B. Riley Financial, Inc. Quant / Systematic

CIK: 0001464790 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 16, 2016

Total Value ($000): $136,034 (99.9% shares, 0.1% debt)

Holdings (134)

UNITED ONLINE INC 12.1%
Value ($000) $16,470 Shares 1,427,228 Est. Cost $11.79 Unrealized
PRGX GLOBAL INC 5.5%
Value ($000) $7,529 Shares 1,595,131 Est. Cost $3.87 Unrealized
VV VANGUARD INDEX FDS 4.6%
Value ($000) $6,261 Shares 66,598 Est. Cost $93.50 Unrealized
ATLANTIC ALLIANCE PARTNER CO 3.6%
Value ($000) $4,848 Shares 464,828 Est. Cost $10.11 Unrealized
TELENAV INC 3.6%
Value ($000) $4,848 Shares 821,652 Est. Cost $5.70 Unrealized
SOLAR SR CAP LTD 3.0%
Value ($000) $4,053 Shares 277,992 Est. Cost $14.89 Unrealized
FUEL SYS SOLUTIONS INC 2.5%
Value ($000) $3,382 Shares 611,544 Est. Cost $5.11 Unrealized
APPS DIGITAL TURBINE INC 2.4%
Value ($000) $3,271 Shares 2,748,849 Est. Cost $1.56 Unrealized -24.1%
VCSH VANGUARD SCOTTSDALE FDS 2.4%
Value ($000) $3,198 Shares 39,961 Est. Cost $79.00 Unrealized
HC2 HLDGS INC 2.3%
Value ($000) $3,065 Shares 802,166 Est. Cost $4.70 Unrealized
KEMET CORP 2.0%
Value ($000) $2,744 Shares 1,421,800 Est. Cost $2.07 Unrealized
MINT PIMCO ETF TR 2.0%
Value ($000) $2,701 Shares 26,798 Est. Cost $100.63 Unrealized
VO VANGUARD INDEX FDS 1.9%
Value ($000) $2,619 Shares 21,607 Est. Cost $120.42 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 1.7%
Value ($000) $2,376 Shares 27,331 Est. Cost $84.19 Unrealized
IWR ISHARES TR 1.7%
Value ($000) $2,329 Shares 14,296 Est. Cost $160.16 Unrealized
HPQ HP INC 1.6%
Value ($000) $2,184 Shares 177,261 Est. Cost $7.71 Unrealized 0.0%
VTIP VANGUARD MALVERN FDS 1.5%
Value ($000) $2,099 Shares 42,721 Est. Cost $48.43 Unrealized
PFLT PENNANTPARK FLOATING RATE CAP LTD 1.5%
Value ($000) $2,080 Shares 177,814 Est. Cost $4.10 Unrealized -2.2%
MSFT MICROSOFT CORP 1.5%
Value ($000) $2,022 Shares 36,611 Est. Cost $45.92 Unrealized +0.3%
BWEN BROADWIND ENERGY INC 1.4%
Value ($000) $1,957 Shares 650,000 Est. Cost $2.24 Unrealized -3.6%
PNNT PENNANTPARK INVT CORP 1.4%
Value ($000) $1,845 Shares 304,479 Est. Cost $1.94 Unrealized -12.0%
AAPL APPLE INC 1.3%
Value ($000) $1,807 Shares 16,580 Est. Cost $25.73 Unrealized -12.4%
SPY SPDR S&P 500 ETF TR 1.3%
Value ($000) $1,740 Shares 8,469 Est. Cost $203.91 Unrealized
ACWV ISHARES 1.3%
Value ($000) $1,727 Shares 23,502 Est. Cost $69.28 Unrealized
IDV ISHARES TR 1.2%
Value ($000) $1,676 Shares 57,815 Est. Cost $28.75 Unrealized
DOUBLELINE INCOME SOLUTIONS 1.2%
Value ($000) $1,641 Shares 97,599 Est. Cost $16.25 Unrealized
VTI VANGUARD INDEX FDS 1.2%
Value ($000) $1,637 Shares 15,622 Est. Cost $104.30 Unrealized
EFA ISHARES TR 1.1%
Value ($000) $1,544 Shares 27,018 Est. Cost $58.74 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 1.1%
Value ($000) $1,445 Shares 41,800 Est. Cost $32.99 Unrealized
MONSTER WORLDWIDE INC 1.1%
Value ($000) $1,430 Shares 438,725 Est. Cost $5.73 Unrealized
NYF ISHARES TR 1.0%
Value ($000) $1,321 Shares 11,704 Est. Cost $111.93 Unrealized
LQD ISHARES TR 1.0%
Value ($000) $1,316 Shares 11,076 Est. Cost $114.09 Unrealized
VIG VANGUARD SPECIALIZED PORTFOLIO 1.0%
Value ($000) $1,315 Shares 16,180 Est. Cost $77.77 Unrealized
NATIONAL HOLDINGS CORP 0.9%
Value ($000) $1,238 Shares 518,030 Est. Cost $2.82 Unrealized
EMB ISHARES TR 0.9%
Value ($000) $1,187 Shares 10,758 Est. Cost $105.80 Unrealized
HPE HEWLETT PACKARD ENTERPRISE C 0.9%
Value ($000) $1,167 Shares 65,812 Est. Cost $6.37 Unrealized 0.0%
DVY ISHARES TR 0.8%
Value ($000) $1,139 Shares 13,945 Est. Cost $75.18 Unrealized
ARCC ARES CAP CORP 0.8%
Value ($000) $1,125 Shares 75,778 Est. Cost $5.74 Unrealized -6.5%
USMV ISHARES TR 0.6%
Value ($000) $850 Shares 19,352 Est. Cost $42.06 Unrealized
POWERSHARES QQQ TRUST 0.6%
Value ($000) $847 Shares 7,758 Est. Cost $111.88 Unrealized
MUB ISHARES TR 0.6%
Value ($000) $807 Shares 7,225 Est. Cost $110.69 Unrealized
GARRISON CAP INC 0.6%
Value ($000) $800 Shares 74,555 Est. Cost $12.17 Unrealized
GNR SPDR INDEX SHS FDS 0.6%
Value ($000) $751 Shares 21,468 Est. Cost $32.58 Unrealized
VCLT VANGUARD SCOTTSDALE FDS 0.5%
Value ($000) $747 Shares 8,356 Est. Cost $84.13 Unrealized
APOLLO SR FLOATING RATE FD I 0.5%
Value ($000) $736 Shares 48,393 Est. Cost $15.15 Unrealized
AETNA INC NEW 0.5%
Value ($000) $674 Shares 6,000 Est. Cost $108.17 Unrealized
DIA SPDR DOW JONES INDL AVERAGE ETF 0.5%
Value ($000) $670 Shares 3,795 Est. Cost $173.92 Unrealized
COHEN & STEERS LTD DUR PFD I 0.5%
Value ($000) $670 Shares 29,197 Est. Cost $22.54 Unrealized
SYSOREX GLOBAL 0.5%
Value ($000) $628 Shares 1,047,171 Est. Cost $0.57 Unrealized
GOLDMAN SACHS MLP INCOME OPP FD 0.5%
Value ($000) $614 Shares 79,899 Est. Cost $8.23 Unrealized
EEM ISHARES TR 0.4%
Value ($000) $575 Shares 16,783 Est. Cost $32.18 Unrealized
NUVEEN BUILD AMER BD FD 0.4%
Value ($000) $560 Shares 25,923 Est. Cost $20.09 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.4%
Value ($000) $541 Shares 3,815 Est. Cost $134.20 Unrealized -1.2%
TORTOISE MLP FD INC 0.4%
Value ($000) $527 Shares 32,235 Est. Cost $17.36 Unrealized
VGK VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $520 Shares 10,716 Est. Cost $49.93 Unrealized
LDUR PIMCO ETF TR 0.4%
Value ($000) $506 Shares 5,073 Est. Cost $99.75 Unrealized
EFAV ISHARES TR 0.4%
Value ($000) $500 Shares 7,530 Est. Cost $64.87 Unrealized
APOLLO TACTICAL INCOME FD IN 0.3%
Value ($000) $472 Shares 34,649 Est. Cost $13.91 Unrealized
SPLUNK INC 0.3%
Value ($000) $469 Shares 9,579 Est. Cost $58.77 Unrealized
IJH ISHARES TR 0.3%
Value ($000) $464 Shares 3,216 Est. Cost $139.30 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.3%
Value ($000) $427 Shares 2 Est. Cost $201277.39 Unrealized -0.9%
ON ON SEMICONDUCTOR CORP 0.3%
Value ($000) $405 Shares 42,279 Est. Cost $10.52 Unrealized -18.6%
POWERSHARES ETF TR II 0.3%
Value ($000) $398 Shares 26,673 Est. Cost $14.95 Unrealized
IWF ISHARES TR 0.3%
Value ($000) $380 Shares 3,810 Est. Cost $99.74 Unrealized
IBB ISHARES TR 0.2%
Value ($000) $333 Shares 1,277 Est. Cost $316.81 Unrealized
XLV SELECT SECTOR SPDR TR 0.2%
Value ($000) $321 Shares 4,729 Est. Cost $72.11 Unrealized
META FACEBOOK INC 0.2%
Value ($000) $299 Shares 2,623 Est. Cost $102.01 Unrealized +2.7%
APOLLO INVT CORP 0.2%
Value ($000) $293 Shares 52,771 Est. Cost $5.23 Unrealized
BROOKFIELD MTG OPP INC FD IN 0.2%
Value ($000) $292 Shares 19,971 Est. Cost $14.77 Unrealized
ALPS ETF TR 0.2%
Value ($000) $290 Shares 26,602 Est. Cost $12.05 Unrealized
NIELSEN HLDGS PLC 0.2%
Value ($000) $284 Shares 5,400 Est. Cost $46.67 Unrealized
ACWX ISHARES TR 0.2%
Value ($000) $279 Shares 7,079 Est. Cost $39.60 Unrealized
SLRC SOLAR CAP LTD 0.2%
Value ($000) $278 Shares 16,109 Est. Cost $6.68 Unrealized -0.7%
WISDOMTREE TR 0.2%
Value ($000) $277 Shares 23,604 Est. Cost $11.01 Unrealized
XLY SELECT SECTOR SPDR TR 0.2%
Value ($000) $272 Shares 3,440 Est. Cost $78.20 Unrealized
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $266 Shares 2,502 Est. Cost $106.31 Unrealized
VEU VANGUARD INTL EQUITY INDEX F 0.2%
Value ($000) $263 Shares 6,104 Est. Cost $43.41 Unrealized
SEDG SOLAREDGE TECHNOLOGIES INC 0.2%
Value ($000) $262 Shares 10,416 Est. Cost $21.46 Unrealized +21.8%
VPG VISHAY PRECISION GROUP INC 0.2%
Value ($000) $256 Shares 18,263 Est. Cost $11.88 Unrealized -1.3%
BP BP PLC 0.2%
Value ($000) $255 Shares 8,441 Est. Cost $31.29 Unrealized
KTOS KRATOS DEFENSE & SEC SOLUTIONS 0.2%
Value ($000) $255 Shares 51,486 Est. Cost $4.43 Unrealized -18.4%
PFS PROVIDENT FINL SVCS INC 0.2%
Value ($000) $252 Shares 12,500 Est. Cost $12.76 Unrealized -5.9%
DIS DISNEY WALT CO 0.2%
Value ($000) $247 Shares 2,490 Est. Cost $102.22 Unrealized -13.0%
NTCT NETSCOUT SYS INC 0.2%
Value ($000) $244 Shares 10,627 Est. Cost $31.66 Unrealized -28.8%
BROOKFIELD PPTY PARTNERS L P 0.2%
Value ($000) $240 Shares 10,345 Est. Cost $23.20 Unrealized
OCLARO INC 0.2%
Value ($000) $232 Shares 42,903 Est. Cost $3.48 Unrealized
MXI ISHARES TR 0.2%
Value ($000) $232 Shares 4,891 Est. Cost $47.43 Unrealized
VXUS VANGUARD STAR FD 0.2%
Value ($000) $231 Shares 5,153 Est. Cost $45.02 Unrealized
MBUU MALIBU BOATS INC 0.2%
Value ($000) $228 Shares 13,879 Est. Cost $14.60 Unrealized 0.0%
WEB COM GROUP INC 0.2%
Value ($000) $227 Shares 11,459 Est. Cost $19.81 Unrealized
SWKS SKYWORKS SOLUTIONS INC 0.2%
Value ($000) $227 Shares 2,917 Est. Cost $64.91 Unrealized -14.9%
FTD COS INC 0.2%
Value ($000) $227 Shares 8,643 Est. Cost $26.26 Unrealized
FIRST TR ENERGY INCOME & GRW 0.2%
Value ($000) $225 Shares 9,661 Est. Cost $22.98 Unrealized
LITE LUMENTUM HLDGS INC 0.2%
Value ($000) $224 Shares 8,296 Est. Cost $17.80 Unrealized +29.8%
BC BRUNSWICK CORP 0.2%
Value ($000) $223 Shares 4,656 Est. Cost $36.46 Unrealized 0.0%
EWZ ISHARES 0.2%
Value ($000) $222 Shares 8,449 Est. Cost $26.28 Unrealized
MCBC HLDGS INC 0.2%
Value ($000) $220 Shares 15,660 Est. Cost $14.05 Unrealized
NUVEEN MTG OPPORTUNITY TERM 0.2%
Value ($000) $219 Shares 9,733 Est. Cost $22.73 Unrealized
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $219 Shares 2,969 Est. Cost $56.10 Unrealized -5.3%
FLOT ISHARES TR 0.2%
Value ($000) $218 Shares 4,332 Est. Cost $50.46 Unrealized
NUTRI SYS INC NEW 0.2%
Value ($000) $218 Shares 10,463 Est. Cost $21.64 Unrealized
ARES DYNAMIC CR ALLOCATION F 0.2%
Value ($000) $214 Shares 15,960 Est. Cost $13.35 Unrealized
INTERSIL CORP 0.2%
Value ($000) $214 Shares 15,977 Est. Cost $12.75 Unrealized
AGG ISHARES TR 0.2%
Value ($000) $212 Shares 1,917 Est. Cost $107.78 Unrealized
PENNEY J C INC 0.2%
Value ($000) $211 Shares 19,078 Est. Cost $6.66 Unrealized
FLWS 1 800 FLOWERS COM 0.2%
Value ($000) $210 Shares 26,611 Est. Cost $8.61 Unrealized -13.0%
PFE PFIZER INC 0.2%
Value ($000) $210 Shares 7,096 Est. Cost $20.38 Unrealized -8.3%
IDCC INTERDIGITAL INC 0.2%
Value ($000) $209 Shares 3,755 Est. Cost $48.28 Unrealized 0.0%
IMAX IMAX CORP 0.2%
Value ($000) $209 Shares 6,715 Est. Cost $37.08 Unrealized -17.5%
CHEROKEE INC DEL NEW 0.2%
Value ($000) $208 Shares 11,717 Est. Cost $17.25 Unrealized
GENERAL ELECTRIC CO 0.2%
Value ($000) $207 Shares 6,508 Est. Cost $31.08 Unrealized
DKS DICKS SPORTING GOODS INC 0.1%
Value ($000) $202 Shares 4,331 Est. Cost $30.92 Unrealized 0.0%
SMMU PIMCO ETF TR 0.1%
Value ($000) $201 Shares 3,972 Est. Cost $50.60 Unrealized
IWD ISHARES TR 0.1%
Value ($000) $200 Shares 2,026 Est. Cost $98.72 Unrealized
TACT TRANSACT TECHNOLOGIES INC 0.1%
Value ($000) $200 Shares 24,578 Est. Cost $7.80 Unrealized 0.0%
BAZAARVOICE INC 0.1%
Value ($000) $198 Shares 63,006 Est. Cost $3.14 Unrealized
AUTOBYTEL INC 0.1%
Value ($000) $195 Shares 11,241 Est. Cost $22.53 Unrealized
LIND LINDBLAD EXPEDITIONS HLDGS I 0.1%
Value ($000) $190 Shares 19,100 Est. Cost $10.57 Unrealized -4.5%
NUVEEN AMT-FREE MUN INCOME F 0.1%
Value ($000) $178 Shares 12,500 Est. Cost $13.84 Unrealized
NEWT NEWTEK BUSINESS SVCS CORP 0.1%
Value ($000) $172 Shares 13,766 Est. Cost $15.57 Unrealized -26.6%
ET ENERGY TRANSFER EQUITY L P 0.1%
Value ($000) $161 Shares 22,590 Est. Cost $13.74 Unrealized
NUVEEN MUN VALUE FD INC 0.1%
Value ($000) $155 Shares 14,800 Est. Cost $10.20 Unrealized
BLACKSTONE GSO FLTING RTE FU 0.1%
Value ($000) $153 Shares 10,000 Est. Cost $14.90 Unrealized
RIGHTSIDE GROUP LTD 0.1%
Value ($000) $128 Shares 15,958 Est. Cost $8.02 Unrealized
OLP ONE LIBERTY PPTYS INC 0.1%
Value ($000) $108 Shares 15,173 Est. Cost $7.12 Unrealized
GROUPON INC 0.0%
Value ($000) $56 Shares 14,000 Est. Cost $3.07 Unrealized
NOVAVAX INC 0.0%
Value ($000) $54 Shares 10,500 Est. Cost $8.38 Unrealized
BRT BRT RLTY TR 0.0%
Value ($000) $44 Shares 49,089 Est. Cost $0.19 Unrealized
NAVISTAR INTL CORP NEW 0.0%
Value ($000) $44 Shares 74,000 Est. Cost $0.59 Unrealized
NAVISTAR INTL CORP NEW 0.0%
Value ($000) $38 Shares 63,000 Est. Cost $0.49 Unrealized
FINJAN HLDGS INC 0.0%
Value ($000) $11 Shares 11,600 Est. Cost $1.12 Unrealized
RENEWABLE ENERGY GROUP INC 0.0%
Value ($000) $9 Shares 10,000 Est. Cost $0.84 Unrealized
LADENBURG THALMAN FIN SVCS INC 0.0%
Value ($000) $6 Shares 81,050 Est. Cost $0.09 Unrealized
PEABODY ENERGY CORP 0.0%
Value ($000) $3 Shares 400,250 Est. Cost $0.02 Unrealized