Location: Concord, NH
CIK: 0001667102 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Oct 24, 2018
Total Value: $490M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Berkshire Hathaway Cl B | 105,859 | $22.66M | 4.6% | $214.11 | $142.33 | — | Class B | 084670207 |
| VCSH | Vanguard Corp Bond Etf | 262,428 | $20.51M | 4.2% | $78.16 | $79.96 | -2.2% | Common | 92206C409 |
| VIG | Vanguard Div Apprciation | 119,865 | $13.27M | 2.7% | $110.70 | $74.29 | +49.0% | Common | 921908844 |
| — | AMERICAN RENAL ASSOC | 601,843 | $13.03M | 2.7% | $21.65 | $18.55 | — | Common | 029227105 |
| AAPL | Apple Inc. | 54,312 | $12.26M | 2.5% | $225.73 * | $16.86 | +217.2% | Common | 037833100 |
| VB | Vanguard Small Cap | 74,564 | $12.12M | 2.5% | $162.59 | $114.20 | +42.4% | Common | 922908751 |
| SDY | SPDR S&P DIVIDEND ETF | 121,567 | $11.9M | 2.4% | $97.93 | $72.09 | +35.8% | Common | 78464A763 |
| SCHD | US Div Equity Schwab ETF | 224,219 | $11.88M | 2.4% | $53.00 * | $12.68 | +39.4% | Common | 808524797 |
| VEA | Vanguard Europe Pac ETF | 262,066 | $11.34M | 2.3% | $43.27 | $41.31 | +4.8% | Common | 921943858 |
| VUG | VANGUARD GROWTH ETF | 54,559 | $8.786M | 1.8% | $161.04 * | $15.85 | +69.3% | Common | 922908736 |
| DIS | Walt Disney Co. | 70,694 | $8.267M | 1.7% | $116.94 * | $69.69 | +60.7% | Common | 254687106 |
| IWP | iShares Russell Midcap Growth | 60,782 | $8.241M | 1.7% | $135.58 * | $52.71 | +28.6% | Common | 464287481 |
| TMO | Thermo Fisher Scientific | 33,633 | $8.209M | 1.7% | $244.08 | $114.47 | +109.2% | Common | 883556102 |
| AMGN | Amgen | 37,911 | $7.859M | 1.6% | $207.30 * | $89.66 | +85.2% | Common | 031162100 |
| ACN | Accenture | 45,714 | $7.781M | 1.6% | $170.21 * | $71.49 | +113.4% | Common | G1151C101 |
| VNQ | Vanguard REIT | 92,713 | $7.48M | 1.5% | $80.68 | $75.52 | +6.8% | Common | 922908553 |
| — | 1/100 BERKSHIRE HTWY CLA100 SHS=1 WHOLE SH BRK A | 2,300 | $7.36M | 1.5% | $3200.00 | $2171.78 | — | Common | 084990175 |
| VTEB | VANGUARD MUNI BND TAX EXEMPT ETF | 143,700 | $7.258M | 1.5% | $50.51 | $50.94 | -0.8% | Common | 922907746 |
| MSFT | Microsoft Corp. | 61,704 | $7.057M | 1.4% | $114.37 * | $36.26 | +193.9% | Common | 594918104 |
| — | Blackrock Inc. | 14,123 | $6.657M | 1.4% | $471.36 | $342.88 | — | Common | 09247X101 |
| SHM | SPDR NUVEEN BLMBRG BARCLAYS SHORT TERM MUN BD ETF | 137,990 | $6.581M | 1.3% | $47.69 | $48.31 | -1.3% | Common | 78468R739 |
| ITW | Illinois Tool Works Inc | 44,436 | $6.271M | 1.3% | $141.12 * | $61.28 | +93.2% | Common | 452308109 |
| SCHH | US REIT: Schwab ETF | 148,569 | $6.2M | 1.3% | $41.73 * | $19.12 | +9.1% | Common | 808524847 |
| MMM | 3M Co. | 28,666 | $6.04M | 1.2% | $210.70 * | $84.12 | +61.4% | Common | 88579Y101 |
| VO | Vanguard Mid Cap | 34,938 | $5.736M | 1.2% | $164.18 * | $29.28 | +40.2% | Common | 922908629 |
| XOM | Exxon Mobil Corp. | 67,232 | $5.716M | 1.2% | $85.02 * | $58.09 | +4.7% | Common | 30231G102 |
| JNJ | Johnson & Johnson | 39,208 | $5.417M | 1.1% | $138.16 * | $67.80 | +66.4% | Common | 478160104 |
| MA | Mastercard | 24,221 | $5.392M | 1.1% | $222.62 * | $73.39 | +191.3% | Common | 57636Q104 |
| VTV | VANGUARD VALUE ETF | 48,652 | $5.385M | 1.1% | $110.68 | $82.91 | +33.5% | Common | 922908744 |
| CHD | Church & Dwight Co Inc | 89,751 | $5.329M | 1.1% | $59.38 * | $35.76 | +52.2% | Common | 171340102 |
| IJH | iShares S&P Midcap | 23,476 | $4.726M | 1.0% | $201.31 * | $33.91 | +18.7% | Common | 464287507 |
| AGG | iShares Barclays Aggregate Bon | 44,742 | $4.721M | 1.0% | $105.52 | $108.09 | -2.4% | Common | 464287226 |
| — | SPDR S&P 600 SMALL CAP ETF | 60,201 | $4.543M | 0.9% | $75.46 | $88.16 | — | Common | 78464A813 |
| SYK | Stryker Corp | 25,269 | $4.49M | 0.9% | $177.69 * | $69.03 | +138.2% | Common | 863667101 |
| VFC | VF Corp | 46,725 | $4.366M | 0.9% | $93.44 * | $53.22 | +65.3% | Common | 918204108 |
| RSG | Republic Services Inc | 57,690 | $4.192M | 0.9% | $72.66 * | $59.53 | +9.6% | Common | 760759100 |
| PG | Procter & Gamble | 48,944 | $4.074M | 0.8% | $83.24 * | $57.13 | +20.9% | Common | 742718109 |
| VEU | Foreign LgCap Equity: Vanguard | 76,179 | $3.965M | 0.8% | $52.05 | $47.59 | +9.4% | Common | 922042775 |
| — | Mid Cap SPDR Trust | 10,737 | $3.946M | 0.8% | $367.51 | $269.00 | — | Common | 595635103 |
| IWF | iShares Russell 1000 Growth In | 25,253 | $3.939M | 0.8% | $155.98 * | $22.69 | +71.8% | Common | 464287614 |
| VBR | Vanguard Small Cap Value ETF | 27,303 | $3.805M | 0.8% | $139.36 | $101.59 | +37.2% | Common | 922908611 |
| ORCL | Oracle Corp. | 72,210 | $3.723M | 0.8% | $51.56 * | $32.01 | +44.6% | Common | 68389X105 |
| VIGI | Vanguard Intl Dividend | 57,401 | $3.698M | 0.8% | $64.42 | $63.86 | +0.9% | Common | 921946810 |
| NVS | Novartis | 42,671 | $3.677M | 0.8% | $86.17 | $81.15 | +6.2% | Common | 66987V109 |
| MCD | McDonalds Corp. | 21,862 | $3.657M | 0.7% | $167.28 * | $70.27 | +101.1% | Common | 580135101 |
| — | Praxair | 22,725 | $3.653M | 0.7% | $160.75 | $114.36 | — | Common | 74005P104 |
| IWN | ISHARES RUSSELL 2000 VALUE ETF | 26,808 | $3.565M | 0.7% | $132.98 | $98.55 | +35.0% | Common | 464287630 |
| INTC | Intel | 75,386 | $3.565M | 0.7% | $47.29 * | $18.67 | +116.6% | Common | 458140100 |
| GOOGL | Alphabet Inc A | 2,943 | $3.552M | 0.7% | $1206.93 * | $41.27 | +45.2% | Class A | 02079K305 |
| CNI | Canadian Natl Ry Co | 38,924 | $3.495M | 0.7% | $89.79 * | $45.65 | +71.8% | Common | 136375102 |
| JPM | JP Morgan Chase & Co | 30,940 | $3.491M | 0.7% | $112.83 * | $47.91 | +92.2% | Common | 46625H100 |
| — | United Technologies Corp | 24,820 | $3.47M | 0.7% | $139.81 | $100.93 | — | Common | 913017109 |
| VOE | Vanguard Mid Cap Value ETF | 30,068 | $3.4M | 0.7% | $113.08 | $82.64 | +36.8% | Common | 922908512 |
| VV | Vanguard Large Cap | 24,591 | $3.283M | 0.7% | $133.50 | $84.46 | +58.1% | Common | 922908637 |
| SBUX | Starbucks Corp | 57,688 | $3.279M | 0.7% | $56.84 * | $34.16 | +42.2% | Common | 855244109 |
| ADP | Automatic Data Processing | 21,752 | $3.277M | 0.7% | $150.65 * | $53.25 | +142.6% | Common | 053015103 |
| CSCO | Cisco Systems | 65,492 | $3.186M | 0.7% | $48.65 * | $16.12 | +141.8% | Common | 17275R102 |
| MRK | Merck & Co Inc | 44,368 | $3.147M | 0.6% | $70.93 * | $45.48 | +19.0% | Common | 58933Y105 |
| DXJ | Wisdomtree Japan Tot Div | 52,712 | $3.055M | 0.6% | $57.96 * | $155.06 | +12.1% | Common | 97717W851 |
| IWR | ISHARES RUSSELL MID CAP ETF | 13,493 | $2.975M | 0.6% | $220.48 * | $38.18 | +44.4% | Common | 464287499 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF | 23,192 | $2.937M | 0.6% | $126.64 | $94.09 | +34.6% | Common | 464287598 |
| ABT | Abbott Labs | 36,894 | $2.707M | 0.6% | $73.37 * | $31.07 | +108.1% | Common | 002824100 |
| ABBV | AbbVie Inc. | 28,598 | $2.705M | 0.6% | $94.59 * | $31.91 | +116.5% | Common | 00287Y109 |
| IWO | ISHARES RUSSELL 2000 GROWTH ETF | 12,365 | $2.659M | 0.5% | $215.04 | $136.75 | +57.3% | Common | 464287648 |
| CB | Chubb Ltd | 19,520 | $2.609M | 0.5% | $133.66 * | $82.17 | +44.0% | Common | H1467J104 |
| SCHF | Intl Equity: Schwab ETF | 72,827 | $2.442M | 0.5% | $33.53 * | $14.63 | +14.6% | Common | 808524805 |
| PKG | Packaging Corp | 21,685 | $2.379M | 0.5% | $109.71 * | $48.15 | +82.7% | Common | 695156109 |
| — | Apache | 49,335 | $2.352M | 0.5% | $47.67 | $45.62 | — | Common | 037411105 |
| IWS | ISHARES RUSSELL MID CAP VALUE ETF | 24,962 | $2.253M | 0.5% | $90.26 | $67.58 | +33.6% | Common | 464287473 |
| CVX | Chevron Corp. | 17,989 | $2.2M | 0.4% | $122.30 * | $70.81 | +25.8% | Common | 166764100 |
| IBM | International Business Machine | 14,177 | $2.144M | 0.4% | $151.23 * | $109.22 | -3.7% | Common | 459200101 |
| SHY | iShares Barclays 1-3 Yr Treasu | 25,368 | $2.108M | 0.4% | $83.10 | $83.69 | -0.7% | Common | 464287457 |
| PFE | Pfizer Inc. | 46,391 | $2.044M | 0.4% | $44.06 * | $18.32 | +64.4% | Common | 717081103 |
| BUD | Anheuser Busch Co Inc | 22,889 | $2.004M | 0.4% | $87.55 | $106.59 | -17.8% | Common | 03524A108 |
| NWL | Newell Brands Inc. | 97,250 | $1.974M | 0.4% | $20.30 * | $19.44 | -25.7% | Common | 651229106 |
| SCHM | US MidCap Equity: Schwab ETF | 32,861 | $1.901M | 0.4% | $57.85 * | $14.95 | +29.0% | Common | 808524508 |
| — | Abiomed Inc | 4,125 | $1.855M | 0.4% | $449.70 | $94.79 | — | Common | 003654100 |
| — | Sensata Technology | 37,325 | $1.849M | 0.4% | $49.54 | $46.53 | — | Common | N7902X106 |
| — | Alerian MLP ETF | 168,652 | $1.801M | 0.4% | $10.68 | $11.09 | — | Common | 00162Q866 |
| IJT | iShares S&P SmallCap Growth ET | 8,818 | $1.779M | 0.4% | $201.75 * | $76.03 | +32.7% | Common | 464287887 |
| FDX | FedEx Corp. | 7,350 | $1.77M | 0.4% | $240.82 * | $198.51 | +6.5% | Common | 31428X106 |
| GD | General Dynamics Corp. | 8,498 | $1.74M | 0.4% | $204.75 * | $96.11 | +80.0% | Common | 369550108 |
| HD | Home Depot | 8,174 | $1.693M | 0.3% | $207.12 * | $75.56 | +129.5% | Common | 437076102 |
| IJK | ISHARES S&P MID CAP 400 GRWTH ETF | 6,930 | $1.614M | 0.3% | $232.90 * | $47.34 | +23.0% | Common | 464287606 |
| IJJ | ISHARES S&P MID CAP 400 VALUE ETF | 9,635 | $1.612M | 0.3% | $167.31 * | $74.17 | +12.8% | Common | 464287705 |
| SLB | Schlumberger Ltd. | 23,349 | $1.422M | 0.3% | $60.90 * | $58.36 | -15.2% | Common | 806857108 |
| SCHR | Interm US Treas: Schwab ETF | 27,040 | $1.4M | 0.3% | $51.78 * | $27.55 | -6.0% | Common | 808524854 |
| ROST | Ross Stores | 13,981 | $1.386M | 0.3% | $99.13 * | $31.81 | +190.0% | Common | 778296103 |
| OXY | Occidental Petroleum Corp. | 16,415 | $1.349M | 0.3% | $82.18 * | $62.47 | +11.1% | Common | 674599105 |
| CFG | Citizens Financial Group Inc | 33,750 | $1.302M | 0.3% | $38.58 * | $29.36 | -4.2% | Common | 174610105 |
| PEG | Pub Svc Ent Group Inc | 24,326 | $1.284M | 0.3% | $52.78 * | $22.69 | +82.4% | Common | 744573106 |
| CLX | Clorox Company | 8,430 | $1.268M | 0.3% | $150.42 * | $62.70 | +94.0% | Common | 189054109 |
| ZBH | Zimmer Biomet Holdings | 9,438 | $1.241M | 0.3% | $131.49 * | $108.69 | +10.8% | Common | 98956P102 |
| USB | U S Bancorp | 23,058 | $1.218M | 0.2% | $52.82 * | $37.45 | +4.8% | Common | 902973304 |
| MCK | McKesson Corp | 9,164 | $1.216M | 0.2% | $132.69 * | $157.88 | -20.5% | Common | 58155Q103 |
| SCHX | US Lgcap Equity: Schwab ETF | 16,946 | $1.179M | 0.2% | $69.57 * | $8.53 | +35.9% | Common | 808524201 |
| CL | Colgate Palmolive | 17,430 | $1.167M | 0.2% | $66.95 * | $48.16 | +16.9% | Common | 194162103 |
| MINT | PIMCO Enh Short Maturity ETF | 11,415 | $1.16M | 0.2% | $101.62 | $101.52 | +0.1% | Common | 72201R833 |
| T | AT&T Corp. | 31,251 | $1.049M | 0.2% | $33.57 * | $11.55 | +30.0% | Common | 00206R102 |
| SCHV | US Large Cap Value: Schwab ETF | 18,438 | $1.034M | 0.2% | $56.08 * | $16.70 | +12.0% | Common | 808524409 |
| IEMG | iShares Core MSCI Emerging Mkt | 19,590 | $1.014M | 0.2% | $51.76 | $57.05 | -9.2% | Common | 46434G103 |
| NSRGY | Nestle SA | 12,005 | $999K | 0.2% | $83.22 | $74.23 | +12.1% | Common | 641069406 |
| ONB | Old Natl Bancorp | 47,700 | $921K | 0.2% | $19.31 | $16.81 | +14.8% | Common | 680033107 |
| AXP | American Express Co. | 8,481 | $903K | 0.2% | $106.47 * | $76.31 | +26.3% | Common | 025816109 |
| ILMN | Illumina Inc | 2,375 | $872K | 0.2% | $367.16 * | $142.06 | +151.4% | Common | 452327109 |
| TROW | T Rowe Price Group Inc | 7,883 | $861K | 0.2% | $109.22 * | $52.15 | +57.5% | Common | 74144T108 |
| IWM | iShares Russell 2000 | 5,058 | $853K | 0.2% | $168.64 | $118.15 | +42.7% | Common | 464287655 |
| — | Global X MLP ETF | 85,436 | $816K | 0.2% | $9.55 | $10.72 | — | Common | 37950E473 |
| — | 2018 Blackrock Muni ETF | 53,300 | $802K | 0.2% | $15.05 | $15.17 | — | Common | 09248C106 |
| MDT | Medtronic PLC | 8,150 | $802K | 0.2% | $98.40 * | $43.83 | +85.2% | Common | G5960L103 |
| SCHZ | US Agg Bond ETF: Schwab | 15,569 | $782K | 0.2% | $50.23 * | $26.42 | -4.9% | Common | 808524839 |
| DUK | Duke Energy | 9,767 | $782K | 0.2% | $80.07 * | $46.39 | +28.8% | Common | 26441C204 |
| RHHBY | Roche Hldg Ltd ADR | 25,090 | $757K | 0.2% | $30.17 | $35.43 | -14.9% | Common | 771195104 |
| AMZN | Amazon Com Inc | 365 | $731K | 0.1% | $2002.74 * | $44.94 | +122.9% | Common | 023135106 |
| — | Royal Dutch | 10,514 | $716K | 0.1% | $68.10 | $48.47 | — | Common | 780259206 |
| KO | Coca-Cola | 15,148 | $700K | 0.1% | $46.21 * | $26.56 | +39.1% | Common | 191216100 |
| V | Visa Inc Cl A | 4,632 | $695K | 0.1% | $150.04 * | $80.89 | +76.4% | Class A | 92826C839 |
| KR | Kroger Company | 23,700 | $690K | 0.1% | $29.11 * | $19.60 | +27.1% | Common | 501044101 |
| VNQI | Vanguard Intl Real Estate ETF | 11,953 | $671K | 0.1% | $56.14 | $53.32 | +5.3% | Common | 922042676 |
| IVE | iShares S&P 500 Value ETF | 5,707 | $661K | 0.1% | $115.82 | $99.69 | +16.2% | Common | 464287408 |
| NEE | NextEra Energy | 3,686 | $618K | 0.1% | $167.66 * | $17.22 | +103.5% | Common | 65339F101 |
| GOOG | Alphabet Inc. C | 515 | $615K | 0.1% | $1194.17 * | $37.60 | +57.5% | Class C | 02079K107 |
| IVW | iShares S&P 500 Growth | 3,386 | $600K | 0.1% | $177.20 * | $31.33 | +41.4% | Common | 464287309 |
| CVS | CVS Caremark Corp. | 7,542 | $594K | 0.1% | $78.76 * | $58.83 | +5.9% | Common | 126650100 |
| BMY | Bristol Myers | 9,263 | $575K | 0.1% | $62.07 * | $37.36 | +26.0% | Common | 110122108 |
| UNP | Union Pacific Corp | 3,528 | $574K | 0.1% | $162.70 * | $68.27 | +103.2% | Common | 907818108 |
| SCHG | US Lg-Cap Growth: Schwab ETF | 6,586 | $540K | 0.1% | $81.99 * | $7.11 | +44.2% | Common | 808524300 |
| IWB | ISHARES RUSSELL 1000 ETF | 3,285 | $531K | 0.1% | $161.64 | $105.67 | +53.0% | Common | 464287622 |
| PRMY | PRIMARY BANK | 36,000 | $522K | 0.1% | $14.50 | $17.68 | — | Common | 74166J103 |
| — | General Electric | 46,206 | $522K | 0.1% | $11.30 | $31.50 | — | Common | 369604103 |
| PM | Philip Morris Intl Inc | 6,215 | $507K | 0.1% | $81.58 * | $44.74 | +24.8% | Common | 718172109 |
| CNQ | Canadian Natural Resources | 15,466 | $505K | 0.1% | $32.65 * | $10.48 | +7.2% | Common | 136385101 |
| HON | Honeywell International | 2,972 | $495K | 0.1% | $166.55 * | $76.13 | +69.8% | Common | 438516106 |
| — | 2020 Blackrock Muni ETF | 33,100 | $491K | 0.1% | $14.83 | $15.79 | — | Common | 09249X109 |
| GNMA | iShares GNMA Bond ETF | 9,730 | $469K | 0.1% | $48.20 | $48.32 | -0.3% | Common | 46429B333 |
| CERS | CERUS CORP | 64,049 | $462K | 0.1% | $7.21 | $4.55 | +58.6% | Common | 157085101 |
| BSV | Vanguard Short Term Bond ETF | 5,767 | $450K | 0.1% | $78.03 | $80.18 | -2.7% | Common | 921937827 |
| SPY | S P D R TRUST Unit SR | 1,541 | $448K | 0.1% | $290.72 | $202.82 | +43.3% | Common | 78462F103 |
| — | iShares iBond Dec 2018 Corpora | 16,600 | $417K | 0.1% | $25.12 | $25.29 | — | Common | 46434VAA8 |
| — | Total SA | 6,455 | $416K | 0.1% | $64.45 | $48.06 | — | Common | 89151E109 |
| — | Macquarie Infrastructure | 8,800 | $406K | 0.1% | $46.14 | $42.43 | — | Common | 55608B105 |
| VTIP | Vanguard Shrt Term Inflation P | 8,264 | $400K | 0.1% | $48.40 | $49.34 | -2.0% | Common | 922020805 |
| SHOP | Shopify Inc | 2,350 | $386K | 0.1% | $164.26 * | $14.17 | +16.1% | Common | 82509L107 |
| BKLN | Invesco Senior Loan ETF | 16,600 | $385K | 0.1% | $23.19 | $23.06 | +0.5% | Common | 46138G508 |
| NSC | Norfolk & Southern | 2,125 | $384K | 0.1% | $180.71 * | $75.16 | +107.2% | Common | 655844108 |
| — | Bond Bulletshrs 2019 Invesco | 18,137 | $382K | 0.1% | $21.06 | $21.00 | — | Common | 46138J304 |
| UPS | United Parcel Service Inc Cl B | 3,177 | $371K | 0.1% | $116.78 * | $71.19 | +23.7% | Class B | 911312106 |
| BK | Bank Of New York Co | 7,244 | $369K | 0.1% | $50.94 * | $25.40 | +63.2% | Common | 064058100 |
| VZ | Verizon Communications | 6,650 | $355K | 0.1% | $53.38 * | $31.23 | +15.2% | Common | 92343V104 |
| — | Bond Bulletshrs 2020 Invesco | 16,153 | $341K | 0.1% | $21.11 | $21.07 | — | Common | 46138J502 |
| TIP | iShares Barclays TIPS | 3,051 | $338K | 0.1% | $110.78 | $113.00 | -2.1% | Common | 464287176 |
| — | Walgreens Boots Alliance | 4,623 | $337K | 0.1% | $72.90 | $75.29 | — | Common | 931427108 |
| — | Cigna Corp | 1,600 | $333K | 0.1% | $208.13 | $137.22 | — | Common | 125509109 |
| — | Genl Amern Investors Co | 8,940 | $331K | 0.1% | $37.02 | $31.19 | — | Common | 368802104 |
| SCHP | US TIPS: Schwab ETF | 6,046 | $326K | 0.1% | $53.92 * | $27.56 | -2.1% | Common | 808524870 |
| — | Bond BulletShrs 2021 Invesco | 15,687 | $325K | 0.1% | $20.72 | $20.74 | — | Common | 46138J700 |
| DHR | Danaher Corp | 2,906 | $316K | 0.1% | $108.74 * | $71.26 | +30.9% | Common | 235851102 |
| BIIB | Biogen Idec Inc | 888 | $314K | 0.1% | $353.60 | $295.00 | +19.8% | Common | 09062X103 |
| MITK | MITEK SYSTEMS INC | 43,600 | $307K | 0.1% | $7.04 | $8.14 | -13.4% | Common | 606710200 |
| — | 2019 (Sep) iShares Muni ETF | 10,250 | $260K | 0.1% | $25.37 | $25.53 | — | Common | 46429B564 |
| — | Bond BulletShrs 2022 Invesco | 11,790 | $244K | 0.0% | $20.70 | $20.68 | — | Common | 46138J882 |
| — | MOLECULIN BIOTECH INC | 97,000 | $155K | 0.0% | $1.60 | $1.80 | — | Common | 60855D101 |
| ASPN | ASPEN AEROGELS INC | 29,000 | $133K | 0.0% | $4.59 | $4.73 | -3.3% | Common | 04523Y105 |
| FSP | FRANKLIN STREET PROP REIT | 14,335 | $115K | 0.0% | $8.02 | $10.61 | — | Common | 35471R106 |
| ORN | ORION GROUP HOLDINGS | 13,100 | $99,000 | 0.0% | $7.56 | $7.18 | +5.2% | Common | 68628V308 |
| — | USA TECHNOLOGIES INC | 10,000 | $72,000 | 0.0% | $7.20 | $9.00 | — | Common | 90328S500 |
| — | GLOBALSCAPE INC | 10,166 | $41,000 | 0.0% | $4.03 | $3.65 | — | Common | 37940G109 |
| — | iCad Inc | 13,907 | $40,000 | 0.0% | $2.88 | $4.82 | — | Common | 44934S206 |
| IWSY | IMAGEWARE SYSTEMS | 38,400 | $36,000 | 0.0% | $0.94 * | $1.91 | -44.1% | Common | 45245S108 |
| — | JERICHO OIL CORP | 75,860 | $31,000 | 0.0% | $0.41 | $0.54 | — | Common | 476367107 |
| — | MARRONE BIO INNOVATN | 15,000 | $27,000 | 0.0% | $1.80 | $2.00 | — | Common | 57165B106 |
| — | EMAGIN CORP | 16,100 | $24,000 | 0.0% | $1.49 | $1.43 | — | Common | 29076N206 |
| PCSV | PCS Edventures!.com | 470,000 | $12,000 | 0.0% | $0.03 | $0.05 | -48.1% | Common | 69325N102 |
| — | HYPERSOLAR INC | 70,833 | $1,000 | 0.0% | $0.01 | $0.01 | — | Common | 44915H104 |