost $38.69 Unrealized
JHG JANUS HENDERSON GROUP PLC 0.3%
Value ($000) $1,168 Shares 47,771 Est. Cost $22.87 Unrealized +4.2%
PEP PEPSICO INC. 0.3%
Value ($000) $1,163 Shares 8,511 Est. Cost $61.84 Unrealized +82.4%
IEFA ISHARES CORE MSCI EAFE 0.3%
Value ($000) $1,162 Shares 17,817 Est. Cost $64.07 Unrealized
AB ALLIANCEBERNSTEIN HLDG LP 0.3%
Value ($000) $1,146 Shares 37,869 Est. Cost $28.41 Unrealized
RAYTHEON CO. 0.3%
Value ($000) $1,106 Shares 5,035 Est. Cost $157.57 Unrealized
UNM UNUM GROUP 0.3%
Value ($000) $1,106 Shares 37,922 Est. Cost $34.71 Unrealized -16.2%
PFF ISHARES S&P U.S. PREFERRED STOCK INDEX FUND 0.3%
Value ($000) $1,084 Shares 28,851 Est. Cost $38.64 Unrealized
BROOKFIELD REAL ASSETS INCOME FUND INC. 0.3%
Value ($000) $1,055 Shares 49,414 Est. Cost $22.35 Unrealized
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND 0.3%
Value ($000) $1,048 Shares 117,147 Est. Cost $8.76 Unrealized
COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND 0.3%
Value ($000) $1,036 Shares 44,007 Est. Cost $21.44 Unrealized
IVV ISHARES CORE S&P 500 INDEX 0.3%
Value ($000) $1,023 Shares 3,164 Est. Cost $84872.18 Unrealized
GABELLI HEALTHCARE & WELLNESS RX TRUST 0.3%
Value ($000) $1,003 Shares 87,057 Est. Cost $11.52 Unrealized
AMP AMERIPRISE FINANCIAL INC. 0.3%
Value ($000) $999 Shares 6,000 Est. Cost $84.77 Unrealized +64.5%
TEMPLETON GLOBAL INCOME FUND 0.3%
Value ($000) $993 Shares 162,069 Est. Cost $6.13 Unrealized
BLACKROCK INCOME TRUST 0.2%
Value ($000) $971 Shares 160,572 Est. Cost $6.05 Unrealized
KWR QUAKER CHEMICAL CORP. 0.2%
Value ($000) $917 Shares 5,575 Est. Cost $64.13 Unrealized +141.8%
T AT&T INC. 0.2%
Value ($000) $914 Shares 23,397 Est. Cost $12.80 Unrealized +47.4%
RMR REAL ESTATE INCOME 0.2%
Value ($000) $910 Shares 45,067 Est. Cost $20.19 Unrealized
NUVEEN PA INVESTMENT QUALITY MUNICIPAL 0.2%
Value ($000) $891 Shares 62,992 Est. Cost $12.91 Unrealized
NUVEEN NJ DIV ADVANTAGE MUNI FUND 0.2%
Value ($000) $890 Shares 60,682 Est. Cost $13.45 Unrealized
NUVEEN MARYLAND PREM INCOME MUNI 0.2%
Value ($000) $890 Shares 66,148 Est. Cost $12.35 Unrealized
NEE NEXTERA ENERGY INC. 0.2%
Value ($000) $884 Shares 3,649 Est. Cost $26.86 Unrealized +86.8%
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND 0.2%
Value ($000) $883 Shares 57,261 Est. Cost $14.21 Unrealized
HD HOME DEPOT INC. 0.2%
Value ($000) $873 Shares 3,996 Est. Cost $157.05 Unrealized +24.2%
AAP ADVANCE AUTO PARTS INC. 0.2%
Value ($000) $867 Shares 5,415 Est. Cost $83.74 Unrealized +68.7%
PNC PNC FINANCIAL SERVICES GROUP INC. 0.2%
Value ($000) $862 Shares 5,400 Est. Cost $62.94 Unrealized +90.9%
MPC MARATHON PETROLEUM CORP. 0.2%
Value ($000) $824 Shares 13,676 Est. Cost $51.68 Unrealized -0.1%
CVS CVS HEALTH CORP. 0.2%
Value ($000) $813 Shares 10,946 Est. Cost $49.38 Unrealized +17.0%
KSS KOHLS CORP. 0.2%
Value ($000) $787 Shares 15,453 Est. Cost $64.28 Unrealized -20.9%
FNDF SCHWAB FUNDAMENTAL INTL LARGE COMPANY INDEX 0.2%
Value ($000) $769 Shares 26,582 Est. Cost $28.08 Unrealized
IJR ISHARES S&P SMALLCAP 600 INDEX 0.2%
Value ($000) $764 Shares 9,115 Est. Cost $82.41 Unrealized
LQD ISHARES IBOXX $ INVEST GRADE CORP BOND FUND 0.2%
Value ($000) $763 Shares 5,962 Est. Cost $120.99 Unrealized
FNDC SCHWAB FUNDAMENTAL INTL SMALL COMPANY INDEX 0.2%
Value ($000) $760 Shares 22,848 Est. Cost $31.57 Unrealized
PXH INVESCO FTSE RAFI EMERGING MARKETS 0.2%
Value ($000) $751 Shares 33,699 Est. Cost $20.89 Unrealized
HON HONEYWELL INTERNATIONAL INC. 0.2%
Value ($000) $749 Shares 4,229 Est. Cost $86.60 Unrealized +66.2%
FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME 0.2%
Value ($000) $749 Shares 27,991 Est. Cost $23.48 Unrealized
ABT ABBOTT LABORATORIES 0.2%
Value ($000) $736 Shares 8,475 Est. Cost $36.18 Unrealized +108.1%
UNP UNION PACIFIC CORP. 0.2%
Value ($000) $731 Shares 4,041 Est. Cost $66.69 Unrealized +123.9%
MINT PIMCO ENHANCED SHORT MATURITY STRATEGY 0.2%
Value ($000) $713 Shares 7,022 Est. Cost $101.32 Unrealized
WMT WALMART INC. 0.2%
Value ($000) $688 Shares 5,786 Est. Cost $28.81 Unrealized +26.3%
IYW ISHARES DOW JONES US TECHNOLOGY 0.2%
Value ($000) $685 Shares 2,945 Est. Cost $232.60 Unrealized
ATLAS AIR WORLDWIDE HOLDINGS INC. 0.2%
Value ($000) $674 Shares 24,458 Est. Cost $27.56 Unrealized
COST COSTCO WHOLESALE CORP. 0.2%
Value ($000) $651 Shares 2,215 Est. Cost $162.67 Unrealized +66.9%
PRFZ INVESCO FTSE RAFI U.S. 1500 SMALL-MID 0.2%
Value ($000) $644 Shares 4,713 Est. Cost $130.34 Unrealized
COF CAPITAL ONE FINANCIAL CORP. 0.2%
Value ($000) $636 Shares 6,185 Est. Cost $49.58 Unrealized +75.0%
XYZ SQUARE INC. 0.2%
Value ($000) $626 Shares 10,000 Est. Cost $10.92 Unrealized +485.0%
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND 0.2%
Value ($000) $617 Shares 53,442 Est. Cost $11.33 Unrealized
MCD MCDONALDS CORP. 0.2%
Value ($000) $608 Shares 3,077 Est. Cost $86.08 Unrealized +99.7%
BLACKROCK CREDIT ALLOCATION INCOME TRUST IV 0.2%
Value ($000) $603 Shares 43,099 Est. Cost $12.95 Unrealized
NUVEEN MICH QUALITY INCOME MUN FD 0.2%
Value ($000) $599 Shares 42,366 Est. Cost $13.08 Unrealized
VFC V.F. CORP. 0.1%
Value ($000) $577 Shares 5,790 Est. Cost $50.84 Unrealized +76.3%
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND 0.1%
Value ($000) $573 Shares 50,456 Est. Cost $11.26 Unrealized
PRUDENTIAL GLOBAL SHORT DUR HY FUND 0.1%
Value ($000) $565 Shares 37,609 Est. Cost $14.06 Unrealized
MDT MEDTRONIC INC. 0.1%
Value ($000) $556 Shares 4,898 Est. Cost $59.65 Unrealized +55.2%
TIVITY HEALTH INC. 0.1%
Value ($000) $555 Shares 27,300 Est. Cost $17.34 Unrealized
BRANDYWINEGLOBAL GLOBAL INCOME OPPORTUNITIES FUND 0.1%
Value ($000) $555 Shares 43,972 Est. Cost $12.24 Unrealized
NUVEEN QUALITY MUNI INCOME FUND 0.1%
Value ($000) $553 Shares 37,853 Est. Cost $14.35 Unrealized
EXPO EXPONENT INC. 0.1%
Value ($000) $552 Shares 8,000 Est. Cost $31.86 Unrealized +93.6%
ALLIANCEBERNSTEIN NATIONAL MUNI INCOME 0.1%
Value ($000) $544 Shares 38,939 Est. Cost $13.80 Unrealized
NUVEEN MULTI-MARKET INCOME 0.1%
Value ($000) $532 Shares 71,847 Est. Cost $7.37 Unrealized
NDAQ NASDAQ INC. 0.1%
Value ($000) $525 Shares 4,905 Est. Cost $19.36 Unrealized +61.2%
RSPT INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY PORTFOLIO 0.1%
Value ($000) $524 Shares 2,647 Est. Cost $158.18 Unrealized
XBFZX BLACKROCK CA MUNICIPAL INCOME TRUST 0.1%
Value ($000) $516 Shares 38,061 Est. Cost $13.68 Unrealized
PRUDENTIAL SHT DURATION HI YLD FUND INC. 0.1%
Value ($000) $500 Shares 32,439 Est. Cost $14.26 Unrealized
OXY OCCIDENTAL PETROLEUM CORP. 0.1%
Value ($000) $483 Shares 11,709 Est. Cost $41.56 Unrealized -13.4%
MCB METROPOLITAN BANK HOLDING CORP. 0.1%
Value ($000) $482 Shares 10,000 Est. Cost $44.38 Unrealized -1.2%
SO SOUTHERN CO. 0.1%
Value ($000) $480 Shares 7,535 Est. Cost $29.44 Unrealized +66.1%
GOOG ALPHABET INC. CL C 0.1%
Value ($000) $476 Shares 356 Est. Cost $39.48 Unrealized +62.2%
SHW SHERWIN-WILLIAMS CO. 0.1%
Value ($000) $467 Shares 800 Est. Cost $180.64 Unrealized 0.0%
SYK STRYKER CORP. 0.1%
Value ($000) $460 Shares 2,190 Est. Cost $77.97 Unrealized +149.1%
WESTERN ASSET EMERGING MARKETS INCOME FUND INC. 0.1%
Value ($000) $460 Shares 32,216 Est. Cost $14.20 Unrealized
AFL AFLAC INC. 0.1%
Value ($000) $450 Shares 8,508 Est. Cost $30.78 Unrealized +49.0%
UNITED TECHNOLOGIES CORP. 0.1%
Value ($000) $445 Shares 2,973 Est. Cost $3679.81 Unrealized
XMUIX BLACKROCK MUNI INTERMEDIATE DURATION INCOME 0.1%
Value ($000) $445 Shares 31,255 Est. Cost $14.19 Unrealized
CVX CHEVRON CORP. 0.1%
Value ($000) $439 Shares 3,644 Est. Cost $77.47 Unrealized +15.8%
JNK SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF 0.1%
Value ($000) $435 Shares 3,975 Est. Cost $108.97 Unrealized
NUVEEN FLOATING RATE INCOME FUND 0.1%
Value ($000) $425 Shares 41,495 Est. Cost $11.21 Unrealized
TIFFANY & CO. 0.1%
Value ($000) $414 Shares 3,100 Est. Cost $72.58 Unrealized
DHR DANAHER CORP. 0.1%
Value ($000) $412 Shares 2,687 Est. Cost $31.05 Unrealized +296.1%
DUK DUKE ENERGY CORP. 0.1%
Value ($000) $403 Shares 4,416 Est. Cost $61.41 Unrealized +16.9%
HIG HARTFORD FINANCIAL SERVICES GROUP INC. 0.1%
Value ($000) $403 Shares 6,628 Est. Cost $25.23 Unrealized +107.5%
FDX FEDEX CORP. 0.1%
Value ($000) $384 Shares 2,537 Est. Cost $177.03 Unrealized -22.3%
DD DUPONT DE NEMOURS INC. 0.1%
Value ($000) $381 Shares 5,934 Est. Cost $27.24 Unrealized -10.0%
DOW DOW CHEMICAL CO. 0.1%
Value ($000) $370 Shares 6,758 Est. Cost $36.37 Unrealized +0.9%
ORCL ORACLE CORP. 0.1%
Value ($000) $362 Shares 6,832 Est. Cost $31.54 Unrealized +59.9%
SCHB SCHWAB U.S. BROAD MARKET 0.1%
Value ($000) $358 Shares 4,655 Est. Cost $64.50 Unrealized
AEP AMERICAN ELECTRIC POWER CO. INC. 0.1%
Value ($000) $357 Shares 3,775 Est. Cost $38.78 Unrealized +91.5%
KO COCA-COLA CO. 0.1%
Value ($000) $354 Shares 6,400 Est. Cost $31.23 Unrealized +42.5%
XLI INDUSTRIAL SELECT SECTOR SPDR 0.1%
Value ($000) $354 Shares 4,341 Est. Cost $81.55 Unrealized
EATON VANCE SENIOR FLOATING-RATE TRUST 0.1%
Value ($000) $346 Shares 25,514 Est. Cost $14.43 Unrealized
EATON VANCE RISK-MANAGED DIVERS EQUITY INCOME 0.1%
Value ($000) $344 Shares 36,881 Est. Cost $267.61 Unrealized
UNH UNITEDHEALTH GROUP INC. 0.1%
Value ($000) $337 Shares 1,147 Est. Cost $216.09 Unrealized +9.5%
HLIO HELIOS TECHNOLOGIES INC. 0.1%
Value ($000) $328 Shares 7,087 Est. Cost $46.71 Unrealized -8.2%
VTI VANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES 0.1%
Value ($000) $316 Shares 1,931 Est. Cost $136.39 Unrealized
BLACKROCK MUNIYIELD QUALITY 0.1%
Value ($000) $316 Shares 21,000 Est. Cost $14.25 Unrealized
VZ VERIZON COMMUNICATIONS INC. 0.1%
Value ($000) $314 Shares 5,106 Est. Cost $35.07 Unrealized +22.0%
BAX BAXTER INTERNATIONAL INC. 0.1%
Value ($000) $306 Shares 3,658 Est. Cost $49.09 Unrealized +49.5%
CHDN CHURCHILL DOWNS INC. 0.1%
Value ($000) $302 Shares 2,200 Est. Cost $39.34 Unrealized +61.8%
IBM INTL BUSINESS MACHINES CORP. 0.1%
Value ($000) $297 Shares 2,214 Est. Cost $99.15 Unrealized +0.8%
TFC TRUIST FINANCIAL CORP. 0.1%
Value ($000) $292 Shares 5,180 Est. Cost $40.89 Unrealized 0.0%
CYBERARK SOFTWARE LTD. 0.1%
Value ($000) $291 Shares 2,500 Est. Cost $119.20 Unrealized
ARI APOLLO COMMERCIAL REAL ESTATE FINANCE INC. 0.1%
Value ($000) $290 Shares 15,861 Est. Cost $18.45 Unrealized
RY ROYAL BANK OF CANADA 0.1%
Value ($000) $268 Shares 3,383 Est. Cost $80.55 Unrealized 0.0%
MAGELLAN MIDSTREAM PARTNERS LP 0.1%
Value ($000) $267 Shares 4,250 Est. Cost $70.16 Unrealized
KMB KIMBERLY-CLARK CORP. 0.1%
Value ($000) $264 Shares 1,920 Est. Cost $92.69 Unrealized +17.4%
AGO ASSURED GUARANTY LTD. 0.1%
Value ($000) $256 Shares 5,227 Est. Cost $34.80 Unrealized +23.4%
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC. 0.1%
Value ($000) $251 Shares 20,715 Est. Cost $13.11 Unrealized
EW EDWARDS LIFESCIENCES CORP. 0.1%
Value ($000) $247 Shares 1,060 Est. Cost $70.25 Unrealized +11.2%
AMAT APPLIED MATERIALS INC. 0.1%
Value ($000) $246 Shares 4,038 Est. Cost $32.43 Unrealized +63.4%
PRF INVESCO FTSE RAFI U.S. 1000 PORTFOLIO 0.1%
Value ($000) $243 Shares 1,916 Est. Cost $126.83 Unrealized
PIMCO DYNAMIC INCOME FUND 0.1%
Value ($000) $236 Shares 7,265 Est. Cost $32.06 Unrealized
XLK TECHNOLOGY SELECT SECTOR SPDR 0.1%
Value ($000) $226 Shares 2,460 Est. Cost $91.87 Unrealized
CTVA CORTEVA INC. 0.1%
Value ($000) $225 Shares 7,613 Est. Cost $25.02 Unrealized -2.1%
VYM VANGUARD HIGH DIVIDEND YIELD INDEX 0.1%
Value ($000) $218 Shares 2,330 Est. Cost $93.56 Unrealized
TLT ISHARES 20 YEAR TREASURY BOND 0.1%
Value ($000) $214 Shares 1,577 Est. Cost $131.46 Unrealized
LINDE PLC 0.1%
Value ($000) $213 Shares 1,000 Est. Cost $213.00 Unrealized
SNAP SNAP INC. 0.1%
Value ($000) $212 Shares 13,000 Est. Cost $11.61 Unrealized +26.7%
FRFHF FAIRFAX FINANCIAL HOLDINGS LTD. 0.1%
Value ($000) $211 Shares 450 Est. Cost $396.30 Unrealized 0.0%
CSCO CISCO SYSTEMS INC. 0.1%
Value ($000) $208 Shares 4,339 Est. Cost $27.41 Unrealized +40.7%
NVO NOVO NORDISK AS 0.1%
Value ($000) $205 Shares 3,541 Est. Cost $57.89 Unrealized
CMI CUMMINS INC. 0.1%
Value ($000) $204 Shares 1,142 Est. Cost $151.07 Unrealized 0.0%
MU MICRON TECHNOLOGY INC. 0.1%
Value ($000) $203 Shares 3,781 Est. Cost $46.59 Unrealized 0.0%
MDLZ MONDELEZ INTERNATIONAL INC. 0.1%
Value ($000) $202 Shares 3,670 Est. Cost $46.69 Unrealized -1.7%
MO ALTRIA GROUP INC. 0.1%
Value ($000) $200 Shares 4,015 Est. Cost $28.79 Unrealized 0.0%
TECK TECK RESOURCES LTD. 0.0%
Value ($000) $182 Shares 10,457 Est. Cost $23.44 Unrealized -30.4%
ANNALY CAPITAL MANAGEMENT INC. 0.0%
Value ($000) $179 Shares 18,967 Est. Cost $1404.93 Unrealized
NUVEEN ENERGY MLP TOTAL RETURN 0.0%
Value ($000) $171 Shares 21,980 Est. Cost $12.25 Unrealized
KDDIY KDDI CORP. 0.0%
Value ($000) $160 Shares 10,733 Est. Cost $14.91 Unrealized
NUVEEN INSURED NY TAX FREE ADV MUNI 0.0%
Value ($000) $156 Shares 11,516 Est. Cost $11.91 Unrealized
BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRUST 0.0%
Value ($000) $142 Shares 12,900 Est. Cost $739.64 Unrealized
BLACKROCK CAPITAL INVESTMENT CORP. 0.0%
Value ($000) $106 Shares 21,305 Est. Cost $7.78 Unrealized
PIMCO HIGH INCOME FUND 0.0%
Value ($000) $75 Shares 10,000 Est. Cost $412.64 Unrealized