CIK: 0001086763 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 15, 2013
Total Value ($000): $642,829 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | American Realty Capital Properties Inc | 2,794,078 | $34,088 | 5.3% | $12.20 | — | COM | 02917t104 |
| — | Rexford Industrial Realty Inc | 2,013,718 | $27,205 | 4.2% | $13.51 | — | COM | 76169c100 |
| JNJ | Johnson & Johnson | 279,979 | $24,271 | 3.8% | $59.72 | +6.4% | COM | 478160104 |
| — | Aon PLC | 279,117 | $20,778 | 3.2% | $64.75 | — | SHS CL A | G0408V102 |
| UPS | United Parcel Service Inc | 223,688 | $20,438 | 3.2% | $55.46 | +3.0% | CL B | 911312106 |
| PM | Philip Morris International In | 233,779 | $20,243 | 3.1% | $49.74 | -4.7% | COM | 718172109 |
| — | Novartis AG | 257,453 | $19,749 | 3.1% | $71.00 | — | SPONSORED ADR | 66987v109 |
| IBM | International Business Machine | 104,308 | $19,316 | 3.0% | $118.38 | -5.8% | COM | 459200101 |
| BRK/B | Berkshire Hathaway Inc Cl B | 168,669 | $19,146 | 3.0% | $110.11 | +4.8% | CLN NEW | 084670702 |
| QCOM | QUALCOMM Inc | 270,844 | $18,233 | 2.8% | $45.06 | +3.3% | COM | 747525103 |
| MSFT | Microsoft Corp | 547,513 | $18,221 | 2.8% | $26.72 | +1.1% | COM | 594918104 |
| BUD | Anheuser-Busch InBev NV | 177,404 | $17,598 | 2.7% | $90.72 | — | SPONSORED ADR | 03524A108 |
| DEO | Diageo PLC | 138,340 | $17,580 | 2.7% | $115.52 | — | SPON ADR NEW | 25243Q205 |
| RSG | Republic Services Inc | 524,800 | $17,507 | 2.7% | $26.39 | +1.4% | COM | 760759100 |
| PEP | PepsiCo Inc | 201,309 | $16,004 | 2.5% | $56.04 | +1.3% | COM | 713448108 |
| — | GlaxoSmithKline PLC | 318,566 | $15,982 | 2.5% | $50.03 | — | SPONSORED ADR | 37733W105 |
| BA | Boeing Co/The | 130,795 | $15,368 | 2.4% | $81.10 | +12.9% | COM | 097023105 |
| — | BlackRock Inc | 53,010 | $14,346 | 2.2% | $257.48 | — | COM | 09247X101 |
| BK | Bank of New York Mellon Corp/T | 459,417 | $13,870 | 2.2% | $21.28 | +7.0% | COM | 064058100 |
| GS | Goldman Sachs Group Inc/The | 82,776 | $13,096 | 2.0% | $120.29 | +5.7% | COM | 38141G104 |
| TJX | TJX Cos Inc | 221,001 | $12,462 | 1.9% | $20.88 | +7.9% | COM | 872540109 |
| OXY | Occidental Petroleum Corp | 129,748 | $12,137 | 1.9% | $57.88 | +2.3% | COM | 674599105 |
| SLB | Schlumberger Ltd | 133,296 | $11,778 | 1.8% | $58.67 | +0.5% | COM | 806857108 |
| MDLZ | Mondelez International Inc | 373,582 | $11,738 | 1.8% | $23.18 | +2.3% | CL A | 609207105 |
| TEVA | Teva Pharmaceutical Industries | 303,928 | $11,482 | 1.8% | $39.15 | — | ADR | 881624209 |
| — | Altria Group Inc | 333,011 | $11,439 | 1.8% | $34.96 | — | COM | 02209s103 |
| — | Comcast Corp | 251,968 | $10,923 | 1.7% | $43.35 | — | CL A SPL | 20030N200 |
| DIS | Walt Disney Co/The | 166,205 | $10,719 | 1.7% | $56.15 | +1.4% | COM DISNEY | 254687106 |
| WFC | Wells Fargo & Co | 244,942 | $10,121 | 1.6% | $27.56 | +9.5% | COM | 949746101 |
| BTI | British American Tobacco PLC | 92,879 | $9,766 | 1.5% | $103.06 | — | SPONSORED ADR | 110448107 |
| CNQ | Canadian Natural Resources Ltd | 296,662 | $9,327 | 1.5% | $8.77 | +5.0% | COM | 136385101 |
| AXP | American Express Co | 122,760 | $9,271 | 1.4% | $59.75 | +5.8% | COM | 025816109 |
| CVX | Chevron Corp | 75,588 | $9,184 | 1.4% | $72.50 | +0.8% | COM | 166764100 |
| — | Oracle Corp | 275,217 | $9,129 | 1.4% | $33.02 | — | COM | 68389x105 |
| — | PCM Fund Inc | 789,770 | $9,043 | 1.4% | $11.73 | — | COM | 69323T101 |
| DVN | Devon Energy Corp | 115,366 | $6,664 | 1.0% | $37.09 | +2.7% | COM | 25179M103 |
| — | Pimco Income Strategy Fund II | 625,795 | $6,383 | 1.0% | $10.52 | — | COM | 72201j104 |
| XOM | Exxon Mobil Corp | 67,856 | $5,838 | 0.9% | $53.94 | +0.4% | COM | 30231G102 |
| PFE | Pfizer Inc | 122,436 | $3,517 | 0.5% | $16.45 | -0.6% | COM | 717081103 |
| AAPL | Apple Inc | 7,022 | $3,348 | 0.5% | $13.18 | +8.4% | COM | 037833100 |
| — | PIMCO Income Fund | 93,578 | $2,685 | 0.4% | $29.25 | — | COM | 72201y101 |
| SPY | SPDR S&P 500 ETF Trust | 14,618 | $2,456 | 0.4% | $161.87 | — | TR UNIT | 78462F103 |
| — | SPDR BarCap ST High Yield Bond | 78,150 | $2,387 | 0.4% | $30.38 | — | CAP S/T HI YLD | 78468r408 |
| BRK/A | Berkshire Hathaway CL A | 13 | $2,215 | 0.3% | $165023.42 | +4.8% | CL A | 084670108 |
| EPD | Enterprise Products Partners L | 32,046 | $1,956 | 0.3% | $62.11 | — | COM | 293792107 |
| — | Starwood Property Trust Inc | 80,900 | $1,939 | 0.3% | $24.69 | — | COM | 85571b105 |
| — | Retail Opportunity Investments | 121,050 | $1,670 | 0.3% | $13.89 | — | COM | 76131n101 |
| — | DoubleLine Opportunistic Credi | 70,949 | $1,623 | 0.3% | $25.05 | — | COM | 258623107 |
| O | Realty Income Corp | 39,412 | $1,567 | 0.2% | $24.87 | -9.3% | COM | 756109104 |
| PG | Procter & Gamble Co/The | 20,722 | $1,566 | 0.2% | $55.94 | +0.5% | COM | 742718109 |
| — | AT&T Inc | 42,421 | $1,435 | 0.2% | $35.27 | — | COM | 00206r102 |
| — | Pimco CA Municipal Income Fund | 144,342 | $1,351 | 0.2% | $10.14 | — | COM | 72201c109 |
| — | 3M Co | 9,621 | $1,149 | 0.2% | $116.99 | — | COM | 88579y101 |
| — | Blackrock Build America Bond T | 59,591 | $1,121 | 0.2% | $19.31 | — | SHS | 09248x100 |
| EFA | iShares MSCI Eafe Index Fund | 17,350 | $1,107 | 0.2% | $58.80 | — | MSCI EAFE IDX | 464287465 |
| — | Colony Financial Inc | 53,000 | $1,059 | 0.2% | $19.89 | — | COM | 19624r106 |
| — | CenturyLink Inc | 32,529 | $1,021 | 0.2% | $35.35 | — | COM | 156700106 |
| — | Unilever NV | 25,650 | $968 | 0.2% | $37.74 | — | N Y SHS NEW | 904784709 |
| — | General Electric Co | 39,218 | $937 | 0.1% | $23.49 | — | COM | 369604103 |
| — | SPDR Gold Trust | 6,947 | $890 | 0.1% | $119.16 | — | GOLD SHS | 78463v107 |
| — | Cia de Bebidas das Americas | 22,647 | $869 | 0.1% | $37.34 | — | SPONSORED ADR | 20441w203 |
| — | National Oilwell Varco Inc | 10,968 | $857 | 0.1% | $69.01 | — | COM | 637071101 |
| — | Interactive Brokers Group Inc | 44,389 | $833 | 0.1% | $15.97 | — | COM | 45841n107 |
| ITW | Illinois Tool Works Inc | 10,661 | $813 | 0.1% | $52.74 | +3.9% | COM | 452308109 |
| EMR | Emerson Electric Co | 12,428 | $804 | 0.1% | $42.09 | +4.1% | COM | 291011104 |
| KO | Coca-Cola Co/The | 20,852 | $790 | 0.1% | $27.69 | -3.3% | COM | 191216100 |
| — | Broadcom Corp | 29,728 | $774 | 0.1% | $33.79 | — | CL A | 111320107 |
| — | Total SA | 12,615 | $731 | 0.1% | $48.73 | — | SPONSORED ADR | 89151E109 |
| — | TSW Strategic Income Fund Inc | 134,851 | $727 | 0.1% | $5.49 | — | COM | 872340104 |
| — | Nuveen Build America Bond Fund | 38,951 | $704 | 0.1% | $18.81 | — | COM | 67074c103 |
| VEA | Vanguard Europe Pacific ETF | 17,572 | $701 | 0.1% | $39.89 | — | FTSE DEV MKT ETF | 921943858 |
| NUE | Nucor Corp | 14,279 | $700 | 0.1% | $32.41 | +6.6% | COM | 670346105 |
| VWO | Vanguard Emerging Markets ETF | 17,232 | $692 | 0.1% | $40.16 | — | FTSE EMR MKT ETF | 922042858 |
| CLX | Clorox Co/The | 8,225 | $672 | 0.1% | $59.35 | 0.0% | COM | 189054109 |
| MCD | McDonald's Corp | 6,965 | $670 | 0.1% | $71.78 | -1.7% | COM | 580135101 |
| TXN | Texas Instruments Inc | 16,391 | $660 | 0.1% | $27.71 | 0.0% | COM | 882508104 |
| — | AbbeVie Inc. | 14,353 | $642 | 0.1% | $43.58 | — | COM | 00287y109 |
| — | Oaktree Capital Group LLC | 12,000 | $628 | 0.1% | $52.56 | — | UNIT 99/99/9999 | 674001201 |
| — | Source Capital Inc | 10,072 | $626 | 0.1% | $61.70 | — | COM | 836144105 |
| — | World Wrestling Entertainment | 59,992 | $610 | 0.1% | $10.31 | — | CL A | 98156q108 |
| PPG | PPG Industries Inc | 3,500 | $585 | 0.1% | $64.61 | 0.0% | COM | 693506107 |
| — | Flaherty And Crumine/Claymore | 32,307 | $582 | 0.1% | $18.65 | — | COM | 338478100 |
| — | Eaton Vance Tax-Managed Global | 60,439 | $567 | 0.1% | $9.27 | — | COM | 27829f108 |
| — | Nuveen Multi-Strategy Inc & Gr | 63,937 | $555 | 0.1% | $9.13 | — | COM | 67073b106 |
| — | Level 3 Communications Inc | 20,726 | $553 | 0.1% | $21.26 | — | COM NEW | 52729n308 |
| — | Magellan Midstream Partners LP | 9,999 | $553 | 0.1% | $54.59 | — | COM UNIT RP LP | 559080106 |
| — | BlackRock Credit Allocation In | 40,933 | $534 | 0.1% | $13.03 | — | COM | 092508100 |
| BMY | Bristol-Myers Squibb Co | 11,255 | $521 | 0.1% | $29.22 | 0.0% | COM | 110122108 |
| — | Ventas Inc | 8,386 | $516 | 0.1% | $69.43 | — | COM | 92276f100 |
| — | Pimco Corporate Opportunity Fu | 28,375 | $512 | 0.1% | $19.16 | — | COM | 72201b101 |
| — | United Technologies Corp | 4,736 | $511 | 0.1% | $93.37 | — | COM | 913017109 |
| — | SPDR DJ Wilshire International | 12,063 | $508 | 0.1% | $42.11 | — | STOXX EUR 50 ETF | 78463x863 |
| ABT | Abbott Laboratories | 15,314 | $508 | 0.1% | $27.71 | 0.0% | COM | 002824100 |
| BF/B | Brown Foreman Corp Class B Wit | 7,423 | $506 | 0.1% | $22.68 | +0.6% | CL B | 115637209 |
| VNQ | Vanguard REIT ETF | 7,335 | $485 | 0.1% | $66.12 | — | REIT ETF | 922908553 |
| — | Templeton Emerging Markets Inc | 33,581 | $480 | 0.1% | $14.29 | — | COM | 880192109 |
| — | Blackrock Muniholdings CA Insu | 35,085 | $478 | 0.1% | $13.62 | — | COM | 09254l107 |
| LLY | Eli Lilly & Co | 9,440 | $475 | 0.1% | $42.21 | -2.9% | COM | 532457108 |
| — | Western Asset Emerging Markets | 26,153 | $469 | 0.1% | $18.15 | — | COM | 95766a101 |
| — | Kayne Anderson Mdstm Com | 14,603 | $468 | 0.1% | $32.05 | — | COM | 48661e108 |
| — | Snyders-Lance Inc | 16,156 | $466 | 0.1% | $28.84 | — | NaN | 833551104 |
| — | Nuveen Build America Bond Oppo | 25,044 | $464 | 0.1% | $18.53 | — | COM | 67074q102 |
| CL | Colgate-Palmolive Co | 7,784 | $462 | 0.1% | $44.38 | +0.4% | COM | 194162103 |
| HD | Home Depot Inc/The | 6,073 | $461 | 0.1% | $56.21 | +3.0% | COM | 437076102 |
| D | Dominion Resources Inc/VA | 7,355 | $460 | 0.1% | $34.57 | +2.2% | COM | 25746U109 |
| ITOT | iShares Core S&P Total US Stoc | 5,872 | $453 | 0.1% | $75.12 | — | CORE S&P TTL STK | 464287150 |
| — | Royal Dutch Shell PLC - ADR A | 6,706 | $440 | 0.1% | $64.02 | — | SPONS ADR A | 780259206 |
| USB | US Bancorp | 11,923 | $436 | 0.1% | $22.41 | +8.6% | COM NEW | 902973304 |
| — | Verizon Communications Inc | 9,250 | $432 | 0.1% | $49.52 | — | COM | 92343v104 |
| — | Cisco Systems Inc | 18,290 | $429 | 0.1% | $24.32 | — | COM | 17275r102 |
| — | Pimco Income Strategy Fund | 36,427 | $421 | 0.1% | $11.96 | — | COM | 72201H108 |
| — | Public Storage | 2,611 | $419 | 0.1% | $153.33 | — | COM | 74460d109 |
| HAL | Halliburton Co | 8,617 | $415 | 0.1% | $33.21 | +12.4% | COM | 406216101 |
| — | Wells Fargo Multi-Sector Incom | 29,299 | $414 | 0.1% | $14.44 | — | COM SHS | 94987D101 |
| — | Alpine Total Dynamic Dividend | 102,701 | $413 | 0.1% | $4.02 | — | COM SBI | 021060108 |
| — | ConocoPhillips | 5,782 | $402 | 0.1% | $62.75 | — | COM | 20825c104 |
| SBUX | Starbucks Corp | 5,083 | $391 | 0.1% | $24.37 | +16.0% | COM | 855244109 |
| INTC | Intel Corp | 17,004 | $390 | 0.1% | $17.18 | -1.6% | COM | 458140100 |
| — | Eaton Vance Limited Duration I | 23,531 | $368 | 0.1% | $15.84 | — | COM | 27828h105 |
| IJR | iShares S&P Small Cap 400 Inde | 3,662 | $365 | 0.1% | $99.67 | — | CORE S&P SC ETF | 464287804 |
| — | Blackrock Ltd Duration | 21,080 | $358 | 0.1% | $17.41 | — | COM SHS | 09249w101 |
| PAA | Plains All American Pipeline U | 6,789 | $358 | 0.1% | $55.28 | — | UNIT LTD PARTN | 726503105 |
| — | JPMorgan Chase & Co | 6,810 | $352 | 0.1% | $52.65 | — | COM | 46625h100 |
| — | Consumer Stpls Sel Sectr SPDR | 8,734 | $348 | 0.1% | $39.71 | — | SBI CONS STPLS | 81369y308 |
| C | Citigroup Inc | 7,182 | $348 | 0.1% | $35.76 | +5.2% | COM NEW | 172967424 |
| — | Safeway Inc | 10,263 | $328 | 0.1% | $23.68 | — | COM NEW | 786514208 |
| — | Chubb Corp/The | 3,625 | $324 | 0.1% | $89.38 | — | COM | 171232101 |
| IJK | iShares S&P Midcap 400 Growth | 2,162 | $301 | 0.0% | $139.22 | — | S&P MC 400GR ETF | 464287606 |
| — | Merck & Co Inc | 6,253 | $298 | 0.0% | $46.73 | — | COM | 58933y105 |
| UNP | Union Pacific Corp | 1,906 | $296 | 0.0% | $60.12 | 0.0% | COM | 907818108 |
| ADP | Automatic Data Processing Inc | 4,081 | $295 | 0.0% | $45.91 | +5.2% | COM | 053015103 |
| — | Nordstrom Inc | 5,000 | $281 | 0.0% | $60.00 | — | COM | 655664100 |
| WMT | Wal-Mart Stores Inc | 3,779 | $279 | 0.0% | $19.78 | 0.0% | COM | 931142103 |
| EEM | iShares MSCI Emerging Markets | 6,811 | $278 | 0.0% | $40.82 | — | MSCI EMG MKT ETF | 464287234 |
| AMGN | Amgen Inc | 2,433 | $272 | 0.0% | $73.38 | +4.9% | COM | 031162100 |
| — | EI du Pont de Nemours & Co | 4,553 | $267 | 0.0% | $52.60 | — | COM | 263534109 |
| SLV | iShares Silver Trusts | 12,593 | $263 | 0.0% | $18.97 | — | ISHARES | 46428Q109 |
| — | Powershares Db Commodity Index | 10,130 | $261 | 0.0% | $25.77 | — | UNIT BEN INT | 73935S105 |
| — | Nuveen CA Muni Value Fund | 27,608 | $253 | 0.0% | $9.16 | — | COM | 67062C107 |
| — | General American Investors | 7,400 | $253 | 0.0% | $34.19 | — | COM | 368802104 |
| FELE | Franklin Electric Co Inc | 6,400 | $252 | 0.0% | $33.05 | 0.0% | COM | 353514102 |
| — | Anworth Mortgage Asset Corp | 49,700 | $240 | 0.0% | $4.83 | — | COM | 037347101 |
| ECL | Ecolab Inc | 2,411 | $238 | 0.0% | $81.20 | 0.0% | COM | 278865100 |
| — | Sunoco Logistics Partners LP | 3,526 | $234 | 0.0% | $66.36 | — | COM UNITS | 86764l108 |
| BP | BP PLC | 5,505 | $231 | 0.0% | $41.96 | — | SPONSORED ADR | 055622104 |
| — | Travelers Cos Inc/The | 2,711 | $230 | 0.0% | $80.04 | — | COM | 89417e109 |
| CAT | Caterpillar Inc | 2,734 | $228 | 0.0% | $61.55 | +0.1% | COM | 149123101 |
| — | Oneok Partners LP | 4,247 | $225 | 0.0% | $52.98 | — | UNIT LTD PARTN | 68268n103 |
| — | Kinder Morgan Energy LP Unit L | 2,717 | $217 | 0.0% | $85.30 | — | UT LTD PARTNER | 494550106 |
| — | Google Inc | 248 | $217 | 0.0% | $875.00 | — | CL A | 38259p508 |
| BAC | Bank of America Corp | 15,364 | $212 | 0.0% | $10.03 | +12.0% | COM | 060505104 |
| IJH | iShares S&P Midcap 400 Index F | 1,685 | $209 | 0.0% | $124.04 | — | CORE S&P MCP ETF | 464287507 |
| — | Medtronic Inc | 3,889 | $207 | 0.0% | $53.23 | — | COM | 585055106 |
| — | Energy Transfer Equity LP | 3,139 | $206 | 0.0% | $65.63 | — | COM UT LTD PTN | 29273v100 |
| RLI | RLI Corp | 2,350 | $205 | 0.0% | $12.45 | 0.0% | COM | 749607107 |
| — | Invesco Van Kampen CA Value Mu | 18,193 | $204 | 0.0% | $11.97 | — | COM | 46132h106 |
| — | Blackrock Floating Rate Income | 12,908 | $183 | 0.0% | $15.03 | — | COM | 091941104 |
| LUV | Southwest Airlines Co | 12,186 | $177 | 0.0% | $11.86 | +0.2% | COM | 844741108 |
| — | BlackBerry LTD | 19,164 | $152 | 0.0% | $7.93 | — | COM | 09228f103 |
| — | Nuveen Municipal Value Fund | 14,674 | $134 | 0.0% | $9.54 | — | COM | 670928100 |
| — | Resolute Forst Products Inc | 10,162 | $134 | 0.0% | $13.19 | — | COM | 76117w109 |
| — | Nuveen Multi-Strategy Inc & Gr | 14,030 | $131 | 0.0% | $10.01 | — | COM SHS | 67073d102 |
| — | Annaly Capital Management Inc | 11,333 | $131 | 0.0% | $12.56 | — | COM | 035710409 |
| — | Frontier Communications Corp | 25,102 | $105 | 0.0% | $4.04 | — | COM | 35906a108 |
| — | TICC Capital Corp | 10,126 | $99 | 0.0% | $9.58 | — | COM | 87244t109 |
| — | Nuveen Quality Preferred Incom | 10,582 | $86 | 0.0% | $8.69 | — | COM | 67072c105 |
| — | Eldorado Gold Corp | 11,330 | $76 | 0.0% | $6.18 | — | COM | 284902103 |
| — | Chimera Investment Corp | 10,000 | $30 | 0.0% | $3.00 | — | COM | 16934Q109 |
| — | Comstock Mining Inc | 14,163 | $25 | 0.0% | $1.62 | — | COM | 205750102 |
| — | Rubicon Minerals Corp | 14,000 | $18 | 0.0% | $1.29 | — | COM | 780911103 |