CIK: 0001464790 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 11, 2017
Total Value ($000): $199,134 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES QQQ TRUST | 150,000 | $19,857 | 10.0% | $114.51 | — | Put | 73935A104 |
| IXP | ISHARES TR | 100,000 | $13,748 | 6.9% | — | — | Put | 464287275 |
| — | MCBC HLDGS INC | 560,888 | $9,070 | 4.6% | $16.09 | — | COM | 55276F107 |
| VV | VANGUARD INDEX FDS | 72,717 | $7,860 | 3.9% | $94.17 | — | LARGE CAP ETF | 922908637 |
| MINT | PIMCO ETF TR | 64,214 | $6,527 | 3.3% | $101.03 | — | ENHAN SHRT MA AC | 72201R833 |
| — | KEMET CORP | 525,858 | $6,310 | 3.2% | $2.33 | — | COM NEW | 488360207 |
| — | SOLAR SR CAP LTD | 280,706 | $5,047 | 2.5% | $14.91 | — | COM | 83416M105 |
| — | HC2 HLDGS INC | 667,650 | $4,140 | 2.1% | $5.23 | — | COM | 404139107 |
| GSM | FERROGLOBE PLC | 340,000 | $3,512 | 1.8% | $10.12 | +0.2% | SHS | G33856108 |
| VCSH | VANGUARD SCOTTSDALE FDS | 42,059 | $3,354 | 1.7% | $79.11 | — | SHRT TRM CORP BD | 92206C409 |
| VO | VANGUARD INDEX FDS | 23,191 | $3,229 | 1.6% | $121.62 | — | MID CAP ETF | 922908629 |
| IWR | ISHARES TR | 15,987 | $2,993 | 1.5% | $161.94 | — | RUS MID-CAP ETF | 464287499 |
| VCIT | VANGUARD SCOTTSDALE FDS | 34,324 | $2,965 | 1.5% | $84.61 | — | INT-TERM CORP | 92206C870 |
| PNNT | PENNANTPARK INVT CORP | 342,555 | $2,788 | 1.4% | $2.00 | +40.5% | COM | 708062104 |
| — | BOULEVARD ACQUISITION | 277,048 | $2,776 | 1.4% | $9.90 | — | CL A | 10157Q102 |
| VTIP | VANGUARD MALVERN FDS | 55,129 | $2,727 | 1.4% | $48.68 | — | STRM INFPROIDX | 922020805 |
| FLOT | ISHARES TR | 53,335 | $2,713 | 1.4% | $50.72 | — | FLTG RATE BD ETF | 46429B655 |
| PFLT | PENNANTPARK FLOATING RATE CA | 183,503 | $2,558 | 1.3% | $4.13 | +32.5% | COM | 70806A106 |
| — | GTY TECHNOLOGY HOLDINGS INC | 250,099 | $2,511 | 1.3% | $10.75 | — | CL A | G4182A102 |
| — | CAPITOL ACQUISITION CORP III | 237,950 | $2,510 | 1.3% | $10.44 | — | COM | 14055M106 |
| HPQ | HP INC | 134,548 | $2,406 | 1.2% | $7.71 | +56.9% | COM | 40434L105 |
| MSFT | MICROSOFT CORP | 36,311 | $2,391 | 1.2% | $45.92 | +26.0% | COM | 594918104 |
| CDZI | CADIZ INC | 153,355 | $2,308 | 1.2% | $8.98 | +55.6% | COM NEW | 127537207 |
| KTOS | KRATOS DEFENSE & SEC SOLUTIONS | 296,177 | $2,304 | 1.2% | $7.54 | +5.7% | COM NEW | 50077B207 |
| — | CF CORP | 224,168 | $2,244 | 1.1% | $9.90 | — | SHS CL A | G20307107 |
| VWO | VANGUARD INTL EQUITY INDEX F | 52,553 | $2,087 | 1.0% | $33.74 | — | FTSE EMR MKT ETF | 922042858 |
| — | KAYNE ANDERSON ACQUISITION | 200,000 | $2,004 | 1.0% | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| VTI | VANGUARD INDEX FDS | 15,683 | $1,903 | 1.0% | $104.45 | — | TOTAL STK MKT | 922908769 |
| APPS | DIGITAL TURBINE INC | 1,979,113 | $1,861 | 0.9% | $1.47 | -46.7% | COM NEW | 25400W102 |
| IDV | ISHARES TR | 54,842 | $1,725 | 0.9% | $28.87 | — | INTL SEL DIV ETF | 464288448 |
| — | DOUBLELINE INCOME SOLUTIONS | 85,546 | $1,717 | 0.9% | $16.25 | — | COM | 258622109 |
| SPY | SPDR S&P 500 ETF TR | 7,177 | $1,692 | 0.8% | $204.17 | — | TR UNIT | 78462F103 |
| — | GORES HLDGS II INC | 150,000 | $1,500 | 0.8% | $10.00 | — | COM CL A | 382867109 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO | 16,183 | $1,456 | 0.7% | $78.05 | — | DIV APP ETF | 921908844 |
| AAPL | APPLE INC | 10,016 | $1,439 | 0.7% | $25.73 | +18.3% | COM | 037833100 |
| NYF | ISHARES TR | 12,828 | $1,413 | 0.7% | $111.88 | — | NEW YORK MUN ETF | 464288323 |
| ARCC | ARES CAP CORP | 77,303 | $1,344 | 0.7% | $5.76 | +29.1% | COM | 04010L103 |
| EFA | ISHARES TR | 21,458 | $1,337 | 0.7% | $58.74 | — | MSCI EAFE ETF | 464287465 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 55,812 | $1,323 | 0.7% | $6.37 | +62.2% | COM | 42824C109 |
| LQD | ISHARES TR | 10,572 | $1,247 | 0.6% | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| — | ATLANTIC ALLIANCE PARTNER CO | 122,381 | $1,224 | 0.6% | $10.11 | — | SHS | G04897107 |
| — | TELENAV INC | 138,072 | $1,194 | 0.6% | $5.70 | — | COM | 879455103 |
| IGSB | ISHARES TR | 10,708 | $1,127 | 0.6% | $105.10 | — | 1-3 YR CR BD ETF | 464288646 |
| BWEN | BROADWIND ENERGY INC | 133,622 | $1,113 | 0.6% | $2.53 | +105.6% | COM NEW | 11161T207 |
| EMB | ISHARES TR | 9,779 | $1,112 | 0.6% | $105.80 | — | JP MOR EM MK ETF | 464288281 |
| ACWV | ISHARES | 14,269 | $1,101 | 0.6% | $69.28 | — | MIN VOL GBL ETF | 464286525 |
| — | POWERSHARES QQQ TRUST | 8,108 | $1,073 | 0.5% | $114.51 | — | UNIT SER 1 | 73935A104 |
| USMV | ISHARES TR | 21,269 | $1,015 | 0.5% | $42.50 | — | MIN VOL USA ETF | 46429B697 |
| DVY | ISHARES TR | 11,118 | $1,013 | 0.5% | $75.18 | — | SELECT DIVID ETF | 464287168 |
| — | MATLIN & PARTNERS ACQUISITIO | 100,000 | $1,002 | 0.5% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| LDUR | PIMCO ETF TR | 9,929 | $1,001 | 0.5% | $100.10 | — | LOW DURTN AC ETF | 72201R718 |
| — | FINTECH ACQUISITION CORP II | 100,000 | $985 | 0.5% | $9.85 | — | COM | 31810G109 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 100,000 | $985 | 0.5% | $9.85 | — | CL A | G0726L125 |
| — | TORTOISE MLP FD INC | 46,160 | $959 | 0.5% | $17.87 | — | COM | 89148B101 |
| NLST | NETLIST INC | 945,638 | $936 | 0.5% | $1.33 | -24.9% | COM | 64118P109 |
| SGI | TEMPUR SEALY INTL INC | 20,000 | $929 | 0.5% | $12.85 | 0.0% | COM | 88023U101 |
| MUB | ISHARES TR | 8,529 | $929 | 0.5% | $110.41 | — | NATIONAL MUN ETF | 464288414 |
| GNR | SPDR INDEX SHS FDS | 19,839 | $844 | 0.4% | $32.58 | — | GLB NAT RESRCE | 78463X541 |
| — | GOLDMAN SACHS MLP INC OPP FD | 77,344 | $825 | 0.4% | $8.23 | — | COM SHS | 38147W103 |
| — | PLATFORM SPECIALTY PRODS COR | 60,000 | $781 | 0.4% | $9.82 | — | COM | 72766Q105 |
| — | AETNA INC NEW | 6,000 | $765 | 0.4% | $108.17 | — | COM | 00817Y108 |
| — | XCERRA CORP | 85,600 | $761 | 0.4% | $8.89 | — | COM | 98400J108 |
| — | APOLLO SR FLOATING RATE FD I | 42,018 | $737 | 0.4% | $15.17 | — | COM | 037636107 |
| ON | ON SEMICONDUCTOR CORP | 46,829 | $725 | 0.4% | $11.49 | +26.2% | COM | 682189105 |
| — | GARRISON CAP INC | 73,434 | $718 | 0.4% | $12.10 | — | COM | 366554103 |
| — | COHEN & STEERS LTD DUR PFD I | 26,846 | $681 | 0.3% | $22.61 | — | COM | 19248C105 |
| VCLT | VANGUARD SCOTTSDALE FDS | 7,347 | $661 | 0.3% | $84.26 | — | LG-TERM COR BD | 92206C813 |
| IBB | ISHARES TR | 2,114 | $620 | 0.3% | $300.14 | — | NASDQ BIOTEC ETF | 464287556 |
| DNL | WISDOMTREE TR | 12,222 | $613 | 0.3% | $46.06 | — | GLB US QTLY DIV | 97717W844 |
| IEFA | ISHARES TR | 10,275 | $595 | 0.3% | $53.63 | — | CORE MSCI EAFE | 46432F842 |
| VPL | VANGUARD INTL EQUITY INDEX F | 9,245 | $585 | 0.3% | $59.54 | — | FTSE PACIFIC ETF | 922042866 |
| EFAV | ISHARES TR | 8,819 | $582 | 0.3% | $64.34 | — | MIN VOL EAFE ETF | 46429B689 |
| MPAA | MOTORCAR PTS AMER INC | 18,663 | $574 | 0.3% | $27.10 | +3.1% | COM | 620071100 |
| — | SUPERIOR INDS INTL INC | 21,839 | $554 | 0.3% | $25.37 | — | COM | 868168105 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,686 | $554 | 0.3% | $173.92 | — | UT SER 1 | 78467X109 |
| — | THESTREET INC | 718,756 | $546 | 0.3% | $0.76 | — | COM | 88368Q103 |
| — | WEST MARINE INC | 57,074 | $544 | 0.3% | $9.53 | — | COM | 954235107 |
| — | CARBONITE INC | 26,640 | $541 | 0.3% | $20.31 | — | COM | 141337105 |
| — | NUVEEN BUILD AMER BD FD | 25,623 | $536 | 0.3% | $20.09 | — | COM | 67074C103 |
| — | BAZAARVOICE INC | 122,532 | $527 | 0.3% | $3.84 | — | COM | 073271108 |
| DKS | DICKS SPORTING GOODS INC | 10,804 | $526 | 0.3% | $36.16 | +7.9% | COM | 253393102 |
| — | AMC ENTMT HLDGS INC | 16,621 | $523 | 0.3% | $31.47 | — | CL A COM | 00165C104 |
| — | SILVER RUN ACQUISITION | 50,000 | $522 | 0.3% | $10.44 | — | UNIT 99/99/9999 | 82812A202 |
| OOMA | OOMA INC | 52,242 | $520 | 0.3% | $9.63 | 0.0% | COM | 683416101 |
| — | TRUECAR INC | 32,875 | $509 | 0.3% | $13.63 | — | COM | 89785L107 |
| IMAX | IMAX CORP | 14,850 | $505 | 0.3% | $31.85 | +2.3% | COM | 45245E109 |
| — | NUTRI SYS INC NEW | 9,061 | $503 | 0.3% | $35.56 | — | COM | 67069D108 |
| LITE | LUMENTUM HLDGS INC | 9,389 | $501 | 0.3% | $25.23 | +74.8% | COM | 55024U109 |
| NTCT | NETSCOUT SYS INC | 13,094 | $497 | 0.2% | $30.64 | +15.3% | COM | 64115T104 |
| SHOO | MADDEN STEVEN LTD | 12,853 | $495 | 0.2% | $21.00 | 0.0% | COM | 556269108 |
| SWKS | SKYWORKS SOLUTIONS INC | 5,047 | $495 | 0.2% | $68.20 | +10.7% | COM | 83088M102 |
| MAT | MATTEL INC | 19,213 | $492 | 0.2% | $29.01 | -7.7% | COM | 577081102 |
| VSAT | VIASAT INC | 7,692 | $491 | 0.2% | $68.87 | -4.7% | COM | 92552V100 |
| PBH | PRESTIGE BRANDS HLDGS INC | 8,821 | $490 | 0.2% | $52.32 | +5.4% | COM | 74112D101 |
| META | FACEBOOK INC | 3,444 | $489 | 0.2% | $108.98 | +21.8% | CL A | 30303M102 |
| — | CALAMP CORP | 28,977 | $487 | 0.2% | $15.17 | — | COM | 128126109 |
| — | POWERSHARES ETF TR II | 32,842 | $487 | 0.2% | $14.78 | — | PFD PORTFOLIO | 73936T565 |
| — | MARVELL TECHNOLOGY GROUP LTD | 31,593 | $482 | 0.2% | $14.05 | — | ORD | G5876H105 |
| — | PRIMO WTR CORP | 35,468 | $482 | 0.2% | $13.59 | — | COM | 74165N105 |
| TACT | TRANSACT TECHNOLOGIES INC | 59,437 | $481 | 0.2% | $7.49 | -1.8% | COM | 892918103 |
| — | S&W SEED CO | 96,933 | $480 | 0.2% | $4.95 | — | COM | 785135104 |
| — | FINISAR CORP | 17,571 | $480 | 0.2% | $28.42 | — | COM NEW | 31787A507 |
| — | SPLUNK INC | 7,579 | $472 | 0.2% | $58.77 | — | COM | 848637104 |
| RDI | READING INTERNATIONAL INC | 30,213 | $470 | 0.2% | $14.53 | +11.5% | CL A | 755408101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,800 | $467 | 0.2% | $134.20 | +24.7% | CL B NEW | 084670702 |
| IJH | ISHARES TR | 2,616 | $448 | 0.2% | $139.30 | — | CORE S&P MCP ETF | 464287507 |
| NMFC | NEW MTN FIN CORP | 30,000 | $447 | 0.2% | $5.20 | +8.5% | COM | 647551100 |
| ACWX | ISHARES TR | 10,063 | $439 | 0.2% | $40.30 | — | MSCI ACWI EX US | 464288240 |
| UE | URBAN EDGE PPTYS | 15,215 | $400 | 0.2% | $29.84 | — | COM | 91704F104 |
| IWO | ISHARES TR | 2,416 | $391 | 0.2% | $153.41 | — | RUS 2000 GRW ETF | 464287648 |
| — | APOLLO TACTICAL INCOME FD IN | 23,648 | $389 | 0.2% | $13.91 | — | COM | 037638103 |
| VGK | VANGUARD INTL EQUITY INDEX F | 6,889 | $355 | 0.2% | $50.21 | — | FTSE EUROPE ETF | 922042874 |
| — | BLACKROCK CAPITAL INVESTMENT | 46,412 | $350 | 0.2% | $7.78 | — | COM | 092533108 |
| EEM | ISHARES TR | 8,786 | $346 | 0.2% | $32.18 | — | MSCI EMG MKT ETF | 464287234 |
| VEU | VANGUARD INTL EQUITY INDEX F | 6,784 | $324 | 0.2% | $43.49 | — | ALLWRLD EX US | 922042775 |
| PFS | PROVIDENT FINL SVCS INC | 12,500 | $323 | 0.2% | $12.76 | +35.7% | COM | 74386T105 |
| MXI | ISHARES TR | 5,448 | $323 | 0.2% | $48.20 | — | GLOBAL MATER ETF | 464288695 |
| — | APOLLO INVT CORP | 48,206 | $316 | 0.2% | $5.23 | — | COM | 03761U106 |
| VUG | VANGUARD INDEX FDS | 2,578 | $314 | 0.2% | $106.46 | — | GROWTH ETF | 922908736 |
| EWZ | ISHARES | 8,130 | $305 | 0.2% | $26.28 | — | MSCI BRZ CAP ETF | 464286400 |
| VXUS | VANGUARD STAR FD | 6,121 | $304 | 0.2% | $45.76 | — | VG TL INTL STK F | 921909768 |
| XLY | SELECT SECTOR SPDR TR | 3,440 | $303 | 0.2% | $78.20 | — | SBI CONS DISCR | 81369Y407 |
| — | THL CR INC | 30,200 | $301 | 0.2% | $11.13 | — | COM | 872438106 |
| — | BROOKFIELD REAL ASSETS INCOM | 12,579 | $287 | 0.1% | $22.30 | — | SHS BEN INT | 112830104 |
| DIS | DISNEY WALT CO | 2,490 | $282 | 0.1% | $100.56 | +2.4% | COM DISNEY | 254687106 |
| — | POWERSHARES ETF TRUST | 6,102 | $258 | 0.1% | $37.10 | — | DYN BIOT & GEN | 73935X856 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $250 | 0.1% | $201277.39 | +24.6% | CL A | 084670108 |
| ET | ENERGY TRANSFER EQUITY L P | 12,590 | $248 | 0.1% | $13.74 | — | COM UT LTD PTN | 29273V100 |
| — | NUVEEN MTG OPPORTUNITY TERM | 9,633 | $239 | 0.1% | $22.73 | — | COM | 670735109 |
| IWF | ISHARES TR | 2,053 | $234 | 0.1% | $99.74 | — | RUS 1000 GRW ETF | 464287614 |
| SLB | SCHLUMBERGER LTD | 2,969 | $232 | 0.1% | $56.10 | +12.9% | COM | 806857108 |
| — | BROOKFIELD PPTY PARTNERS L P | 10,345 | $230 | 0.1% | $23.20 | — | UNIT LTD PARTN | G16249107 |
| PFE | PFIZER INC | 6,586 | $225 | 0.1% | $20.38 | +5.1% | COM | 717081103 |
| — | ARES DYNAMIC CR ALLOCATION F | 13,989 | $224 | 0.1% | $13.35 | — | COM | 04014F102 |
| SLRC | SOLAR CAP LTD | 9,530 | $215 | 0.1% | $6.68 | +41.0% | COM | 83413U100 |
| — | M I ACQUISITIONS INC | 21,500 | $215 | 0.1% | $10.00 | — | COM | 55304A104 |
| ILF | ISHARES TR | 6,562 | $208 | 0.1% | $31.70 | — | LATN AMER 40 ETF | 464287390 |
| — | POWERSHARES ETF TRUST II | 8,830 | $204 | 0.1% | $23.10 | — | CEF INC COMPST | 73936Q843 |
| UPBD | RENT A CTR INC NEW | 22,500 | $200 | 0.1% | $9.09 | 0.0% | COM | 76009N100 |
| — | ALPS ETF TR | 15,288 | $194 | 0.1% | $12.05 | — | ALERIAN MLP | 00162Q866 |
| — | COMSTOCK RES INC | 229,000 | $194 | 0.1% | $0.83 | — | NOTE 7.750% 4/0 | 205768AM6 |
| — | BLACKSTONE GSO FLTING RTE FU | 10,000 | $181 | 0.1% | $14.90 | — | COM | 09256U105 |
| LIND | LINDBLAD EXPEDITIONS HLDGS I | 19,100 | $171 | 0.1% | $10.57 | -13.3% | COM | 535219109 |
| OLP | ONE LIBERTY PPTYS INC | 15,173 | $113 | 0.1% | $7.12 | — | COM | 682406103 |
| — | NUMEREX CORP PA | 15,000 | $72 | 0.0% | $4.80 | — | CL A | 67053A102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 58,333 | $65 | 0.0% | $0.50 | — | *W EXP 99/99/999 | G4182A128 |
| — | GORES HLDGS II INC | 50,000 | $63 | 0.0% | $1.26 | — | *W EXP 03/06/202 | 382867117 |
| — | FINTECH ACQUISITION CORP II | 50,000 | $58 | 0.0% | $1.16 | — | *W EXP 01/19/202 | 31810G117 |
| BRT | BRT RLTY TR | 49,089 | $53 | 0.0% | $0.19 | — | SH BEN INT NEW | 055645303 |
| — | NOVAVAX INC | 10,500 | $13 | 0.0% | $1.24 | — | COM | 670002104 |
| — | HORNBECK OFFSHORE SVCS INC N | 20,000 | $13 | 0.0% | $0.65 | — | NOTE 1.500% 9/0 | 440543AN6 |
| — | LADENBURG THALMAN FIN SVCS I | 81,050 | $6 | 0.0% | $0.09 | — | COM | 50575Q102 |