CIK: 0001464790 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 25, 2017
Total Value ($000): $367,793
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES QQQ TRUST | 301,200 | $41,457 | 11.3% | $114.51 | — | PUT | 73935A104 |
| IWM | ISHARES TR | 190,000 | $26,775 | 7.3% | — | — | PUT | 464287655 |
| VV | VANGUARD INDEX FDS | 78,189 | $8,681 | 2.4% | $95.35 | — | — | 922908637 |
| — | HC2 HLDGS INC | 1,434,511 | $8,435 | 2.3% | $5.58 | — | — | 404139107 |
| — | COVISINT CORP | 3,141,213 | $7,696 | 2.1% | $2.45 | — | — | 22357R103 |
| — | ARISTA NETWORKS INC | 50,000 | $7,490 | 2.0% | — | — | PUT | 040413106 |
| RY | ROYAL BK CDA MONTREAL QUE | 100,000 | $7,252 | 2.0% | — | — | PUT | 780087102 |
| GSM | FERROGLOBE PLC | 568,035 | $6,788 | 1.8% | $9.97 | -2.2% | — | G33856108 |
| MINT | PIMCO ETF TR | 65,334 | $6,646 | 1.8% | $101.04 | — | — | 72201R833 |
| — | MCBC HLDGS INC | 317,907 | $6,215 | 1.7% | $16.09 | — | — | 55276F107 |
| — | HEALTH INS INNOVATIONS INC | 250,000 | $5,875 | 1.6% | $23.50 | — | — | 42225K106 |
| — | KEMET CORP | 430,296 | $5,508 | 1.5% | $2.33 | — | — | 488360207 |
| CHRW | C H ROBINSON WORLDWIDE INC | 80,000 | $5,494 | 1.5% | — | — | PUT | 12541W209 |
| — | FINJAN HLDGS INC | 1,664,319 | $5,459 | 1.5% | $3.28 | — | — | 31788H303 |
| XLI | SELECT SECTOR SPDR TR | 75,000 | $5,108 | 1.4% | — | — | PUT | 81369Y704 |
| SMH | VANECK VECTORS ETF TR | 60,000 | $4,912 | 1.3% | — | — | PUT | 92189F676 |
| — | SOLAR SR CAP LTD | 277,831 | $4,651 | 1.3% | $14.91 | — | — | 83416M105 |
| OXY | OCCIDENTAL PETE CORP DEL | 75,000 | $4,490 | 1.2% | — | — | CALL | 674599105 |
| F | FORD MTR CO DEL | 400,000 | $4,476 | 1.2% | — | — | PUT | 345370860 |
| CLPR | CLIPPER RLTY INC | 354,604 | $4,376 | 1.2% | $12.34 | — | — | 18885T306 |
| SGI | TEMPUR SEALY INTL INC | 70,000 | $3,737 | 1.0% | $12.09 | -2.5% | — | 88023U101 |
| — | INVUITY INC | 500,000 | $3,625 | 1.0% | $7.25 | — | — | 46187J205 |
| IWR | ISHARES TR | 17,793 | $3,418 | 0.9% | $165.01 | — | — | 464287499 |
| VCSH | VANGUARD SCOTTSDALE FDS | 42,247 | $3,381 | 0.9% | $79.11 | — | — | 92206C409 |
| VO | VANGUARD INDEX FDS | 23,191 | $3,305 | 0.9% | $121.62 | — | — | 922908629 |
| USNA | USANA HEALTH SCIENCES INC | 50,000 | $3,205 | 0.9% | $61.62 | 0.0% | PUT | 90328M107 |
| MSFT | MICROSOFT CORP | 46,355 | $3,195 | 0.9% | $49.48 | +26.0% | — | 594918104 |
| — | TELENAV INC | 375,393 | $3,041 | 0.8% | $7.22 | — | — | 879455103 |
| FLOT | ISHARES TR | 59,625 | $3,036 | 0.8% | $50.74 | — | — | 46429B655 |
| VCIT | VANGUARD SCOTTSDALE FDS | 34,584 | $3,027 | 0.8% | $84.61 | — | — | 92206C870 |
| ISRG | INTUITIVE SURGICAL INC | 3,000 | $2,806 | 0.8% | — | — | PUT | 46120E602 |
| — | BOULEVARD ACQUISITION | 277,048 | $2,776 | 0.8% | $9.90 | — | — | 10157Q102 |
| — | LONESTAR RES US INC | 638,101 | $2,744 | 0.7% | $4.30 | — | — | 54240F103 |
| VTIP | VANGUARD MALVERN FDS | 52,996 | $2,609 | 0.7% | $48.68 | — | — | 922020805 |
| PFLT | PENNANTPARK FLOATING RATE CA | 183,585 | $2,590 | 0.7% | $4.13 | +36.1% | — | 70806A106 |
| PNNT | PENNANTPARK INVT CORP | 346,270 | $2,559 | 0.7% | $2.01 | +36.9% | — | 708062104 |
| — | GTY TECHNOLOGY HOLDINGS INC | 250,099 | $2,526 | 0.7% | $10.75 | — | — | G4182A102 |
| SNA | SNAP ON INC | 15,000 | $2,370 | 0.6% | — | — | PUT | 833034101 |
| HPQ | HP INC | 134,048 | $2,343 | 0.6% | $7.71 | +79.3% | — | 40434L105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 52,553 | $2,146 | 0.6% | $33.74 | — | — | 922042858 |
| — | KAYNE ANDERSON ACQUISITION | 209,998 | $2,041 | 0.6% | $9.72 | — | — | 48661U102 |
| VERI | VERITONE INC | 172,643 | $2,022 | 0.5% | $13.08 | 0.0% | — | 92347M100 |
| — | VONAGE HLDGS CORP | 307,500 | $2,011 | 0.5% | $6.54 | — | — | 92886T201 |
| — | C&J ENERGY SVCS INC NEW | 57,465 | $1,969 | 0.5% | $34.26 | — | — | 12674R100 |
| VTI | VANGUARD INDEX FDS | 15,697 | $1,953 | 0.5% | $104.45 | — | — | 922908769 |
| USNA | USANA HEALTH SCIENCES INC | 30,000 | $1,923 | 0.5% | $61.62 | 0.0% | — | 90328M107 |
| AEHR | AEHR TEST SYSTEMS | 503,838 | $1,889 | 0.5% | $4.22 | 0.0% | — | 00760J108 |
| — | VERSO CORP | 395,000 | $1,853 | 0.5% | $4.69 | — | — | 92531L207 |
| BIP | BROOKFIELD INFRAST PARTNERS | 44,675 | $1,828 | 0.5% | $40.92 | — | — | G16252101 |
| IDV | ISHARES TR | 55,056 | $1,801 | 0.5% | $28.87 | — | — | 464288448 |
| — | DOUBLELINE INCOME SOLUTIONS | 85,546 | $1,767 | 0.5% | $16.25 | — | — | 258622109 |
| WTTR | SELECT ENERGY SVCS INC | 145,100 | $1,763 | 0.5% | $12.15 | — | — | 81617J301 |
| MU | MICRON TECHNOLOGY INC | 58,962 | $1,761 | 0.5% | $28.55 | 0.0% | — | 595112103 |
| — | MARVELL TECHNOLOGY GROUP LTD | 105,948 | $1,750 | 0.5% | $15.78 | — | — | G5876H105 |
| SPY | SPDR S&P 500 ETF TR | 7,180 | $1,736 | 0.5% | $204.17 | — | — | 78462F103 |
| APPS | DIGITAL TURBINE INC | 1,682,399 | $1,733 | 0.5% | $1.47 | -28.1% | — | 25400W102 |
| IGSB | ISHARES TR | 15,852 | $1,669 | 0.5% | $105.16 | — | — | 464288646 |
| — | AMERICAN OUTDOOR BRANDS CORP | 75,000 | $1,662 | 0.5% | — | — | PUT | 02874P103 |
| — | TONIX PHARMACEUTICALS HLDG C | 378,138 | $1,637 | 0.4% | $4.33 | — | — | 890260409 |
| AAPL | APPLE INC | 10,661 | $1,535 | 0.4% | $26.25 | +30.7% | — | 037833100 |
| — | GORES HLDGS II INC | 150,000 | $1,505 | 0.4% | $10.00 | — | — | 382867109 |
| NYF | ISHARES TR | 13,446 | $1,500 | 0.4% | $111.87 | — | — | 464288323 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO | 16,183 | $1,500 | 0.4% | $78.05 | — | — | 921908844 |
| — | FINISAR CORP | 55,768 | $1,449 | 0.4% | $26.75 | — | — | 31787A507 |
| EFA | ISHARES TR | 21,782 | $1,420 | 0.4% | $58.83 | — | — | 464287465 |
| NLST | NETLIST INC | 1,351,013 | $1,378 | 0.4% | $1.28 | -9.6% | — | 64118P109 |
| CACC | CREDIT ACCEP CORP MICH | 5,200 | $1,337 | 0.4% | $219.16 | 0.0% | — | 225310101 |
| LQD | ISHARES TR | 10,572 | $1,274 | 0.3% | $114.09 | — | — | 464287242 |
| ARCC | ARES CAP CORP | 76,733 | $1,257 | 0.3% | $5.76 | +28.7% | — | 04010L103 |
| ALV | AUTOLIV INC | 11,426 | $1,255 | 0.3% | $61.81 | 0.0% | — | 052800109 |
| — | ATLANTIC ALLIANCE PARTNER CO | 122,381 | $1,254 | 0.3% | $10.11 | — | — | G04897107 |
| — | TWITTER INC | 70,000 | $1,251 | 0.3% | — | — | CALL | 90184L102 |
| RGR | STURM RUGER & CO INC | 20,000 | $1,243 | 0.3% | — | — | PUT | 864159108 |
| DORM | DORMAN PRODUCTS INC | 15,000 | $1,242 | 0.3% | — | — | PUT | 258278100 |
| NMIH | NMI HLDGS INC | 313,870 | $1,229 | 0.3% | $11.24 | 0.0% | — | 629209305 |
| CM | CDN IMPERIAL BK COMM TORONTO | 15,000 | $1,217 | 0.3% | — | — | PUT | 136069101 |
| MDXG | MIMEDX GROUP INC | 80,000 | $1,198 | 0.3% | $13.34 | 0.0% | CALL | 602496101 |
| LDUR | PIMCO ETF TR | 11,544 | $1,169 | 0.3% | $100.26 | — | — | 72201R718 |
| — | GW PHARMACEUTICALS PLC | 11,600 | $1,163 | 0.3% | — | — | PUT | 36197T103 |
| CDZI | CADIZ INC | 84,042 | $1,135 | 0.3% | $8.98 | +64.8% | — | 127537207 |
| EMB | ISHARES TR | 9,899 | $1,132 | 0.3% | $105.90 | — | — | 464288281 |
| ACWV | ISHARES | 14,269 | $1,129 | 0.3% | $69.28 | — | — | 464286525 |
| — | POWERSHARES QQQ TRUST | 8,108 | $1,116 | 0.3% | $114.51 | — | — | 73935A104 |
| CVNA | CARVANA CO | 53,758 | $1,100 | 0.3% | $13.68 | 0.0% | — | 146869102 |
| — | PRIMO WTR CORP | 84,375 | $1,072 | 0.3% | $13.08 | — | — | 74165N105 |
| USMV | ISHARES TR | 21,269 | $1,041 | 0.3% | $42.50 | — | — | 46429B697 |
| DVY | ISHARES TR | 11,093 | $1,023 | 0.3% | $75.18 | — | — | 464287168 |
| LITE | LUMENTUM HLDGS INC | 17,775 | $1,014 | 0.3% | $38.63 | +38.8% | — | 55024U109 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 100,000 | $985 | 0.3% | $9.85 | — | — | G0726L125 |
| — | FINTECH ACQUISITION CORP II | 100,000 | $980 | 0.3% | $9.85 | — | — | 31810G109 |
| — | MATLIN & PARTNERS ACQUISITIO | 100,000 | $966 | 0.3% | $9.66 | — | — | 57682V106 |
| MUB | ISHARES TR | 8,758 | $964 | 0.3% | $110.40 | — | — | 464288414 |
| TUR | ISHARES | 23,000 | $955 | 0.3% | $41.52 | — | — | 464286715 |
| HXL | HEXCEL CORP NEW | 17,885 | $944 | 0.3% | $51.72 | 0.0% | — | 428291108 |
| OOMA | OOMA INC | 115,845 | $927 | 0.3% | $9.94 | +2.5% | — | 683416101 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 55,312 | $918 | 0.2% | $6.37 | +68.6% | — | 42824C109 |
| MDXG | MIMEDX GROUP INC | 59,900 | $897 | 0.2% | $13.34 | 0.0% | — | 602496101 |
| — | HANESBRANDS INC | 38,500 | $892 | 0.2% | — | — | PUT | 410345102 |
| — | TORTOISE MLP FD INC | 46,160 | $890 | 0.2% | $17.87 | — | — | 89148B101 |
| — | SEQUANS COMMUNICATIONS S A | 254,000 | $841 | 0.2% | $3.31 | — | — | 817323108 |
| — | BROOKLINE BANCORP INC DEL | 57,206 | $835 | 0.2% | $14.60 | — | — | 11373M107 |
| GNR | SPDR INDEX SHS FDS | 19,839 | $824 | 0.2% | $32.58 | — | — | 78463X541 |
| — | ENERGOUS CORP | 50,000 | $813 | 0.2% | — | — | PUT | 29272C103 |
| VCLT | VANGUARD SCOTTSDALE FDS | 8,396 | $783 | 0.2% | $85.39 | — | — | 92206C813 |
| ON | ON SEMICONDUCTOR CORP | 55,311 | $777 | 0.2% | $12.03 | +24.9% | — | 682189105 |
| — | PLATFORM SPECIALTY PRODS COR | 60,000 | $761 | 0.2% | $9.82 | — | — | 72766Q105 |
| IMMR | IMMERSION CORP | 83,440 | $758 | 0.2% | $8.62 | 0.0% | — | 452521107 |
| — | COHEN & STEERS LTD DUR PFD I | 28,006 | $748 | 0.2% | $22.78 | — | — | 19248C105 |
| — | GOLDMAN SACHS MLP INC OPP FD | 77,344 | $745 | 0.2% | $8.23 | — | — | 38147W103 |
| — | APOLLO SR FLOATING RATE FD I | 42,018 | $709 | 0.2% | $15.17 | — | — | 037636107 |
| EHTH | EHEALTH INC | 37,500 | $705 | 0.2% | $15.96 | 0.0% | — | 28238P109 |
| NWSA | NEWS CORP NEW | 51,400 | $704 | 0.2% | $11.86 | 0.0% | — | 65249B109 |
| — | TRUECAR INC | 34,095 | $680 | 0.2% | $13.85 | — | — | 89785L107 |
| — | BAZAARVOICE INC | 132,918 | $658 | 0.2% | $3.93 | — | — | 073271108 |
| SHOO | MADDEN STEVEN LTD | 16,429 | $656 | 0.2% | $21.20 | +3.4% | — | 556269108 |
| IBB | ISHARES TR | 2,114 | $656 | 0.2% | $300.14 | — | — | 464287556 |
| — | S&W SEED CO | 158,054 | $656 | 0.2% | $4.64 | — | — | 785135104 |
| — | CALAMP CORP | 32,133 | $653 | 0.2% | $15.68 | — | — | 128126109 |
| DNL | WISDOMTREE TR | 12,222 | $651 | 0.2% | $46.06 | — | — | 97717W844 |
| — | INSEEGO CORP | 900,000 | $647 | 0.2% | $0.72 | — | — | 45782BAA2 |
| — | SUPERIOR INDS INTL INC | 31,491 | $647 | 0.2% | $23.89 | — | — | 868168105 |
| — | TIVO CORP | 34,021 | $634 | 0.2% | $18.64 | — | — | 88870P106 |
| VPL | VANGUARD INTL EQUITY INDEX F | 9,546 | $628 | 0.2% | $59.73 | — | — | 922042866 |
| IEFA | ISHARES TR | 10,275 | $626 | 0.2% | $53.63 | — | — | 46432F842 |
| FBNC | FIRST BANCORP N C | 20,000 | $625 | 0.2% | $24.85 | 0.0% | — | 318910106 |
| VSAT | VIASAT INC | 9,424 | $624 | 0.2% | $68.30 | -3.7% | — | 92552V100 |
| AXON | AXON ENTERPRISE INC | 24,725 | $622 | 0.2% | $24.46 | 0.0% | — | 05464C101 |
| TACT | TRANSACT TECHNOLOGIES INC | 73,254 | $622 | 0.2% | $7.67 | +10.6% | — | 892918103 |
| — | WILDHORSE RESOURCE DEV CORP | 50,247 | $622 | 0.2% | $12.38 | — | — | 96812T102 |
| — | POWERSHARES ETF TR II | 40,527 | $612 | 0.2% | $14.84 | — | — | 73936T565 |
| EFAV | ISHARES TR | 8,819 | $611 | 0.2% | $64.34 | — | — | 46429B689 |
| BC | BRUNSWICK CORP | 9,729 | $610 | 0.2% | $49.88 | 0.0% | — | 117043109 |
| NOK | NOKIA CORP | 98,792 | $609 | 0.2% | $6.16 | — | — | 654902204 |
| — | OCLARO INC | 64,940 | $607 | 0.2% | $9.35 | — | — | 67555N206 |
| — | CARBONITE INC | 27,670 | $603 | 0.2% | $20.36 | — | — | 141337105 |
| KTOS | KRATOS DEFENSE & SEC SOLUTIONS | 50,722 | $602 | 0.2% | $7.54 | +26.6% | — | 50077B207 |
| NTCT | NETSCOUT SYS INC | 17,503 | $602 | 0.2% | $32.04 | +12.9% | — | 64115T104 |
| — | AMC ENTMT HLDGS INC | 25,985 | $591 | 0.2% | $28.32 | — | — | 00165C104 |
| SWKS | SKYWORKS SOLUTIONS INC | 6,100 | $585 | 0.2% | $71.11 | +19.6% | — | 83088M102 |
| — | STAMPS COM INC | 3,751 | $581 | 0.2% | $154.89 | — | — | 852857200 |
| AORT | CRYOLIFE INC | 29,000 | $579 | 0.2% | $17.92 | 0.0% | — | 228903100 |
| — | RIGEL PHARMACEUTICALS INC | 203,000 | $554 | 0.2% | $2.73 | — | — | 766559603 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,592 | $553 | 0.2% | $173.92 | — | — | 78467X109 |
| META | FACEBOOK INC | 3,544 | $535 | 0.1% | $110.08 | +34.1% | — | 30303M102 |
| — | NUVEEN BUILD AMER BD FD | 25,223 | $529 | 0.1% | $20.09 | — | — | 67074C103 |
| IJH | ISHARES TR | 3,033 | $528 | 0.1% | $144.09 | — | — | 464287507 |
| — | ISTAR INC | 43,000 | $518 | 0.1% | $12.05 | — | — | 45031U101 |
| ACWX | ISHARES TR | 11,203 | $511 | 0.1% | $40.84 | — | — | 464288240 |
| VXUS | VANGUARD STAR FD | 9,756 | $507 | 0.1% | $48.07 | — | — | 921909768 |
| — | SILVER RUN ACQUISITION | 49,998 | $506 | 0.1% | $10.12 | — | — | 82812A103 |
| IMAX | IMAX CORP | 23,004 | $506 | 0.1% | $30.50 | -8.1% | — | 45245E109 |
| — | CLOUDERA INC | 31,490 | $504 | 0.1% | $16.01 | — | — | 18914U100 |
| XLF | SELECT SECTOR SPDR TR | 20,000 | $493 | 0.1% | — | — | PUT | 81369Y605 |
| — | GARRISON CAP INC | 58,435 | $483 | 0.1% | $12.10 | — | — | 366554103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,800 | $474 | 0.1% | $134.20 | +23.9% | — | 084670702 |
| VGK | VANGUARD INTL EQUITY INDEX F | 8,572 | $473 | 0.1% | $51.19 | — | — | 922042874 |
| JKS 4 02/01/19 REGS | JINKOSOLAR HLDG CO LTD | 22,000 | $458 | 0.1% | $20.82 | — | — | G51385AA3 |
| — | PAPA MURPHYS HLDGS INC | 100,000 | $437 | 0.1% | $4.37 | — | — | 698814100 |
| NMFC | NEW MTN FIN CORP | 30,000 | $437 | 0.1% | $5.20 | +11.0% | — | 647551100 |
| — | SPLUNK INC | 7,579 | $431 | 0.1% | $58.77 | — | — | 848637104 |
| SRTS | SENSUS HEATLHCARE INC | 104,794 | $421 | 0.1% | $4.02 | 0.0% | — | 81728J109 |
| IWO | ISHARES TR | 2,416 | $408 | 0.1% | $153.41 | — | — | 464287648 |
| — | KBL MERGER CORP IV | 40,000 | $408 | 0.1% | $10.20 | — | — | 48242A203 |
| UE | URBAN EDGE PPTYS | 16,523 | $392 | 0.1% | $29.35 | — | — | 91704F104 |
| — | MERIDIAN BANCORP INC MD | 23,000 | $389 | 0.1% | $16.91 | — | — | 58958U103 |
| — | APOLLO TACTICAL INCOME FD IN | 23,648 | $385 | 0.1% | $13.91 | — | — | 037638103 |
| EEM | ISHARES TR | 9,048 | $374 | 0.1% | $32.44 | — | — | 464287234 |
| DXC | DXC TECHNOLOGY CO | 4,751 | $364 | 0.1% | $62.87 | 0.0% | — | 23355L106 |
| FORM | FORMFACTOR INC | 29,189 | $362 | 0.1% | $12.90 | 0.0% | — | 346375108 |
| MRAM | EVERSPIN TECHNOLOGIES INC | 17,312 | $346 | 0.1% | $13.18 | 0.0% | — | 30041T104 |
| KLIC | KULICKE & SOFFA INDS INC | 17,820 | $339 | 0.1% | $18.37 | 0.0% | — | 501242101 |
| VEU | VANGUARD INTL EQUITY INDEX F | 6,784 | $339 | 0.1% | $43.49 | — | — | 922042775 |
| VUG | VANGUARD INDEX FDS | 2,578 | $328 | 0.1% | $106.46 | — | — | 922908736 |
| MXI | ISHARES TR | 5,448 | $326 | 0.1% | $48.20 | — | — | 464288695 |
| — | ALPS ETF TR | 26,420 | $316 | 0.1% | $12.01 | — | — | 00162Q866 |
| XLY | SELECT SECTOR SPDR TR | 3,440 | $308 | 0.1% | $78.20 | — | — | 81369Y407 |
| — | APOLLO INVT CORP | 48,206 | $308 | 0.1% | $5.23 | — | — | 03761U106 |
| TER | TERADYNE INC | 9,904 | $297 | 0.1% | $32.09 | 0.0% | — | 880770102 |
| OLP | ONE LIBERTY PPTYS INC | 22,849 | $293 | 0.1% | $9.03 | — | — | 682406103 |
| — | POWERSHARES ETF TRUST | 6,102 | $279 | 0.1% | $37.10 | — | — | 73935X856 |
| EWZ | ISHARES | 8,130 | $278 | 0.1% | $26.28 | — | — | 464286400 |
| UPBD | RENT A CTR INC NEW | 23,206 | $272 | 0.1% | $9.16 | +23.4% | — | 76009N100 |
| DIS | DISNEY WALT CO | 2,490 | $265 | 0.1% | $100.56 | +1.9% | — | 254687106 |
| ZNOG | ZION OIL & GAS INC | 76,070 | $261 | 0.1% | $1.70 | 0.0% | — | 989696109 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $255 | 0.1% | $201277.39 | +24.0% | — | 084670108 |
| — | BROOKFIELD REAL ASSETS INCOM | 10,938 | $254 | 0.1% | $22.30 | — | — | 112830104 |
| IWF | ISHARES TR | 2,053 | $244 | 0.1% | $99.74 | — | — | 464287614 |
| IJR | ISHARES TR | 3,422 | $240 | 0.1% | $70.13 | — | — | 464287804 |
| — | NUVEEN MTG OPPORTUNITY TERM | 9,383 | $240 | 0.1% | $22.73 | — | — | 670735109 |
| — | ARES DYNAMIC CR ALLOCATION F | 13,989 | $229 | 0.1% | $13.35 | — | — | 04014F102 |
| ET | ENERGY TRANSFER EQUITY L P | 12,590 | $226 | 0.1% | $13.74 | — | — | 29273V100 |
| — | THESTREET INC | 263,200 | $218 | 0.1% | $0.76 | — | — | 88368Q103 |
| COST | COSTCO WHSL CORP NEW | 1,355 | $217 | 0.1% | $150.98 | 0.0% | — | 22160K105 |
| — | M I ACQUISITIONS INC | 21,500 | $215 | 0.1% | $10.00 | — | — | 55304A104 |
| — | POWERSHARES ETF TRUST II | 8,830 | $209 | 0.1% | $23.10 | — | — | 73936Q843 |
| HD | HOME DEPOT INC | 1,360 | $209 | 0.1% | $124.48 | 0.0% | — | 437076102 |
| SLRC | SOLAR CAP LTD | 9,530 | $208 | 0.1% | $6.68 | +45.1% | — | 83413U100 |
| BBH | VANECK VECTORS ETF TR | 1,619 | $203 | 0.1% | $125.39 | — | — | 92189F726 |
| — | THL CR INC | 20,000 | $199 | 0.1% | $11.13 | — | — | 872438106 |
| — | BLACKSTONE GSO FLTING RTE FU | 10,000 | $179 | 0.0% | $14.90 | — | — | 09256U105 |
| — | HORNBECK OFFSHORE SVCS INC N | 225,000 | $163 | 0.0% | $0.72 | — | — | 440543AN6 |
| LIND | LINDBLAD EXPEDITIONS HLDGS I | 15,420 | $162 | 0.0% | $10.57 | -10.4% | — | 535219109 |
| — | FUSION TELECOMM INTL INC | 100,000 | $145 | 0.0% | $1.45 | — | — | 36113B400 |
| — | SENSUS HEATLHCARE INC | 231,256 | $139 | 0.0% | $0.60 | — | — | 81728J117 |
| BRT | BRT RLTY TR | 82,512 | $99 | 0.0% | $0.60 | — | — | 055645303 |
| — | COMSTOCK RES INC | 126,598 | $97 | 0.0% | $0.83 | — | — | 205768AM6 |
| — | GORES HLDGS II INC | 50,000 | $75 | 0.0% | $1.26 | — | — | 382867117 |
| — | NUMEREX CORP PA | 15,000 | $74 | 0.0% | $4.80 | — | — | 67053A102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 58,333 | $64 | 0.0% | $0.50 | — | — | G4182A128 |
| — | KAYNE ANDERSON ACQUISITION | 66,666 | $52 | 0.0% | $0.78 | — | — | 48661U110 |
| — | FINTECH ACQUISITION CORP II | 50,000 | $38 | 0.0% | $1.16 | — | — | 31810G117 |
| — | MATLIN & PARTNERS ACQUISITIO | 100,000 | $38 | 0.0% | $0.38 | — | — | 57682V114 |
| — | SILVER RUN ACQUISITION | 16,666 | $30 | 0.0% | $1.80 | — | — | 82812A111 |
| — | NOVAVAX INC | 10,500 | $12 | 0.0% | $1.24 | — | — | 670002104 |
| — | REDWOOD TR INC | 10,000 | $10 | 0.0% | $1.00 | — | — | 758075AB1 |
| — | LADENBURG THALMAN FIN SVCS I | 81,050 | $6 | 0.0% | $0.09 | — | — | 50575Q102 |