CIK: 0001086763 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value ($000): $743,402 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | American Realty Capital Properties Inc | 3,192,701 | $41,029 | 5.5% | $12.28 | — | COM | 02917t104 |
| — | Rexford Industrial Realty Inc | 2,102,962 | $27,759 | 3.7% | $13.50 | — | COM | 76169c100 |
| JNJ | Johnson & Johnson | 284,796 | $26,084 | 3.5% | $59.83 | +9.9% | COM | 478160104 |
| MSFT | Microsoft Corp | 694,059 | $25,965 | 3.5% | $27.41 | +9.5% | COM | 594918104 |
| UPS | United Parcel Service Inc | 228,651 | $24,027 | 3.2% | $55.65 | +15.8% | CL B | 911312106 |
| — | Aon PLC | 278,392 | $23,354 | 3.1% | $64.75 | — | SHS CL A | G0408V102 |
| — | Novartis AG | 265,180 | $21,315 | 2.9% | $71.28 | — | SPONSORED ADR | 66987v109 |
| BRK/B | Berkshire Hathaway Inc Cl B | 177,616 | $21,058 | 2.8% | $110.38 | +4.8% | CLN NEW | 084670702 |
| PM | Philip Morris International In | 237,798 | $20,719 | 2.8% | $49.70 | -3.8% | COM | 718172109 |
| — | Oracle Corp | 534,285 | $20,442 | 2.7% | $35.56 | — | COM | 68389x105 |
| IBM | International Business Machine | 106,514 | $19,979 | 2.7% | $118.13 | -9.9% | COM | 459200101 |
| QCOM | QUALCOMM Inc | 268,639 | $19,946 | 2.7% | $45.06 | +11.8% | COM | 747525103 |
| BUD | Anheuser-Busch InBev NV | 181,751 | $19,349 | 2.6% | $91.10 | — | SPONSORED ADR | 03524A108 |
| WFC | Wells Fargo & Co | 424,283 | $19,262 | 2.6% | $28.92 | +6.4% | COM | 949746101 |
| DEO | Diageo PLC | 144,471 | $19,131 | 2.6% | $116.24 | — | SPON ADR NEW | 25243Q205 |
| BA | Boeing Co/The | 134,126 | $18,307 | 2.5% | $81.84 | +35.6% | COM | 097023105 |
| RSG | Republic Services Inc | 544,869 | $18,090 | 2.4% | $26.41 | +1.7% | COM | 760759100 |
| — | GlaxoSmithKline PLC | 329,204 | $17,576 | 2.4% | $50.13 | — | SPONSORED ADR | 37733W105 |
| PEP | PepsiCo Inc | 205,805 | $17,069 | 2.3% | $56.08 | +3.0% | COM | 713448108 |
| — | BlackRock Inc | 53,917 | $17,063 | 2.3% | $258.47 | — | COM | 09247X101 |
| BK | Bank of New York Mellon Corp/T | 477,481 | $16,683 | 2.2% | $21.40 | +13.5% | COM | 064058100 |
| GS | Goldman Sachs Group Inc/The | 85,150 | $15,094 | 2.0% | $120.58 | +8.4% | COM | 38141G104 |
| TJX | TJX Cos Inc | 227,915 | $14,525 | 2.0% | $21.03 | +22.3% | COM | 872540109 |
| MDLZ | Mondelez International Inc | 398,266 | $14,059 | 1.9% | $23.33 | +9.4% | CL A | 609207105 |
| DVN | Devon Energy Corp | 217,640 | $13,465 | 1.8% | $38.94 | +5.4% | COM | 25179M103 |
| — | Comcast Corp | 268,017 | $13,369 | 1.8% | $43.74 | — | CL A SPL | 20030N200 |
| — | Altria Group Inc | 344,219 | $13,215 | 1.8% | $35.07 | — | COM | 02209s103 |
| DIS | Walt Disney Co/The | 171,625 | $13,112 | 1.8% | $56.32 | +9.5% | COM DISNEY | 254687106 |
| OXY | Occidental Petroleum Corp | 134,469 | $12,788 | 1.7% | $58.07 | +9.1% | COM | 674599105 |
| SLB | Schlumberger Ltd | 139,209 | $12,544 | 1.7% | $58.94 | +10.4% | COM | 806857108 |
| AXP | American Express Co | 127,749 | $11,591 | 1.6% | $60.12 | +15.2% | COM | 025816109 |
| BTI | British American Tobacco PLC | 95,823 | $10,293 | 1.4% | $103.19 | — | SPONSORED ADR | 110448107 |
| CNQ | Canadian Natural Resources Ltd | 302,835 | $10,248 | 1.4% | $8.79 | +9.1% | COM | 136385101 |
| — | PCM Fund Inc | 792,859 | $9,237 | 1.2% | $11.73 | — | COM | 69323T101 |
| SPG | Simon Property Group Inc | 55,468 | $8,440 | 1.1% | $80.96 | 0.0% | COM | 828806109 |
| AAPL | Apple Inc | 13,253 | $7,435 | 1.0% | $14.68 | +11.5% | COM | 037833100 |
| — | Pimco Income Strategy Fund II | 522,239 | $5,196 | 0.7% | $10.52 | — | COM | 72201j104 |
| — | PIMCO Income Fund | 132,906 | $3,872 | 0.5% | $29.22 | — | COM | 72201y101 |
| SPY | SPDR S&P 500 ETF Trust | 20,814 | $3,844 | 0.5% | $168.66 | — | TR UNIT | 78462F103 |
| PFE | Pfizer Inc | 124,371 | $3,809 | 0.5% | $16.47 | +7.0% | COM | 717081103 |
| CVX | Chevron Corp | 29,697 | $3,709 | 0.5% | $72.50 | -0.0% | COM | 166764100 |
| XOM | Exxon Mobil Corp | 35,810 | $3,624 | 0.5% | $53.94 | +3.7% | COM | 30231G102 |
| VEA | Vanguard Europe Pacific ETF | 81,408 | $3,393 | 0.5% | $41.29 | — | FTSE DEV MKT ETF | 921943858 |
| — | Nuveen CA Muni Value Fund | 307,336 | $2,824 | 0.4% | $9.19 | — | COM | 67062C107 |
| — | SPDR BarCap ST High Yield Bond | 89,534 | $2,762 | 0.4% | $30.44 | — | CAP S/T HI YLD | 78468r408 |
| BRK/A | Berkshire Hathaway CL A | 13 | $2,313 | 0.3% | $165023.42 | +5.1% | CL A | 084670108 |
| EPD | Enterprise Products Partners L | 34,726 | $2,302 | 0.3% | $62.44 | — | COM | 293792107 |
| — | Starwood Property Trust Inc | 80,600 | $2,233 | 0.3% | $24.69 | — | COM | 85571b105 |
| O | Realty Income Corp | 54,299 | $2,027 | 0.3% | $23.99 | -9.7% | COM | 756109104 |
| — | Retail Opportunity Investments | 134,195 | $1,975 | 0.3% | $13.97 | — | COM | 76131n101 |
| — | Unilever NV | 38,763 | $1,559 | 0.2% | $38.58 | — | N Y SHS NEW | 904784709 |
| EFA | iShares MSCI Eafe Index Fund | 21,085 | $1,415 | 0.2% | $60.27 | — | MSCI EAFE IDX | 464287465 |
| — | General Electric Co | 47,406 | $1,329 | 0.2% | $24.27 | — | COM | 369604103 |
| — | Pimco CA Municipal Income Fund | 144,397 | $1,328 | 0.2% | $10.14 | — | COM | 72201c109 |
| — | DoubleLine Opportunistic Credi | 59,454 | $1,327 | 0.2% | $25.05 | — | COM | 258623107 |
| — | Level 3 Communications Inc | 37,112 | $1,231 | 0.2% | $26.52 | — | COM NEW | 52729n308 |
| — | AT&T Inc | 33,985 | $1,195 | 0.2% | $35.27 | — | COM | 00206r102 |
| — | Ambev SA American Depositary | 162,182 | $1,192 | 0.2% | $7.35 | — | SPONSORED ADR | 02319v103 |
| — | Colony Financial Inc | 58,000 | $1,177 | 0.2% | $19.92 | — | COM | 19624r106 |
| — | Blackrock Build America Bond T | 60,324 | $1,155 | 0.2% | $19.31 | — | SHS | 09248x100 |
| VWO | Vanguard Emerging Markets ETF | 23,511 | $967 | 0.1% | $40.42 | — | FTSE EMR MKT ETF | 922042858 |
| KO | Coca-Cola Co/The | 22,742 | $939 | 0.1% | $27.63 | -2.5% | COM | 191216100 |
| — | World Wrestling Entertainment | 54,361 | $901 | 0.1% | $10.31 | — | CL A | 98156q108 |
| — | National Oilwell Varco Inc | 11,263 | $896 | 0.1% | $69.29 | — | COM | 637071101 |
| — | Broadcom Corp | 29,808 | $884 | 0.1% | $33.79 | — | CL A | 111320107 |
| MCD | McDonald's Corp | 8,681 | $842 | 0.1% | $71.43 | -2.0% | COM | 580135101 |
| — | SPDR Gold Trust | 7,050 | $819 | 0.1% | $119.11 | — | GOLD SHS | 78463v107 |
| — | TSW Strategic Income Fund Inc | 149,020 | $796 | 0.1% | $5.47 | — | COM | 872340104 |
| — | Kayne Anderson Mdstm Com | 22,948 | $790 | 0.1% | $32.91 | — | COM | 48661e108 |
| NUE | Nucor Corp | 14,279 | $762 | 0.1% | $32.41 | +18.2% | COM | 670346105 |
| PG | Procter & Gamble Co/The | 9,319 | $759 | 0.1% | $55.94 | +3.7% | COM | 742718109 |
| — | Nuveen Build America Bond Fund | 40,643 | $749 | 0.1% | $18.79 | — | COM | 67074c103 |
| TEVA | Teva Pharmaceutical Industries | 18,215 | $730 | 0.1% | $39.15 | — | ADR | 881624209 |
| — | Oaktree Capital Group LLC | 12,000 | $706 | 0.1% | $52.56 | — | UNIT CL A | 674001201 |
| — | 3M Co | 4,996 | $701 | 0.1% | $116.99 | — | COM | 88579y101 |
| — | Eaton Vance Limited Duration I | 45,031 | $689 | 0.1% | $15.58 | — | COM | 27828h105 |
| ITOT | iShares Core S&P Total US Stoc | 8,117 | $687 | 0.1% | $77.75 | — | CORE S&P TTL STK | 464287150 |
| — | Nuveen Multi-Strategy Inc & Gr | 76,489 | $678 | 0.1% | $9.08 | — | COM | 67073b106 |
| — | Total SA | 10,600 | $649 | 0.1% | $48.73 | — | SPONSORED ADR | 89151E109 |
| HD | Home Depot Inc/The | 7,843 | $646 | 0.1% | $56.77 | +3.4% | COM | 437076102 |
| — | Magellan Midstream Partners LP | 10,170 | $643 | 0.1% | $54.73 | — | COM UNIT RP LP | 559080106 |
| — | Blackrock Muniholdings CA Insu | 48,228 | $638 | 0.1% | $13.52 | — | COM | 09254l107 |
| — | Cisco Systems Inc | 27,766 | $623 | 0.1% | $23.68 | — | COM | 17275r102 |
| — | Source Capital Inc | 9,022 | $605 | 0.1% | $61.70 | — | COM | 836144105 |
| — | BlackRock Credit Allocation In | 44,833 | $586 | 0.1% | $13.03 | — | COM | 092508100 |
| INTC | Intel Corp | 21,833 | $567 | 0.1% | $17.34 | +3.4% | COM | 458140100 |
| CMF | iShares S&P California Municip | 5,173 | $563 | 0.1% | $108.83 | — | CALI AMT-FRE ETF | 464288356 |
| BF/B | Brown Foreman Corp Class B Wit | 7,453 | $563 | 0.1% | $22.68 | +5.2% | CL B | 115637209 |
| — | Flaherty And Crumine/Claymore | 31,936 | $559 | 0.1% | $18.65 | — | COM | 338478100 |
| USB | US Bancorp | 13,811 | $558 | 0.1% | $22.82 | +11.2% | COM NEW | 902973304 |
| — | Eaton Vance Tax-Managed Global | 55,351 | $554 | 0.1% | $9.27 | — | COM | 27829f108 |
| LQD | iShares Iboxx $ Invest Grade C | 4,814 | $550 | 0.1% | $114.25 | — | IBOXX INV CP ETF | 464287242 |
| — | United Technologies Corp | 4,828 | $549 | 0.1% | $93.75 | — | COM | 913017109 |
| — | General American Investors | 15,592 | $549 | 0.1% | $34.73 | — | COM | 368802104 |
| — | Nuveen Build America Bond Oppo | 27,710 | $538 | 0.1% | $18.61 | — | COM | 67074q102 |
| — | Royce Global Value | 60,184 | $535 | 0.1% | $8.89 | — | COM | 78081t104 |
| CL | Colgate-Palmolive Co | 8,074 | $527 | 0.1% | $44.52 | +8.7% | COM | 194162103 |
| — | Spdr Index Shs Fds Euro Stoxx 50 | 12,208 | $515 | 0.1% | $42.19 | — | EURO STOXX 50 | 78463x202 |
| HAL | Halliburton Co | 9,812 | $498 | 0.1% | $34.19 | +20.8% | COM | 406216101 |
| D | Dominion Resources Inc/VA | 7,671 | $496 | 0.1% | $34.74 | +11.4% | COM | 25746U109 |
| — | ConocoPhillips | 6,943 | $491 | 0.1% | $64.08 | — | COM | 20825c104 |
| — | Pimco Corporate Opportunity Fu | 28,375 | $490 | 0.1% | $19.16 | — | COM | 72201b101 |
| LLY | Eli Lilly & Co | 9,570 | $488 | 0.1% | $42.18 | -6.2% | COM | 532457108 |
| BAC | Bank of America Corp | 30,553 | $476 | 0.1% | $10.85 | +7.7% | COM | 060505104 |
| — | Snyders-Lance Inc | 16,156 | $463 | 0.1% | $28.84 | — | COM | 833551104 |
| EEM | iShares MSCI Emerging Markets | 11,048 | $462 | 0.1% | $41.20 | — | MSCI EMG MKT ETF | 464287234 |
| — | Wells Fargo Multi-Sector Incom | 32,422 | $456 | 0.1% | $14.40 | — | COM SHS | 94987D101 |
| — | Western Asset Emerging Markets | 26,153 | $450 | 0.1% | $18.15 | — | COM | 95766a101 |
| — | Templeton Emerging Markets Inc | 32,770 | $447 | 0.1% | $14.29 | — | COM | 880192109 |
| — | JPMorgan Chase & Co | 7,647 | $447 | 0.1% | $53.28 | — | COM | 46625h100 |
| — | Alpine Total Dynamic Dividend | 102,958 | $431 | 0.1% | $4.02 | — | COM SBI | 021060108 |
| EMR | Emerson Electric Co | 6,128 | $430 | 0.1% | $42.09 | +14.5% | COM | 291011104 |
| C | Citigroup Inc | 8,092 | $422 | 0.1% | $35.98 | +4.7% | COM NEW | 172967424 |
| — | Blackrock Ltd Duration | 24,255 | $415 | 0.1% | $17.37 | — | COM SHS | 09249w101 |
| — | Powershares Emerging Markets D | 15,357 | $415 | 0.1% | $27.02 | — | SOVEREIGN DEBT | 73936T573 |
| — | Pimco Income Strategy Fund | 36,427 | $412 | 0.1% | $11.96 | — | COM | 72201H108 |
| LYV | Live Nation Entertainment Inc | 20,822 | $411 | 0.1% | $18.72 | 0.0% | COM | 538034109 |
| SBUX | Starbucks Corp | 5,210 | $408 | 0.1% | $24.54 | +27.2% | COM | 855244109 |
| — | Royal Dutch Shell PLC - ADR A | 5,726 | $408 | 0.1% | $64.02 | — | SPONS ADR A | 780259206 |
| — | Amex Technology Select SPDR Se | 11,324 | $405 | 0.1% | $35.76 | — | TECHNOLOGY | 81369y803 |
| IJR | iShares S&P Small Cap 400 Inde | 3,662 | $400 | 0.1% | $99.67 | — | CORE S&P SC ETF | 464287804 |
| — | Public Storage | 2,651 | $399 | 0.1% | $153.28 | — | COM | 74460d109 |
| ADP | Automatic Data Processing Inc | 4,891 | $395 | 0.1% | $46.83 | +9.9% | COM | 053015103 |
| — | Verizon Communications Inc | 7,984 | $392 | 0.1% | $49.52 | — | COM | 92343v104 |
| ITW | Illinois Tool Works Inc | 4,621 | $389 | 0.1% | $52.74 | +12.7% | COM | 452308109 |
| — | Energy Transfer Equity LP | 4,675 | $382 | 0.1% | $70.91 | — | COM UT LTD PTN | 29273v100 |
| PAA | Plains All American Pipeline U | 7,373 | $382 | 0.1% | $55.00 | — | UNIT LTD PARTN | 726503105 |
| NRG | NRG Energy Inc | 12,874 | $370 | 0.0% | $21.45 | 0.0% | COM NEW | 629377508 |
| — | Kinder Morgan Energy LP Unit L | 4,580 | $369 | 0.0% | $83.37 | — | UT LTD PARTNER | 494550106 |
| AMGN | Amgen Inc | 3,119 | $356 | 0.0% | $75.08 | +8.0% | COM | 031162100 |
| UNP | Union Pacific Corp | 2,098 | $352 | 0.0% | $60.16 | +0.6% | COM | 907818108 |
| — | Stratasys Ltd Shs | 2,600 | $350 | 0.0% | $134.62 | — | SHS | m85548101 |
| IJK | iShares S&P Midcap 400 Growth | 2,332 | $350 | 0.0% | $140.01 | — | S&P MC 400GR ETF | 464287606 |
| WMT | Wal-Mart Stores Inc | 4,314 | $339 | 0.0% | $19.85 | +2.5% | COM | 931142103 |
| — | Google Inc | 302 | $338 | 0.0% | $918.67 | — | CL A | 38259p508 |
| — | Safeway Inc | 10,331 | $336 | 0.0% | $23.68 | — | COM NEW | 786514208 |
| — | EI du Pont de Nemours & Co | 5,128 | $333 | 0.0% | $53.98 | — | COM | 263534109 |
| CMP | Compass Minerals International | 4,142 | $332 | 0.0% | $51.71 | 0.0% | COM | 20451N101 |
| — | Merck & Co Inc | 6,607 | $331 | 0.0% | $46.91 | — | COM | 58933y105 |
| — | Nordstrom Inc | 5,210 | $322 | 0.0% | $60.07 | — | COM | 655664100 |
| — | Pimco Municipal Income Fund II | 29,755 | $317 | 0.0% | $10.65 | — | COM | 72200w106 |
| EFG | iShares MSCI Growth Index Fund | 4,244 | $303 | 0.0% | $71.39 | — | EAFE GRWTH ETF | 464288885 |
| BMY | Bristol-Myers Squibb Co | 5,642 | $300 | 0.0% | $29.22 | +16.9% | COM | 110122108 |
| — | AbbeVie Inc. | 5,543 | $293 | 0.0% | $43.58 | — | COM | 00287y109 |
| — | Comcast Corp | 5,354 | $278 | 0.0% | $51.92 | — | CL A SPL | 20030n101 |
| MLM | Martin Marietta Materials Inc | 2,771 | $277 | 0.0% | $88.81 | 0.0% | COM | 573284106 |
| — | Travelers Cos Inc/The | 3,024 | $274 | 0.0% | $81.14 | — | COM | 89417e109 |
| — | Sunoco Logistics Partners LP | 3,511 | $265 | 0.0% | $66.36 | — | COM UNITS | 86764l108 |
| HON | Honeywell International Inc | 2,904 | $265 | 0.0% | $60.82 | 0.0% | COM | 438516106 |
| — | Walgreen Co | 4,555 | $262 | 0.0% | $57.52 | — | COM | 931422109 |
| ECL | Ecolab Inc | 2,471 | $258 | 0.0% | $81.44 | +11.7% | COM | 278865100 |
| ABT | Abbott Laboratories | 6,653 | $255 | 0.0% | $27.71 | +5.5% | COM | 002824100 |
| — | Deutsche Bank Inverse JGB Futu | 12,935 | $251 | 0.0% | $19.40 | — | INV JAP GOV BD | 25154p170 |
| — | Blackrock Muniyield CA Insured | 19,651 | $249 | 0.0% | $12.67 | — | COM | 09254e103 |
| — | Frontier Communications Corp | 52,501 | $244 | 0.0% | $4.36 | — | COM | 35906a108 |
| CAT | Caterpillar Inc | 2,653 | $241 | 0.0% | $61.55 | +1.8% | COM | 149123101 |
| — | ARMOUR Residential REIT Inc | 60,000 | $241 | 0.0% | $4.02 | — | COM | 042315101 |
| — | Nuveen Multi-Strategy Inc & Gr | 24,709 | $240 | 0.0% | $9.88 | — | COM | 67073d102 |
| SLV | iShares Silver Trusts | 12,661 | $237 | 0.0% | $18.97 | — | ISHARES | 46428Q109 |
| GILD | Gilead Sciences Inc | 3,129 | $235 | 0.0% | $48.38 | 0.0% | COM | 375558103 |
| — | Medtronic Inc | 4,055 | $233 | 0.0% | $53.40 | — | COM | 585055106 |
| RLI | RLI Corp | 2,350 | $229 | 0.0% | $12.45 | +17.6% | COM | 749607107 |
| — | Just Energy Group Inc Com | 32,000 | $229 | 0.0% | $7.16 | — | COM | 48213w101 |
| IJJ | iShares S&P Midcap 400 Value F | 1,958 | $228 | 0.0% | $116.45 | — | S&P MC 400VL ETF | 464287705 |
| — | Allergan Inc/United States | 2,038 | $226 | 0.0% | $110.89 | — | COM | 018490102 |
| — | Nuveen Quality Preferred Incom | 26,248 | $214 | 0.0% | $8.37 | — | COM | 67072c105 |
| LMT | Lockheed Martin Corp | 1,419 | $211 | 0.0% | $97.17 | 0.0% | COM | 539830109 |
| IJH | iShares S&P Midcap 400 Index F | 1,685 | $209 | 0.0% | $124.04 | — | CORE S&P MCP ETF | 464287507 |
| — | Energy Transfer Partners | 3,654 | $209 | 0.0% | $57.20 | — | UNIT LTD PARTN | 29273r109 |
| — | TICC Capital Corp | 20,126 | $208 | 0.0% | $9.95 | — | COM | 87244t109 |
| VNQ | Vanguard REIT ETF | 3,228 | $208 | 0.0% | $66.12 | — | REIT ETF | 922908553 |
| — | Time Warner Inc | 2,927 | $204 | 0.0% | $69.70 | — | COM NEW | 887317303 |
| — | TIBCO Software Inc | 9,000 | $202 | 0.0% | $22.44 | — | COM | 88632q103 |
| — | Blackrock Floating Rate Income | 12,908 | $180 | 0.0% | $15.03 | — | COM | 091941104 |
| — | Alaska Communications Systems | 76,000 | $161 | 0.0% | $2.12 | — | COM | 01167P101 |
| — | Pengrowth Energy Corp | 25,000 | $155 | 0.0% | $6.20 | — | COM | 70706p104 |
| — | Penn West Petroleum Ltd | 17,860 | $149 | 0.0% | $8.34 | — | COM | 707887105 |
| PSEC | Prospect Capital Corp | 12,000 | $135 | 0.0% | $2.52 | 0.0% | COM | 74348T102 |
| — | Nuveen Municipal Value Fund | 14,674 | $133 | 0.0% | $9.54 | — | COM | 670928100 |
| — | Cys Invts Inc Com | 18,000 | $133 | 0.0% | $7.39 | — | COM | 12673a108 |
| — | Annaly Capital Management Inc | 12,770 | $127 | 0.0% | $12.27 | — | COM | 035710409 |
| — | Chimera Investment Corp | 40,000 | $124 | 0.0% | $3.08 | — | COM | 16934Q109 |
| — | New York Mtg Tr Inc Com Par $. | 15,000 | $105 | 0.0% | $7.00 | — | COM PAR $.02 | 649604501 |
| — | Fifth Street Finance Corp | 10,000 | $93 | 0.0% | $9.30 | — | COM | 31678A103 |
| — | Centrais Eletricas Brasileiras | 35,681 | $92 | 0.0% | $2.58 | — | SPONSORED ADR | 15234q207 |
| — | Windstream Corp | 10,928 | $87 | 0.0% | $7.96 | — | COM | 97382a101 |
| — | Diana Containerships I Com | 17,500 | $71 | 0.0% | $4.06 | — | COM | y2069p101 |
| — | Eldorado Gold Corp | 11,330 | $64 | 0.0% | $6.18 | — | COM | 284902103 |
| — | Career Education Corp | 10,000 | $57 | 0.0% | $5.70 | — | COM | 141665109 |
| — | Portugal Telecom SGPS SA | 10,000 | $43 | 0.0% | $4.30 | — | SPONSORED ADR | 737273102 |
| — | Sequenom Inc Com New | 12,500 | $29 | 0.0% | $2.32 | — | COM NEW | 817337405 |
| — | Life Partners Holdings Com | 15,000 | $27 | 0.0% | $1.80 | — | COM | 53215t106 |
| — | Comstock Mining Inc | 14,163 | $25 | 0.0% | $1.62 | — | COM | 205750102 |
| — | TeleCommunication Sys Cl A | 10,000 | $23 | 0.0% | $2.30 | — | CL A | 87929j103 |
| — | Citi A Warrants Exp 01/04/19 | 28,985 | $19 | 0.0% | $0.66 | — | *W EXP 01/04/201 | 172967226 |
| — | Rubicon Minerals Corp | 14,000 | $12 | 0.0% | $1.29 | — | COM | 780911103 |