Location: Pasadena, CA
CIK: 0001668188 · Show all filings
Period: Q4 2015 (Next →)
Filing Date: Mar 3, 2016
Total Value: $152M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| KR | Kroger Co | 152,096 | $6.362M | 4.2% | $41.83 * | $31.65 | +8.0% | COM | 501044101 |
| AAPL | Apple Inc | 59,850 | $6.299M | 4.2% | $105.25 * | $25.73 | -7.8% | COM | 037833100 |
| — | General Electric Co | 188,991 | $5.887M | 3.9% | $31.15 | $31.15 | — | COM | 369604103 |
| ACN | Accenture Ltd | 54,033 | $5.646M | 3.7% | $104.49 * | $89.97 | -0.8% | SHS CLASS A | G1151C101 |
| UNH | UnitedHealth Group Inc | 46,095 | $5.422M | 3.6% | $117.63 * | $99.29 | +0.9% | COM | 91324P102 |
| WFC | Wells Fargo & Co | 95,081 | $5.168M | 3.4% | $54.35 * | $40.84 | +0.4% | COM | 949746101 |
| HON | Honeywell Inc | 49,795 | $5.157M | 3.4% | $103.56 * | $74.28 | +1.8% | COM | 438516106 |
| DIS | Walt Disney Co | 48,705 | $5.118M | 3.4% | $105.08 * | $102.22 | -5.3% | COM DISNEY | 254687106 |
| HD | Home Depot Inc | 38,474 | $5.088M | 3.4% | $132.25 * | $99.98 | +4.2% | COM | 437076102 |
| WM | Waste Management Inc | 92,512 | $4.937M | 3.3% | $53.37 * | $43.91 | +0.9% | COM | 94106L109 |
| SJM | JM Smucker Co | 39,638 | $4.888M | 3.2% | $123.32 * | $87.89 | +3.7% | COM NEW | 832696405 |
| ABT | Abbott Laboratories | 107,289 | $4.818M | 3.2% | $44.91 * | $36.55 | +1.8% | COM | 002824100 |
| MSFT | Microsoft Corp | 85,725 | $4.756M | 3.1% | $55.48 * | $45.92 | +5.8% | COM | 594918104 |
| AMGN | Amgen Inc | 28,295 | $4.593M | 3.0% | $162.33 * | $116.50 | +3.5% | COM | 031162100 |
| NWL | Newell Rubbermaid Inc | 101,925 | $4.492M | 3.0% | $44.07 * | $29.09 | +1.0% | COM | 651229106 |
| SPG | Simon Ppty Group REIT | 22,998 | $4.471M | 3.0% | $194.41 * | $115.84 | +0.8% | COM | 828806109 |
| INTC | Intel Corp | 124,113 | $4.275M | 2.8% | $34.44 * | $26.65 | +2.2% | COM | 458140100 |
| CVS | CVS/Caremark Corp | 38,232 | $3.737M | 2.5% | $97.75 * | $72.61 | -0.1% | COM | 126650100 |
| TRV | Travelers Companies Inc | 31,025 | $3.501M | 2.3% | $112.84 * | $88.89 | +2.0% | COM | 89417E109 |
| JPM | JPMorgan Chase & Co | 52,954 | $3.496M | 2.3% | $66.02 * | $49.68 | +1.4% | COM | 46625H100 |
| T | AT&T Inc | 97,944 | $3.37M | 2.2% | $34.41 * | $12.43 | +2.6% | COM | 00206R102 |
| — | Aqua America Inc | 111,413 | $3.32M | 2.2% | $29.80 | $29.80 | — | COM | 03836W103 |
| — | Foot Locker Inc | 49,615 | $3.229M | 2.1% | $65.08 | $65.08 | — | COM | 344849104 |
| DOX | Amdocs Ltd | 53,125 | $2.899M | 1.9% | $54.57 * | $47.43 | -4.6% | SHS | G02602103 |
| CSCO | Cisco Systems Inc | 86,595 | $2.351M | 1.6% | $27.15 * | $20.16 | -1.6% | COM | 17275R102 |
| TGT | Target Corp | 29,200 | $2.12M | 1.4% | $72.60 * | $55.25 | -2.3% | COM | 87612E106 |
| CMCSA | Comcast Corp A | 33,200 | $1.873M | 1.2% | $56.42 * | $23.76 | -6.3% | CL A | 20030N101 |
| META | Facebook Inc | 14,885 | $1.557M | 1.0% | $104.60 | $102.01 | +1.9% | CL A | 30303M102 |
| — | PacWest Bancorp | 28,264 | $1.218M | 0.8% | $43.09 | $43.09 | — | COM | 695263103 |
| SBUX | Starbuck's Corp | 16,750 | $1.005M | 0.7% | $60.00 * | $49.41 | -1.3% | COM | 855244109 |
| — | PowerShares QQQ Trust | 8,880 | $993K | 0.7% | $111.82 | $111.82 | — | UNIT SER 1 | 73935A104 |
| FXG | First Trust Consumer Staples AlphaDEX | 20,075 | $892K | 0.6% | $44.43 | $43.68 | +1.8% | CONSUMR STAPLE | 33734X119 |
| NVDA | NVIDIA Corp | 26,450 | $871K | 0.6% | $32.93 * | $0.73 | +9.6% | COM | 67066G104 |
| V | Visa Inc | 10,878 | $843K | 0.6% | $77.50 * | $72.17 | +0.2% | COM CL A | 92826C839 |
| — | Activision Blizzard Inc | 21,050 | $814K | 0.5% | $38.67 | $38.67 | — | COM | 00507V109 |
| IYC | iShares DJ US Consumer Services | 5,500 | $795K | 0.5% | $144.55 * | $36.40 | -0.6% | U.S. CNSM SV ETF | 464287580 |
| XLV | Health Care Slct Sector SPDR | 10,475 | $754K | 0.5% | $71.98 | $70.66 | +1.9% | SBI HEALTHCARE | 81369Y209 |
| FDN | First Trust DJ Internet Idx | 10,100 | $753K | 0.5% | $74.55 | $74.09 | +0.7% | DJ INTERNT IDX | 33733E302 |
| — | Celgene Corp | 6,280 | $752K | 0.5% | $119.75 | $119.75 | — | COM | 151020104 |
| FBT | First Trust NYSE Arca Biotech | 6,265 | $708K | 0.5% | $113.01 | $107.67 | +5.0% | NY ARCA BIOTECH | 33733E203 |
| EWBC | East West Bancorp | 16,600 | $689K | 0.5% | $41.51 * | $32.56 | +1.2% | COM | 27579R104 |
| IJT | iShares S&P SmallCap 600 Grwth | 5,370 | $667K | 0.4% | $124.21 * | $63.42 | -2.0% | SP SMCP600GR ETF | 464287887 |
| COST | Costco Wholesale Corp | 3,969 | $641K | 0.4% | $161.50 * | $132.84 | +2.3% | COM | 22160K105 |
| ITA | iShares DJ US Aerospace & Defense | 5,300 | $626K | 0.4% | $118.11 * | $58.50 | +1.0% | U.S. AER&DEF ETF | 464288760 |
| — | Valspar Corp | 7,461 | $618K | 0.4% | $82.83 | $82.83 | — | COM | 920355104 |
| MS | Morgan Stanley | 19,370 | $616K | 0.4% | $31.80 * | $25.00 | -4.1% | COM NEW | 617446448 |
| NDAQ | NASDAQ OMX Group Inc | 9,500 | $552K | 0.4% | $58.11 * | $16.16 | +2.2% | COM | 631103108 |
| SWKS | Skyworks Solutions Inc | 6,815 | $523K | 0.3% | $76.74 * | $64.91 | -3.9% | COM | 83088M102 |
| XSD | SPDR S&P Semiconductor | 11,250 | $491K | 0.3% | $43.64 | $42.89 | +1.9% | S&P SEMICNDCTR | 78464A862 |
| KALU | Kaiser Aluminum Corp | 5,875 | $491K | 0.3% | $83.57 * | $60.26 | +0.4% | COM PAR $0.01 | 483007704 |
| CAH | Cardinal Health Inc | 5,487 | $489K | 0.3% | $89.12 * | $63.62 | +5.6% | COM | 14149Y108 |
| LMT | Lockheed Martin Corp | 2,230 | $484K | 0.3% | $217.04 * | $165.37 | +0.5% | COM | 539830109 |
| TTC | Toro Co | 5,925 | $432K | 0.3% | $72.91 * | $37.42 | -2.4% | COM | 891092108 |
| HSIC | Schein Henry Inc | 2,600 | $411K | 0.3% | $158.08 * | $59.46 | +4.3% | COM | 806407102 |
| BUD | Anheuser-Busch Inbev SA ADR | 3,275 | $409K | 0.3% | $124.89 | $121.01 | +3.3% | SPONSORED ADR | 03524A108 |
| — | Guggenheim S&P Midcap 400 Pure Grwth | 3,235 | $403K | 0.3% | $124.57 | $124.57 | — | GUG S&P MC400 PG | 78355W601 |
| DHR | Danaher Corp | 4,246 | $394K | 0.3% | $92.79 * | $38.22 | -0.1% | COM | 235851102 |
| ICF | iShares Cohen & Steers Realty Majors | 3,895 | $386K | 0.3% | $99.10 * | $48.57 | +2.2% | COHEN&STEER REIT | 464287564 |
| BABA | Alibaba Group Holding Ltd ADR | 4,700 | $381K | 0.3% | $81.06 | $78.47 | +3.6% | SPONSORED ADS | 01609W102 |
| BRK/B | Berkshire Hathaway B | 2,845 | $375K | 0.2% | $131.81 | $134.20 | -1.6% | CL B NEW | 084670702 |
| CHD | Church & Dwight Co Inc | 4,400 | $373K | 0.2% | $84.77 * | $37.51 | -0.8% | COM | 171340102 |
| PANW | Palo Alto Networks Inc | 2,080 | $366K | 0.2% | $175.96 * | $28.85 | +1.7% | COM | 697435105 |
| VNQ | Vanguard REIT Idx | 4,485 | $357K | 0.2% | $79.60 | $79.16 | +0.7% | REIT ETF | 922908553 |
| — | Aetna Inc | 3,250 | $351K | 0.2% | $108.00 | $108.00 | — | COM | 00817Y108 |
| DHI | DR Horton Inc | 10,725 | $343K | 0.2% | $31.98 * | $27.87 | +2.8% | COM | 23331A109 |
| CRI | Carter's Inc | 3,775 | $336K | 0.2% | $89.01 * | $68.43 | -0.1% | COM | 146229109 |
| TSCO | Tractor Supply Co | 3,800 | $324K | 0.2% | $85.26 * | $15.20 | -3.3% | COM | 892356106 |
| BC | Brunswick Corp | 6,250 | $315K | 0.2% | $50.40 * | $43.34 | -1.9% | COM | 117043109 |
| APH | Amphenol Corp | 5,825 | $304K | 0.2% | $52.19 * | $12.14 | -2.1% | CL A | 032095101 |
| IAK | iShares DJ US Insurance | 5,675 | $290K | 0.2% | $51.10 | $51.61 | -0.9% | U.S. INSRNCE ETF | 464288786 |
| INFY | Infosys Tech Spon Adr | 16,875 | $282K | 0.2% | $16.71 | $17.33 | -3.4% | SPONSORED ADR | 456788108 |
| AMZN | Amazon.com Inc | 408 | $275K | 0.2% | $674.02 * | $31.52 | +7.2% | COM | 023135106 |
| NVS | Novartis AG Adr | 3,100 | $266K | 0.2% | $85.81 | $88.65 | -2.9% | SPONSORED ADR | 66987V109 |
| PFF | iShares S&P US Pfd Stk Idx | 6,245 | $242K | 0.2% | $38.75 | $38.92 | -0.2% | U.S. PFD STK ETF | 464288687 |
| SCHW | Charles Schwab Corp | 7,205 | $237K | 0.2% | $32.89 * | $27.89 | +4.1% | COM | 808513105 |
| CL | Colgate-Palmolive | 3,475 | $231K | 0.2% | $66.47 * | $52.53 | +0.3% | COM | 194162103 |
| TEVA | Teva Pharm Inds Ltd | 3,375 | $221K | 0.1% | $65.48 | $61.80 | +6.2% | ADR | 881624209 |
| — | American Capital Mortgage Invest Corp | 15,600 | $217K | 0.1% | $13.91 | $13.91 | — | COM | 02504A104 |
| BAC | Bank of America Corp | 12,850 | $216K | 0.1% | $16.81 * | $13.56 | -0.3% | COM | 060505104 |
| TSM | Taiwan Semiconductor Adr | 9,450 | $214K | 0.1% | $22.65 | $22.49 | +1.1% | SPONSORED ADR | 874039100 |
| NFLX | Netflix Inc | 1,875 | $214K | 0.1% | $114.13 * | $11.43 | +0.1% | COM | 64110L106 |
| — | China Life Insurance Co Ltd ADR | 12,950 | $207K | 0.1% | $15.98 | $15.98 | — | SPON ADR REP H | 16939P106 |
| LYB | LyondellBasell Industries NV | 2,275 | $197K | 0.1% | $86.59 * | $52.02 | -5.1% | SHS - A - | N53745100 |
| CNK | Cinemark Holdings Inc | 5,775 | $193K | 0.1% | $33.42 * | $29.33 | -2.7% | COM | 17243V102 |
| — | Guggenheim S&P 500 Eql Weight | 2,405 | $184K | 0.1% | $76.51 | $76.51 | — | GUG S&P500 EQ WT | 78355W106 |
| HIG | Hartford Fin'l Services Group | 4,200 | $182K | 0.1% | $43.33 * | $36.88 | -4.9% | COM | 416515104 |
| — | CGI Group Inc A | 4,300 | $172K | 0.1% | $40.00 | $40.00 | — | CL A SUB VTG | 39945C109 |
| TM | Toyota Motor Corp Adr | 1,400 | $172K | 0.1% | $122.86 | $123.65 | -0.5% | SP ADR REP2COM | 892331307 |
| BP | BP Plc Adr | 4,696 | $146K | 0.1% | $31.09 | $33.81 | -7.5% | SPONSORED ADR | 055622104 |
| GD | General Dynamics | 1,000 | $137K | 0.1% | $137.00 * | $114.64 | -3.9% | COM | 369550108 |
| — | Interpublic Group of Companies | 5,225 | $121K | 0.1% | $23.16 * | $15.38 | +3.9% | COM | 460690100 |
| BMY | Bristol-Myers Squibb Co | 1,763 | $121K | 0.1% | $68.63 * | $46.69 | +4.6% | COM | 110122108 |
| MDLZ | Mondelez Int'l Inc | 2,692 | $120K | 0.1% | $44.58 * | $35.47 | +0.6% | CL A | 609207105 |
| MGA | Magna Int'l Inc | 2,940 | $119K | 0.1% | $40.48 * | $34.55 | -12.6% | COM | 559222401 |
| — | PowerShares DB US Dollar Idx Bullish | 4,500 | $115K | 0.1% | $25.56 | $25.56 | — | DOLL INDX BULL | 73936D107 |
| SRE | Sempra Energy | 1,232 | $115K | 0.1% | $93.34 * | $35.84 | -4.2% | COM | 816851109 |
| F | Ford Motor Co | 8,100 | $114K | 0.1% | $14.07 * | $8.34 | -2.4% | COM PAR $0.01 | 345370860 |
| BK | Bank of New York Mellon | 2,725 | $112K | 0.1% | $41.10 * | $32.47 | -1.8% | COM | 064058100 |
| EXPE | Expedia Inc | 900 | $111K | 0.1% | $123.33 * | $120.15 | -1.7% | COM NEW | 30212P303 |
| — | Nat'l Grid Transco Adr | 1,525 | $106K | 0.1% | $69.51 | $69.51 | — | SPON ADR NEW | 636274300 |
| BA | Boeing Co | 700 | $101K | 0.1% | $144.29 * | $128.88 | +0.6% | COM | 097023105 |
| XOM | Exxon Mobil Corp | 1,230 | $95,000 | 0.1% | $77.24 * | $51.39 | -2.1% | COM | 30231G102 |
| SPY | SPDR S&P 500 | 450 | $91,000 | 0.1% | $202.22 | $205.36 | -0.7% | TR UNIT | 78462F103 |
| ORCL | Oracle Corp | 2,400 | $87,000 | 0.1% | $36.25 * | $32.82 | -4.3% | COM | 68389X105 |
| PM | Philip Morris Int'l Inc | 1,000 | $87,000 | 0.1% | $87.00 * | $52.28 | +2.3% | COM | 718172109 |
| DIA | SPDR DJ Industrial Avg | 500 | $86,000 | 0.1% | $172.00 | $174.69 | -0.4% | UT SER 1 | 78467X109 |
| KO | Coca Cola Co | 1,978 | $84,000 | 0.1% | $42.47 * | $30.85 | +1.7% | COM | 191216100 |
| NOC | Northrop Grumman Corp | 400 | $75,000 | 0.0% | $187.50 * | $155.62 | +3.3% | COM | 666807102 |
| DEO | Diageo Plc Ads | 675 | $73,000 | 0.0% | $108.15 | $112.83 | -3.3% | SPON ADR NEW | 25243Q205 |
| — | VelocityShares Daily Inverse VIX ST | 2,800 | $72,000 | 0.0% | $25.71 | $25.71 | — | INVRS VIX STERM | 22542D795 |
| — | EMC Corp | 2,755 | $70,000 | 0.0% | $25.41 | $25.41 | — | COM | 268648102 |
| LLY | Eli Lilly & Co | 800 | $67,000 | 0.0% | $83.75 * | $69.71 | +1.8% | COM | 532457108 |
| — | Raytheon Co | 500 | $62,000 | 0.0% | $124.00 | $124.00 | — | COM NEW | 755111507 |
| CATY | Cathay General Bancorp | 1,973 | $61,000 | 0.0% | $30.92 * | $23.40 | -1.9% | COM | 149150104 |
| — | Trinity Biotech Plc Adr | 5,200 | $61,000 | 0.0% | $11.73 | $11.73 | — | SPON ADR NEW | 896438306 |
| MO | Altria Group Inc | 1,000 | $58,000 | 0.0% | $58.00 * | $29.47 | +1.3% | COM | 02209S103 |
| EOG | EOG Resources Inc | 800 | $56,000 | 0.0% | $70.00 * | $59.80 | -12.7% | COM | 26875P101 |
| NKE | Nike Inc B | 872 | $54,000 | 0.0% | $61.93 * | $56.67 | -2.9% | CL B | 654106103 |
| — | ALPS Alerian MLP | 4,500 | $54,000 | 0.0% | $12.00 | $12.00 | — | ALERIAN MLP | 00162Q866 |
| ISRG | Intuitive Surgical Inc | 100 | $54,000 | 0.0% | $540.00 * | $56.16 | +8.1% | COM NEW | 46120E602 |
| MRK | Merck & Co Inc | 1,018 | $53,000 | 0.0% | $52.06 * | $36.77 | +0.6% | COM | 58933Y105 |
| ED | Consol Edison Co of NY | 780 | $50,000 | 0.0% | $64.10 * | $44.60 | +0.5% | COM | 209115104 |
| AAL | American Airlines Group Inc | 1,200 | $50,000 | 0.0% | $41.67 * | $41.38 | -2.2% | COM | 02376R102 |
| VZ | Verizon Communications | 1,072 | $49,000 | 0.0% | $45.71 * | $26.92 | +1.9% | COM | 92343V104 |
| — | EV Tax-Managed Buy-Write Oppty | 3,253 | $49,000 | 0.0% | $15.06 | $15.06 | — | COM | 27828Y108 |
| PG | Procter & Gamble Co | 597 | $47,000 | 0.0% | $78.73 * | $57.94 | +4.1% | COM | 742718109 |
| C | Citigroup Inc | 927 | $47,000 | 0.0% | $50.70 * | $39.62 | -2.4% | COM NEW | 172967424 |
| GLD | SPDR Gold Shs | 447 | $45,000 | 0.0% | $100.67 | $105.72 | -4.0% | GOLD SHS | 78463V107 |
| SSO | ProShares Ultra S&P500 | 725 | $45,000 | 0.0% | $62.07 * | $7.96 | -1.1% | PSHS ULT S&P 500 | 74347R107 |
| PFE | Pfizer Inc | 1,353 | $43,000 | 0.0% | $31.78 * | $20.38 | -2.3% | COM | 717081103 |
| GM | GeneralMotors Co | 1,250 | $42,000 | 0.0% | $33.60 * | $27.71 | -1.2% | COM | 37045V100 |
| NVO | Novo Nordisk A S ADR | 730 | $42,000 | 0.0% | $57.53 | $55.35 | +4.9% | ADR | 670100205 |
| STZ | Constellation Brands Inc A | 300 | $42,000 | 0.0% | $140.00 * | $118.66 | +3.5% | CL A | 21036P108 |
| QCOM | Qualcomm Inc | 825 | $41,000 | 0.0% | $49.70 * | $39.99 | -5.7% | COM | 747525103 |
| MU | Micron Technology Inc | 2,700 | $38,000 | 0.0% | $14.07 | $15.60 | -11.4% | COM | 595112103 |
| — | Dr Pepper Snapple Group | 400 | $37,000 | 0.0% | $92.50 | $92.50 | — | COM | 26138E109 |
| — | Express Scripts | 431 | $37,000 | 0.0% | $85.85 | $85.85 | — | COM | 30219G108 |
| — | Du Pont de Nemours | 550 | $36,000 | 0.0% | $65.45 | $65.45 | — | COM | 263534109 |
| TSLA | Tesla Motors Inc | 150 | $36,000 | 0.0% | $240.00 * | $14.96 | +6.9% | COM | 88160R101 |
| — | America Movil SAB de CV | 2,600 | $36,000 | 0.0% | $13.85 | $13.85 | — | SPON ADR L SHS | 02364W105 |
| ALL | Allstate Corp | 557 | $34,000 | 0.0% | $61.04 * | $49.75 | +0.1% | COM | 020002101 |
| XLK | Technology Slct Sector SPDR | 800 | $34,000 | 0.0% | $42.50 * | $21.53 | -0.5% | TECHNOLOGY | 81369Y803 |
| CLX | Clorox Co | 256 | $32,000 | 0.0% | $125.00 * | $93.27 | +2.3% | COM | 189054109 |
| JNJ | Johnson & Johnson | 300 | $30,000 | 0.0% | $100.00 * | $75.93 | +2.6% | COM | 478160104 |
| DJP | iPath Bloomberg Cmdty Idx Total Return | 1,335 | $28,000 | 0.0% | $20.97 * | $23.08 | -7.0% | DJUBS CMDT ETN36 | 06738C778 |
| — | Reynolds American Inc | 599 | $27,000 | 0.0% | $45.08 | $45.08 | — | COM | 761713106 |
| IBM | Int'l Business Machines | 194 | $26,000 | 0.0% | $134.02 * | $87.52 | -1.7% | COM | 459200101 |
| DVY | iShares DJ Slct Dvnd Idx | 350 | $26,000 | 0.0% | $74.29 | $76.03 | -1.2% | SELECT DIVID ETF | 464287168 |
| — | SolarCity Corp | 500 | $25,000 | 0.0% | $50.00 | $50.00 | — | COM | 83416T100 |
| ANF | Abercrombie & Fitch Co | 896 | $24,000 | 0.0% | $26.79 * | $18.99 | +16.8% | CL A | 002896207 |
| DXCM | Dexcom Inc | 300 | $24,000 | 0.0% | $80.00 * | $20.81 | -1.6% | COM | 252131107 |
| IYE | iShares DJ US Energy | 700 | $23,000 | 0.0% | $32.86 * | $36.96 | -8.4% | U.S. ENERGY ETF | 464287796 |
| — | Kellogg Company | 300 | $21,000 | 0.0% | $70.00 * | $45.70 | +4.4% | COM | 487836108 |
| AZN | AstraZeneca PLC ADR | 600 | $20,000 | 0.0% | $33.33 | $33.33 | — | SPONSORED ADR | 046353108 |
| HAS | Hasbro Inc | 300 | $20,000 | 0.0% | $66.67 * | $52.36 | -7.8% | COM | 418056107 |
| — | Red Hat Inc | 250 | $20,000 | 0.0% | $80.00 | $80.00 | — | COM | 756577102 |
| HAL | Halliburton Co | 600 | $20,000 | 0.0% | $33.33 * | $30.98 | -9.5% | COM | 406216101 |
| CAT | Caterpillar Inc | 282 | $19,000 | 0.0% | $67.38 * | $54.58 | -2.5% | COM | 149123101 |
| BTI | British American Tobacco Plc | 175 | $19,000 | 0.0% | $108.57 | $114.68 | -3.7% | SPONSORED ADR | 110448107 |
| — | Seagate Technology Plc | 540 | $19,000 | 0.0% | $35.19 | $35.19 | — | SHS | G7945M107 |
| ACHC | Acadia Healthcare Co Inc | 300 | $18,000 | 0.0% | $60.00 * | $65.14 | -4.1% | COM | 00404A109 |
| GS | Goldman Sachs Group | 100 | $18,000 | 0.0% | $180.00 * | $151.14 | -2.8% | COM | 38141G104 |
| GPRO | GoPro Inc A | 1,000 | $18,000 | 0.0% | $18.00 | $23.22 | -22.4% | CL A | 38268T103 |
| CVBF | CVB Financial Corp | 1,100 | $18,000 | 0.0% | $16.36 * | $12.29 | -2.8% | COM | 126600105 |
| PPL | PPL Corp | 500 | $17,000 | 0.0% | $34.00 * | $21.46 | +2.1% | COM | 69351T106 |
| CVX | Chevron Corp | 193 | $17,000 | 0.0% | $88.08 * | $58.43 | +0.4% | COM | 166764100 |
| — | China Telecom Ltd | 375 | $17,000 | 0.0% | $45.33 | $45.33 | — | SPON ADR H SHS | 169426103 |
| KHC | Kraft Heinz Co | 230 | $16,000 | 0.0% | $69.57 * | $47.05 | -0.3% | COM | 500754106 |
| RY | Royal Bank of Canada | 300 | $16,000 | 0.0% | $53.33 | $56.09 | -4.5% | COM | 780087102 |
| PRU | Prudential Fin'l Inc | 200 | $16,000 | 0.0% | $80.00 * | $52.61 | -1.1% | COM | 744320102 |
| GOOG | Alphabet Inc C | 20 | $15,000 | 0.0% | $750.00 * | $35.61 | +5.8% | CAP STK CL C | 02079K107 |
| GOOGL | Alphabet Inc A | 20 | $15,000 | 0.0% | $750.00 * | $36.73 | +5.1% | CAP STK CL A | 02079K305 |
| CRM | Salesforce.com | 200 | $15,000 | 0.0% | $75.00 * | $77.15 | +0.4% | COM | 79466L302 |
| — | Portola Pharmaceuticals | 300 | $15,000 | 0.0% | $50.00 | $50.00 | — | COM | 737010108 |
| — | Templeton Emerg Mkts Incm | 1,500 | $14,000 | 0.0% | $9.33 | $9.33 | — | COM | 880192109 |
| XLF | Financial Slct Sector SPDR | 590 | $14,000 | 0.0% | $23.73 * | $19.49 | -0.7% | SBI INT-FINL | 81369Y605 |
| CMI | Cummins Inc | 170 | $14,000 | 0.0% | $82.35 * | $75.80 | -11.4% | COM | 231021106 |
| — | Blackstone Group Lp | 500 | $14,000 | 0.0% | $28.00 | $28.00 | — | COM UNIT LTD | 09253U108 |
| — | Intercept Pharmaceuticals Inc | 100 | $14,000 | 0.0% | $140.00 | $140.00 | — | COM | 45845P108 |
| EEM | iShares MSCI Emerg Mkts Idx | 450 | $14,000 | 0.0% | $31.11 * | $34.29 | -6.1% | MSCI EMG MKT ETF | 464287234 |
| — | Cedar Fair LP | 250 | $13,000 | 0.0% | $52.00 | $52.00 | — | DEPOSITRY UNIT | 150185106 |
| — | Integrated Device Technology | 500 | $13,000 | 0.0% | $26.00 | $26.00 | — | COM | 458118106 |
| SLB | Schlumberger Ltd | 200 | $13,000 | 0.0% | $65.00 * | $56.10 | -6.4% | COM | 806857108 |
| ELV | Anthem Inc | 100 | $13,000 | 0.0% | $130.00 * | $119.60 | +1.5% | COM | 036752103 |
| ETR | Entergy Corp | 200 | $13,000 | 0.0% | $65.00 * | $22.59 | +2.3% | COM | 29364G103 |
| — | EZChip Semiconductor Ltd | 500 | $12,000 | 0.0% | $24.00 | $24.00 | — | ORD | M4146Y108 |
| — | Discover Fin'l Services | 210 | $11,000 | 0.0% | $52.38 | $52.38 | — | COM | 254709108 |
| — | SpartanNash Co | 550 | $11,000 | 0.0% | $20.00 | $20.00 | — | COM | 847215100 |
| — | Precision Castparts Corp | 50 | $11,000 | 0.0% | $220.00 | $220.00 | — | COM | 740189105 |
| — | Weight Watchers International Inc | 500 | $11,000 | 0.0% | $22.00 | $22.00 | — | COM | 948626106 |
| — | Walgreens Boots Alliance Inc | 125 | $10,000 | 0.0% | $80.00 | $80.00 | — | COM | 931427108 |
| IYJ | iShares DJ US Industrial | 100 | $10,000 | 0.0% | $100.00 * | $51.99 | -1.0% | U.S. INDS ETF | 464287754 |
| — | Fitbit Inc A | 350 | $10,000 | 0.0% | $28.57 | $28.57 | — | CL A | 33812L102 |
| — | Time Warner Inc | 166 | $10,000 | 0.0% | $60.24 | $60.24 | — | COM NEW | 887317303 |
| — | Nuveen CA Muni Value | 990 | $10,000 | 0.0% | $10.10 | $10.10 | — | COM | 67062C107 |
| PEP | Pepsico Inc | 100 | $9,000 | 0.0% | $90.00 * | $73.47 | +0.6% | COM | 713448108 |
| — | First of Long Island | 300 | $9,000 | 0.0% | $30.00 | $30.00 | — | COM | 320734106 |
| MA | Mastercard Inc | 100 | $9,000 | 0.0% | $90.00 | $92.19 | -0.6% | CL A | 57636Q104 |
| THRM | Amerigon Inc | 200 | $9,000 | 0.0% | $45.00 * | $47.95 | -1.1% | COM | 37253A103 |
| — | AllianzGI NFJ Int & Prem | 800 | $9,000 | 0.0% | $11.25 | $11.25 | — | COM | 01883A107 |
| COP | ConocoPhillips | 200 | $9,000 | 0.0% | $45.00 * | $38.37 | -10.5% | COM | 20825C104 |
| — | Mobileye NV | 200 | $8,000 | 0.0% | $40.00 | $40.00 | — | ORD SHS | N51488117 |
| AWK | American Water Works Co Inc | 150 | $8,000 | 0.0% | $53.33 * | $47.42 | +3.9% | COM | 030420103 |
| — | PureFunds ISE Cyber Security | 300 | $7,000 | 0.0% | $23.33 | $23.33 | — | ISE CYBER SEC | 30304R407 |
| — | Time Warner Cable | 41 | $7,000 | 0.0% | $170.73 | $170.73 | — | COM | 88732J207 |
| — | Twitter Inc | 308 | $7,000 | 0.0% | $22.73 | $22.73 | — | COM | 90184L102 |
| M | Macy's Inc | 225 | $7,000 | 0.0% | $31.11 * | $43.33 | -19.3% | COM | 55616P104 |
| VRTX | Vertex Pharmaceuticals Inc | 50 | $6,000 | 0.0% | $120.00 * | $120.72 | +4.2% | COM | 92532F100 |
| BLDP | Ballard Power Systems Inc | 4,400 | $6,000 | 0.0% | $1.36 * | $1.42 | +10.2% | COM | 058586108 |
| HPE | Hewlett Packard Enterprise Co. | 400 | $6,000 | 0.0% | $15.00 * | $6.50 | +3.2% | COM | 42824C109 |
| — | Columbia Pipeline Group Inc | 300 | $6,000 | 0.0% | $20.00 | $20.00 | — | COM | 198280109 |
| SLV | iShares Silver Tst | 500 | $6,000 | 0.0% | $12.00 * | $14.09 | -6.4% | ISHARES | 46428Q109 |
| SNN | Smith & Nephew Adr | 187 | $6,000 | 0.0% | $32.09 * | $34.27 | +3.9% | SPDN ADR NEW | 83175M205 |
| SYY | Sysco Corp | 136 | $5,000 | 0.0% | $36.76 * | $31.48 | -0.0% | COM | 871829107 |
| — | Aberdeen Chile Fund | 1,000 | $5,000 | 0.0% | $5.00 | $5.00 | — | COM | 00301W105 |
| YUM | Yum Brands Inc | 78 | $5,000 | 0.0% | $64.10 * | $43.30 | +0.6% | COM | 988498101 |
| — | Voya Nat'l Resources Eqty Incm | 1,000 | $5,000 | 0.0% | $5.00 | $5.00 | — | COM | 92913C106 |
| NI | NiSource Inc | 300 | $5,000 | 0.0% | $16.67 * | $13.95 | +1.7% | COM | 65473P105 |
| — | Guggenheim S&P 500 Eq Wt Technology | 55 | $5,000 | 0.0% | $90.91 | $90.91 | — | GUG S&P500EQWTTE | 78355W817 |
| — | CyberArk Software Ltd | 125 | $5,000 | 0.0% | $40.00 | $40.00 | — | SHS | M2682V108 |
| MCD | McDonalds Corp | 34 | $4,000 | 0.0% | $117.65 * | $87.24 | +6.2% | COM | 580135101 |
| — | Medivation Inc | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | COM | 58501N101 |
| — | Mannkind Corp | 3,200 | $4,000 | 0.0% | $1.25 | $1.25 | — | COM | 56400P201 |
| — | Neothetics Inc | 3,000 | $4,000 | 0.0% | $1.33 | $1.33 | — | COM | 64066G101 |
| — | PowerShares Dynamic Pharmaceuticals | 70 | $4,000 | 0.0% | $57.14 | $57.14 | — | DYN PHRMA PORT | 73935X799 |
| — | Youko Tudou Inc ADR A | 150 | $4,000 | 0.0% | $26.67 | $26.67 | — | SPONSORED ADR | 98742U100 |
| IEO | iShares DJ US Oil & Gax Ex Idx | 75 | $4,000 | 0.0% | $53.33 | $60.18 | -12.0% | US OIL&GS EX ETF | 464288851 |
| IHE | iShares US Pharmaceuticals | 25 | $4,000 | 0.0% | $160.00 * | $52.61 | +2.5% | U.S. PHARMA ETF | 464288836 |
| HPQ | HP Inc | 400 | $4,000 | 0.0% | $10.00 * | $9.12 | -6.8% | COM | 40434L105 |
| — | Oneok Partners LP | 100 | $3,000 | 0.0% | $30.00 | $30.00 | — | UNIT LTD PARTN | 68268N103 |
| — | McGraw Hill Financial | 40 | $3,000 | 0.0% | $75.00 | $75.00 | — | COM | 580645109 |
| — | TD Ameritrade Holding Corp | 70 | $2,000 | 0.0% | $28.57 | $28.57 | — | COM | 87236Y108 |
| — | National Oilwell Varco Inc | 88 | $2,000 | 0.0% | $22.73 | $22.73 | — | COM | 637071101 |
| GERN | Geron Corp | 500 | $2,000 | 0.0% | $4.00 * | $4.02 | +20.5% | COM | 374163103 |
| — | Frontier Communication Corp | 616 | $2,000 | 0.0% | $3.25 | $3.25 | — | COM | 35906A108 |
| — | New Home Company Inc (The) | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | COM | 645370107 |
| BDX | Becton Dickinson & Co | 16 | $2,000 | 0.0% | $125.00 * | $123.45 | +4.8% | COM | 075887109 |
| — | Kandi Technologies Group Inc | 250 | $2,000 | 0.0% | $8.00 | $8.00 | — | COM | 483709101 |
| ACIW | ACI Worldwide Inc | 135 | $2,000 | 0.0% | $14.81 * | $23.02 | -7.0% | COM | 004498101 |
| — | Quicklogic Corp | 2,000 | $2,000 | 0.0% | $1.00 | $1.00 | — | COM | 74837P108 |
| SPEU | SPDR STOXX Europe 50 | 80 | $2,000 | 0.0% | $25.00 * | $32.83 | -3.1% | STOXX EUR 50 ETF | 78463X103 |
| — | Sprint Corp | 510 | $1,000 | 0.0% | $1.96 | $1.96 | — | COM SER 1 | 85207U105 |
| WMT | Wal-Mart Stores Inc | 29 | $1,000 | 0.0% | $34.48 * | $16.63 | +2.4% | COM | 931142103 |
| SCI | Service Corp International Inc | 50 | $1,000 | 0.0% | $20.00 * | $27.32 | -4.8% | COM | 817565104 |
| SANM | Sanmina Corp | 66 | $1,000 | 0.0% | $15.15 * | $22.25 | -7.5% | COM | 801056102 |
| — | Dow Chemical Co | 33 | $1,000 | 0.0% | $30.30 | $30.30 | — | COM | 260543103 |
| VIG | Vanguard Dvnd Appreciation | 20 | $1,000 | 0.0% | $50.00 * | $78.03 | -0.4% | DIV APP ETF | 921908844 |
| — | Unvl Compression Hldgs | 125 | $1,000 | 0.0% | $8.00 | $8.00 | — | ULT BLMBG CD OIL | 74347W320 |
| MSI | Motorola Solutions Inc | 28 | $1,000 | 0.0% | $35.71 * | $59.39 | -1.4% | COM NEW | 620076307 |
| — | Magal Security Sustems Ltd | 200 | $1,000 | 0.0% | $5.00 | $5.00 | — | COM | 31679F101 |
| — | PMC-Sierra Inc | 150 | $1,000 | 0.0% | $6.67 | $6.67 | — | COM | 595137100 |
| — | Dreyfus High Yield Strategies | 450 | $1,000 | 0.0% | $2.22 | $2.22 | — | SH BEN INT | 26200S101 |
| — | Brocade Communications Systems Inc | 110 | $1,000 | 0.0% | $9.09 | $9.09 | — | COM NEW | 111621306 |
| — | Blue Nile Inc | 30 | $1,000 | 0.0% | $33.33 | $33.33 | — | COM | 09578R103 |
| CC | Chemours Co | 30 | $0 | 0.0% | $0.00 | $4.61 | -15.9% | COM | 163851108 |
| — | Centurytlink Inc | 34 | $0 | 0.0% | $0.00 | — | — | COM | 156700106 |
| — | Lpath Inc | 115 | $0 | 0.0% | $0.00 | — | — | COM NEW | 548910306 |
| LITE | Lumentum Holdings Inc | 12 | $0 | 0.0% | $0.00 | $17.80 | +23.7% | COM | 55024U109 |
| — | ITUS Corp | 40 | $0 | 0.0% | $0.00 | — | — | COM NEW | 45069V203 |
| — | OncoSec Medical Inc | 200 | $0 | 0.0% | $0.00 | — | — | COM NEW | 68234L207 |
| DNOW | Now Inc | 20 | $0 | 0.0% | $0.00 | $17.07 | -7.3% | COM | 67011P100 |
| VGT | Vanguard Information Technology | 5 | $0 | 0.0% | $0.00 | $13.64 | -0.8% | INF TECH ETF | 92204A702 |
| — | Talen Energy Corp | 62 | $0 | 0.0% | $0.00 | — | — | COM | 87422J105 |
| VYX | NCR Corp | 24 | $0 | 0.0% | $0.00 | $15.93 | -5.8% | COM | 62886E108 |
| VIAV | Viavi Solutions Inc | 62 | $0 | 0.0% | $0.00 | $6.06 | +0.4% | COM | 925550105 |
| — | Anadigics Inc | 1,000 | $0 | 0.0% | $0.00 | — | — | COM | 032515108 |
| — | Sphere 3D Corp | 250 | $0 | 0.0% | $0.00 | — | — | COM | 84841L100 |
| — | ZV-Loral Space & Communications | 500 | $0 | 0.0% | $0.00 | — | — | COM | 543881106 |
| — | ZV-Gulf Energy Corp | 100 | $0 | 0.0% | $0.00 | — | — | COM NEW | 402635304 |
| — | Alcatel-Lucent | 19 | $0 | 0.0% | $0.00 | — | — | SPONSORED ADR | 013904305 |
| AIG | ZV-American Int'l Group 100,000ths Warrants | 103,600 | $0 | 0.0% | $0.00 | $47.33 | +1.9% | COM NEW | 026874784 |
| — | Agenus Inc | 8 | $0 | 0.0% | $0.00 | — | — | COM NEW | 00847G705 |
| STLD | Steel Dynamics | 50 | $0 | 0.0% | $0.00 | $14.45 | +0.7% | COM | 858119100 |