CIK: 0001103646 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 15, 2018
Total Value ($000): $2,011,638 (59.0% shares, 41.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALTABA INC | 1,910,970 | $141,488 | 7.0% | $59.59 | — | COM | 021346101 |
| AAL | AMERICAN AIRLS GROUP INC | 2,510,568 | $130,449 | 6.5% | $32.79 | +59.4% | COM | 02376R102 |
| — | ZIONS BANCORPORATION | 4,516,601 | $88,843 | 4.4% | $6.29 | — | *W EXP 05/22/202 | 989701115 |
| — | SUNTRUST BKS INC | 1,230,917 | $83,752 | 4.2% | $68.04 | — | COM | 867914103 |
| — | MICRON TECHNOLOGY INC | 40,515,000 | $72,846 | 3.6% | $1.43 | — | NOTE 3.000%11/1 | 595112AY9 |
| — | MOLINA HEALTHCARE INC | 31,576,000 | $63,593 | 3.2% | $1.72 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | GENERAL CABLE CORP DEL NEW | 48,027,000 | $50,949 | 2.5% | $1.05 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | INSULET CORP | 30,629,000 | $47,454 | 2.4% | $1.31 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | NXP SEMICONDUCTORS N V | 28,250,000 | $35,165 | 1.7% | $1.24 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | SINA CORP | 300,207 | $31,303 | 1.6% | $74.03 | — | ORD | G81477104 |
| — | CAESARS ENTMT CORP | 2,694,821 | $30,317 | 1.5% | $12.65 | — | COM | 127686103 |
| — | CTRIP COM INTL LTD | 23,278,000 | $28,376 | 1.4% | $1.32 | — | NOTE 1.250%10/1 | 22943FAD2 |
| TSLA | TESLA INC | 105,000 | $27,943 | 1.4% | $21.75 | +1.1% | Put | 88160R101 |
| — | SHUTTERFLY INC | 21,468,000 | $27,164 | 1.4% | $1.25 | — | NOTE 0.250% 5/1 | 82568PAB2 |
| — | SERVICENOW INC | 12,000,000 | $26,874 | 1.3% | $2.24 | — | NOTE 11/0 | 81762PAB8 |
| — | INTEL CORP | 10,548,000 | $26,403 | 1.3% | $1.95 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | DYNEGY INC NEW DEL | 268,500 | $23,231 | 1.2% | $78.87 | — | UNIT 07/01/20191 | 26817R405 |
| — | BLACK HILLS CORP | 378,625 | $22,700 | 1.1% | $70.17 | — | UNIT 99/99/9999 | 092113125 |
| — | DELL TECHNOLOGIES INC | 301,525 | $22,074 | 1.1% | $73.43 | — | COM CL V | 24703L103 |
| KRE | SPDR SERIES TRUST | 320,000 | $19,325 | 1.0% | $60.39 | — | Put | 78464A698 |
| — | TESLA INC | 19,260,000 | $19,212 | 1.0% | $1.02 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | WPX ENERGY INC | 299,635 | $18,968 | 0.9% | $63.30 | — | PFD SER A CV | 98212B202 |
| — | HEALTHWAYS INC | 9,250,000 | $18,900 | 0.9% | $1.79 | — | NOTE 1.500% 7/0 | 422245AB6 |
| — | CAESARS ENTMT CORP | 10,262,412 | $17,912 | 0.9% | $1.94 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | HERBALIFE LTD | 14,316,000 | $17,349 | 0.9% | $1.07 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| BABA | ALIBABA GROUP HLDG LTD | 91,700 | $16,830 | 0.8% | $172.74 | — | Put | 01609W102 |
| — | TESARO INC | 9,228,000 | $16,566 | 0.8% | $2.16 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | LIGAND PHARMACEUTICALS INC | 7,221,000 | $15,885 | 0.8% | $1.61 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | ANTHEM INC | 287,656 | $15,455 | 0.8% | $55.66 | — | UNIT 05/01/20188 | 036752202 |
| — | SPECTRUM PHARMACEUTICALS INC | 9,325,000 | $14,928 | 0.7% | $1.80 | — | NOTE 2.750%12/1 | 84763AAB4 |
| HLF | HERBALIFE LTD | 145,900 | $14,221 | 0.7% | — | — | Put | G4412G101 |
| — | VERISIGN INC | 4,090,000 | $14,134 | 0.7% | $3.40 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | LIBERTY MEDIA CORP DELAWARE | 309,690 | $12,729 | 0.6% | $35.11 | — | COM A SIRIUSXM | 531229409 |
| — | MEDICINES CO | 10,983,000 | $12,651 | 0.6% | $1.18 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | ADVANCED MICRO DEVICES INC | 8,590,000 | $12,606 | 0.6% | $1.66 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | MICROCHIP TECHNOLOGY INC | 6,198,000 | $10,964 | 0.5% | $1.48 | — | NOTE 1.625% 2/1 | 595017AD6 |
| HIG | HARTFORD FINL SVCS GROUP INC | 207,142 | $10,672 | 0.5% | $39.89 | +15.1% | COM | 416515104 |
| — | DISCOVERY COMMUNICATNS NEW | 544,513 | $10,629 | 0.5% | $19.52 | — | COM SER C | 25470F302 |
| — | STARWOOD WAYPOINT RESIDENTL | 8,679,000 | $10,512 | 0.5% | $1.21 | — | NOTE 3.000% 7/0 | 85571WAB5 |
| — | LAYNE CHRISTENSEN CO | 7,250,000 | $9,513 | 0.5% | $1.28 | — | NOTE 8.000% 5/0 | 521050AD6 |
| — | VIPSHOP HLDGS LTD | 8,635,000 | $9,284 | 0.5% | $1.08 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| — | ARRAY BIOPHARMA INC | 6,905,000 | $9,168 | 0.5% | $1.23 | — | NOTE 2.625%12/0 | 04269XAB1 |
| — | MEDIDATA SOLUTIONS INC | 8,000,000 | $8,982 | 0.4% | $1.19 | — | NOTE 1.000% 8/0 | 58471AAB1 |
| — | TEVA PHARMACEUTICAL FIN LLC | 10,150,000 | $8,946 | 0.4% | $0.89 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | MICROCHIP TECHNOLOGY INC | 7,500,000 | $8,912 | 0.4% | $1.19 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | ON SEMICONDUCTOR CORP | 6,245,000 | $8,903 | 0.4% | $1.43 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | WRIGHT MED GROUP INC | 8,680,000 | $8,675 | 0.4% | $1.03 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | TRANSOCEAN INC | 7,420,000 | $8,471 | 0.4% | $1.14 | — | DEB 0.500% 1/3 | 893830BJ7 |
| — | FRONTIER COMMUNICATIONS CORP | 1,131,664 | $8,395 | 0.4% | $7.24 | — | Put | 35906A306 |
| — | DR PEPPER SNAPPLE GROUP INC | 70,729 | $8,373 | 0.4% | $118.38 | — | COM | 26138E109 |
| AAL | AMERICAN AIRLS GROUP INC | 161,000 | $8,367 | 0.4% | $32.79 | +59.4% | Put | 02376R102 |
| — | ARBOR RLTY TR INC | 7,500,000 | $8,169 | 0.4% | $1.08 | — | NOTE 6.500%10/0 | 038923AA6 |
| — | TERADYNE INC | 5,342,000 | $8,143 | 0.4% | $1.52 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | 51JOB INC | 4,000,000 | $8,101 | 0.4% | $1.47 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | PALO ALTO NETWORKS INC | 4,633,000 | $7,667 | 0.4% | $1.65 | — | NOTE 7/0 | 697435AB1 |
| — | BOULDER GROWTH & INCOME FD I | 709,072 | $7,644 | 0.4% | $8.59 | — | COM | 101507101 |
| RH | RH | 78,800 | $7,509 | 0.4% | — | — | Put | 74967X103 |
| LNC | LINCOLN NATL CORP IND | 100,411 | $7,336 | 0.4% | $46.60 | +20.1% | COM | 534187109 |
| XLF | SELECT SECTOR SPDR TR | 265,000 | $7,306 | 0.4% | $24.67 | — | Put | 81369Y605 |
| — | VIRTUS INVT PARTNERS INC | 67,636 | $7,213 | 0.4% | $101.23 | — | PFD CV SER D | 92828Q208 |
| — | GENERAL ELECTRIC CO | 524,100 | $7,064 | 0.4% | $16.29 | — | Put | 369604103 |
| — | BLACKSTONE MTG TR INC | 6,000,000 | $6,787 | 0.3% | $1.13 | — | NOTE 5.250%12/0 | 09257WAA8 |
| TLT | ISHARES TR | 55,000 | $6,706 | 0.3% | $101.86 | — | Put | 464287432 |
| — | NII HLDGS INC | 3,126,746 | $6,597 | 0.3% | $3.43 | — | COM PAR | 62913F508 |
| — | ENCORE CAP GROUP INC | 5,544,000 | $6,360 | 0.3% | $1.10 | — | NOTE 3.000% 7/0 | 292554AF9 |
| BAC | BANK AMER CORP | 210,000 | $6,298 | 0.3% | $12.07 | +116.0% | Put | 060505104 |
| — | TWITTER INC | 6,500,000 | $6,233 | 0.3% | $0.94 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | CLOVIS ONCOLOGY INC | 5,251,000 | $6,112 | 0.3% | $1.23 | — | NOTE 2.500% 9/1 | 189464AB6 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 458,362 | $6,059 | 0.3% | $13.22 | — | TR UNIT | 85208R101 |
| — | BLACKHAWK NETWORK HLDGS INC | 5,400,000 | $5,966 | 0.3% | $1.10 | — | NOTE 1.500% 1/1 | 09238EAB0 |
| NXPI | NXP SEMICONDUCTORS N V | 50,700 | $5,932 | 0.3% | $99.05 | +8.3% | Put | N6596X109 |
| — | BOSTON PRIVATE FINL HLDGS IN | 727,675 | $5,873 | 0.3% | $5.32 | — | *W EXP 11/21/201 | 101119113 |
| — | TIME WARNER INC | 61,820 | $5,847 | 0.3% | $93.50 | — | COM NEW | 887317303 |
| — | FRONTIER COMMUNICATIONS CORP | 495,280 | $5,682 | 0.3% | $14.90 | — | PFD CONV SER-A | 35906A207 |
| — | NEXTERA ENERGY INC | 77,529 | $5,646 | 0.3% | $69.50 | — | UNIT 08/31/2018 | 65339F846 |
| BIO/B | BIO RAD LABS INC | 22,310 | $5,598 | 0.3% | $121.21 | +107.7% | CL B | 090572108 |
| — | LIBERTY MEDIA CORP DELAWARE | 134,294 | $5,487 | 0.3% | $34.98 | — | COM C SIRIUSXM | 531229607 |
| — | ENCORE CAP GROUP INC | 4,650,000 | $5,437 | 0.3% | $1.17 | — | NOTE 3.250% 3/1 | 292554AK8 |
| — | REPLIGEN CORP | 4,197,000 | $5,422 | 0.3% | $1.27 | — | NOTE 2.125% 6/0 | 759916AA7 |
| — | SQUARE INC | 2,466,000 | $5,406 | 0.3% | $2.19 | — | NOTE 0.375% 3/0 | 852234AB9 |
| — | THERAVANCE INC | 5,000,000 | $5,360 | 0.3% | $1.07 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | GENERAL ELECTRIC CO | 397,086 | $5,352 | 0.3% | $16.29 | — | COM | 369604103 |
| — | IAC INTERACTIVECORP | 34,039 | $5,323 | 0.3% | $140.49 | — | COM | 44919P508 |
| — | RTI INTL METALS INC | 5,000,000 | $5,256 | 0.3% | $1.05 | — | NOTE 1.625%10/1 | 74973WAB3 |
| VICI | VICI PPTYS INC | 282,364 | $5,173 | 0.3% | $13.09 | 0.0% | COM | 925652109 |
| — | AMAG PHARMACEUTICALS INC | 5,000,000 | $5,165 | 0.3% | $1.03 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | STERICYCLE INC | 111,921 | $5,061 | 0.3% | $48.13 | — | DEP PFD A 1/10 | 858912207 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 5,002,000 | $5,037 | 0.3% | $1.07 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| LBRDA | LIBERTY BROADBAND CORP | 56,407 | $4,783 | 0.2% | $51.58 | +62.7% | COM SER A | 530307107 |
| — | SCANA CORP NEW | 126,346 | $4,744 | 0.2% | $37.55 | — | COM | 80589M102 |
| — | INCYTE CORP | 2,745,000 | $4,602 | 0.2% | $1.68 | — | NOTE 1.250%11/1 | 45337CAN2 |
| — | MICRON TECHNOLOGY INC | 865,000 | $4,522 | 0.2% | $1.63 | — | NOTE 3.125% 5/0 | 595112AX1 |
| AAL | AMERICAN AIRLS GROUP INC | 84,800 | $4,408 | 0.2% | $32.79 | +59.4% | Call | 02376R102 |
| GM | GENERAL MTRS CO | 119,337 | $4,336 | 0.2% | $37.16 | -3.8% | COM | 37045V100 |
| TEO | TELECOM ARGENTINA S A | 137,818 | $4,318 | 0.2% | $36.63 | — | SPON ADR REP B | 879273209 |
| LEN/B | LENNAR CORP | 89,777 | $4,282 | 0.2% | $33.42 | +28.1% | CL B | 526057302 |
| — | DYCOM INDS INC | 3,308,000 | $4,204 | 0.2% | $1.27 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | REAVES UTIL INCOME FD | 148,449 | $4,191 | 0.2% | $30.94 | — | COM SH BEN INT | 756158101 |
| — | ANCHOR BANCORP WA | 165,355 | $4,086 | 0.2% | $24.89 | — | COM | 032838104 |
| — | KB HOME | 3,500,000 | $3,978 | 0.2% | $1.14 | — | NOTE 1.375% 2/0 | 48666KAS8 |
| — | NATIONAL RESH CORP | 77,322 | $3,853 | 0.2% | $54.70 | — | CL B | 637372301 |
| — | WAYFAIR INC | 4,000,000 | $3,802 | 0.2% | $0.95 | — | NOTE 0.375% 9/0 | 94419LAA9 |
| — | DEPOMED INC | 4,636,000 | $3,796 | 0.2% | $0.87 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | TWITTER INC | 4,000,000 | $3,741 | 0.2% | $0.94 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | IKANG HEALTHCARE GROUP INC | 181,331 | $3,618 | 0.2% | $16.95 | — | SPONSORED ADR | 45174L108 |
| — | ZENDESK INC | 75,000 | $3,590 | 0.2% | $47.87 | — | COM | 98936J101 |
| — | CORENERGY INFRASTRUCTURE TR | 3,000,000 | $3,529 | 0.2% | $1.18 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | ACORDA THERAPEUTICS INC | 3,776,000 | $3,461 | 0.2% | $0.84 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | CITRIX SYS INC | 36,700 | $3,406 | 0.2% | $88.00 | — | Call | 177376100 |
| — | ISIS PHARMACEUTICALS INC DEL | 3,388,000 | $3,350 | 0.2% | $1.06 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | RITE AID CORP | 1,946,649 | $3,270 | 0.2% | $3.40 | — | COM | 767754104 |
| — | OSI SYSTEMS INC | 3,500,000 | $3,181 | 0.2% | $0.91 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | INSMED INC | 3,565,000 | $3,170 | 0.2% | $0.89 | — | NOTE 1.750% 1/1 | 457669AA7 |
| IEF | ISHARES TR | 30,000 | $3,096 | 0.2% | — | — | Put | 464287440 |
| AAPL | APPLE INC | 18,300 | $3,070 | 0.2% | $20.18 | +100.2% | COM | 037833100 |
| AMGN | AMGEN INC | 18,000 | $3,069 | 0.2% | $144.43 | 0.0% | Put | 031162100 |
| — | ABERDEEN SINGAPORE FD INC | 223,799 | $2,968 | 0.1% | $12.82 | — | COM | 003244100 |
| — | TIMKENSTEEL CORP | 2,000,000 | $2,943 | 0.1% | $1.15 | — | NOTE 6.000% 6/0 | 887399AA1 |
| — | PROS HOLDINGS INC | 2,500,000 | $2,844 | 0.1% | $1.02 | — | NOTE 2.000%12/0 | 74346YAB9 |
| — | SPECIAL OPPORTUNITIES FD INC | 192,942 | $2,844 | 0.1% | $16.31 | — | COM | 84741T104 |
| — | MACQUARIE GLBL INFRA TOTL RE | 127,379 | $2,828 | 0.1% | $22.02 | — | COM | 55608D101 |
| — | NEW IRELAND FUND INC | 233,068 | $2,808 | 0.1% | $12.55 | — | COM | 645673104 |
| — | MONSANTO CO NEW | 23,500 | $2,742 | 0.1% | $103.34 | — | COM | 61166W101 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 160,000 | $2,736 | 0.1% | — | — | Put | 881624209 |
| — | LIBERTY MEDIA CORP DELAWARE | 60,912 | $2,709 | 0.1% | $33.11 | — | COM B SIRIUSXM | 531229508 |
| — | HORIZON PHARMA INVT LTD | 2,900,000 | $2,677 | 0.1% | $0.92 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | UNILEVER PLC | 47,943 | $2,664 | 0.1% | $55.50 | — | SPON ADR NEW | 904767704 |
| — | TWENTY FIRST CENTY FOX INC | 72,500 | $2,637 | 0.1% | $34.27 | — | CL B | 90130A200 |
| — | GCI LIBERTY INC | 49,156 | $2,598 | 0.1% | $52.85 | — | COM CLASS A | 36164V305 |
| — | ABERDEEN LATIN AMER EQTY FD | 94,319 | $2,582 | 0.1% | $26.81 | — | COM | 00306K106 |
| — | BIOMARIN PHARMACEUTICAL INC | 2,500,000 | $2,571 | 0.1% | $1.03 | — | NOTE 0.750%10/1 | 09061GAE1 |
| — | PANDORA MEDIA INC | 2,800,000 | $2,565 | 0.1% | $0.94 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | FRONTIER COMMUNICATIONS CORP | 330,359 | $2,451 | 0.1% | $7.24 | — | COM NEW | 35906A306 |
| — | THERAVANCE BIOPHARMA INC | 2,400,000 | $2,438 | 0.1% | $1.17 | — | NOTE 3.250%11/0 | 88339KAA0 |
| AMGN | AMGEN INC | 14,295 | $2,437 | 0.1% | $144.43 | 0.0% | COM | 031162100 |
| NXPI | NXP SEMICONDUCTORS N V | 20,700 | $2,422 | 0.1% | $99.05 | +8.3% | Call | N6596X109 |
| — | CITRIX SYS INC | 25,875 | $2,401 | 0.1% | $88.00 | — | COM | 177376100 |
| — | CAVIUM INC | 30,041 | $2,385 | 0.1% | $79.39 | — | COM | 14964U108 |
| ETSY | ETSY INC | 82,800 | $2,323 | 0.1% | $22.47 | 0.0% | COM | 29786A106 |
| — | IMPAX LABORATORIES INC | 2,316,000 | $2,312 | 0.1% | $0.90 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| — | GABELLI GLOBL UTIL & INCOME | 120,585 | $2,243 | 0.1% | $19.70 | — | COM SH BEN INT | 36242L105 |
| — | SIGNATURE BK NEW YORK N Y | 19,863 | $2,219 | 0.1% | $59.07 | — | *W EXP 12/12/201 | 82669G112 |
| — | LAYNE CHRISTENSEN CO | 2,100,000 | $2,121 | 0.1% | $1.01 | — | NOTE 4.250%11/1 | 521050AB0 |
| ILMN | ILLUMINA INC | 8,915 | $2,107 | 0.1% | $173.83 | +31.8% | COM | 452327109 |
| — | MIDSTATES PETE CO INC | 157,536 | $2,099 | 0.1% | $15.88 | — | COM PAR | 59804T407 |
| — | LIBERTY MEDIA CORP DELAWARE | 2,000,000 | $2,084 | 0.1% | $1.06 | — | DEB 2.250% 9/3 | 531229AE2 |
| VST | VISTRA ENERGY CORP | 99,500 | $2,072 | 0.1% | $16.03 | +3.1% | Call | 92840M102 |
| — | SOHU COM INC | 65,751 | $2,033 | 0.1% | $40.86 | — | COM | 83408W103 |
| — | B2GOLD CORP | 1,975,000 | $1,998 | 0.1% | $1.02 | — | NOTE 3.250%10/0 | 11777QAB6 |
| — | CHANGYOU COM LTD | 70,496 | $1,966 | 0.1% | $36.77 | — | ADS REP CL A | 15911M107 |
| — | DHT HOLDINGS INC | 2,000,000 | $1,948 | 0.1% | $0.98 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | ABERDEEN EMERGING MKTS SMALL | 130,663 | $1,934 | 0.1% | $14.21 | — | COM | 00301T102 |
| EEM | ISHARES TR | 39,500 | $1,905 | 0.1% | — | — | Put | 464287234 |
| — | CORSICANTO II DESIGNATED ACT | 1,700,000 | $1,882 | 0.1% | $1.11 | — | NOTE 3.500% 1/2 | 220485AB2 |
| NXPI | NXP SEMICONDUCTORS N V | 15,826 | $1,852 | 0.1% | $99.05 | +8.3% | COM | N6596X109 |
| ALLY | ALLY FINL INC | 65,644 | $1,783 | 0.1% | $18.33 | +23.1% | COM | 02005N100 |
| — | ARRAY BIOPHARMA INC | 108,800 | $1,775 | 0.1% | $12.84 | — | Put | 04269X105 |
| TLT | ISHARES TR | 14,500 | $1,768 | 0.1% | $101.86 | — | 20 YR TR BD ETF | 464287432 |
| — | ABERDEEN GTR CHINA FD INC | 130,111 | $1,754 | 0.1% | $11.90 | — | COM | 003031101 |
| — | QIWI PLC | 91,248 | $1,744 | 0.1% | $19.19 | — | SPON ADR REP B | 74735M108 |
| — | MAINSOURCE FINANCIAL GP INC | 42,397 | $1,723 | 0.1% | $40.64 | — | COM | 56062Y102 |
| — | LIBERTY MEDIA CORP DELAWARE | 75,743 | $1,722 | 0.1% | $22.99 | — | COM A BRAVES GRP | 531229706 |
| NEM | NEWMONT MINING CORP | 44,000 | $1,719 | 0.1% | $17.79 | +72.3% | COM | 651639106 |
| — | RENEWABLE ENERGY GROUP INC | 1,250,000 | $1,690 | 0.1% | $1.36 | — | NOTE 4.000% 6/1 | 75972AAC7 |
| — | CTRIP COM INTL LTD | 1,500,000 | $1,565 | 0.1% | $1.04 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| — | ABERDEEN CHILE FD INC | 172,143 | $1,555 | 0.1% | $8.46 | — | COM | 00301W105 |
| — | MORGAN STANLEY ASIA PAC FD I | 84,310 | $1,535 | 0.1% | $16.70 | — | COM | 61744U106 |
| — | RADIUS HEALTH INC | 1,500,000 | $1,515 | 0.1% | $1.01 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | WESTAR ENERGY INC | 28,000 | $1,473 | 0.1% | $56.76 | — | COM | 95709T100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 7,333 | $1,463 | 0.1% | $117.26 | +75.1% | CL B NEW | 084670702 |
| — | CUSHING RENAISSANCE FD | 91,896 | $1,445 | 0.1% | $15.72 | — | COM | 231647108 |
| — | BAY BANCORP INC | 107,000 | $1,428 | 0.1% | $13.23 | — | COM | 07203T106 |
| — | TTM TECHNOLOGIES INC | 850,000 | $1,415 | 0.1% | $1.69 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | GLOBAL X FDS | 145,598 | $1,412 | 0.1% | $8.31 | — | MSCI GREECE ETF | 37950E366 |
| — | BROOKFIELD REAL ASSETS INCOM | 64,503 | $1,404 | 0.1% | $22.30 | — | SHS BEN INT | 112830104 |
| OSIS | OSI SYSTEMS INC | 21,400 | $1,397 | 0.1% | $84.03 | -22.8% | Put | 671044105 |
| LBRDK | LIBERTY BROADBAND CORP | 16,075 | $1,377 | 0.1% | $46.34 | +81.9% | COM SER C | 530307305 |
| — | TCF FINL CORP | 230,583 | $1,372 | 0.1% | $3.29 | — | *W EXP 11/14/201 | 872275128 |
| — | NOBLE ENERGY INC | 44,714 | $1,355 | 0.1% | $28.30 | — | COM | 655044105 |
| — | LIBERTY INTERACTIVE CORP | 53,780 | $1,354 | 0.1% | $22.45 | — | QVC GP COM SER A | 53071M104 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 77,191 | $1,354 | 0.1% | $9.68 | +37.2% | COM | 42824C109 |
| — | LIBERTY MEDIA CORP DELAWARE | 45,815 | $1,342 | 0.1% | $29.03 | — | COM SER A FRMLA | 531229870 |
| — | ASIA PAC FD INC | 90,550 | $1,340 | 0.1% | $12.22 | — | COM | 044901106 |
| BF/A | BROWN FORMAN CORP | 25,046 | $1,336 | 0.1% | $41.13 | 0.0% | CL A | 115637100 |
| — | EXACT SCIENCES CORP | 1,500,000 | $1,333 | 0.1% | $0.89 | — | DBCV 1.000% 1/1 | 30063PAA3 |
| — | MEDICINES CO | 40,000 | $1,317 | 0.1% | — | — | Put | 584688105 |
| — | KAPSTONE PAPER & PACKAGING C | 37,800 | $1,297 | 0.1% | $34.31 | — | COM | 48562P103 |
| — | LIBERTY INTERACTIVE CORP | 52,110 | $1,292 | 0.1% | $29.37 | — | QVC GP COM SER B | 53071M203 |
| — | SUNTRUST BKS INC | 18,600 | $1,266 | 0.1% | $68.04 | — | Call | 867914103 |
| SRPT | SAREPTA THERAPEUTICS INC | 17,000 | $1,260 | 0.1% | — | — | Put | 803607100 |
| PFLT | PENNANTPARK FLOATING RATE CA | 95,954 | $1,256 | 0.1% | $4.46 | +26.6% | COM | 70806A106 |
| ZION | ZIONS BANCORPORATION | 23,666 | $1,248 | 0.1% | $43.44 | +23.9% | COM | 989701107 |
| — | GREENHILL & CO INC | 66,393 | $1,228 | 0.1% | $18.50 | — | COM | 395259104 |
| — | TAIWAN FD INC | 58,022 | $1,227 | 0.1% | $19.32 | — | COM | 874036106 |
| AMD | ADVANCED MICRO DEVICES INC | 119,500 | $1,201 | 0.1% | — | — | Put | 007903107 |
| — | RMR REAL ESTATE INCOME FUND | 70,891 | $1,182 | 0.1% | $18.72 | — | COM | 76970B101 |
| — | QAD INC | 36,746 | $1,150 | 0.1% | $29.11 | — | CL B | 74727D207 |
| BA | BOEING CO | 3,500 | $1,148 | 0.1% | — | — | Put | 097023105 |
| — | ADAM NAT RES FD INC | 62,585 | $1,139 | 0.1% | $20.95 | — | COM | 00548F105 |
| TBF | PROSHARES TR | 50,000 | $1,135 | 0.1% | — | — | Call | 74347X849 |
| — | BANK AMER CORP | 569,965 | $1,134 | 0.1% | $0.91 | — | *W EXP 10/28/201 | 060505153 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 105,889 | $1,133 | 0.1% | $11.12 | — | SH BEN INT | 18914E106 |
| COTY | COTY INC | 60,856 | $1,114 | 0.1% | $18.17 | -1.4% | COM CL A | 222070203 |
| — | ASSOCIATED BANC CORP | 204,332 | $1,093 | 0.1% | $2.54 | — | *W EXP 11/21/201 | 045487113 |
| T | AT&T INC | 30,000 | $1,069 | 0.1% | — | — | Put | 00206R102 |
| — | RLJ LODGING TR | 42,152 | $1,068 | 0.1% | $27.04 | — | CUM CONV PFD A | 74965L200 |
| GOOG | ALPHABET INC | 1,029 | $1,062 | 0.1% | $37.24 | +47.1% | CAP STK CL C | 02079K107 |
| — | WPX ENERGY INC | 71,600 | $1,058 | 0.1% | $14.07 | — | Put | 98212B103 |
| — | ACORDA THERAPEUTICS INC | 44,400 | $1,049 | 0.1% | — | — | Put | 00484M106 |
| WTFC | WINTRUST FINL CORP | 12,184 | $1,048 | 0.1% | $71.85 | +19.9% | COM | 97650W108 |
| — | CLOVIS ONCOLOGY INC | 19,700 | $1,040 | 0.1% | — | — | Put | 189464100 |
| — | GENERAL AMERN INVS INC | 30,871 | $1,033 | 0.1% | $32.42 | — | COM | 368802104 |
| — | INDIA FD INC | 41,421 | $1,020 | 0.1% | $21.53 | — | COM | 454089103 |
| KMI | KINDER MORGAN INC DEL | 67,379 | $1,014 | 0.1% | $16.36 | -32.3% | COM | 49456B101 |
| C | CITIGROUP INC | 14,901 | $1,006 | 0.1% | $37.63 | +53.2% | COM NEW | 172967424 |
| — | SPARTON CORP | 56,637 | $986 | 0.0% | $20.84 | — | COM | 847235108 |
| — | ASA GOLD AND PRECIOUS MTLS L | 94,335 | $983 | 0.0% | $9.54 | — | SHS | G3156P103 |
| — | VMWARE INC | 8,000 | $971 | 0.0% | — | — | Call | 928563402 |
| — | ABERDEEN INDONESIA FD INC | 131,892 | $961 | 0.0% | $7.35 | — | COM | 00305P106 |
| REG | REGENCY CTRS CORP | 16,227 | $957 | 0.0% | $48.09 | -8.9% | COM | 758849103 |
| WDAY | WORKDAY INC | 7,480 | $951 | 0.0% | $106.77 | +14.6% | CL A | 98138H101 |
| — | CENTRAL SECS CORP | 35,158 | $937 | 0.0% | $21.69 | — | COM | 155123102 |
| IONS | IONIS PHARMACEUTICALS INC | 21,000 | $926 | 0.0% | — | — | Put | 462222100 |
| — | MICRO FOCUS INTERNATIONAL PL | 65,629 | $921 | 0.0% | $31.89 | — | SPON ADR NEW | 594837304 |
| BABA | ALIBABA GROUP HLDG LTD | 5,000 | $918 | 0.0% | $172.74 | — | Call | 01609W102 |
| — | INVESCO MORTGAGE CAPITAL INC | 56,000 | $917 | 0.0% | $13.15 | — | COM | 46131B100 |
| — | DIVIDEND & INCOME FUND | 72,070 | $905 | 0.0% | $11.33 | — | COM NEW | 25538A204 |
| — | CORPORATE CAP TR INC | 53,387 | $903 | 0.0% | $16.31 | — | COM | 219880101 |
| — | GDL FUND | 95,975 | $894 | 0.0% | $10.78 | — | COM SH BEN IT | 361570104 |
| GM | GENERAL MTRS CO | 24,500 | $890 | 0.0% | $37.16 | -3.8% | Put | 37045V100 |
| BELFA | BEL FUSE INC | 52,172 | $888 | 0.0% | $18.86 | -11.2% | CL A | 077347201 |
| — | ALMOST FAMILY INC | 15,788 | $885 | 0.0% | $56.06 | — | COM | 020409108 |
| GYRO | GYRODYNE LLC | 43,003 | $881 | 0.0% | $19.21 | +5.1% | COM | 403829104 |
| GLD | SPDR GOLD TRUST | 7,000 | $881 | 0.0% | $117.66 | — | GOLD SHS | 78463V107 |
| VST | VISTRA ENERGY CORP | 42,181 | $879 | 0.0% | $16.03 | +3.1% | COM | 92840M102 |
| — | GABELLI EQUITY TR INC | 139,316 | $853 | 0.0% | $6.19 | — | COM | 362397101 |
| — | TEMPLETON DRAGON FD INC | 37,908 | $843 | 0.0% | $20.41 | — | COM | 88018T101 |
| — | MORGAN STANLEY EMER MKTS FD | 45,628 | $841 | 0.0% | $15.45 | — | COM | 61744G107 |
| VIPS | VIPSHOP HLDGS LTD | 50,000 | $830 | 0.0% | $9.73 | — | Put | 92763W103 |
| — | SANOFI | 1,922,109 | $813 | 0.0% | $0.28 | — | RIGHT 12/31/2020 | 80105N113 |
| — | GREAT ELM CAP CORP | 88,043 | $812 | 0.0% | $10.62 | — | COM | 390320109 |
| — | ADAMS DIVERSIFIED EQUITY FD | 54,758 | $809 | 0.0% | $13.11 | — | COM | 006212104 |
| BHF | BRIGHTHOUSE FINL INC | 15,700 | $806 | 0.0% | $59.99 | -3.7% | COM | 10922N103 |
| — | SIBANYE STILLWATER | 200,700 | $801 | 0.0% | $4.62 | — | SPONSORED ADR | 825724206 |
| — | NEW GERMANY FD INC | 40,746 | $796 | 0.0% | $18.76 | — | COM | 644465106 |
| — | CSRA INC | 19,000 | $783 | 0.0% | $41.21 | — | COM | 12650T104 |
| — | CONSTELLATION BRANDS INC | 3,400 | $781 | 0.0% | $70.00 | — | CL B | 21036P207 |
| VZ | VERIZON COMMUNICATIONS INC | 16,118 | $771 | 0.0% | $26.18 | +26.1% | COM | 92343V104 |
| WDAY | WORKDAY INC | 6,000 | $762 | 0.0% | $106.77 | +14.6% | Put | 98138H101 |
| XLU | SELECT SECTOR SPDR TR | 15,000 | $758 | 0.0% | — | — | Put | 81369Y886 |
| CMA | COMERICA INC | 7,901 | $758 | 0.0% | $47.15 | +41.8% | COM | 200340107 |
| CACI | CACI INTL INC | 5,000 | $757 | 0.0% | — | — | Call | 127190304 |
| ZG | ZILLOW GROUP INC | 14,017 | $757 | 0.0% | $31.30 | +54.1% | CL A | 98954M101 |
| — | SPECIAL OPPORTUNITIES FD INC | 29,220 | $748 | 0.0% | $25.54 | — | PFD CONV SE B | 84741T302 |
| STC | STEWART INFORMATION SVCS COR | 17,000 | $747 | 0.0% | $43.07 | 0.0% | COM | 860372101 |
| — | BLACKROCK ENHANCED EQT DIV T | 85,093 | $743 | 0.0% | $7.94 | — | COM | 09251A104 |
| — | PANDORA MEDIA INC | 147,400 | $741 | 0.0% | $6.78 | — | Put | 698354107 |
| NFLX | NETFLIX INC | 2,500 | $738 | 0.0% | — | — | Put | 64110L106 |
| CHDN | CHURCHILL DOWNS INC | 2,973 | $726 | 0.0% | $41.26 | 0.0% | COM | 171484108 |
| — | PINNACLE ENTMT INC NEW | 23,783 | $717 | 0.0% | $11.09 | — | COM | 72348Y105 |
| — | LAM RESEARCH CORP | 3,500 | $711 | 0.0% | $145.28 | — | Put | 512807108 |
| — | COMPUTER TASK GROUP INC | 86,569 | $709 | 0.0% | $8.19 | — | COM | 205477102 |
| — | ACORDA THERAPEUTICS INC | 29,900 | $707 | 0.0% | — | — | Call | 00484M106 |
| — | ROYAL DUTCH SHELL PLC | 11,011 | $702 | 0.0% | $70.36 | — | SPONS ADR A | 780259206 |
| — | THE CENTRAL AND EASTERN EU I | 27,359 | $701 | 0.0% | $28.41 | — | COM | 153436100 |
| BCS | BARCLAYS PLC | 58,981 | $697 | 0.0% | $15.88 | — | ADR | 06738E204 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 8,500 | $689 | 0.0% | — | — | Call | 09061G101 |
| — | JENSYN ACQUISITION CORP | 65,170 | $684 | 0.0% | $10.44 | — | COM | 47632B102 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 40,000 | $684 | 0.0% | — | — | Call | 881624209 |
| — | GABELLI HLTHCARE & WELLNESS | 70,856 | $673 | 0.0% | $9.94 | — | SHS | 36246K103 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 2,712 | $667 | 0.0% | $120.38 | +34.4% | CL A | 55825T103 |
| — | KOREA FD | 16,248 | $663 | 0.0% | $40.15 | — | COM NEW | 500634209 |
| — | NUVEEN REAL ASSET INM AND GW | 40,893 | $663 | 0.0% | $18.00 | — | COM | 67074Y105 |
| WSO/B | WATSCO INC | 3,671 | $662 | 0.0% | $94.76 | +83.2% | CL B CONV | 942622101 |
| NWSA | NEWS CORP NEW | 41,800 | $660 | 0.0% | $10.51 | +43.2% | CL A | 65249B109 |
| SPY | SPDR S&P 500 ETF TR | 2,500 | $658 | 0.0% | $263.20 | — | TR UNIT | 78462F103 |
| ALLE | ALLEGION PUB LTD CO | 7,663 | $654 | 0.0% | $40.35 | +88.5% | ORD SHS | G0176J109 |
| — | APTEVO THERAPEUTICS INC | 197,986 | $647 | 0.0% | $2.56 | — | COM | 03835L108 |
| ILF | ISHARES TR | 17,000 | $641 | 0.0% | — | — | Put | 464287390 |
| GAMI | GAMCO INVESTORS INC | 25,705 | $638 | 0.0% | $21.06 | 0.0% | CL A COM | 361438104 |
| ADSK | AUTODESK INC | 5,000 | $628 | 0.0% | — | — | Put | 052769106 |
| KRE | SPDR SERIES TRUST | 10,085 | $609 | 0.0% | $60.39 | — | S&P REGL BKG | 78464A698 |
| LULU | LULULEMON ATHLETICA INC | 6,800 | $606 | 0.0% | $68.65 | +16.6% | COM | 550021109 |
| — | ANSYS INC | 3,850 | $603 | 0.0% | $87.27 | — | COM | 03662Q105 |
| RYAAY | RYANAIR HLDGS PLC | 4,896 | $601 | 0.0% | $75.40 | — | SPONSORED ADR NE | 783513203 |
| — | CLOUGH GLOBAL EQUITY FD | 45,153 | $594 | 0.0% | $13.24 | — | COM | 18914C100 |
| PG | PROCTER AND GAMBLE CO | 7,373 | $585 | 0.0% | $67.52 | +0.5% | COM | 742718109 |
| — | MVC CAPITAL INC | 58,290 | $578 | 0.0% | $10.00 | — | COM | 553829102 |
| — | CHICAGO BRIDGE & IRON CO N V | 39,906 | $575 | 0.0% | $14.41 | — | COM | 167250109 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 35,566 | $573 | 0.0% | $16.98 | — | SHS | 67075G103 |
| — | GENERAL CABLE CORP DEL NEW | 19,000 | $562 | 0.0% | — | — | Put | 369300108 |
| XXCHNXX | CHINA FD INC | 25,303 | $560 | 0.0% | $20.87 | — | COM | 169373107 |
| — | GABELLI GLB SML & MD CP VAL | 46,504 | $556 | 0.0% | $11.39 | — | COM | 36249W104 |
| OPTU | ALTICE USA INC | 30,000 | $554 | 0.0% | $20.48 | 0.0% | Put | 02156K103 |
| — | SWISS HELVETIA FD INC | 45,012 | $551 | 0.0% | $13.57 | — | COM | 870875101 |
| OXY | OCCIDENTAL PETE CORP DEL | 8,400 | $546 | 0.0% | $54.18 | +6.0% | COM | 674599105 |
| — | WGL HLDGS INC | 6,517 | $545 | 0.0% | $82.50 | — | COM | 92924F106 |
| — | SANDISK CORP | 530,000 | $541 | 0.0% | $0.92 | — | NOTE 0.500%10/1 | 80004CAF8 |
| — | HORIZON PHARMA PLC | 38,000 | $540 | 0.0% | $13.35 | — | Put | G4617B105 |
| — | E TRADE FINANCIAL CORP | 9,737 | $540 | 0.0% | $19.94 | — | COM NEW | 269246401 |
| — | NEW YORK REIT INC | 25,080 | $539 | 0.0% | $21.49 | — | COM NEW | 64976L208 |
| BKNG | BOOKING HLDGS INC | 259 | $539 | 0.0% | $1933.58 | 0.0% | COM | 09857L108 |
| — | LATIN AMERN DISCOVERY FD INC | 43,458 | $533 | 0.0% | $11.03 | — | COM | 51828C106 |
| — | GGP INC | 26,000 | $532 | 0.0% | $20.46 | — | COM | 36174X101 |
| RILY | B RILEY FINL INC | 27,220 | $531 | 0.0% | $15.29 | +24.0% | COM | 05580M108 |
| — | LIBERTY EXPEDIA HOLDINGS | 12,437 | $514 | 0.0% | $39.80 | — | SER B COM | 53046P208 |
| ET | ENERGY TRANSFER EQUITY L P | 35,800 | $509 | 0.0% | $34.42 | — | COM UT LTD PTN | 29273V100 |
| — | AEGERION PHARMACEUTICALS INC | 653,000 | $503 | 0.0% | $0.73 | — | NOTE 2.000% 8/1 | 00767EAB8 |
| BKR | BAKER HUGHES A GE CO | 17,950 | $499 | 0.0% | $28.18 | -13.0% | CL A | 05722G100 |
| — | NAVIOS MARITIME HLDGS INC | 41,180 | $498 | 0.0% | $7.06 | — | SPON ADR PFD H | 63938Y308 |
| — | CIT GROUP INC | 9,571 | $493 | 0.0% | $48.70 | — | COM NEW | 125581801 |
| — | SPRINT CORP | 101,028 | $493 | 0.0% | $9.00 | — | COM SER 1 | 85207U105 |
| SU | SUNCOR ENERGY INC NEW | 14,220 | $491 | 0.0% | $18.28 | +41.6% | COM | 867224107 |
| — | KLONDEX MNS LTD | 208,258 | $489 | 0.0% | $2.35 | — | COM | 498696103 |
| PHUN | STELLAR ACQUISITION III INC | 47,172 | $488 | 0.0% | $10.28 | — | COM | Y8172W107 |
| — | WESTERN ASSET EMRG MKT DEBT | 33,544 | $487 | 0.0% | $16.09 | — | COM | 95766A101 |
| — | MORGAN STANLEY INDIA INVS FD | 15,983 | $486 | 0.0% | $17.46 | — | COM | 61745C105 |
| SCHL | SCHOLASTIC CORP | 12,363 | $480 | 0.0% | $32.82 | -2.8% | COM | 807066105 |
| — | MORGAN STANLEY CHINA A SH FD | 19,169 | $477 | 0.0% | $23.22 | — | COM | 617468103 |
| FXI | ISHARES TR | 10,000 | $473 | 0.0% | — | — | Put | 464287184 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 8,400 | $473 | 0.0% | $43.26 | +30.4% | COM | 04247X102 |
| — | CORNERSTONE STRATEGIC VALUE | 30,781 | $470 | 0.0% | $15.13 | — | COM | 21924B302 |
| COP | CONOCOPHILLIPS | 7,914 | $469 | 0.0% | $33.07 | +32.3% | COM | 20825C104 |
| — | LIBERTY GLOBAL PLC | 15,410 | $469 | 0.0% | $28.68 | — | SHS CL C | G5480U120 |
| — | HRG GROUP INC | 27,000 | $445 | 0.0% | $16.48 | — | COM | 40434J100 |
| — | MEREDITH CORP | 8,188 | $441 | 0.0% | $42.57 | — | COM | 589433101 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 48,425 | $433 | 0.0% | $8.48 | — | COM SH BEN INT N | 021060207 |
| ECH | ISHARES INC | 8,100 | $430 | 0.0% | — | — | Put | 464286640 |
| HUM | HUMANA INC | 1,600 | $430 | 0.0% | $165.33 | +53.1% | Put | 444859102 |
| HUM | HUMANA INC | 1,600 | $430 | 0.0% | $165.33 | +53.1% | COM | 444859102 |
| — | NOVAVAX INC | 594,000 | $426 | 0.0% | $0.46 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | ANWORTH MORTGAGE ASSET CP | 88,621 | $425 | 0.0% | $4.77 | — | COM | 037347101 |
| IEI | ISHARES TR | 3,500 | $422 | 0.0% | $120.57 | — | 3 7 YR TREAS BD | 464288661 |
| — | MEXICO EQUITY & INCOME FD | 38,548 | $422 | 0.0% | $14.15 | — | COM | 592834105 |
| — | COMPUTER TASK GROUP INC | 51,100 | $419 | 0.0% | $8.19 | — | Put | 205477102 |
| — | SEMPRA ENERGY | 3,905 | $400 | 0.0% | $102.43 | — | 6% PFD CONV A | 816851406 |
| — | CLOVIS ONCOLOGY INC | 7,500 | $396 | 0.0% | — | — | Call | 189464100 |
| MAR | MARRIOTT INTL INC NEW | 2,794 | $380 | 0.0% | $64.65 | +103.0% | CL A | 571903202 |
| CNDT | CONDUENT INC | 20,340 | $379 | 0.0% | $15.22 | +15.6% | COM | 206787103 |
| TEO | TELECOM ARGENTINA S A | 12,000 | $377 | 0.0% | $36.63 | — | Put | 879273209 |
| VZ | VERIZON COMMUNICATIONS INC | 7,879 | $376 | 0.0% | $26.18 | +26.1% | Put | 92343V104 |
| — | ASIA TIGERS FD INC | 29,901 | $376 | 0.0% | $11.41 | — | COM | 04516T105 |
| EWS | ISHARES INC | 13,900 | $370 | 0.0% | — | — | Put | 46434G780 |
| — | TEEKAY CORPORATION | 45,400 | $367 | 0.0% | $8.08 | — | COM | Y8564W103 |
| TPH | TRI POINTE GROUP INC | 22,126 | $363 | 0.0% | $16.16 | +6.3% | COM | 87265H109 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 34,452 | $362 | 0.0% | $9.75 | — | COM NEW | 02082E205 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 40,861 | $359 | 0.0% | $8.60 | — | SHS | 25160E102 |
| CVI | CVR ENERGY INC | 11,797 | $357 | 0.0% | $13.39 | +34.1% | COM | 12662P108 |
| XLE | SELECT SECTOR SPDR TR | 5,300 | $357 | 0.0% | $85.18 | — | ENERGY | 81369Y506 |
| IONS | IONIS PHARMACEUTICALS INC | 8,000 | $352 | 0.0% | — | — | Call | 462222100 |
| — | SUNTRUST BKS INC | 5,000 | $340 | 0.0% | $68.04 | — | Put | 867914103 |
| — | IMMUNOMEDICS INC | 22,194 | $324 | 0.0% | $15.81 | — | COM | 452907108 |
| WLYB | WILEY JOHN & SONS INC | 5,075 | $323 | 0.0% | $58.47 | +10.6% | CL B | 968223305 |
| FOLD | AMICUS THERAPEUTICS INC | 21,400 | $322 | 0.0% | — | — | Put | 03152W109 |
| — | TWENTY FIRST CENTY FOX INC | 8,600 | $316 | 0.0% | $35.78 | — | CL A | 90130A101 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 25,402 | $312 | 0.0% | $9.17 | — | COM | 47109U104 |
| GOOGL | ALPHABET INC | 300 | $311 | 0.0% | $55.03 | 0.0% | CAP STK CL A | 02079K305 |
| — | CUSHING ENERGY INCOME | 35,455 | $309 | 0.0% | $9.26 | — | COM SH BEN INT | 23162T102 |
| — | NAVISTAR INTL CORP NEW | 8,760 | $306 | 0.0% | $34.93 | — | COM | 63934E108 |
| — | GABELLI DIVD & INCOME TR | 13,817 | $305 | 0.0% | $21.89 | — | COM | 36242H104 |
| — | NAVIOS MARITIME HLDGS INC | 24,822 | $302 | 0.0% | $16.01 | — | SPN ADR RP PFD G | 63938Y100 |
| WMB | WILLIAMS COS INC DEL | 12,100 | $301 | 0.0% | $10.68 | +78.5% | COM | 969457100 |
| FOLD | AMICUS THERAPEUTICS INC | 20,000 | $301 | 0.0% | — | — | Call | 03152W109 |
| — | IMMUNOMEDICS INC | 20,000 | $292 | 0.0% | $15.81 | — | Put | 452907108 |
| — | WASHINGTON PRIME GROUP NEW | 43,730 | $292 | 0.0% | $12.37 | — | COM | 93964W108 |
| — | LIBERTY GLOBAL PLC | 9,194 | $291 | 0.0% | $79.47 | — | SHS CL B | G5480U112 |
| CRM | SALESFORCE COM INC | 2,500 | $291 | 0.0% | $87.34 | +29.9% | Put | 79466L302 |
| — | KKR INCOME OPPORTUNITIES FD | 18,260 | $290 | 0.0% | $16.04 | — | COM | 48249T106 |
| FTI | TECHNIPFMC PLC | 9,862 | $290 | 0.0% | $22.64 | -5.6% | COM | G87110105 |
| — | WILLIAMS PARTNERS L P NEW | 8,191 | $282 | 0.0% | $48.43 | — | COM UNIT LTD PAR | 96949L105 |
| CFG | CITIZENS FINL GROUP INC | 6,600 | $277 | 0.0% | $32.31 | 0.0% | COM | 174610105 |
| SRG | SERITAGE GROWTH PPTYS | 7,662 | $272 | 0.0% | $36.75 | +2.2% | CL A | 81752R100 |
| — | PIMCO INCOME STRATEGY FUND I | 25,852 | $270 | 0.0% | $9.97 | — | COM | 72201J104 |
| EWU | ISHARES TR | 7,750 | $269 | 0.0% | $30.71 | — | MSCI UK ETF NEW | 46435G334 |
| — | ADVENT CLAYMORE ENH GRW & IN | 33,993 | $269 | 0.0% | $8.54 | — | COM | 00765E104 |
| — | BLACKROCK ENERGY & RES TR | 20,309 | $268 | 0.0% | $18.81 | — | COM | 09250U101 |
| HGV | HILTON GRAND VACATIONS INC | 6,150 | $265 | 0.0% | $34.49 | +27.0% | COM | 43283X105 |
| MU | MICRON TECHNOLOGY INC | 5,000 | $261 | 0.0% | $46.70 | 0.0% | Call | 595112103 |
| TMUS | T MOBILE US INC | 4,282 | $261 | 0.0% | $62.22 | -2.9% | COM | 872590104 |
| — | BARRICK GOLD CORP | 20,901 | $260 | 0.0% | $17.64 | — | COM | 067901108 |
| — | SIRIUS XM HLDGS INC | 41,300 | $257 | 0.0% | — | — | Put | 82968B103 |
| LITE | LUMENTUM HLDGS INC | 3,918 | $250 | 0.0% | $57.28 | +0.2% | COM | 55024U109 |
| — | FIDELITY SOUTHERN CORP NEW | 10,854 | $250 | 0.0% | $17.39 | — | COM | 316394105 |
| — | BARCLAYS BK PLC | 34,064 | $249 | 0.0% | $5.73 | — | IPSP CROIL ETN | 06738C786 |
| — | AMERICAN INTL GROUP INC | 15,487 | $248 | 0.0% | $23.25 | — | *W EXP 01/19/202 | 026874156 |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTN | 20,000 | $247 | 0.0% | — | — | Call | 01988P108 |
| WEN | WENDYS CO | 14,102 | $247 | 0.0% | $12.54 | +32.3% | COM | 95058W100 |
| CHDN | CHURCHILL DOWNS INC | 1,000 | $244 | 0.0% | $41.26 | 0.0% | Put | 171484108 |
| EXAS | EXACT SCIENCES CORP | 6,000 | $242 | 0.0% | — | — | Call | 30063P105 |
| — | GNC HLDGS INC | 340,000 | $238 | 0.0% | $0.61 | — | NOTE 1.500% 8/1 | 36191GAB3 |
| — | APTIV PLC | 2,795 | $237 | 0.0% | $84.79 | — | SHS | G6095L109 |
| — | TEEKAY CORPORATION | 29,300 | $236 | 0.0% | $8.08 | — | Put | Y8564W103 |
| CQP | CHENIERE ENERGY PARTNERS LP | 8,114 | $236 | 0.0% | $28.59 | — | COM UNIT | 16411Q101 |
| CPS | COOPER STD HLDGS INC | 1,900 | $234 | 0.0% | $122.96 | 0.0% | COM | 21676P103 |
| — | DYNEGY INC NEW DEL | 17,200 | $233 | 0.0% | — | — | Call | 26817R108 |
| — | NUVECTRA CORP | 17,836 | $232 | 0.0% | $5.41 | — | COM | 67075N108 |
| — | NEW YORK CMNTY BANCORP INC | 17,837 | $232 | 0.0% | $15.90 | — | COM | 649445103 |
| — | CITRIX SYS INC | 2,500 | $232 | 0.0% | $88.00 | — | Put | 177376100 |
| — | ARCONIC INC | 10,000 | $230 | 0.0% | $23.00 | — | Call | 03965L100 |
| — | FIRST TR ABERDEEN GLBL OPP F | 20,066 | $229 | 0.0% | $11.62 | — | COM SHS | 337319107 |
| — | PRETIUM RES INC | 34,500 | $229 | 0.0% | $6.71 | — | Put | 74139C102 |
| — | ROYCE VALUE TR INC | 14,563 | $227 | 0.0% | $13.75 | — | COM | 780910105 |
| — | COUSINS PPTYS INC | 26,080 | $226 | 0.0% | $8.51 | — | COM | 222795106 |
| — | ILG INC | 7,202 | $224 | 0.0% | $28.46 | — | COM | 44967H101 |
| GLPI | GAMING & LEISURE PPTYS INC | 6,700 | $224 | 0.0% | $36.47 | — | COM | 36467J108 |
| — | RITE AID CORP | 133,100 | $223 | 0.0% | $3.40 | — | Put | 767754104 |
| XYZ | SQUARE INC | 4,500 | $221 | 0.0% | — | — | Call | 852234103 |
| — | BABCOCK & WILCOX ENTERPRIS I | 50,070 | $219 | 0.0% | $4.37 | — | COM | 05614L100 |
| — | NUVEEN NEW JERSEY QULT MUN F | 16,709 | $218 | 0.0% | $13.60 | — | COM | 67069Y102 |
| — | BLACKROCK DEBT STRAT FD INC | 18,777 | $218 | 0.0% | $11.61 | — | COM NEW | 09255R202 |
| — | FINISAR CORP | 13,622 | $215 | 0.0% | $25.97 | — | COM NEW | 31787A507 |
| ATLC | ATLANTICUS HLDGS CORP | 104,410 | $213 | 0.0% | $3.50 | -36.9% | COM | 04914Y102 |
| — | XPERI CORP | 10,004 | $212 | 0.0% | $21.19 | — | COM | 98421B100 |
| VNO | VORNADO RLTY TR | 3,100 | $208 | 0.0% | $76.77 | — | SH BEN INT | 929042109 |
| GRFS | GRIFOLS S A | 9,828 | $208 | 0.0% | $21.16 | — | SP ADR REP B NVT | 398438408 |
| SLM | SLM CORP | 18,510 | $207 | 0.0% | $8.81 | +27.5% | COM | 78442P106 |
| — | AMAG PHARMACEUTICALS INC | 10,000 | $202 | 0.0% | — | — | Put | 00163U106 |
| — | ARRAY BIOPHARMA INC | 11,800 | $193 | 0.0% | $12.84 | — | Call | 04269X105 |
| SCKT | SOCKET MOBILE INC | 58,441 | $189 | 0.0% | $3.71 | 0.0% | COM NEW | 83368E200 |
| AG | FIRST MAJESTIC SILVER CORP | 30,800 | $189 | 0.0% | — | — | Put | 32076V103 |
| — | EAGLE CAP GROWTH FD INC | 24,527 | $187 | 0.0% | $7.99 | — | COM | 269451100 |
| — | LAM RESEARCH CORP | 908 | $185 | 0.0% | $145.28 | — | COM | 512807108 |
| — | LIBERTY EXPEDIA HOLDINGS | 4,692 | $184 | 0.0% | $39.65 | — | SER A COM | 53046P109 |
| — | TWENTY FIRST CENTY FOX INC | 5,000 | $183 | 0.0% | $35.78 | — | Call | 90130A101 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 16,700 | $183 | 0.0% | $34.88 | — | COM SER B | 531465201 |
| — | ALPINE GLOBAL PREMIER PPTYS | 28,912 | $180 | 0.0% | $6.91 | — | COM SBI | 02083A103 |
| — | HARTFORD FINL SVCS GROUP INC | 4,175 | $179 | 0.0% | $43.62 | — | *W EXP 06/26/201 | 416515120 |
| KFS | KINGSWAY FINL SVCS INC | 44,251 | $177 | 0.0% | $5.98 | -16.7% | COM NEW | 496904202 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 31,400 | $175 | 0.0% | $5.44 | — | COM | 518415104 |
| — | TESARO INC | 3,000 | $171 | 0.0% | — | — | Call | 881569107 |
| RDNT | RADNET INC | 11,522 | $166 | 0.0% | $2.26 | +381.5% | COM | 750491102 |
| — | BRIDGEPOINT ED INC | 24,511 | $165 | 0.0% | $17.17 | — | COM | 10807M105 |
| TPH | TRI POINTE GROUP INC | 10,000 | $164 | 0.0% | $16.16 | +6.3% | Put | 87265H109 |
| ZNOG | ZION OIL & GAS INC | 33,726 | $161 | 0.0% | $2.17 | +59.7% | COM | 989696109 |
| — | TIME WARNER INC | 1,700 | $161 | 0.0% | $93.50 | — | Call | 887317303 |
| — | HALCON RES CORP | 32,857 | $160 | 0.0% | $9.38 | — | COM PAR NEW | 40537Q605 |
| — | ENERGOUS CORP | 10,000 | $160 | 0.0% | — | — | Put | 29272C103 |
| MU | MICRON TECHNOLOGY INC | 3,000 | $156 | 0.0% | $46.70 | 0.0% | COM | 595112103 |
| TIP | ISHARES TR | 1,360 | $154 | 0.0% | $113.24 | — | TIPS BD ETF | 464287176 |
| — | ABERDEEN ASIA PACIFIC INCOM | 32,000 | $152 | 0.0% | $5.00 | — | COM | 003009107 |
| — | WESTERN ASSET CLYM INFL OPP | 13,382 | $151 | 0.0% | $11.25 | — | COM | 95766R104 |
| — | CAESARS ENTMT CORP | 12,700 | $144 | 0.0% | $12.65 | — | Call | 127686103 |
| — | CBS CORP NEW | 2,800 | $144 | 0.0% | $58.03 | — | CL B | 124857202 |
| — | SUNPOWER CORP | 18,106 | $144 | 0.0% | $11.57 | — | COM | 867652406 |
| — | ELECTRUM SPL ACQUISITION COR | 13,767 | $143 | 0.0% | $10.25 | — | SHS | G3105C104 |
| — | ROYCE GLOBAL VALUE TR INC | 12,693 | $140 | 0.0% | $7.58 | — | COM | 78081T104 |
| — | NEW SR INVT GROUP INC | 16,836 | $138 | 0.0% | $16.44 | — | COM | 648691103 |
| — | DERMIRA INC | 17,000 | $136 | 0.0% | — | — | Call | 24983L104 |
| ACCO | ACCO BRANDS CORP | 10,700 | $134 | 0.0% | $8.75 | 0.0% | COM | 00081T108 |
| — | MCEWEN MNG INC | 63,646 | $132 | 0.0% | $1.96 | — | COM | 58039P107 |
| — | DEUTSCHE STRATEGIC INCOME TR | 10,702 | $131 | 0.0% | $12.24 | — | SHS | 25160F109 |
| INTC | INTEL CORP | 2,500 | $130 | 0.0% | $40.06 | 0.0% | COM | 458140100 |
| — | BANK AMER CORP | 100 | $129 | 0.0% | $1290.00 | — | 7.25%CNV PFD L | 060505682 |
| CECO | CECO ENVIRONMENTAL CORP | 28,783 | $128 | 0.0% | $10.65 | -56.0% | COM | 125141101 |
| — | SEARS HLDGS CORP | 47,523 | $127 | 0.0% | $27.92 | — | COM | 812350106 |
| ON | ON SEMICONDUCTOR CORP | 5,100 | $125 | 0.0% | $24.12 | 0.0% | COM | 682189105 |
| — | OFFICE DEPOT INC | 57,257 | $123 | 0.0% | $6.03 | — | COM | 676220106 |
| XYZ | SQUARE INC | 2,500 | $123 | 0.0% | — | — | Put | 852234103 |
| — | AKORN INC | 6,400 | $120 | 0.0% | $18.79 | — | Put | 009728106 |
| — | FLUIDIGM CORP DEL | 143,000 | $120 | 0.0% | $0.63 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 11,068 | $119 | 0.0% | $32.84 | — | COM SER A | 531465102 |
| MCHP | MICROCHIP TECHNOLOGY INC | 1,300 | $119 | 0.0% | $33.53 | +18.7% | COM | 595017104 |
| — | MITEL NETWORKS CORP | 12,598 | $117 | 0.0% | $7.77 | — | COM | 60671Q104 |
| — | AKORN INC | 6,120 | $115 | 0.0% | $18.79 | — | COM | 009728106 |
| — | TURQUOISE HILL RES LTD | 37,601 | $115 | 0.0% | $3.30 | — | COM | 900435108 |
| F | FORD MTR CO DEL | 10,323 | $114 | 0.0% | $8.45 | -11.4% | COM PAR $0.01 | 345370860 |
| — | ASHFORD HOSPITALITY TR INC | 17,381 | $112 | 0.0% | $8.28 | — | COM SHS | 044103109 |
| — | CIVEO CORP CDA | 28,221 | $106 | 0.0% | $1.48 | — | COM | 17878Y108 |
| — | ZYNGA INC | 28,400 | $104 | 0.0% | $3.80 | — | CL A | 98986T108 |
| — | CBS CORP NEW | 2,000 | $103 | 0.0% | $58.03 | — | Put | 124857202 |
| AWRE | AWARE INC MASS | 24,737 | $103 | 0.0% | $4.13 | +4.6% | COM | 05453N100 |
| — | FRANKLIN UNVL TR | 15,224 | $103 | 0.0% | $6.92 | — | SH BEN INT | 355145103 |
| OPK | OPKO HEALTH INC | 31,144 | $99 | 0.0% | $14.77 | -72.7% | COM | 68375N103 |
| — | BBX CAP CORP NEW | 10,156 | $94 | 0.0% | $9.26 | — | CL A | 05491N104 |
| — | DISCOVERY COMMUNICATNS NEW | 2,511 | $93 | 0.0% | $37.04 | — | COM SER B | 25470F203 |
| — | ROYAL BK SCOTLAND GROUP PLC | 12,100 | $90 | 0.0% | $10.78 | — | SPONS ADR 2 ORD | 780097689 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 8,000 | $86 | 0.0% | $32.84 | — | Put | 531465102 |
| GSIT | GSI TECHNOLOGY | 11,222 | $83 | 0.0% | $5.80 | +38.9% | COM | 36241U106 |
| — | PENNEY J C INC | 27,000 | $81 | 0.0% | $3.11 | — | COM | 708160106 |
| — | WRIGHT MED GROUP N V | 54,980 | $75 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | DRIVE SHACK INC | 14,549 | $70 | 0.0% | $3.78 | — | COM | 262077100 |
| OSIS | OSI SYSTEMS INC | 1,028 | $67 | 0.0% | $84.03 | -22.8% | COM | 671044105 |
| — | DERMIRA INC | 8,000 | $64 | 0.0% | — | — | Put | 24983L104 |
| — | RITE AID CORP | 35,800 | $61 | 0.0% | $3.40 | — | Call | 767754104 |
| — | AMARIN CORP PLC | 20,000 | $60 | 0.0% | — | — | Put | 023111206 |
| — | FTD COS INC | 15,697 | $57 | 0.0% | $32.28 | — | COM | 30281V108 |
| XLB | SELECT SECTOR SPDR TR | 1,000 | $57 | 0.0% | $54.00 | — | SBI MATERIALS | 81369Y100 |
| — | WINDSTREAM HLDGS INC | 35,894 | $51 | 0.0% | $6.38 | — | COM NEW | 97382A200 |
| — | IKANG HEALTHCARE GROUP INC | 2,500 | $50 | 0.0% | $16.95 | — | Call | 45174L108 |
| — | ROSEHILL RES INC | 57,536 | $48 | 0.0% | $0.98 | — | *W EXP 09/16/202 | 777385113 |
| FXI | ISHARES TR | 1,000 | $47 | 0.0% | — | — | Call | 464287184 |
| LFVN | LIFEVANTAGE CORP | 13,092 | $47 | 0.0% | $7.55 | -43.7% | COM NEW | 53222K205 |
| — | PRETIUM RES INC | 7,000 | $47 | 0.0% | $6.71 | — | COM | 74139C102 |
| HLIT | HARMONIC INC | 12,176 | $46 | 0.0% | $7.42 | -51.1% | COM | 413160102 |
| — | CGG | 19,000 | $44 | 0.0% | $2.32 | — | SPON ADR NEW | 12531Q204 |
| WTI | W & T OFFSHORE INC | 10,000 | $44 | 0.0% | — | — | Put | 92922P106 |
| — | DISCOVERY COMMUNICATNS NEW | 2,200 | $43 | 0.0% | $19.52 | — | Put | 25470F302 |
| ECTM | ECA MARCELLUS TR I | 24,649 | $43 | 0.0% | $7.67 | — | COM UNIT | 26827L109 |
| OPTU | ALTICE USA INC | 2,100 | $39 | 0.0% | $20.48 | 0.0% | CL A | 02156K103 |
| — | JAKKS PAC INC | 17,689 | $37 | 0.0% | $7.96 | — | COM | 47012E106 |
| — | VMWARE INC | 300 | $36 | 0.0% | — | — | Put | 928563402 |
| — | YAMANA GOLD INC | 13,100 | $36 | 0.0% | $3.38 | — | COM | 98462Y100 |
| — | PENNEY J C INC | 10,000 | $30 | 0.0% | $3.11 | — | Call | 708160106 |
| BKH | BLACK HILLS CORP | 522 | $28 | 0.0% | $39.62 | 0.0% | COM | 092113109 |
| TUR | ISHARES INC | 634 | $27 | 0.0% | $43.46 | — | MSCI TURKEY ETF | 464286715 |
| — | MIDATECH PHARMA PLC | 31,287 | $26 | 0.0% | $4.85 | — | SPONSORED ADR | 59564R104 |
| — | ARCONIC INC | 1,000 | $23 | 0.0% | $23.00 | — | COM | 03965L100 |
| — | CYPRESS SEMICONDUCTOR CORP | 15,000 | $21 | 0.0% | $1.40 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | VALLEY NATL BANCORP | 173,075 | $20 | 0.0% | $0.35 | — | *W EXP 11/14/201 | 919794131 |
| VZ | VERIZON COMMUNICATIONS INC | 379 | $18 | 0.0% | $26.18 | +26.1% | Call | 92343V104 |
| — | GNC HLDGS INC | 4,000 | $16 | 0.0% | $3.71 | — | Put | 36191G107 |
| — | CBS CORP NEW | 296 | $15 | 0.0% | $50.68 | — | CL A | 124857103 |
| — | FINISAR CORP | 800 | $13 | 0.0% | $25.97 | — | Call | 31787A507 |
| — | MONSANTO CO NEW | 100 | $12 | 0.0% | $103.34 | — | Put | 61166W101 |
| — | HALCON RES CORP | 22,145 | $12 | 0.0% | $0.99 | — | *W EXP 09/09/202 | 40537Q118 |
| — | GENERAL MOLY INC | 11,837 | $4 | 0.0% | $1.35 | — | COM | 370373102 |
| OPK | OPKO HEALTH INC | 1,000 | $3 | 0.0% | $14.77 | -72.7% | Put | 68375N103 |
| — | COMMUNITY HEALTH SYS INC NEW | 159,104 | $2 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | SEARS HLDGS CORP | 28 | $0 | 0.0% | — | — | *W EXP 12/15/201 | 812350155 |
| — | DISCOVERY COMMUNICATNS NEW | 6 | $0 | 0.0% | — | — | COM SER A | 25470F104 |