Location: Walnut Creek, CA
CIK: 0001439743 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Oct 26, 2018
Total Value: $468M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 111,809 | $32.51M | 6.9% | $290.72 | $220.19 | +32.0% | TR UNIT | 78462F103 |
| LQD | ISHARES TR | 161,162 | $18.52M | 4.0% | $114.93 | $121.81 | -5.6% | IBOXX INV CP ETF | 464287242 |
| CVX | CHEVRON CORP NEW | 147,221 | $18M | 3.8% | $122.29 * | $74.77 | +19.1% | COM | 166764100 |
| MSFT | MICROSOFT CORP | 107,642 | $12.31M | 2.6% | $114.37 * | $29.61 | +259.9% | COM | 594918104 |
| XOM | EXXON MOBIL CORP | 142,359 | $12.1M | 2.6% | $85.02 * | $53.64 | +13.3% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 84,287 | $11.65M | 2.5% | $138.17 * | $59.66 | +89.1% | COM | 478160104 |
| VUG | VANGUARD INDEX FDS | 70,450 | $11.35M | 2.4% | $161.05 * | $18.60 | +44.3% | GROWTH ETF | 922908736 |
| AAPL | APPLE INC | 46,295 | $10.45M | 2.2% | $225.73 * | $19.99 | +167.5% | COM | 037833100 |
| PFE | PFIZER INC | 231,153 | $10.19M | 2.2% | $44.07 * | $16.47 | +82.8% | COM | 717081103 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 27,609 | $10.15M | 2.2% | $367.49 | $281.68 | +30.5% | UTSER1 S&PDCRP | 78467Y107 |
| GOOGL | ALPHABET INC | 8,346 | $10.07M | 2.2% | $1207.17 * | $36.84 | +62.6% | CAP STK CL A | 02079K305 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 34,872 | $9.221M | 2.0% | $264.42 | $184.61 | +43.2% | UT SER 1 | 78467X109 |
| ABT | ABBOTT LABS | 112,064 | $8.221M | 1.8% | $73.36 * | $29.25 | +121.0% | COM | 002824100 |
| MO | ALTRIA GROUP INC | 134,631 | $8.12M | 1.7% | $60.31 * | $16.29 | +111.4% | COM | 02209S103 |
| MCD | MCDONALDS CORP | 46,758 | $7.822M | 1.7% | $167.29 * | $76.14 | +85.6% | COM | 580135101 |
| IJK | ISHARES TR | 31,451 | $7.326M | 1.6% | $232.93 * | $44.01 | +32.3% | S&P MC 400GR ETF | 464287606 |
| IWO | ISHARES TR | 33,858 | $7.282M | 1.6% | $215.07 | $146.70 | +46.6% | RUS 2000 GRW ETF | 464287648 |
| PFF | ISHARES TR | 195,840 | $7.271M | 1.6% | $37.13 | $38.53 | -3.6% | S&P US PFD STK | 464288687 |
| COST | COSTCO WHSL CORP NEW | 30,240 | $7.102M | 1.5% | $234.85 * | $94.10 | +125.4% | COM | 22160K105 |
| BMY | BRISTOL MYERS SQUIBB CO | 112,995 | $7.015M | 1.5% | $62.08 * | $28.80 | +63.4% | COM | 110122108 |
| ORCL | ORACLE CORP | 116,510 | $6.007M | 1.3% | $51.56 * | $28.00 | +65.3% | COM | 68389X105 |
| T | AT&T INC | 178,103 | $5.981M | 1.3% | $33.58 * | $11.98 | +25.3% | COM | 00206R102 |
| — | UNITED TECHNOLOGIES CORP | 42,735 | $5.974M | 1.3% | $139.79 | $93.65 | — | COM | 913017109 |
| AMZN | AMAZON COM INC | 2,896 | $5.801M | 1.2% | $2003.11 * | $46.42 | +115.7% | COM | 023135106 |
| V | VISA INC | 38,002 | $5.704M | 1.2% | $150.10 * | $72.93 | +95.6% | COM CL A | 92826C839 |
| XLI | SELECT SECTOR SPDR TR | 72,078 | $5.651M | 1.2% | $78.40 | $58.23 | +34.6% | SBI INT-INDS | 81369Y704 |
| GOOG | ALPHABET INC | 4,348 | $5.189M | 1.1% | $1193.42 * | $35.94 | +64.8% | CAP STK CL C | 02079K107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 23,564 | $5.045M | 1.1% | $214.10 | $118.58 | +80.6% | CL B NEW | 084670702 |
| PM | PHILIP MORRIS INTL INC | 60,020 | $4.894M | 1.0% | $81.54 * | $49.30 | +13.3% | COM | 718172109 |
| XLF | SELECT SECTOR SPDR TR | 168,533 | $4.648M | 1.0% | $27.58 | $21.84 | +26.3% | SBI INT-FINL | 81369Y605 |
| ROST | ROSS STORES INC | 45,841 | $4.543M | 1.0% | $99.10 * | $40.34 | +128.7% | COM | 778296103 |
| IYW | ISHARES TR | 22,948 | $4.452M | 1.0% | $194.00 * | $29.42 | +64.9% | U.S. TECH ETF | 464287721 |
| HON | HONEYWELL INTL INC | 26,260 | $4.37M | 0.9% | $166.41 * | $53.90 | +139.8% | COM | 438516106 |
| JPM | JPMORGAN CHASE & CO | 36,779 | $4.15M | 0.9% | $112.84 * | $47.58 | +93.6% | COM | 46625H100 |
| IWF | ISHARES TR | 26,496 | $4.132M | 0.9% | $155.95 * | $26.00 | +50.0% | RUS 1000 GRW ETF | 464287614 |
| DVY | ISHARES TR | 39,467 | $3.937M | 0.8% | $99.75 | $87.13 | +14.5% | SELECT DIVID ETF | 464287168 |
| CVS | CVS HEALTH CORP | 48,873 | $3.847M | 0.8% | $78.71 * | $44.37 | +40.4% | COM | 126650100 |
| BOND | PIMCO ETF TR | 37,558 | $3.845M | 0.8% | $102.37 | $107.20 | -4.5% | ACTIVE BD ETF | 72201R775 |
| INTC | INTEL CORP | 80,305 | $3.798M | 0.8% | $47.29 * | $20.78 | +94.6% | COM | 458140100 |
| EA | ELECTRONIC ARTS INC | 31,108 | $3.748M | 0.8% | $120.48 * | $28.67 | +308.6% | COM | 285512109 |
| PG | PROCTER AND GAMBLE CO | 44,929 | $3.74M | 0.8% | $83.24 * | $57.72 | +19.7% | COM | 742718109 |
| AGG | ISHARES TR | 35,357 | $3.731M | 0.8% | $105.52 | $110.95 | -4.9% | CORE US AGGBD ET | 464287226 |
| HD | HOME DEPOT INC | 17,232 | $3.57M | 0.8% | $207.17 * | $82.03 | +111.4% | COM | 437076102 |
| PEP | PEPSICO INC | 31,867 | $3.563M | 0.8% | $111.81 * | $56.03 | +60.1% | COM | 713448108 |
| ENB | ENBRIDGE INC | 108,247 | $3.495M | 0.7% | $32.29 * | $24.73 | -17.9% | COM | 29250N105 |
| VZ | VERIZON COMMUNICATIONS INC | 65,346 | $3.489M | 0.7% | $53.39 * | $28.19 | +27.6% | COM | 92343V104 |
| SDY | SPDR SERIES TRUST | 35,339 | $3.461M | 0.7% | $97.94 | $85.25 | +14.9% | S&P DIVID ETF | 78464A763 |
| VYM | VANGUARD WHITEHALL FDS INC | 38,734 | $3.373M | 0.7% | $87.08 | $72.64 | +19.9% | HIGH DIV YLD | 921946406 |
| XLV | SELECT SECTOR SPDR TR | 33,169 | $3.156M | 0.7% | $95.15 | $73.65 | +29.2% | SBI HEALTHCARE | 81369Y209 |
| BAX | BAXTER INTL INC | 38,825 | $2.993M | 0.6% | $77.09 * | $31.36 | +115.5% | COM | 071813109 |
| XLK | SELECT SECTOR SPDR TR | 37,996 | $2.862M | 0.6% | $75.32 * | $30.89 | +21.9% | TECHNOLOGY | 81369Y803 |
| ADP | AUTOMATIC DATA PROCESSING IN | 18,435 | $2.777M | 0.6% | $150.64 * | $50.46 | +156.0% | COM | 053015103 |
| VWO | VANGUARD INTL EQUITY INDEX F | 65,907 | $2.702M | 0.6% | $41.00 | $38.82 | +5.6% | FTSE EMR MKT ETF | 922042858 |
| EMR | EMERSON ELEC CO | 34,650 | $2.654M | 0.6% | $76.59 * | $41.84 | +54.2% | COM | 291011104 |
| MRK | MERCK & CO INC | 37,341 | $2.649M | 0.6% | $70.94 * | $30.84 | +75.5% | COM | 58933Y105 |
| QQQ | INVESCO QQQ TR | 14,112 | $2.622M | 0.6% | $185.80 | $167.90 | +10.7% | UNIT SER 1 | 46090E103 |
| WMT | WALMART INC | 26,928 | $2.529M | 0.5% | $93.92 * | $20.02 | +40.1% | COM | 931142103 |
| CSCO | CISCO SYS INC | 50,318 | $2.448M | 0.5% | $48.65 * | $18.18 | +114.4% | COM | 17275R102 |
| RSG | REPUBLIC SVCS INC | 33,370 | $2.425M | 0.5% | $72.67 * | $30.91 | +111.0% | COM | 760759100 |
| DUK | DUKE ENERGY CORP NEW | 29,419 | $2.354M | 0.5% | $80.02 * | $44.03 | +35.7% | COM NEW | 26441C204 |
| WFC | WELLS FARGO CO NEW | 41,860 | $2.201M | 0.5% | $52.58 * | $32.05 | +34.0% | COM | 949746101 |
| YUM | YUM BRANDS INC | 23,480 | $2.134M | 0.5% | $90.89 * | $40.92 | +94.5% | COM | 988498101 |
| CLX | CLOROX CO DEL | 13,851 | $2.084M | 0.4% | $150.46 * | $61.88 | +96.5% | COM | 189054109 |
| XLY | SELECT SECTOR SPDR TR | 17,762 | $2.082M | 0.4% | $117.22 * | $41.39 | +41.6% | SBI CONS DISCR | 81369Y407 |
| IDV | ISHARES TR | 61,445 | $2.005M | 0.4% | $32.63 | $33.36 | -2.2% | INTL SEL DIV ETF | 464288448 |
| D | DOMINION ENERGY INC | 28,392 | $1.995M | 0.4% | $70.27 * | $34.53 | +47.8% | COM | 25746U109 |
| BA | BOEING CO | 5,280 | $1.964M | 0.4% | $371.97 * | $106.32 | +238.3% | COM | 097023105 |
| VGK | VANGUARD INTL EQUITY INDEX F | 34,842 | $1.959M | 0.4% | $56.23 | $50.14 | +12.1% | FTSE EUROPE ETF | 922042874 |
| WM | WASTE MGMT INC DEL | 21,320 | $1.927M | 0.4% | $90.38 * | $30.91 | +159.0% | COM | 94106L109 |
| MMM | 3M CO | 8,843 | $1.864M | 0.4% | $210.79 * | $78.84 | +72.2% | COM | 88579Y101 |
| CAT | CATERPILLAR INC DEL | 12,145 | $1.852M | 0.4% | $152.49 * | $101.61 | +28.0% | COM | 149123101 |
| PAYX | PAYCHEX INC | 25,103 | $1.849M | 0.4% | $73.66 * | $31.43 | +89.4% | COM | 704326107 |
| XLU | SELECT SECTOR SPDR TR | 35,064 | $1.846M | 0.4% | $52.65 * | $25.47 | +3.4% | SBI INT-UTILS | 81369Y886 |
| UPS | UNITED PARCEL SERVICE INC | 15,559 | $1.817M | 0.4% | $116.78 * | $56.84 | +54.9% | CL B | 911312106 |
| SO | SOUTHERN CO | 41,522 | $1.81M | 0.4% | $43.59 * | $28.50 | +14.6% | COM | 842587107 |
| — | EXPRESS SCRIPTS HLDG CO | 19,031 | $1.808M | 0.4% | $95.00 | $64.53 | — | COM | 30219G108 |
| — | DOWDUPONT INC | 27,661 | $1.778M | 0.4% | $64.28 | $67.83 | — | COM | 26078J100 |
| XLB | SELECT SECTOR SPDR TR | 30,349 | $1.758M | 0.4% | $57.93 * | $26.09 | +11.0% | SBI MATERIALS | 81369Y100 |
| COP | CONOCOPHILLIPS | 22,087 | $1.709M | 0.4% | $77.38 * | $39.96 | +51.5% | COM | 20825C104 |
| KO | COCA COLA CO | 36,385 | $1.681M | 0.4% | $46.20 * | $28.22 | +30.9% | COM | 191216100 |
| UNP | UNION PAC CORP | 10,227 | $1.665M | 0.4% | $162.80 * | $75.83 | +82.9% | COM | 907818108 |
| TIP | ISHARES TR | 14,185 | $1.57M | 0.3% | $110.68 | $114.71 | -3.6% | TIPS BD ETF | 464287176 |
| UNH | UNITEDHEALTH GROUP INC | 5,257 | $1.399M | 0.3% | $266.12 * | $188.97 | +25.1% | COM | 91324P102 |
| XLE | SELECT SECTOR SPDR TR | 18,428 | $1.396M | 0.3% | $75.75 * | $34.16 | +10.8% | ENERGY | 81369Y506 |
| DIS | DISNEY WALT CO | 11,620 | $1.359M | 0.3% | $116.95 * | $76.13 | +47.1% | COM DISNEY | 254687106 |
| IWM | ISHARES TR | 7,613 | $1.283M | 0.3% | $168.53 | $121.55 | +38.7% | RUSSELL 2000 ETF | 464287655 |
| XLP | SELECT SECTOR SPDR TR | 23,471 | $1.266M | 0.3% | $53.94 | $54.47 | -1.0% | SBI CONS STPLS | 81369Y308 |
| NOC | NORTHROP GRUMMAN CORP | 3,976 | $1.262M | 0.3% | $317.40 * | $62.64 | +349.6% | COM | 666807102 |
| BAC | BANK AMER CORP | 40,466 | $1.192M | 0.3% | $29.46 * | $23.19 | +6.6% | COM | 060505104 |
| GPC | GENUINE PARTS CO | 11,186 | $1.112M | 0.2% | $99.41 * | $56.90 | +41.8% | COM | 372460105 |
| KR | KROGER CO | 35,220 | $1.026M | 0.2% | $29.13 * | $21.58 | +15.5% | COM | 501044101 |
| MDT | MEDTRONIC PLC | 10,362 | $1.02M | 0.2% | $98.44 * | $59.76 | +35.8% | SHS | G5960L103 |
| GLD | SPDR GOLD TRUST | 8,872 | $1M | 0.2% | $112.71 | $126.30 | -10.7% | GOLD SHS | 78463V107 |
| SPTS | SPDR SER TR | 33,744 | $994K | 0.2% | $29.46 | $29.48 | -0.1% | PORTFOLIO SH TSR | 78468R101 |
| SLB | SCHLUMBERGER LTD | 15,656 | $954K | 0.2% | $60.94 * | $52.87 | -6.4% | COM | 806857108 |
| EFA | ISHARES TR | 13,485 | $916K | 0.2% | $67.93 | $66.25 | +2.6% | MSCI EAFE ETF | 464287465 |
| IJH | ISHARES TR | 4,416 | $889K | 0.2% | $201.31 * | $30.94 | +30.1% | CORE S&P MCP ETF | 464287507 |
| IBB | ISHARES TR | 6,800 | $829K | 0.2% | $121.91 | $102.97 | +18.4% | NASDAQ BIOTECH | 464287556 |
| — | PIMCO CA MUNICIPAL INCOME FD | 51,500 | $820K | 0.2% | $15.92 | $16.80 | — | COM | 72200N106 |
| PCG | PG&E CORP | 17,665 | $813K | 0.2% | $46.02 | $42.58 | +6.8% | COM | 69331C108 |
| AMGN | AMGEN INC | 3,694 | $766K | 0.2% | $207.36 * | $101.24 | +64.1% | COM | 031162100 |
| — | WALGREENS BOOTS ALLIANCE INC | 10,383 | $757K | 0.2% | $72.91 | $76.55 | — | COM | 931427108 |
| AXP | AMERICAN EXPRESS CO | 7,004 | $746K | 0.2% | $106.51 * | $87.15 | +10.6% | COM | 025816109 |
| EEM | ISHARES TR | 16,943 | $727K | 0.2% | $42.91 | $37.36 | +14.9% | MSCI EMG MKT ETF | 464287234 |
| XLRE | SELECT SECTOR SPDR TR | 21,645 | $706K | 0.2% | $32.62 | $33.00 | -1.2% | RL EST SEL SEC | 81369Y860 |
| IJR | ISHARES TR | 7,884 | $688K | 0.1% | $87.27 | $65.04 | +34.1% | CORE S&P SCP ETF | 464287804 |
| MOO | VANECK VECTORS ETF TR | 10,413 | $684K | 0.1% | $65.69 | $49.49 | +32.7% | AGRIBUSINESS ETF | 92189F700 |
| GILD | GILEAD SCIENCES INC | 8,536 | $659K | 0.1% | $77.20 * | $48.59 | +20.3% | COM | 375558103 |
| VTI | VANGUARD INDEX FDS | 4,265 | $638K | 0.1% | $149.59 | $110.90 | +34.9% | TOTAL STK MKT | 922908769 |
| — | CIGNA CORPORATION | 3,057 | $637K | 0.1% | $208.37 | $84.64 | — | COM | 125509109 |
| GS | GOLDMAN SACHS GROUP INC | 2,783 | $624K | 0.1% | $224.22 * | $181.75 | +4.4% | COM | 38141G104 |
| SHY | ISHARES TR | 7,355 | $611K | 0.1% | $83.07 | $85.07 | -2.3% | 1 3 YR TREAS BD | 464287457 |
| LLY | LILLY ELI & CO | 5,007 | $537K | 0.1% | $107.25 * | $47.40 | +104.9% | COM | 532457108 |
| ACN | ACCENTURE PLC IRELAND | 3,100 | $528K | 0.1% | $170.32 * | $64.80 | +135.5% | SHS CLASS A | G1151C101 |
| — | RAYTHEON CO | 2,514 | $520K | 0.1% | $206.84 | $71.12 | — | COM NEW | 755111507 |
| SBUX | STARBUCKS CORP | 8,840 | $503K | 0.1% | $56.90 * | $34.42 | +41.1% | COM | 855244109 |
| NSRGY | NESTLE S A | 6,000 | $503K | 0.1% | $83.83 | $85.16 | -2.3% | SPONSORED ADR | 641069406 |
| CMCSA | COMCAST CORP NEW | 13,875 | $491K | 0.1% | $35.39 * | $26.84 | +9.4% | CL A | 20030N101 |
| TXN | TEXAS INSTRS INC | 4,489 | $482K | 0.1% | $107.37 * | $32.70 | +166.7% | COM | 882508104 |
| — | UBS AG LONDON BRH | 30,000 | $470K | 0.1% | $15.67 | $18.77 | — | ETRACS MTH2XRE | 90269A302 |
| MRSH | MARSH & MCLENNAN COS INC | 5,500 | $455K | 0.1% | $82.73 * | $31.19 | +135.3% | COM | 571748102 |
| MCK | MCKESSON CORP | 3,399 | $451K | 0.1% | $132.69 * | $167.30 | -25.0% | COM | 58155Q103 |
| ABBV | ABBVIE INC | 4,712 | $446K | 0.1% | $94.65 * | $33.94 | +103.5% | COM | 00287Y109 |
| META | FACEBOOK INC | 2,640 | $435K | 0.1% | $164.77 | $158.72 | +2.9% | CL A | 30303M102 |
| DHR | DANAHER CORP DEL | 3,954 | $430K | 0.1% | $108.75 * | $43.92 | +112.3% | COM | 235851102 |
| SRE | SEMPRA ENERGY | 3,755 | $427K | 0.1% | $113.72 * | $35.28 | +27.8% | COM | 816851109 |
| OXY | OCCIDENTAL PETE CORP DEL | 4,866 | $400K | 0.1% | $82.20 * | $58.55 | +18.5% | COM | 674599105 |
| IVV | ISHARES TR | 1,353 | $396K | 0.1% | $292.68 | $218.42 | +34.0% | CORE S&P500 ETF | 464287200 |
| PHO | INVESCO EXCHANGE TRADED FD T | 12,250 | $390K | 0.1% | $31.84 | $30.56 | +4.1% | WATER RES ETF | 46137V142 |
| — | UNITED STATES STL CORP NEW | 12,153 | $370K | 0.1% | $30.45 | $34.13 | — | COM | 912909108 |
| — | NEXTERA ENERGY CAP HLDGS INC | 15,400 | $364K | 0.1% | $23.64 | $24.95 | — | SUB DEB 72 | 65339K803 |
| — | GENERAL ELECTRIC CO | 30,675 | $347K | 0.1% | $11.31 | $23.52 | — | COM | 369604103 |
| CL | COLGATE PALMOLIVE CO | 5,033 | $337K | 0.1% | $66.96 * | $49.04 | +14.8% | COM | 194162103 |
| NEE | NEXTERA ENERGY INC | 1,983 | $332K | 0.1% | $167.42 * | $20.55 | +70.6% | COM | 65339F101 |
| BP | BP PLC | 7,029 | $324K | 0.1% | $46.09 | $41.05 | +12.3% | SPONSORED ADR | 055622104 |
| NVDA | NVIDIA CORP | 1,141 | $321K | 0.1% | $281.33 * | $5.85 | +19.1% | COM | 67066G104 |
| AEP | AMERICAN ELEC PWR INC | 4,485 | $318K | 0.1% | $70.90 * | $54.26 | +1.1% | COM | 025537101 |
| IEI | ISHARES TR | 2,570 | $306K | 0.1% | $119.07 | $119.62 | -0.5% | 3 7 YR TREAS BD | 464288661 |
| PSA | PUBLIC STORAGE | 1,478 | $298K | 0.1% | $201.62 * | $97.16 | +54.1% | COM | 74460D109 |
| — | CORE LABORATORIES N V | 2,500 | $290K | 0.1% | $116.00 | $146.25 | — | COM | N22717107 |
| NVS | NOVARTIS A G | 3,365 | $290K | 0.1% | $86.18 | $79.10 | +8.9% | SPONSORED ADR | 66987V109 |
| GWW | GRAINGER W W INC | 800 | $286K | 0.1% | $357.50 * | $235.02 | +38.0% | COM | 384802104 |
| KMB | KIMBERLY CLARK CORP | 2,483 | $282K | 0.1% | $113.57 * | $67.00 | +31.7% | COM | 494368103 |
| ROK | ROCKWELL AUTOMATION INC | 1,459 | $274K | 0.1% | $187.80 * | $83.96 | +95.4% | COM | 773903109 |
| FCOM | FIDELITY | 8,510 | $269K | 0.1% | $31.61 | $30.12 | +4.8% | TELECOMM SVCS | 316092873 |
| MA | MASTERCARD INCORPORATED | 1,200 | $267K | 0.1% | $222.50 * | $163.70 | +30.6% | CL A | 57636Q104 |
| — | ROYAL DUTCH SHELL PLC | 3,808 | $259K | 0.1% | $68.01 | $63.84 | — | SPONS ADR A | 780259206 |
| TRV | TRAVELERS COMPANIES INC | 2,000 | $259K | 0.1% | $129.50 * | $63.44 | +74.9% | COM | 89417E109 |
| ZBH | ZIMMER BIOMET HLDGS INC | 1,961 | $258K | 0.1% | $131.57 * | $67.30 | +78.9% | COM | 98956P102 |
| MDLZ | MONDELEZ INTL INC | 5,482 | $236K | 0.1% | $43.05 * | $26.11 | +38.1% | CL A | 609207105 |
| SYK | STRYKER CORP | 1,291 | $229K | 0.0% | $177.38 * | $124.78 | +31.8% | COM | 863667101 |
| SYY | SYSCO CORP | 3,078 | $225K | 0.0% | $73.10 * | $52.26 | +15.3% | COM | 871829107 |
| CSV | CARRIAGE SVCS INC | 10,000 | $216K | 0.0% | $21.60 * | $15.84 | +22.8% | COM | 143905107 |
| — | BB&T CORP | 8,500 | $207K | 0.0% | $24.35 | $25.05 | — | DEP1/1000 PFD F | 054937602 |
| RHHBY | ROCHE HLDG LTD | 6,800 | $207K | 0.0% | $30.44 | $30.09 | +0.2% | SPONSORED ADR | 771195104 |
| HSY | HERSHEY CO | 2,000 | $204K | 0.0% | $102.00 * | $83.10 | +3.6% | COM | 427866108 |
| F | FORD MTR CO DEL | 15,150 | $140K | 0.0% | $9.24 * | $7.61 | -16.5% | COM PAR $0.01 | 345370860 |
| — | PIMCO HIGH INCOME FD | 10,800 | $91,000 | 0.0% | $8.43 | $10.00 | — | COM SHS | 722014107 |