Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 12, 2020
Total Value: $5.716B (57.9% shares, 42.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 150,290,000 | $528M | 9.2% | $1.85 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | SERVICENOW INC | 127,935,000 | $384M | 6.7% | $2.05 | — | NOTE 6/0 | 81762PAC6 |
| — | ADVANCED MICRO DEVICES INC | 55,892,000 | $367M | 6.4% | $5.86 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | MICROCHIP TECHNOLOGY INC. | 203,689,000 | $298M | 5.2% | $1.20 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | MICROCHIP TECHNOLOGY INC. | 102,302,000 | $229M | 4.0% | $1.79 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | GCI LIBERTY INC | 2,985,868 | $212M | 3.7% | $57.79 | — | COM CLASS A | 36164V305 |
| LEGN | LEGEND BIOTECH CORP | 3,056,342 | $122M | 2.1% | $39.84 | — | SPONSORED ADS ADDED | 52490G102 |
| — | TELADOC HEALTH INC | 31,100,000 | $111M | 1.9% | $2.90 | — | NOTE 1.375% 5/1 | 87918AAC9 |
| LBRDA | LIBERTY BROADBAND CORP | 804,283 | $98.28M | 1.7% | $100.49 | +14.7% | COM SER A | 530307107 |
| — | NIKOLA CORP | 2,132,206 | $96.16M | 1.7% | $45.10 | — | COM ADDED | 654110105 |
| — | DRAFTKINGS INC | 2,744,297 | $91.28M | 1.6% | $33.26 | — | COM CL A ADDED | 26142R104 |
| — | ISTAR INC | 73,592,000 | $78.83M | 1.4% | $1.04 | — | NOTE 3.125% 9/1 | 45031UCB5 |
| — | QTS RLTY TR INC | 425,200 | $60.9M | 1.1% | $118.83 | — | 6.50% CON PFD B | 74736A301 |
| — | NABORS INDS INC NEW | 156,658,000 | $55.38M | 1.0% | $0.63 | — | NOTE 0.750% 1/1 | 62957HAB1 |
| — | TRANSOCEAN INC | 131,224,000 | $53.53M | 0.9% | $0.51 | — | DEB 0.500% 1/3 | 893830BJ7 |
| — | MERITOR INC | 51,820,000 | $51.99M | 0.9% | $0.97 | — | NOTE 3.250%10/1 | 59001KAF7 |
| — | PENN NATL GAMING INC | 34,517,000 | $51.88M | 0.9% | $1.50 | — | NOTE 2.750% 5/1 ADDED | 707569AU3 |
| — | DEXCOM INC | 19,500,000 | $48.52M | 0.8% | $2.49 | — | NOTE 0.750%12/0 | 252131AH0 |
| LQD | ISHARES TR | 350,000 | $47.08M | 0.8% | $134.50 | — | IBOXX INV CP ETF | 464287242 |
| — | WORLD WRESTLING ENTMT INC | 24,297,000 | $45.4M | 0.8% | $2.37 | — | NOTE 3.375%12/1 | 98156QAB4 |
| — | CHURCHILL CAP CORP III | 4,205,550 | $45.38M | 0.8% | $10.79 | — | COM ADDED | 17144C104 |
| — | GS ACQUISITION HLDGS CORP II | 4,000,000 | $42.04M | 0.7% | $10.51 | — | UNIT 99/99/9999 ADDED | 36258Q204 |
| — | DISCOVERY INC | 2,163,847 | $41.67M | 0.7% | $27.09 | — | COM SER C | 25470F302 |
| — | MONGODB INC | 12,113,000 | $39.99M | 0.7% | $1.88 | — | NOTE 0.750% 6/1 | 60937PAB2 |
| TMO | THERMO FISHER SCIENTIFIC INC | 100,000 | $36.23M | 0.6% | $330.32 | 0.0% | COM | 883556102 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 159,835 | $31.48M | 0.6% | $172.20 | +3.0% | SHS | G96629103 |
| ATEX | ANTERIX INC | 644,930 | $29.24M | 0.5% | $43.81 | +16.6% | COM | 03676C100 |
| — | INVESCO QQQ TR | 110,000 | $27.24M | 0.5% | — | — | Put | 46090E953 |
| — | ALEXION PHARMACEUTICALS INC | 242,000 | $27.16M | 0.5% | $107.81 | — | COM | 015351109 |
| — | CF FIN ACQUISITION CORP | 2,500,000 | $27.13M | 0.5% | $10.85 | — | COM CL A | 12528N107 |
| ZLAB | ZAI LAB LTD | 327,320 | $26.88M | 0.5% | $34.19 | — | ADR | 98887Q104 |
| JNJ | JOHNSON & JOHNSON | 190,000 | $26.72M | 0.5% | $124.24 | 0.0% | COM | 478160104 |
| — | AMCI ACQUISITION CORP | 2,601,100 | $26.58M | 0.5% | $10.19 | — | CLASS A | 00165R101 |
| — | SPDR SER TR | 237,000 | $26.53M | 0.5% | — | — | Put | 78464A950 |
| — | LIBERTY MEDIA CORP DEL | 763,415 | $26.35M | 0.5% | $41.16 | — | COM A SIRIUSXM | 531229409 |
| — | AMEDISYS INC | 132,500 | $26.31M | 0.5% | $198.54 | — | COM | 023436108 |
| — | LIBERTY GLOBAL PLC | 1,179,375 | $25.37M | 0.4% | $17.92 | — | SHS CL C | G5480U120 |
| JD | JD.COM INC | 420,000 | $25.27M | 0.4% | $46.84 | — | ADR CL A | 47215P106 |
| — | TUSCAN HOLDINGS CORP | 2,449,338 | $25.06M | 0.4% | $9.98 | — | COM | 90069K104 |
| — | ISHARES TR | 300,000 | $24.49M | 0.4% | — | — | Put | 464288953 |
| — | SCVX CORP | 2,371,148 | $23.62M | 0.4% | $9.50 | — | COM | G79448208 |
| — | SPDR S&P 500 ETF TR | 76,000 | $23.43M | 0.4% | — | — | Put | 78462F953 |
| LBRDK | LIBERTY BROADBAND CORP | 187,100 | $23.19M | 0.4% | $109.98 | +6.9% | COM SER C | 530307305 |
| — | HAYMAKER ACQUISITION CORP II | 2,217,162 | $22.95M | 0.4% | $10.01 | — | COM CL A | 42087L101 |
| — | NIKOLA CORP | 327,700 | $22.13M | 0.4% | — | — | Put | 654110955 |
| BABA | ALIBABA GROUP HLDG LTD | 101,239 | $21.84M | 0.4% | $202.84 | — | SPONSORED ADS | 01609W102 |
| — | TIFFANY & CO NEW | 171,100 | $20.86M | 0.4% | $124.66 | — | NEW COM | 886547108 |
| — | TRIDENT ACQUISITIONS CORP | 1,800,000 | $20.16M | 0.4% | $10.53 | — | COM | 89615T106 |
| — | SPARTAN ENERGY ACQUISITION C | 1,817,111 | $19.48M | 0.3% | $10.12 | — | CL A COM STK | 846784106 |
| — | FINTECH ACQUISITION CORP III | 1,731,646 | $19.32M | 0.3% | $9.99 | — | COM CL A | 31811A101 |
| — | INTERPRIVATE ACQUISITION COR | 1,866,078 | $18.51M | 0.3% | $9.91 | — | COM | 46064A103 |
| — | LIBERTY MEDIA CORP DEL | 561,379 | $17.8M | 0.3% | $32.16 | — | COM SER C FRMLA | 531229854 |
| — | NIKOLA CORP | 530,343 | $17.61M | 0.3% | $33.20 | — | *W EXP 06/03/202 ADDED | 654110113 |
| — | GX ACQUISITION CORP | 1,658,297 | $16.91M | 0.3% | $9.88 | — | COM CL A | 36251A107 |
| — | FLYING EAGLE ACQUISITION COR | 1,525,000 | $16.74M | 0.3% | $10.98 | — | COM ADDED | 34407Y103 |
| MCK | MCKESSON CORP | 107,500 | $16.49M | 0.3% | $140.36 | -0.8% | COM | 58155Q103 |
| THBR | THUNDER BRDG ACQUISTION II L | 1,621,000 | $16.37M | 0.3% | $9.94 | — | CL A SHS | G8857S116 |
| LIVN | LIVANOVA PLC | 333,057 | $16.03M | 0.3% | $50.11 | 0.0% | SHS | G5509L101 |
| — | FUSION ACQUISITION CORP | 1,500,000 | $15.24M | 0.3% | $10.16 | — | UNIT 99/99/9999ADDED | 36118H204 |
| — | SUSTAINABLE OPPORTNTS ACQ CO | 1,500,000 | $15.15M | 0.3% | $10.10 | — | UNIT 99/99/9999 ADDED | G8598Y125 |
| — | MERITOR INC | 8,657,000 | $14.55M | 0.3% | $1.76 | — | NOTE 7.875% 3/0 | 59001KAC4 |
| — | UNISYS CORP | 11,775,000 | $14.52M | 0.3% | $1.36 | — | NOTE 5.500% 3/0 | 909214BS6 |
| — | BURNING ROCK BIOTECH LTD | 537,311 | $14.51M | 0.3% | $27.01 | — | SPONSORED ADS ADDED | 12233L107 |
| — | OUTFRONT MEDIA INC | 1,007,000 | $14.27M | 0.2% | $14.17 | — | COM | 69007J106 |
| HCM | HUTCHISON CHINA MEDITECH LTD | 515,606 | $14.22M | 0.2% | $20.76 | — | SPONSORED ADS | 44842L103 |
| — | UNION ACQUISITION CORP II | 1,421,905 | $14.22M | 0.2% | $9.94 | — | SHS | G9402Q100 |
| COR | AMERISOURCEBERGEN CORP | 135,000 | $13.6M | 0.2% | $74.64 | +6.6% | COM | 03073E105 |
| — | CITIC CAPITAL ACQUISITION CO | 1,365,184 | $13.41M | 0.2% | $9.82 | — | COM CL A ADDED | G21513109 |
| — | LORAL SPACE & COMMUNICATNS I | 681,958 | $13.31M | 0.2% | $26.71 | — | COM | 543881106 |
| — | LANDCADIA HLDGS II INC | 798,957 | $13.06M | 0.2% | $9.88 | — | CL A | 51476X105 |
| LYV | LIVE NATION ENTERTAINMENT IN | 288,689 | $12.8M | 0.2% | $55.66 | -21.2% | COM | 538034109 |
| BIIB | BIOGEN INC | 47,500 | $12.71M | 0.2% | $301.20 | -0.2% | COM | 09062X103 |
| VRT | VERTIV HOLDINGS CO | 934,224 | $12.67M | 0.2% | $10.98 | +5.5% | COM CL A | 92537N108 |
| — | DECIPHERA PHARMACEUTICALS IN | 210,000 | $12.54M | 0.2% | $34.38 | — | COM | 24344T101 |
| — | STABLE RD ACQUISITION CORP | 1,244,869 | $12.39M | 0.2% | $9.77 | — | COM CL A | 85236Q109 |
| — | HUDSON EXECUTIVE INVT CORP | 1,211,500 | $12.36M | 0.2% | $10.20 | — | UNIT 06/21/2025 ADDED | 443761200 |
| — | TIFFANY & CO NEW | 100,000 | $12.19M | 0.2% | — | — | Put | 886547958 |
| OPTU | ALTICE USA INC | 538,651 | $12.14M | 0.2% | $22.38 | +9.6% | CL A | 02156K103 |
| — | CAESARS ENTMT CORP | 991,438 | $12.03M | 0.2% | $12.13 | — | COM | 127686103 |
| — | GRUBHUB INC | 170,000 | $11.95M | 0.2% | $70.30 | — | COM | 400110102 |
| — | COUPA SOFTWARE INC | 42,500 | $11.77M | 0.2% | $220.49 | — | COM | 22266L106 |
| — | OAKTREE ACQUISITION CORP | 1,115,017 | $11.34M | 0.2% | $10.09 | — | SHS CL A | G67145105 |
| — | QUOTIENT LTD | 1,525,000 | $11.29M | 0.2% | $6.16 | — | SHS | G73268107 |
| — | HENNESSY CAP ACQUSTION CORP | 1,048,109 | $11.27M | 0.2% | $10.41 | — | CL A COM | 42589C104 |
| — | AIMMUNE THERAPEUTICS INC | 670,000 | $11.2M | 0.2% | $18.60 | — | COM | 00900T107 |
| — | BHP GROUP PLC | 271,987 | $11.19M | 0.2% | $43.82 | — | SPONSORED ADS | 05545E209 |
| — | PIVOTAL INVT CORP II | 1,073,338 | $10.89M | 0.2% | $10.01 | — | COM CL A | 72582K100 |
| — | LIBERTY MEDIA CORP DEL | 315,668 | $10.87M | 0.2% | $37.75 | — | COM C SIRIUSXM | 531229607 |
| MS | MORGAN STANLEY | 225,001 | $10.87M | 0.2% | $38.26 | -8.0% | COM NEW | 617446448 |
| PYPL | PAYPAL HLDGS INC | 62,000 | $10.8M | 0.2% | $137.88 | 0.0% | COM | 70450Y103 |
| — | AMYRIS INC | 2,530,075 | $10.67M | 0.2% | $3.09 | — | COM NEW | 03236M200 |
| XBI | SPDR SER TR | 94,500 | $10.58M | 0.2% | $111.95 | — | S&P BIOTECH | 78464A870 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 135,000 | $10.56M | 0.2% | $48.45 | +36.6% | COM | 90400D108 |
| JWS/U | JAWS ACQUISITION CORP | 1,000,000 | $10.43M | 0.2% | $10.43 | — | UNIT 99/99/9999 ADDED | G50744120 |
| — | ANDINA ACQUISITION CORP III | 999,356 | $10.25M | 0.2% | $10.26 | — | SHS | G04415108 |
| CHE | CHEMED CORP NEW | 22,500 | $10.15M | 0.2% | $438.26 | +0.0% | NEW COM | 16359R103 |
| CB | CHUBB LIMITED | 80,000 | $10.13M | 0.2% | $106.19 | 0.0% | COM | H1467J104 |
| GS | GOLDMAN SACHS GROUP INC | 50,000 | $9.881M | 0.2% | $164.18 | 0.0% | COM | 38141G104 |
| JPM | JPMORGAN CHASE & CO | 105,000 | $9.876M | 0.2% | $92.16 | -11.3% | COM | 46625H100 |
| LPLA | LPL FINL HLDGS INC | 125,000 | $9.8M | 0.2% | $66.82 | 0.0% | COM | 50212V100 |
| NFIN | NETFIN ACQUISITION CORP | 909,768 | $9.78M | 0.2% | $10.47 | — | SHS CL A | G6455A107 |
| — | GIGCAPITAL2 INC | 955,742 | $9.691M | 0.2% | $10.03 | — | COM | 375036100 |
| BIDU | BAIDU INC | 80,745 | $9.68M | 0.2% | $126.40 | — | SPON ADR REP A | 056752108 |
| NXST | NEXSTAR MEDIA GROUP INC | 114,211 | $9.558M | 0.2% | $62.90 | 0.0% | CL A | 65336K103 |
| — | CC NEUBERGER PRINCIPAL HLDNG | 900,000 | $9.54M | 0.2% | $10.60 | — | UNIT 99/99/9999 ADDED | G1992Y106 |
| CFG | CITIZENS FINANCIAL GROUP INC | 375,000 | $9.465M | 0.2% | $17.73 | 0.0% | COM | 174610105 |
| — | EAST STONE ACQUISITION CORP | 951,900 | $9.395M | 0.2% | $9.87 | — | SHS | G2911D108 |
| SCHW | SCHWAB CHARLES CORP | 275,000 | $9.278M | 0.2% | $35.66 | -6.9% | COM | 808513105 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 75,000 | $9.25M | 0.2% | $84.36 | +17.8% | COM | 09061G101 |
| EQH | EQUITABLE HLDGS INC | 475,000 | $9.162M | 0.2% | $16.86 | -8.1% | COM | 29452E101 |
| MOH | MOLINA HEALTHCARE INC | 50,000 | $8.899M | 0.2% | $170.30 | 0.0% | COM | 60855R100 |
| — | FAR PT ACQUISITION CORP | 855,557 | $8.76M | 0.2% | $9.90 | — | COM CL A | 30734W109 |
| RVPH | TENZING ACQUISITION CORP | 810,000 | $8.707M | 0.2% | $10.52 | — | SHS | G8708A116 |
| — | TELADOC HEALTH INC | 2,000,000 | $8.688M | 0.2% | $1.49 | — | NOTE 3.000%12/1 | 87918AAB1 |
| BAX | BAXTER INTL INC | 100,000 | $8.61M | 0.2% | $77.66 | 0.0% | COM | 071813109 |
| — | HEALTHCARE MERGER CORP | 858,800 | $8.605M | 0.2% | $9.85 | — | COM CL A | 42227L102 |
| — | FINSERV ACQUISITION CORP | 862,500 | $8.581M | 0.2% | $9.60 | — | CL A | 318085107 |
| — | MACQUARIE INFRASTRUCTURE COR | 273,193 | $8.384M | 0.1% | $27.47 | — | COM | 55608B105 |
| — | GORES METROPOULOS INC | 781,629 | $8.355M | 0.1% | $10.15 | — | COM CL A | 382872109 |
| ALT | ALTIMMUNE INC | 780,000 | $8.353M | 0.1% | $5.49 | 0.0% | COM NEW | 02155H200 |
| — | T-MOBILE US INC | 80,000 | $8.332M | 0.1% | — | — | Put | 872590954 |
| SYF | SYNCHRONY FINANCIAL | 375,000 | $8.31M | 0.1% | $24.13 | -29.5% | COM | 87165B103 |
| — | SOCIAL CAP HDOSPHIA HLDG CO | 705,666 | $8.291M | 0.1% | $11.75 | — | CL A ADDED | G8250T109 |
| IONS | IONIS PHARMACEUTICALS INC | 140,000 | $8.254M | 0.1% | $56.49 | -1.5% | COM | 462222100 |
| SCPE/U | SC HEALTH CORP | 788,000 | $8.195M | 0.1% | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 374,298 | $8.182M | 0.1% | $21.86 | — | SHS CL A | G5480U104 |
| — | BLACKROCK INC | 15,000 | $8.161M | 0.1% | $457.34 | — | COM | 09247X101 |
| — | ATHENE HLDG LTD | 260,000 | $8.109M | 0.1% | $40.94 | — | CL A | G0684D107 |
| RGNX | REGENXBIO INC | 220,000 | $8.102M | 0.1% | $38.91 | -4.2% | COM | 75901B107 |
| GPN | GLOBAL PMTS INC | 47,500 | $8.056M | 0.1% | $169.30 | -6.2% | COM | 37940X102 |
| GNRUQ | GREENROSE ACQUISITION CORP | 800,000 | $8M | 0.1% | $9.70 | — | UNIT 02/28/2024 | 395392202 |
| ALLY | ALLY FINL INC | 400,000 | $7.932M | 0.1% | $14.13 | 0.0% | COM | 02005N100 |
| — | APEX TECHNOLOGY ACQUISITION | 769,000 | $7.882M | 0.1% | $9.77 | — | COM CL A | 03768F102 |
| — | ACAMAR PARTNERS ACQSITION CO | 764,018 | $7.831M | 0.1% | $10.19 | — | CL A | 004285102 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 692,373 | $7.74M | 0.1% | $11.18 | — | COM CL A ADDED | G8251K107 |
| BAC | BK OF AMERICA CORP | 325,000 | $7.718M | 0.1% | $21.40 | -3.9% | COM | 060505104 |
| MAPS | SILVER SPIKE ACQUISITION COR | 761,399 | $7.69M | 0.1% | $9.90 | — | CL A SHS | G8136L106 |
| — | SPDR SER TR | 200,000 | $7.678M | 0.1% | — | — | Put | 78464A958 |
| — | ROTH CH ACQUISITION I CO | 750,000 | $7.537M | 0.1% | $10.05 | — | UNIT 01/28/2025ADDED | 778675207 |
| — | GIGCAPITAL3 INC | 750,000 | $7.53M | 0.1% | $10.04 | — | UNIT 99/99/9999 ADDED | 37519D206 |
| PFE | PFIZER INC | 230,000 | $7.521M | 0.1% | $25.83 | +0.6% | COM | 717081103 |
| — | FOLEY TRASIMENE ACQUISTN COR | 700,000 | $7.469M | 0.1% | $10.67 | — | UNIT 99/99/9999 ADDED | 34431F203 |
| — | ZENDESK INC | 82,700 | $7.321M | 0.1% | $72.30 | — | COM | 98936J101 |
| TREB/U | TREBIA ACQUISITION CORP | 700,000 | $7.315M | 0.1% | $10.45 | — | UNIT 99/99/9999ADDED | G9027T125 |
| CNC | CENTENE CORP DEL | 115,000 | $7.308M | 0.1% | $64.53 | +0.9% | COM | 15135B101 |
| — | RADIUS HEALTH INC | 535,000 | $7.292M | 0.1% | $18.59 | — | COM NEW | 750469207 |
| — | BENEFYTT TECHNOLOGIES INC | 355,000 | $7.263M | 0.1% | $21.87 | — | COM CL A | 08182C106 |
| GNRSQ | GREENROSE ACQUISITION CORP | 735,125 | $7.218M | 0.1% | $9.74 | 0.0% | COM ADDED | 395392103 |
| — | FITBIT INC | 1,100,000 | $7.106M | 0.1% | — | — | Put | 33812L952 |
| — | EAST STONE ACQUISITION CORP | 700,000 | $7.105M | 0.1% | $9.80 | — | UNIT 12/31/226 | G2911D124 |
| — | PROPTECH ACQUISITION CORP | 701,002 | $7.08M | 0.1% | $9.85 | — | COM CL A | 74349F101 |
| PNR | PENTAIR PLC | 185,697 | $7.054M | 0.1% | $33.14 | -1.5% | SHS | G7S00T104 |
| — | CITIC CAPITAL ACQUISITION CO | 700,001 | $7.035M | 0.1% | $9.86 | — | UNIT 99/99/9999 | G21513125 |
| — | BRISTOL-MYERS SQUIBB CO | 1,955,807 | $7.001M | 0.1% | $3.16 | — | RIGHT 99/99/9999 | 110122157 |
| — | TD AMERITRADE HLDG CORP | 191,160 | $6.954M | 0.1% | $43.70 | — | COM | 87236Y108 |
| — | TESLA INC | 2,080,000 | $6.903M | 0.1% | $1.72 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| RNR | RENAISSANCERE HOLDINGS LTD | 40,000 | $6.841M | 0.1% | $176.21 | -6.9% | COM | G7496G103 |
| — | DISH NETWORK CORPORATION | 198,000 | $6.832M | 0.1% | $19.99 | — | CL A | 25470M109 |
| CCL | CARNIVAL CORP | 415,120 | $6.816M | 0.1% | $19.88 | -24.6% | UNIT 99/99/9999 | 143658300 |
| — | LIONS GATE ENTMNT CORP | 992,410 | $6.778M | 0.1% | $12.08 | — | CL B NON VTG | 535919500 |
| — | COLLECTIVE GROWTH CORP | 700,000 | $6.657M | 0.1% | $9.51 | — | UNIT 04/29/2025 ADDED | 19424L200 |
| — | OSPREY TECHNLGY AQUISTION CO | 658,438 | $6.614M | 0.1% | $9.79 | — | COM CL A | 68839R104 |
| — | TILRAY INC | 14,500,000 | $6.597M | 0.1% | $0.45 | — | NOTE 5.000%10/0 | 88688TAB6 |
| TRU | TRANSUNION | 75,000 | $6.528M | 0.1% | $77.66 | 0.0% | COM | 89400J107 |
| — | BERRY GLOBAL GROUP INC | 146,195 | $6.479M | 0.1% | $44.91 | — | COM | 08579W103 |
| ESNT | ESSENT GROUP LTD | 175,000 | $6.347M | 0.1% | $27.77 | 0.0% | COM | G3198U102 |
| QURE | UNIQURE NV | 140,000 | $6.308M | 0.1% | $57.03 | +3.6% | SHS | N90064101 |
| — | GALILEO ACQUISITION CORP | 636,430 | $6.307M | 0.1% | $9.85 | — | SHS | G3770A102 |
| — | LGL SYS ACQUISITION CORP | 632,068 | $6.267M | 0.1% | $9.92 | — | COM CL A | 50201G106 |
| — | TUSCAN HLDGS CORP II | 621,000 | $6.241M | 0.1% | $9.96 | — | COM | 90070A103 |
| — | SAGE THERAPEUTICS INC | 150,000 | $6.237M | 0.1% | $33.87 | — | COM | 78667J108 |
| — | LONGVIEW ACQUISITION CORP | 608,573 | $6.146M | 0.1% | $10.10 | — | UNIT 99/99/9999 ADDED | 543195200 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 600,000 | $6.138M | 0.1% | $10.23 | — | COM | 80821R109 |
| AUPH | AURINIA PHARMACEUTICALS INC | 375,000 | $6.093M | 0.1% | $8.01 | +99.8% | COM | 05156V102 |
| — | RIGEL PHARMACEUTICALS INC | 3,318,849 | $6.073M | 0.1% | $2.40 | — | COM NEW | 766559603 |
| — | CC NEUBERGER PRINCIPAL HLDNG | 600,000 | $6.042M | 0.1% | $10.07 | — | COM ADDED | G1992Y114 |
| BDX | BECTON DICKINSON & CO | 25,000 | $5.981M | 0.1% | $220.31 | 0.0% | COM | 075887109 |
| — | CHP MERGER CORP | 600,000 | $5.976M | 0.1% | $9.70 | — | COM CL A | 12558Y106 |
| ACEL | ACCEL ENTERTAINMENT INC | 599,944 | $5.777M | 0.1% | $10.86 | -15.8% | COM CL A1 | 00436Q106 |
| FOUR | SHIFT4 PMTS INC | 158,000 | $5.609M | 0.1% | $36.53 | 0.0% | CL A ADDED | 82452J109 |
| FTV | FORTIVE CORP | 82,000 | $5.548M | 0.1% | $39.54 | -3.6% | COM | 34959J108 |
| CCOI | COGENT COMMUNICATIONS HLDGS | 71,673 | $5.544M | 0.1% | $59.24 | 0.0% | COM NEW | 19239V302 |
| — | INSURANCE ACQUISITION CORP | 427,165 | $5.536M | 0.1% | $10.06 | — | CL A | 457867109 |
| — | ACTIVISION BLIZZARD INC | 72,500 | $5.502M | 0.1% | $69.09 | — | COM | 00507V109 |
| BWA | BORGWARNER INC | 155,012 | $5.471M | 0.1% | $24.79 | -2.3% | COM | 099724106 |
| — | SWITCHBACK ENERGY ACQUISTN C | 539,997 | $5.425M | 0.1% | $9.82 | — | COM CL A | 87105M102 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 38,830 | $5.419M | 0.1% | $118.20 | +10.6% | COM | 874054109 |
| ADNT | ADIENT PLC | 327,551 | $5.378M | 0.1% | $15.21 | 0.0% | SHS | G0084W101 |
| — | DICERNA PHARMACEUTICALS INC | 210,000 | $5.334M | 0.1% | $25.40 | — | COM | 253031108 |
| — | MERIDA MERGER CORP I | 532,500 | $5.213M | 0.1% | $9.58 | — | COM | 58953M106 |
| — | DIAMONDPEAK HLDGS COR | 502,213 | $5.172M | 0.1% | $10.08 | — | COM CL A | 25280H100 |
| — | XERIS PHARMACEUTICALS INC | 5,000,000 | $5.03M | 0.1% | $1.01 | — | NOTE 5.000% 7/1 ADDED | 98422LAA5 |
| SCPE | SC HEALTH CORP | 495,210 | $5.006M | 0.1% | $10.05 | — | COM CL A | G78516203 |
| — | APOLLO GLOBAL MGMT INC | 100,000 | $4.992M | 0.1% | $33.50 | — | COM CL A | 03768E105 |
| CRM | SALESFORCE COM INC | 26,400 | $4.945M | 0.1% | $153.09 | +8.7% | COM | 79466L302 |
| — | STERICYCLE INC | 88,096 | $4.931M | 0.1% | $55.97 | — | COM | 858912108 |
| OKTA | OKTA INC | 24,500 | $4.905M | 0.1% | $125.48 | +35.3% | CL A | 679295105 |
| — | YUNHONG INTL | 500,000 | $4.88M | 0.1% | $9.76 | — | CL A SHS ADDED | G98882106 |
| APAM | ARTISAN PARTNERS ASSET MGMT | 150,000 | $4.875M | 0.1% | $16.95 | 0.0% | CL A | 04316A108 |
| TSLA | TESLA INC | 4,500 | $4.859M | 0.1% | $41.46 | +30.5% | COM | 88160R101 |
| AGILQ | LIV CAP ACQUISITION CORP | 492,000 | $4.841M | 0.1% | $9.79 | — | CL A | G5510C108 |
| GDS | GDS HLDGS LTD | 59,900 | $4.771M | 0.1% | $79.65 | — | SPONSORED ADS | 36165L108 |
| — | AXOVANT GENE THERAPIES | 1,675,000 | $4.723M | 0.1% | $3.79 | — | COM | G0750W203 |
| — | KINIKSA PHARMACEUTICALS LTD | 185,000 | $4.713M | 0.1% | $12.54 | — | COM CL A | G5269C101 |
| — | SOUTH MTN MERGER CORP | 460,541 | $4.692M | 0.1% | $9.72 | — | COM CL A | 838884104 |
| CI | CIGNA CORP NEW | 25,000 | $4.691M | 0.1% | $167.70 | +3.5% | NEW COM | 125523100 |
| — | BLUEPRINT MEDICINES CORP | 60,000 | $4.68M | 0.1% | $72.48 | — | COM | 09627Y109 |
| SGMO | SANGAMO THERAPEUTICS INC | 520,000 | $4.659M | 0.1% | $8.67 | +7.0% | COM | 800677106 |
| — | RMG ACQUISITION CORP | 452,699 | $4.631M | 0.1% | $9.92 | — | CL A | 749641106 |
| LNC | LINCOLN NATL CORP IND | 125,000 | $4.598M | 0.1% | $26.63 | 0.0% | COM | 534187109 |
| — | STRONGBRIDGE BIOPHARMA PLC | 1,213,139 | $4.585M | 0.1% | $3.82 | — | SHS USD | G85347105 |
| CNNE | CANNAE HLDGS INC | 110,000 | $4.521M | 0.1% | $32.56 | 0.0% | COM | 13765N107 |
| UBER | UBER TECHNOLOGIES INC | 145,000 | $4.506M | 0.1% | $30.03 | +3.8% | COM | 90353T100 |
| GTN | GRAY TELEVISION INC | 318,935 | $4.449M | 0.1% | $12.81 | 0.0% | COM | 389375106 |
| FTDR | FRONTDOOR INC | 100,000 | $4.433M | 0.1% | $41.51 | -1.7% | COM | 35905A109 |
| — | FIBROGEN INC | 109,310 | $4.43M | 0.1% | $39.32 | — | COM | 31572Q808 |
| — | MYLAN NV | 275,000 | $4.422M | 0.1% | $15.40 | — | SHS EURO | N59465109 |
| DHR | DANAHER CORPORATION | 25,000 | $4.42M | 0.1% | $140.03 | 0.0% | COM | 235851102 |
| PMT | PENNYMAC MTG INVT TR | 250,000 | $4.382M | 0.1% | $17.53 | — | COM | 70931T103 |
| WMG | WARNER MUSIC GROUP CORP | 147,200 | $4.342M | 0.1% | $27.74 | 0.0% | COM CL A ADDED | 934550203 |
| — | CHURCHILL CAP CORP II | 375,010 | $4.237M | 0.1% | $9.95 | — | CL A | 17143G106 |
| LEG | LEGGETT & PLATT INC | 119,703 | $4.207M | 0.1% | $31.01 | 0.0% | COM | 524660107 |
| — | TRINE ACQUISITION CORP | 396,600 | $4.144M | 0.1% | $9.94 | — | COM CL A | 89628U108 |
| — | AGBA ACQUISITION LTD | 400,000 | $4.116M | 0.1% | $10.29 | — | SHS | G0120M109 |
| — | VANECK VECTORS ETF TR | 26,600 | $4.064M | 0.1% | — | — | Put | 92189F956 |
| — | YUNHONG INTL | 400,000 | $4.016M | 0.1% | $9.70 | — | UNIT 99/99/9999 | G98882114 |
| — | DMY TECHNOLOGY GROUP INC | 400,000 | $4.012M | 0.1% | $10.03 | — | COM ADDED | 233253103 |
| — | KENSINGTON CAP ACQUISITION C | 400,000 | $4.008M | 0.1% | $10.02 | — | UNIT 07/01/2027 ADDED | 490073202 |
| FLWS | FLWS/1-800 FLOWERS | 200,000 | $4.004M | 0.1% | $19.71 | 0.0% | CL A | 68243Q106 |
| — | GREENVISION ACQUISITION CORP | 400,000 | $3.996M | 0.1% | $9.99 | — | COM | 39678G103 |
| FHN | FIRST HORIZON NATL CORP | 400,000 | $3.984M | 0.1% | $7.35 | 0.0% | COM | 320517105 |
| — | SLACK TECHNOLOGIES INC | 127,852 | $3.974M | 0.1% | $31.08 | — | COM CL A | 83088V102 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 487,000 | $3.959M | 0.1% | $8.05 | -18.8% | SHS NEW | 030111207 |
| AXTA | AXALTA COATING SYS LTD | 175,000 | $3.946M | 0.1% | $25.37 | -19.4% | COM | G0750C108 |
| — | CATALENT INC | 52,500 | $3.848M | 0.1% | $59.06 | — | COM | 148806102 |
| XYZ | SQUARE INC | 36,500 | $3.83M | 0.1% | $76.56 | 0.0% | CL A | 852234103 |
| TBPH | THERAVANCE BIOPHARMA INC | 180,000 | $3.778M | 0.1% | $25.69 | 0.0% | COM | G8807B106 |
| — | AMERICAN AIRLS GROUP INC | 4,000,000 | $3.767M | 0.1% | $0.94 | — | NOTE 6.500% 7/0ADDED | 02376RAF9 |
| BJ | BJS WHSL CLUB HLDGS INC | 100,000 | $3.727M | 0.1% | $30.71 | 0.0% | COM | 05550J101 |
| — | WRIGHT MED GROUP N V | 125,300 | $3.723M | 0.1% | $28.65 | — | ORD SHS | N96617118 |
| — | OAKTREE ACQUISITION CORP | 347,130 | $3.714M | 0.1% | $10.10 | — | UNIT 99/99/9999 | G67145121 |
| GO | GROCERY OUTLET HLDG CORP | 90,000 | $3.672M | 0.1% | $33.21 | +7.8% | COM | 39874R101 |
| — | UNION ACQUISITION CORP II | 350,000 | $3.633M | 0.1% | $10.25 | — | UNIT 99/99/9999 | G9402Q118 |
| TDS | TELEPHONE & DATA SYS INC | 182,356 | $3.625M | 0.1% | $21.70 | -11.9% | COM NEW | 879433829 |
| LAMR | LAMAR ADVERTISING CO NEW | 53,856 | $3.595M | 0.1% | $66.75 | — | CL A | 512816109 |
| — | NRG ENERGY INC | 3,500,000 | $3.563M | 0.1% | $1.02 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | NCR CORP NEW | 202,000 | $3.499M | 0.1% | — | — | Call | 62886E908 |
| — | CIIG MERGER CORP | 350,000 | $3.465M | 0.1% | $9.81 | — | COM CL A | 12559C103 |
| GOSS | GOSSAMER BIO INC | 265,000 | $3.445M | 0.1% | $12.58 | 0.0% | COM | 38341P102 |
| IHRT | IHEARTMEDIA INC | 410,525 | $3.427M | 0.1% | $7.79 | 0.0% | COM CL A | 45174J509 |
| — | MOUNTAIN CREST ACQUISITION C | 335,000 | $3.363M | 0.1% | $10.04 | — | UNIT 03/19/2025 ADDED | 62401M205 |
| — | MONOCLE ACQUISITION CORP | 325,000 | $3.344M | 0.1% | $10.05 | — | COM | 609754106 |
| — | ORISUN ACQUISITION CORP | 330,000 | $3.342M | 0.1% | $9.92 | — | COM | 68632T109 |
| GM | GENERAL MTRS CO | 130,000 | $3.289M | 0.1% | $23.47 | 0.0% | COM | 37045V100 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 220,300 | $3.264M | 0.1% | $15.23 | 0.0% | COM | 87164F105 |
| IPOB/U | SOCIAL CAP HDOSPHIA HLDG CO | 250,000 | $3.14M | 0.1% | $12.56 | — | UNIT 99/99/9999 ADDED | G8250T117 |
| EHC | ENCOMPASS HEALTH CORP | 50,000 | $3.096M | 0.1% | $52.12 | -3.1% | COM | 29261A100 |
| — | FORTRESS VALUE ACQUISITION C | 300,000 | $3.09M | 0.1% | $10.30 | — | UNIT 99/99/9999 ADDED | 34962V205 |
| INSM | INSMED INC | 110,000 | $3.029M | 0.1% | $21.79 | +8.8% | COM PAR $.01 | 457669307 |
| TMUS | T-MOBILE US INC | 28,986 | $3.018M | 0.1% | $92.61 | 0.0% | COM | 872590104 |
| PCG | PG&E CORP | 340,000 | $3.015M | 0.1% | $10.77 | 0.0% | COM | 69331C108 |
| — | FORTRESS VALUE ACQUISITION C | 300,000 | $2.991M | 0.1% | $9.97 | — | COM CL A ADDED | 34962V106 |
| NBAC | NEWBORN ACQUISITION CORP | 300,000 | $2.976M | 0.1% | $9.92 | — | SHS ADDED | G6463T106 |
| — | TYME TECHNOLOGIES INC | 2,200,000 | $2.926M | 0.1% | $1.33 | — | COM | 90238J103 |
| UPWK | UPWORK INC | 200,000 | $2.888M | 0.1% | $10.50 | 0.0% | COM | 91688F104 |
| CCK | CROWN HLDGS INC | 44,147 | $2.875M | 0.1% | $59.79 | 0.0% | COM | 228368106 |
| — | VISTA OUTDOOR INC | 197,258 | $2.85M | 0.0% | $14.45 | — | COM | 928377100 |
| AAP | ADVANCE AUTO PARTS INC | 20,000 | $2.849M | 0.0% | $112.44 | 0.0% | COM | 00751Y106 |
| CLLS | CELLECTIS S A | 160,000 | $2.848M | 0.0% | $13.88 | — | SPON ADS | 15117K103 |
| ITT | ITT INC | 48,412 | $2.843M | 0.0% | $56.99 | -7.0% | COM | 45073V108 |
| — | SPLUNK INC | 14,300 | $2.841M | 0.0% | $174.22 | — | COM | 848637104 |
| NFLX | NETFLIX INC | 6,200 | $2.821M | 0.0% | $33.41 | +27.4% | COM | 64110L106 |
| — | MOHAWK GROUP HLDGS INC | 513,528 | $2.819M | 0.0% | $4.87 | — | COM | 608189106 |
| — | GAN LTD | 110,000 | $2.799M | 0.0% | $25.45 | — | SHS ADDED | G3728V109 |
| — | NEKTAR THERAPEUTICS | 118,317 | $2.74M | 0.0% | $26.21 | — | COM | 640268108 |
| RCUS | ARCUS BIOSCIENCES INC | 110,000 | $2.721M | 0.0% | $26.99 | 0.0% | COM | 03969F109 |
| AKBA | AKEBIA THERAPEUTICS INC | 200,000 | $2.716M | 0.0% | $6.84 | +51.2% | COM | 00972D105 |
| — | BRILLIANT ACQUISITION CORP | 270,000 | $2.708M | 0.0% | $10.03 | — | UNIT 12/31/2020 ADDED | G1643W103 |
| — | SOFTWARE ACQUISITION GROUP I | 268,017 | $2.688M | 0.0% | $9.63 | — | COM CL A | 83406B101 |
| CSX | CSX CORP | 38,000 | $2.65M | 0.0% | $21.70 | -5.5% | COM | 126408103 |
| — | EXPERIENCE INVT CORP | 264,738 | $2.639M | 0.0% | $9.67 | — | COM CL A | 30217C109 |
| ADUS | ADDUS HOMECARE CORP | 28,500 | $2.637M | 0.0% | $86.49 | 0.0% | COM | 006739106 |
| — | TEVA PHARMACEUTICAL FIN LLC | 2,690,000 | $2.631M | 0.0% | $0.93 | — | DBCV 0.250%36557 | 88163VAE9 |
| CMCSA | COMCAST CORP NEW | 67,000 | $2.611M | 0.0% | $36.05 | -9.1% | CL A | 20030N101 |
| AD | UNITED STATES CELLULAR CORP | 82,100 | $2.534M | 0.0% | $18.90 | -5.6% | COM | 911684108 |
| IGV | ISHARES TR | 8,900 | $2.529M | 0.0% | $284.16 | — | EXPANDED TECH | 464287515 |
| — | DFP HEALTHCARE ACQUISITNS CO | 246,376 | $2.5M | 0.0% | $10.15 | — | COM CL A ADDED | 23343Q100 |
| MSGS | MADISON SQUARE GRDN SPRT COR | 17,000 | $2.497M | 0.0% | $193.90 | -14.8% | CL A | 55825T103 |
| — | E TRADE FINANCIAL CORP | 50,000 | $2.486M | 0.0% | $45.27 | — | COM NEW | 269246401 |
| — | JUNIPER INDL HLDGS INC | 248,502 | $2.477M | 0.0% | $9.69 | — | COM CL A | 48205G106 |
| ALUS | ALUSSA ENERGY ACQUISITION CO | 250,000 | $2.462M | 0.0% | $9.60 | — | SHS CL A | G0232J101 |
| — | HL ACQUISITIONS CORP | 200,000 | $2.434M | 0.0% | $10.33 | — | SHS | G4603R106 |
| LPX | LOUISIANA PAC CORP | 94,358 | $2.42M | 0.0% | $21.16 | 0.0% | COM | 546347105 |
| ALAC | ALBERTON ACQUISITION CORP | 225,000 | $2.407M | 0.0% | $10.50 | — | ORD SHS | G35006108 |
| — | LEGACY ACQUISITION CORP | 250,000 | $2.4M | 0.0% | $10.27 | — | COM CL A | 524643103 |
| DIS | DISNEY WALT CO | 21,300 | $2.375M | 0.0% | $107.86 | 0.0% | COM DISNEY | 254687106 |
| BURL | BURLINGTON STORES INC | 12,000 | $2.363M | 0.0% | $188.35 | 0.0% | COM | 122017106 |
| NEO | NEOGENOMICS INC | 75,000 | $2.323M | 0.0% | $27.71 | 0.0% | COM NEW | 64049M209 |
| — | ARYA SCIENCES ACQUISTION CO | 200,000 | $2.32M | 0.0% | $11.60 | — | UNIT 06/09/2027 ADDED | G31655114 |
| — | 8I ENTERPRISES ACQUISITION C | 225,000 | $2.252M | 0.0% | $10.02 | — | C SHS | G2956M104 |
| LEN | LENNAR CORP | 36,500 | $2.249M | 0.0% | $47.29 | 0.0% | CL A | 526057104 |
| CHWY | CHEWY INC | 50,000 | $2.234M | 0.0% | $29.36 | +48.6% | CL A | 16679L109 |
| PINS | PINTEREST INC | 100,000 | $2.217M | 0.0% | $19.52 | 0.0% | CL A | 72352L106 |
| — | NEWBORN ACQUISITION CORP | 200,000 | $2.2M | 0.0% | $9.70 | — | UNIT 99/99/9999 | G6463T130 |
| PRTA | PROTHENA CORP PLC | 206,555 | $2.16M | 0.0% | $11.88 | -6.5% | SHS | G72800108 |
| — | BLUEBIRD BIO INC | 35,000 | $2.136M | 0.0% | $45.95 | — | COM | 09609G100 |
| VYX | NCR CORP NEW | 123,184 | $2.133M | 0.0% | $19.46 | -41.1% | NEW COM | 62886E108 |
| — | SIX FLAGS ENTMT CORP NEW | 109,800 | $2.109M | 0.0% | $19.21 | — | NEW COM | 83001A102 |
| KNX | KNIGHT SWIFT TRANSN HLDGS IN | 50,000 | $2.085M | 0.0% | $35.94 | 0.0% | CL A | 499049104 |
| SNBR | SLEEP NUMBER CORP | 50,000 | $2.082M | 0.0% | $31.80 | 0.0% | COM | 83125X103 |
| — | LEO HOLDINGS CORP | 200,000 | $2.08M | 0.0% | $10.27 | — | COM CL A | G5463L105 |
| UNP | UNION PAC CORP | 12,000 | $2.028M | 0.0% | $141.44 | 0.0% | COM | 907818108 |
| — | NEW PROVIDENCE ACQUISITION | 200,300 | $2.019M | 0.0% | $9.80 | — | COM CL A | 64822P106 |
| — | REPAY HLDGS CORP | 81,500 | $2.007M | 0.0% | $24.63 | — | COM CL A | 76029l100 |
| — | LIVE OAK ACQUISITION CORP | 200,000 | $2.004M | 0.0% | $10.02 | — | UNIT 99/99/9999 ADDED | 53804F202 |
| OPLN | KAR AUCTION SVCS INC | 144,977 | $1.994M | 0.0% | $13.73 | 0.0% | COM | 48238T109 |
| RGR | STURM RUGER & CO INC | 26,000 | $1.976M | 0.0% | $49.13 | +23.7% | COM | 864159108 |
| — | LIVE OAK ACQUISITION CORP | 200,000 | $1.96M | 0.0% | $9.80 | — | COM CL A ADDED | 53804F103 |
| — | EXTENDED STAY AMER INC | 175,000 | $1.958M | 0.0% | $11.19 | — | UNIT 99/99/9999B | 30224P200 |
| CAH | CARDINAL HEALTH INC | 37,500 | $1.957M | 0.0% | $44.39 | 0.0% | COM | 14149Y108 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 180,000 | $1.938M | 0.0% | $10.29 | — | SHS | G8959N106 |
| — | B RILEY PRIN MERGER CORP II | 175,000 | $1.877M | 0.0% | $10.73 | — | CL A ADDED | 05600U106 |
| AGIO | AGIOS PHARMACEUTICALS INC | 35,000 | $1.871M | 0.0% | $46.30 | 0.0% | COM | 00847X104 |
| ST | SENSATA TECHNOLOGIES HLDNG P | 50,000 | $1.861M | 0.0% | $35.34 | 0.0% | SHS | G8060N102 |
| SPY | SPDR S&P 500 ETF TR | 6,000 | $1.85M | 0.0% | $260.90 | — | TR UNIT | 78462F103 |
| — | RITCHIE BROS AUCTIONEERS | 45,250 | $1.848M | 0.0% | $40.84 | — | COM | 767744105 |
| ROST | ROSS STORES INC | 21,200 | $1.807M | 0.0% | $85.67 | 0.0% | COM | 778296103 |
| — | ARENA PHARMACEUTICALS INC | 28,500 | $1.794M | 0.0% | $43.13 | — | COM NEW | 040047607 |
| ABUS | ARBUTUS BIOPHARMA CORP | 975,000 | $1.774M | 0.0% | $3.80 | -57.0% | COM | 03879J100 |
| CDLX | CARDLYTICS INC | 25,000 | $1.749M | 0.0% | $57.75 | 0.0% | COM | 14161W105 |
| ROKU | ROKU INC | 15,000 | $1.747M | 0.0% | $114.37 | 0.0% | COM CL A | 77543R102 |
| — | MASONITE INTL CORP NEW | 22,330 | $1.736M | 0.0% | $47.45 | — | NEW COM | 575385109 |
| — | ACCEL ENTERTAINMENT INC | 701,724 | $1.642M | 0.0% | $2.91 | — | *W EXP 11/20/202 | 00436Q114 |
| — | CRESCENT ACQUISITION CORP | 155,000 | $1.621M | 0.0% | $9.85 | — | COM CL A | 22564L105 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 32,000 | $1.609M | 0.0% | $89.00 | -50.0% | COM | V7780T103 |
| — | NATIONAL CINEMEDIA INC | 526,310 | $1.563M | 0.0% | $2.97 | — | COM | 635309107 |
| EYE | NATIONAL VISION HLDGS INC | 51,150 | $1.561M | 0.0% | $26.23 | 0.0% | COM | 63845R107 |
| LAD | LITHIA MTRS INC | 10,114 | $1.53M | 0.0% | $114.47 | 0.0% | CL A | 536797103 |
| — | TAUBMAN CTRS INC | 40,138 | $1.515M | 0.0% | $37.74 | — | COM | 876664103 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 35,000 | $1.511M | 0.0% | $35.29 | 0.0% | COM | 04280A100 |
| — | NEOVASC INC | 631,930 | $1.503M | 0.0% | $2.38 | — | COM | 64065J304 |
| IMUX | IMMUNIC INC | 123,048 | $1.491M | 0.0% | $10.17 | 0.0% | COM | 4525EP101 |
| — | OPTINOSE INC | 200,000 | $1.488M | 0.0% | $8.69 | — | COM | 68404V100 |
| — | ACADIA PHARMACEUTICALS INC | 30,000 | $1.454M | 0.0% | — | — | Call | 004225908 |
| KRYS | KRYSTAL BIOTECH INC | 35,000 | $1.449M | 0.0% | $48.11 | 0.0% | COM | 501147102 |
| EXEL | EXELIXIS INC | 60,000 | $1.424M | 0.0% | $16.95 | +36.7% | COM | 30161Q104 |
| DDOG | DATADOG INC | 16,200 | $1.408M | 0.0% | $41.22 | +47.7% | CL A COM | 23804L103 |
| EA | ELECTRONIC ARTS INC | 10,500 | $1.386M | 0.0% | $102.32 | +12.3% | COM | 285512109 |
| — | ABEONA THERAPEUTICS INC | 475,000 | $1.384M | 0.0% | $2.69 | — | COM | 00289Y107 |
| AMZN | AMAZON COM INC | 500 | $1.379M | 0.0% | $88.40 | +36.6% | COM | 023135106 |
| — | COLLIER CREEK HOLDINGS | 100,000 | $1.37M | 0.0% | $10.23 | — | COM CL A | G22707106 |
| HUM | HUMANA INC | 3,500 | $1.357M | 0.0% | $319.98 | +11.2% | COM | 444859102 |
| LOAC | LONGEVITY ACQUISITION CORP | 125,000 | $1.343M | 0.0% | $10.55 | — | ORD SHS | G56372132 |
| ALK | ALASKA AIR GROUP INC | 36,900 | $1.337M | 0.0% | $32.56 | 0.0% | COM | 011659109 |
| — | HEALTHCARE TR AMER INC | 50,000 | $1.326M | 0.0% | $24.28 | — | CL A NEW | 42225P501 |
| — | WESTROCK CO | 46,694 | $1.319M | 0.0% | $28.25 | — | COM | 96145D105 |
| — | CHARDAN HEALTHCR ACQSTN 2 CO | 125,000 | $1.312M | 0.0% | $10.50 | — | UNIT 99/99/9999 ADDED | 15957T206 |
| YETI | YETI HLDGS INC | 30,000 | $1.281M | 0.0% | $29.71 | +1.1% | COM | 98585X104 |
| — | GENIUS BRANDS INTL INC | 583,000 | $1.269M | 0.0% | $2.18 | — | COM | 37229T301 |
| ORLY | OREILLY AUTOMOTIVE INC | 3,000 | $1.265M | 0.0% | $26.14 | 0.0% | COM | 67103H107 |
| TJX | TJX COS INC NEW | 25,000 | $1.264M | 0.0% | $49.32 | -5.4% | NEW COM | 872540109 |
| CHRS | COHERUS BIOSCIENCES INC | 70,000 | $1.25M | 0.0% | $17.90 | -5.5% | COM | 19249H103 |
| — | CHARDAN HEALTHCR ACQSTN 2 CO | 125,000 | $1.24M | 0.0% | $9.92 | — | COM ADDED | 15957T107 |
| MLM | MARTIN MARIETTA MATLS INC | 6,000 | $1.239M | 0.0% | $185.11 | 0.0% | COM | 573284106 |
| — | GOL LINHAS AEREAS INTELIGENT | 177,708 | $1.204M | 0.0% | $6.78 | — | SPON ADRPFD NEW | 38045R206 |
| CYTK | CYTOKINETICS INC | 50,000 | $1.178M | 0.0% | $10.27 | +82.6% | COM NEW | 23282W605 |
| — | CYMABAY THERAPEUTICS INC | 335,000 | $1.169M | 0.0% | $2.51 | — | COM | 23257D103 |
| — | MOMENTA PHARMACEUTICALS INC | 35,000 | $1.164M | 0.0% | $33.26 | — | COM | 60877T100 |
| ALKS | ALKERMES PLC | 60,000 | $1.164M | 0.0% | $16.23 | 0.0% | SHS | G01767105 |
| — | GRITSTONE ONCOLOGY INC | 175,000 | $1.162M | 0.0% | $6.64 | — | COM | 39868T105 |
| — | CHINA SXT PHARMACEUTICALS IN | 2,200,766 | $1.16M | 0.0% | $3.11 | — | ORD SHS | G2161P108 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 110,932 | $1.137M | 0.0% | $10.08 | — | COM CL A | 03212A105 |
| — | AT HOME GROUP INC | 175,095 | $1.136M | 0.0% | $6.49 | — | COM | 04650Y100 |
| CNK | CINEMARK HLDGS INC | 98,000 | $1.131M | 0.0% | $25.03 | -46.4% | COM | 17243V102 |
| SRNE | SORRENTO THERAPEUTICS INC | 180,000 | $1.13M | 0.0% | $3.83 | 0.0% | COM NEW | 83587F202 |
| AZO | AUTOZONE INC | 1,000 | $1.128M | 0.0% | $1053.52 | 0.0% | COM | 053332102 |
| SPHR | MADISON SQUARE GRDN ENTERTNM | 15,000 | $1.125M | 0.0% | $35.51 | 0.0% | CL A ADDED | 55826T102 |
| CUK | CARNIVAL PLC | 88,032 | $1.107M | 0.0% | $42.08 | — | ADR | 14365C103 |
| SGI | TEMPUR SEALY INTL INC | 15,000 | $1.079M | 0.0% | $14.35 | 0.0% | COM | 88023U101 |
| — | PURE ACQUISITION CORP | 100,000 | $1.078M | 0.0% | $10.38 | — | CL A | 74621Q106 |
| NSC | NORFOLK SOUTHERN CORP | 6,000 | $1.053M | 0.0% | $163.63 | -7.7% | COM | 655844108 |
| — | BEACON ROOFING SUPPLY INC | 39,700 | $1.046M | 0.0% | $26.35 | — | COM | 073685109 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 1,002,024 | $1.042M | 0.0% | $0.94 | 0.0% | COM | 18453H106 |
| — | CONSOLIDATED COMM HLDGS INC | 150,025 | $1.015M | 0.0% | $5.25 | — | COM | 209034107 |
| BF/A | BROWN FORMAN CORP | 17,525 | $1.008M | 0.0% | $54.04 | -2.8% | CL A | 115637100 |
| CROX | CROCS INC | 25,000 | $920K | 0.0% | $26.46 | 0.0% | COM | 227046109 |
| BA | BOEING CO | 5,000 | $916K | 0.0% | $153.71 | 0.0% | COM | 097023105 |
| DCTH | DELCATH SYS INC | 88,678 | $908K | 0.0% | $9.55 | 0.0% | COM NEW ADDED | 24661P807 |
| — | COLFAX CORP | 31,072 | $866K | 0.0% | $30.13 | — | COM | 194014106 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 70,000 | $863K | 0.0% | $8.98 | — | SPONSORED ADS | 881624209 |
| — | CONYERS PK II ACQUISITION CO | 75,000 | $828K | 0.0% | $10.86 | — | COM CL A | 212896104 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 18,311 | $787K | 0.0% | $25.67 | — | COM NEW | 049164205 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 600,000 | $774K | 0.0% | $1.27 | — | *W EXP 12/31/202 | 80821R117 |
| — | TRIDENT ACQUISITIONS CORP | 1,650,000 | $759K | 0.0% | $0.08 | — | *W EXP 05/09/22 | 89615T114 |
| PLCE | CHILDRENS PL INC | 20,000 | $748K | 0.0% | $33.99 | 0.0% | COM | 168905107 |
| ADMA | ADMA BIOLOGICS INC | 245,000 | $717K | 0.0% | $2.87 | 0.0% | COM | 000899104 |
| — | AMCI ACQUISITION CORP | 1,276,800 | $702K | 0.0% | $0.55 | — | *W EXP 05/20/202 | 00165R119 |
| — | AKEBIA THERAPEUTICS INC | 50,000 | $679K | 0.0% | — | — | Call | 00972D905 |
| CTSO | CYTOSORBENTS CORP | 68,000 | $673K | 0.0% | $6.14 | +49.5% | COM NEW | 23283X206 |
| ATI | ALLEGHENY TECHNOLOGIES INC | 65,300 | $665K | 0.0% | $8.67 | 0.0% | COM | 01741R102 |
| — | GORDON POINTE ACQUISITION CO | 50,000 | $642K | 0.0% | $10.33 | — | COM CLASS A | 382788107 |
| FOLD | AMICUS THERAPEUTICS INC | 39,900 | $601K | 0.0% | $10.63 | +14.6% | COM | 03152W109 |
| IPOC/U | SOCIAL CAP HEDSPIA HLDG CO I | 50,001 | $593K | 0.0% | $11.86 | — | UNIT 99/99/9999 ADDED | G8251K123 |
| SLGN | SILGAN HOLDINGS INC | 18,031 | $584K | 0.0% | $32.55 | 0.0% | COM | 827048109 |
| BOC | BOSTON OMAHA CORP | 34,800 | $556K | 0.0% | $16.69 | 0.0% | COM | 101044105 |
| — | ADITX THERAPEUTICS INC | 108,961 | $551K | 0.0% | $5.06 | — | COM ADDED | 007025109 |
| CWH | CAMPING WORLD HLDGS INC | 20,000 | $543K | 0.0% | $12.00 | 0.0% | CL A | 13462K109 |
| HUBS | HUBSPOT INC | 2,400 | $538K | 0.0% | $179.84 | 0.0% | COM | 443573100 |
| FIVE | FIVE BELOW INC | 5,000 | $534K | 0.0% | $101.76 | -7.9% | COM | 33829M101 |
| TREX | TREX CO INC | 4,000 | $520K | 0.0% | $53.33 | 0.0% | COM | 89531P105 |
| — | INTRA CELLULAR THERAPIES INC | 20,000 | $513K | 0.0% | $15.37 | — | COM | 46116X101 |
| — | WESTPORT FUEL SYSTEMS INC | 401,993 | $498K | 0.0% | $1.68 | — | COM NEW | 960908309 |
| — | AMARIN CORP PLC | 70,000 | $484K | 0.0% | $5.50 | — | SPONS ADR NEW | 023111206 |
| — | ACCELERON PHARMA INC | 5,000 | $476K | 0.0% | $95.20 | — | COM | 00434H108 |
| THO | THOR INDS INC | 4,000 | $426K | 0.0% | $69.97 | 0.0% | COM | 885160101 |
| — | LIFESCI ACQUISITION CORP | 40,000 | $398K | 0.0% | $9.95 | — | COM ADDED | 53228P109 |
| OLLI | OLLIES BARGAIN OUTLET HLDGS | 4,000 | $390K | 0.0% | $51.28 | +49.9% | COM | 681116109 |
| — | REWALK ROBOTICS LTD | 220,000 | $387K | 0.0% | $0.43 | — | SHS | M8216Q200 |
| — | ALBERTON ACQUISITION CORP | 1,400,000 | $378K | 0.0% | $0.10 | — | *W EXP 04/26/22 | G35006124 |
| — | ALBERTON ACQUISITION CORP | 1,400,000 | $363K | 0.0% | $0.11 | — | RIGHT 10/04/2020 | G35006132 |
| — | SIX FLAGS ENTMT CORP NEW | 18,800 | $361K | 0.0% | — | — | Call | 83001A902 |
| — | SUMMIT MATLS INC | 22,460 | $361K | 0.0% | $16.07 | — | CL A | 86614U100 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 25,000 | $356K | 0.0% | $6.24 | +50.8% | COM | 84920Y106 |
| — | PLUG POWER INC | 40,000 | $328K | 0.0% | — | — | Put | 72919P952 |
| BBIO | BRIDGEBIO PHARMA INC | 10,000 | $326K | 0.0% | $30.46 | 0.0% | COM | 10806X102 |
| LQDA | LIQUIDIA TECHNOLOGIES INC | 35,487 | $298K | 0.0% | $7.59 | 0.0% | COM | 53635D202 |
| ETWOW | CC NEUBERGER PRINCIPAL HLDNG | 195,847 | $283K | 0.0% | $1.45 | — | *W EXP 99/99/999 ADDED | G1992Y122 |
| — | OASIS PETROLEUM INC | 1,500,000 | $252K | 0.0% | $0.78 | — | NOTE 2.625% 9/1 | 674215AJ7 |
| MAS | MASCO CORP | 5,000 | $251K | 0.0% | $39.39 | 0.0% | COM | 574599106 |
| ENTA | ENANTA PHARMACEUTICALS INC | 4,746 | $238K | 0.0% | $51.75 | 0.0% | COM | 29251M106 |
| — | HL ACQUISITIONS CORP | 250,000 | $235K | 0.0% | $0.25 | — | RIGHT 07/17/2023 | G4603R130 |
| — | ANDINA ACQUISITION CORP III | 990,000 | $227K | 0.0% | $0.23 | — | RIGHT 07/31/2020 | G04415132 |
| — | RETAIL OPPORTUNITY INVTS COR | 20,000 | $226K | 0.0% | $11.30 | — | COM | 76131N101 |
| — | TIVITY HEALTH INC | 20,000 | $226K | 0.0% | $11.30 | — | COM | 88870R102 |
| SWBI | SMITH & WESSON BRANDS INC | 10,000 | $215K | 0.0% | $9.29 | 0.0% | COM ADDED | 831754106 |
| — | FIVE PRIME THERAPEUTICS INC | 35,000 | $213K | 0.0% | $11.82 | — | COM | 33830X104 |
| — | EAST STONE ACQUISITION CORP | 801,900 | $200K | 0.0% | $0.25 | — | *W EXP 12/31/202 | G2911D116 |
| — | BIOSIG TECHNOLOGIES INC | 25,000 | $180K | 0.0% | $7.20 | — | COM NEW | 09073N201 |
| — | SOCIAL CAP HDOSPHIA HLDG CO | 49,997 | $180K | 0.0% | $3.60 | — | *W EXP 99/99/999 ADDED | G8250T125 |
| — | KBL MERGER CORP IV | 560,000 | $173K | 0.0% | $0.11 | — | *W EXP 01/15/202 | 48242A112 |
| — | TD HLDGS INC | 91,282 | $171K | 0.0% | $1.87 | — | COM | 87250W103 |
| XRX | XEROX HOLDINGS CORP | 11,180 | $170K | 0.0% | $31.77 | -45.7% | COM NEW | 98421M106 |
| GNRWQ | GREENROSE ACQUISITION CORP | 735,125 | $154K | 0.0% | $0.21 | — | *W EXP 08/11/202 ADDED | 395392111 |
| — | EAST STONE ACQUISITION CORP | 801,900 | $153K | 0.0% | $0.32 | — | RIGHT 12/31/2026 | G2911D132 |
| ACH | OWENS & MINOR INC NEW | 20,000 | $152K | 0.0% | $7.31 | 0.0% | NEW COM | 690732102 |
| — | FORTRESS VALUE ACQUISITION C | 100,000 | $141K | 0.0% | $1.41 | — | *W EXP 05/04/202 ADDED | 34962V114 |
| — | ENVISION SOLAR INTL INC | 35,000 | $140K | 0.0% | $1.26 | — | *W EXP 12/30/202 | 29413Q110 |
| — | KBL MERGER CORP IV | 560,000 | $140K | 0.0% | $0.23 | — | RIGHT 04/09/2020 | 48242A120 |
| — | GENPREX INC | 43,562 | $136K | 0.0% | $3.12 | — | COM | 372446104 |
| — | MALLINCKRODT PUB LTD CO | 50,000 | $134K | 0.0% | $4.56 | — | SHS | G5785G107 |
| — | LION GROUP HOLDING LTD | 40,000 | $122K | 0.0% | $3.05 | — | ADS ADDED | 53620U102 |
| — | UNION ACQUISITION CORP II | 350,000 | $115K | 0.0% | $0.33 | — | *W EXP 04/01/22 | G9402Q126 |
| — | AGBA ACQUISITION LTD | 400,000 | $114K | 0.0% | $0.28 | — | *W EXP 05/10/202 | G0120M117 |
| — | GREENVISION ACQUISITION CORP | 400,000 | $112K | 0.0% | $0.28 | — | RIGHT 06/01/2021 | 39678G129 |
| — | GREENVISION ACQUISITION CORP | 399,899 | $111K | 0.0% | $0.27 | — | *W EXP 10/28/202 | 39678G111 |
| — | GIGCAPITAL2 INC | 400,000 | $107K | 0.0% | $0.26 | — | RIGHT 02/28/2026 | 375036126 |
| — | BIG ROCK PARTNERS ACQUISI CO | 375,000 | $105K | 0.0% | $0.19 | — | RIGHT 12/01/2022 | 089482129 |
| — | MOTUS GI HLDGS INC | 80,000 | $104K | 0.0% | $4.19 | — | COM | 62014P108 |
| — | YUNHONG INTL | 500,000 | $97,000 | 0.0% | $0.19 | — | RIGHT 01/31/2027 ADDED | G98882130 |
| — | LONGEVITY ACQUISITION CORP | 478,904 | $95,000 | 0.0% | $0.15 | — | RIGHT 07/31/220 | G56372124 |
| — | ORISUN ACQUISITION CORP | 290,000 | $92,000 | 0.0% | $0.21 | — | RIGHT 05/31/2024 | 68632T125 |
| — | SENSEONICS HLDGS INC | 220,000 | $85,000 | 0.0% | $4.11 | — | COM | 81727U105 |
| — | CHARDAN HEALTHCR ACQSTN 2 CO | 122,100 | $84,000 | 0.0% | $0.69 | — | *W EXP 03/05/202 ADDED | 15957T115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 187,500 | $84,000 | 0.0% | $0.23 | — | *W EXP 12/01/202 | 089482111 |
| — | LONGEVITY ACQUISITION CORP | 420,105 | $84,000 | 0.0% | $0.11 | — | *W EXP 07/31/202 | G56372116 |
| — | ORISUN ACQUISITION CORP | 194,547 | $73,000 | 0.0% | $0.07 | — | *W EXP 05/31/202 | 68632T117 |
| — | 8I ENTERPRISES ACQUISITION C | 225,000 | $70,000 | 0.0% | $0.38 | — | RIGHT 10/29/2020 | G2956M120 |
| — | AGBA ACQUISITION LTD | 400,000 | $67,000 | 0.0% | $0.17 | — | RIGHT 05/10/2024 | G0120M125 |
| — | LION GROUP HOLDING LTD | 400,000 | $66,000 | 0.0% | $0.17 | — | *W EXP 06/17/202ADDED | 53620U110 |
| — | NEWBORN ACQUISITION CORP | 300,000 | $63,000 | 0.0% | $0.21 | — | RIGHT 02/03/2025 ADDED | G6463T122 |
| — | YUNHONG INTL | 250,000 | $62,000 | 0.0% | $0.25 | — | *W EXP 01/31/202 ADDED | G98882122 |
| — | STABLE RD ACQUISITION CORP | 97,089 | $59,000 | 0.0% | $0.65 | — | *W EXP 05/15/202 | 85236Q117 |
| — | GLRY STR NW MDIA GRUP HLDG L | 1,500,000 | $57,000 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |
| — | MATINAS BIOPHARMA HLDGS INC | 75,000 | $57,000 | 0.0% | $0.76 | — | COM | 576810105 |
| — | NABRIVA THERAPEUTICS PLC | 5,453,396 | $54,000 | 0.0% | $0.01 | — | SHS | G63637105 |
| — | TOTTENHAM ACQUISITION I LTD | 180,000 | $52,000 | 0.0% | $0.29 | — | RIGHT 11/06/2020 | G8959N122 |
| — | NEWBORN ACQUISITION CORP | 300,000 | $48,000 | 0.0% | $0.16 | — | *W EXP 02/03/202 ADDED | G6463T114 |
| — | DFP HEALTHCARE ACQUISITNS CO | 31,959 | $46,000 | 0.0% | $1.44 | — | *W EXP 03/31/202 ADDED | 23343Q118 |
| — | SEANERGY MARITIME HLDGS CORP | 585,000 | $42,000 | 0.0% | $0.07 | — | *W EXP 05/13/202 | Y73760152 |
| — | TOTTENHAM ACQUISITION I LTD | 180,000 | $36,000 | 0.0% | $0.17 | — | *W EXP 05/06/202 | G8959N114 |
| CORBF | GLOBAL CORD BLOOD CORPORATIO | 10,000 | $31,000 | 0.0% | $10.11 | -71.3% | SHS | G39342103 |
| — | VERB TECHNOLOGY CO INC | 106,592 | $30,000 | 0.0% | $0.72 | — | *W EXP 03/14/202 | 92337U112 |
| — | BIOCEPT INC | 37,037 | $26,000 | 0.0% | $0.70 | — | COM | 09072V402 |
| VRMEW | VERIFYME INC | 17,820 | $20,000 | 0.0% | $1.12 | — | *W EXP 06/22/202 ADDED | 92346X115 |
| — | CASTOR MARITIME INC | 50,000 | $20,000 | 0.0% | $0.40 | — | SHS | Y1146L109 |
| — | U S WELL SVCS INC | 375,000 | $17,000 | 0.0% | $0.60 | — | *W EXP 03/15/202 | 91274U119 |
| SNAXW | ANDINA ACQUISITION CORP III | 27,210 | $11,000 | 0.0% | $0.26 | — | *W EXP 07/31/202 | G04415124 |
| — | LIVE OAK ACQUISITION CORP | 12,970 | $9,000 | 0.0% | $0.69 | — | *W EXP 05/08/202 ADDED | 53804F111 |
| — | TOUGHBUILT INDS INC | 25,180 | $1,000 | 0.0% | $0.21 | — | *W EXP 05/15/202 | 89157G116 |