B. Riley Financial, Inc. Quant / Systematic

CIK: 0001464790 · Show all filings

Period: Q4 2015 (Next →)

Filing Date: Mar 2, 2016

Total Value ($000): $138,734 (99.8% shares, 0.2% debt)

Holdings (133)

— UNITED ONLINE INC 12.1%
Value ($000) $16,823 Shares 1,426,856 Est. Cost $11.79 Unrealized —
SGI TEMPUR SEALY INTL INC 4.6%
Value ($000) $6,341 Shares 90,000 Est. Cost — Unrealized —
VV VANGUARD INDEX FDS 4.5%
Value ($000) $6,200 Shares 66,312 Est. Cost $93.50 Unrealized —
— MONSTER WORLDWIDE INC 4.2%
Value ($000) $5,810 Shares 1,014,073 Est. Cost $5.73 Unrealized —
— PRGX GLOBAL INC 3.6%
Value ($000) $5,036 Shares 1,353,817 Est. Cost $3.72 Unrealized —
— ATLANTIC ALLIANCE PARTNER CO 3.4%
Value ($000) $4,736 Shares 468,402 Est. Cost $10.11 Unrealized —
— TELENAV INC 3.3%
Value ($000) $4,552 Shares 799,990 Est. Cost $5.69 Unrealized —
— SOLAR SENIOR CAPITAL LTD 2.9%
Value ($000) $4,076 Shares 273,580 Est. Cost $14.90 Unrealized —
APPS DIGITAL TURBINE INC 2.7%
Value ($000) $3,786 Shares 2,846,780 Est. Cost $1.56 Unrealized 0.0%
VCSH VANGUARD SCOTTSDALE FDS 2.4%
Value ($000) $3,276 Shares 41,469 Est. Cost $79.00 Unrealized —
— HC2 HLDGS INC 1.8%
Value ($000) $2,543 Shares 480,778 Est. Cost $5.29 Unrealized —
IWR ISHARES TR 1.7%
Value ($000) $2,354 Shares 14,698 Est. Cost $160.16 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 1.6%
Value ($000) $2,228 Shares 26,491 Est. Cost $84.10 Unrealized —
MINT PIMCO ETF TR 1.6%
Value ($000) $2,200 Shares 21,869 Est. Cost $100.60 Unrealized —
MSFT MICROSOFT CORP 1.5%
Value ($000) $2,087 Shares 37,611 Est. Cost $45.92 Unrealized 0.0%
PNNT PENNANTPARK INVT CORP 1.4%
Value ($000) $1,979 Shares 320,177 Est. Cost $1.94 Unrealized 0.0%
— FUEL SYS SOLUTIONS INC 1.4%
Value ($000) $1,956 Shares 399,910 Est. Cost $4.89 Unrealized —
PFLT PENNANTPARK FLOATING RATE CAP LTD 1.4%
Value ($000) $1,916 Shares 170,360 Est. Cost $4.10 Unrealized 0.0%
SPY SPDR S&P 500 ETF TR 1.4%
Value ($000) $1,900 Shares 9,318 Est. Cost $203.91 Unrealized —
VTIP VANGUARD MALVERN FDS 1.3%
Value ($000) $1,861 Shares 38,486 Est. Cost $48.36 Unrealized —
VO VANGUARD INDEX FDS 1.3%
Value ($000) $1,834 Shares 15,271 Est. Cost $120.10 Unrealized —
VTI VANGUARD INDEX FDS 1.3%
Value ($000) $1,750 Shares 16,779 Est. Cost $104.30 Unrealized —
AAPL APPLE INC 1.3%
Value ($000) $1,741 Shares 16,543 Est. Cost $25.73 Unrealized 0.0%
ACWV ISHARES TR 1.2%
Value ($000) $1,630 Shares 23,527 Est. Cost $69.28 Unrealized —
EFA ISHARES TR 1.1%
Value ($000) $1,587 Shares 27,018 Est. Cost $58.74 Unrealized —
— DOUBLELINE INCOME SOLUTIONS FD 1.1%
Value ($000) $1,524 Shares 93,933 Est. Cost $16.22 Unrealized —
MS MORGAN STANLEY 1.1%
Value ($000) $1,495 Shares 47,000 Est. Cost — Unrealized —
IDV ISHARES TR 1.1%
Value ($000) $1,479 Shares 51,500 Est. Cost $28.72 Unrealized —
NYF ISHARES TR 1.1%
Value ($000) $1,476 Shares 13,187 Est. Cost $111.93 Unrealized —
— NATIONAL HOLDINGS CORP 1.1%
Value ($000) $1,461 Shares 518,030 Est. Cost $2.82 Unrealized —
BWEN BROADWIND ENERGY INC 1.0%
Value ($000) $1,338 Shares 643,380 Est. Cost $2.24 Unrealized 0.0%
VIG VANGUARD SPECIALIZED PORTFOL 1.0%
Value ($000) $1,335 Shares 17,165 Est. Cost $77.77 Unrealized —
LQD ISHARES TR 0.9%
Value ($000) $1,241 Shares 10,885 Est. Cost $114.01 Unrealized —
EMB ISHARES TR 0.9%
Value ($000) $1,226 Shares 11,588 Est. Cost $105.80 Unrealized —
VWO VANGUARD INTL EQUITY INDEX F 0.8%
Value ($000) $1,166 Shares 35,637 Est. Cost $32.72 Unrealized —
DVY ISHARES TR 0.8%
Value ($000) $1,094 Shares 14,551 Est. Cost $75.18 Unrealized —
— KEMET CORP 0.8%
Value ($000) $1,072 Shares 452,200 Est. Cost $2.37 Unrealized —
ARCC ARES CAP CORP 0.7%
Value ($000) $1,027 Shares 72,102 Est. Cost $5.76 Unrealized 0.0%
— GARRISON CAP INC 0.7%
Value ($000) $931 Shares 76,488 Est. Cost $12.17 Unrealized —
— POWERSHARES QQQ TRUST 0.6%
Value ($000) $868 Shares 7,758 Est. Cost $111.88 Unrealized —
MUB ISHARES TR 0.6%
Value ($000) $824 Shares 7,444 Est. Cost $110.69 Unrealized —
DIA SPDR DOW JONES INDL AVERAGE ETF 0.5%
Value ($000) $763 Shares 4,387 Est. Cost $173.92 Unrealized —
— APOLLO SR FLOATING RATE FD I 0.5%
Value ($000) $733 Shares 48,393 Est. Cost $15.15 Unrealized —
EEM ISHARES TR 0.5%
Value ($000) $721 Shares 22,408 Est. Cost $32.18 Unrealized —
— API TECHNOLOGIES CORP 0.5%
Value ($000) $712 Shares 515,300 Est. Cost $1.38 Unrealized —
USMV ISHARES TR 0.5%
Value ($000) $707 Shares 16,917 Est. Cost $41.79 Unrealized —
VCLT VANGUARD SCOTTSDALE FDS 0.5%
Value ($000) $703 Shares 8,356 Est. Cost $84.13 Unrealized —
— COHEN & STEERS LTD DUR PFD I 0.5%
Value ($000) $701 Shares 31,103 Est. Cost $22.54 Unrealized —
— GOLDMAN SACHS MLP INCOME OPP FD 0.5%
Value ($000) $680 Shares 82,646 Est. Cost $8.23 Unrealized —
— SYSOREX GLOBAL HLDGS CORP 0.5%
Value ($000) $653 Shares 1,146,581 Est. Cost $0.57 Unrealized —
— AETNA INC NEW 0.5%
Value ($000) $649 Shares 6,000 Est. Cost $108.17 Unrealized —
GNR SPDR INDEX SHS FDS 0.4%
Value ($000) $579 Shares 18,023 Est. Cost $32.13 Unrealized —
— SPLUNK INC 0.4%
Value ($000) $563 Shares 9,579 Est. Cost $58.77 Unrealized —
LDUR PIMCO ETF TR 0.4%
Value ($000) $556 Shares 5,574 Est. Cost $99.75 Unrealized —
— NUVEEN BUILD AMERICA BOND FUND COM USD0.01 0.4%
Value ($000) $551 Shares 27,423 Est. Cost $20.09 Unrealized —
— TORTOISE MLP FD INC 0.4%
Value ($000) $550 Shares 31,655 Est. Cost $17.37 Unrealized —
EFAV ISHARES TR 0.4%
Value ($000) $540 Shares 8,324 Est. Cost $64.87 Unrealized —
VGK VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $535 Shares 10,716 Est. Cost $49.93 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC DEL 0.4%
Value ($000) $504 Shares 3,815 Est. Cost $134.20 Unrealized 0.0%
— APOLLO TACTICAL INCOME FD IN 0.3%
Value ($000) $482 Shares 34,649 Est. Cost $13.91 Unrealized —
IJH ISHARES TR 0.3%
Value ($000) $448 Shares 3,216 Est. Cost $139.30 Unrealized —
— WISDOMTREE TR 0.3%
Value ($000) $441 Shares 40,060 Est. Cost $11.01 Unrealized —
— POWERSHARES GLOBAL ETF TRUST 0.3%
Value ($000) $438 Shares 29,290 Est. Cost $14.95 Unrealized —
ON ON SEMICONDUCTOR CRP 0.3%
Value ($000) $421 Shares 42,916 Est. Cost $10.52 Unrealized 0.0%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.3%
Value ($000) $396 Shares 2 Est. Cost $201277.39 Unrealized 0.0%
— SEQUANS COMMUNICATIONS S A 0.3%
Value ($000) $356 Shares 169,489 Est. Cost $2.10 Unrealized —
SEDG SOLAREDGE TECHNOLOGIES INC 0.3%
Value ($000) $350 Shares 12,416 Est. Cost $21.46 Unrealized 0.0%
— WIDEPOINT CORP COM 0.2%
Value ($000) $346 Shares 497,443 Est. Cost $0.70 Unrealized —
— GUIDANCE SOFTWARE INC 0.2%
Value ($000) $344 Shares 57,116 Est. Cost $6.02 Unrealized —
XLV SELECT SECTOR SPDR TR 0.2%
Value ($000) $341 Shares 4,729 Est. Cost $72.11 Unrealized —
ET ENERGY TRANSFER EQUITY L P 0.2%
Value ($000) $324 Shares 23,580 Est. Cost $13.74 Unrealized —
— ALPS ETF TR 0.2%
Value ($000) $320 Shares 26,550 Est. Cost $12.05 Unrealized —
IBB ISHARES TR 0.2%
Value ($000) $312 Shares 922 Est. Cost $338.39 Unrealized —
— BROOKFIELD MTG OPP INC FD IN 0.2%
Value ($000) $295 Shares 19,971 Est. Cost $14.77 Unrealized —
— RUBICON PROJECT COM 0.2%
Value ($000) $293 Shares 17,818 Est. Cost $16.44 Unrealized —
ACWX ISHARES TR 0.2%
Value ($000) $291 Shares 7,349 Est. Cost $39.60 Unrealized —
DIS DISNEY WALT CO 0.2%
Value ($000) $287 Shares 2,730 Est. Cost $102.22 Unrealized 0.0%
— CHEROKEE INC DEL NEW 0.2%
Value ($000) $286 Shares 16,583 Est. Cost $17.25 Unrealized —
— PENNEY J C CO INC 0.2%
Value ($000) $281 Shares 42,169 Est. Cost $6.66 Unrealized —
KTOS KRATOS DEFENSE &SEC SOLUTIONS 0.2%
Value ($000) $280 Shares 68,357 Est. Cost $4.43 Unrealized 0.0%
VSAT VIASAT INC 0.2%
Value ($000) $277 Shares 4,542 Est. Cost $63.57 Unrealized 0.0%
— AUTOBYTEL INC 0.2%
Value ($000) $276 Shares 12,252 Est. Cost $22.53 Unrealized —
SRI STONERIDGE INC 0.2%
Value ($000) $276 Shares 18,639 Est. Cost $13.44 Unrealized 0.0%
— APOLLO INVT CORP 0.2%
Value ($000) $275 Shares 52,608 Est. Cost $5.23 Unrealized —
META FACEBOOK INC 0.2%
Value ($000) $274 Shares 2,623 Est. Cost $102.01 Unrealized 0.0%
PFE PFIZER INC 0.2%
Value ($000) $269 Shares 8,321 Est. Cost $20.38 Unrealized 0.0%
XLY SELECT SECTOR SPDR TR 0.2%
Value ($000) $269 Shares 3,440 Est. Cost $78.20 Unrealized —
LITE LUMENTUM HLDGS INC 0.2%
Value ($000) $269 Shares 12,225 Est. Cost $17.80 Unrealized 0.0%
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $266 Shares 2,502 Est. Cost $106.31 Unrealized —
SLRC SOLAR CAP LTD 0.2%
Value ($000) $265 Shares 16,109 Est. Cost $6.68 Unrealized 0.0%
— TURTLE BEACH CORP COM 0.2%
Value ($000) $262 Shares 130,288 Est. Cost $2.01 Unrealized —
SWKS SKYWORKS SOLUTIONS INC 0.2%
Value ($000) $259 Shares 3,366 Est. Cost $64.91 Unrealized 0.0%
BP BP PLC 0.2%
Value ($000) $259 Shares 8,271 Est. Cost $31.31 Unrealized —
FLWS 1 800 FLOWERS COM 0.2%
Value ($000) $256 Shares 35,142 Est. Cost $8.61 Unrealized 0.0%
VEU VANGUARD INTL EQUITY INDEX F 0.2%
Value ($000) $254 Shares 5,849 Est. Cost $43.43 Unrealized —
— NIELSEN HLDGS PLC 0.2%
Value ($000) $252 Shares 5,400 Est. Cost $46.67 Unrealized —
— NATIONAL CINEMEDIA INC 0.2%
Value ($000) $252 Shares 16,020 Est. Cost $15.73 Unrealized —
PFS PROVIDENT FINL SVCS INC 0.2%
Value ($000) $252 Shares 12,500 Est. Cost $12.76 Unrealized 0.0%
NTCT NETSCOUT SYS INC 0.2%
Value ($000) $251 Shares 8,181 Est. Cost $34.39 Unrealized 0.0%
VPG VISHAY PRECISION GROUP INC 0.2%
Value ($000) $246 Shares 21,753 Est. Cost $11.88 Unrealized 0.0%
— EMCORE CORP 0.2%
Value ($000) $246 Shares 40,203 Est. Cost $6.12 Unrealized —
— NUTRI SYS INC 0.2%
Value ($000) $244 Shares 11,274 Est. Cost $21.64 Unrealized —
— INTERSIL CORP 0.2%
Value ($000) $243 Shares 19,060 Est. Cost $12.75 Unrealized —
— OCLARO INC 0.2%
Value ($000) $239 Shares 68,725 Est. Cost $3.48 Unrealized —
VXUS VANGUARD STAR FD 0.2%
Value ($000) $232 Shares 5,153 Est. Cost $45.02 Unrealized —
— SUPERIOR INDS INTL INC 0.2%
Value ($000) $231 Shares 12,538 Est. Cost $18.42 Unrealized —
— NUVEEN MTG OPPORTUNITY TERM FD COM 0.2%
Value ($000) $228 Shares 10,033 Est. Cost $22.73 Unrealized —
IMAX IMAX CORP 0.2%
Value ($000) $224 Shares 6,308 Est. Cost $37.50 Unrealized 0.0%
— FIRST TR ENERGY INCOME &GRW 0.2%
Value ($000) $222 Shares 9,661 Est. Cost $22.98 Unrealized —
FLOT ISHARES TR 0.2%
Value ($000) $220 Shares 4,360 Est. Cost $50.46 Unrealized —
C CITIGROUP INC 0.2%
Value ($000) $216 Shares 4,183 Est. Cost $39.62 Unrealized 0.0%
— ARES DYNAMIC CR ALLOCATION F 0.2%
Value ($000) $213 Shares 15,960 Est. Cost $13.35 Unrealized —
LIND LINDBLAD EXPEDITIONS HLDGS IN 0.2%
Value ($000) $212 Shares 19,100 Est. Cost $10.57 Unrealized 0.0%
AGG ISHARES TR 0.2%
Value ($000) $212 Shares 1,967 Est. Cost $107.78 Unrealized —
SLB SCHLUMBERGER LIMITED 0.1%
Value ($000) $207 Shares 2,969 Est. Cost $56.10 Unrealized 0.0%
— POWERSHARES ETF TRUST II 0.1%
Value ($000) $203 Shares 9,521 Est. Cost $21.32 Unrealized —
— GENERAL ELECTRIC CO 0.1%
Value ($000) $202 Shares 6,499 Est. Cost $31.08 Unrealized —
NEWT NEWTEK BUSINESS SVCS CORP 0.1%
Value ($000) $197 Shares 13,766 Est. Cost $15.57 Unrealized 0.0%
— NUVEEN AMT FREE MUN INCOME FD 0.1%
Value ($000) $173 Shares 12,500 Est. Cost $13.84 Unrealized —
— NUVEEN MUN VALUE FD 0.1%
Value ($000) $151 Shares 14,800 Est. Cost $10.20 Unrealized —
— BLACKSTONE GSO FLTING RTE FU 0.1%
Value ($000) $149 Shares 10,000 Est. Cost $14.90 Unrealized —
— RENEWABLE ENERGY GROUP INC 0.1%
Value ($000) $135 Shares 160,000 Est. Cost $0.84 Unrealized —
— NOVAVAX INC 0.1%
Value ($000) $88 Shares 10,500 Est. Cost $8.38 Unrealized —
— JEFFERIES GROUP INC 0.1%
Value ($000) $82 Shares 82,000 Est. Cost $1.00 Unrealized —
— NAVISTAR INTL CORP 0.1%
Value ($000) $74 Shares 150,000 Est. Cost $0.49 Unrealized —
— SUPPORT COM INC 0.0%
Value ($000) $45 Shares 44,405 Est. Cost $1.01 Unrealized —
— GROUPON INC 0.0%
Value ($000) $43 Shares 14,000 Est. Cost $3.07 Unrealized —
— ITERIS INC 0.0%
Value ($000) $22 Shares 10,000 Est. Cost $2.20 Unrealized —
— FINJAN HLDGS INC 0.0%
Value ($000) $13 Shares 11,600 Est. Cost $1.12 Unrealized —
— PEABODY ENERGY CORP 0.0%
Value ($000) $8 Shares 152,250 Est. Cost $0.05 Unrealized —
— LADENBURG THALMAN FIN SVCS INC 0.0%
Value ($000) $7 Shares 81,050 Est. Cost $0.09 Unrealized —
BRT BRT RLTY TR 0.0%
Value ($000) $2 Shares 41,096 Est. Cost $0.05 Unrealized —
— ENERGY XXI BERMUDA LTD 0.0%
Value ($000) $1 Shares 18,000 Est. Cost $0.06 Unrealized —