CIK: 0001464790 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 15, 2016
Total Value ($000): $156,235 (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 170,800 | $21,215 | 13.6% | — | — | Put | 464287655 |
| — | POWERSHARES QQQ TRUST | 100,000 | $11,872 | 7.6% | $113.33 | — | Put | 73935A104 |
| VV | VANGUARD INDEX FDS | 67,865 | $6,730 | 4.3% | $93.64 | — | LARGE CAP ETF | 922908637 |
| — | KEMET CORP | 1,843,493 | $6,581 | 4.2% | $2.33 | — | COM NEW | 488360207 |
| MINT | PIMCO ETF TR | 49,421 | $5,012 | 3.2% | $100.92 | — | ENHAN SHRT MA AC | 72201R833 |
| — | ATLANTIC ALLIANCE PARTNER CO | 464,828 | $4,881 | 3.1% | $10.11 | — | SHS | G04897107 |
| — | SOLAR SR CAP LTD | 282,323 | $4,576 | 2.9% | $14.91 | — | COM | 83416M105 |
| VCSH | VANGUARD SCOTTSDALE FDS | 42,623 | $3,433 | 2.2% | $79.11 | — | SHRT TRM CORP BD | 92206C409 |
| — | TELENAV INC | 547,297 | $3,136 | 2.0% | $5.70 | — | COM | 879455103 |
| — | HC2 HLDGS INC | 564,359 | $3,075 | 2.0% | $4.93 | — | COM | 404139107 |
| VO | VANGUARD INDEX FDS | 23,235 | $3,008 | 1.9% | $121.25 | — | MID CAP ETF | 922908629 |
| BWEN | BROADWIND ENERGY INC | 616,431 | $2,712 | 1.7% | $2.38 | +92.1% | COM NEW | 11161T207 |
| IWR | ISHARES TR | 15,058 | $2,625 | 1.7% | $160.65 | — | RUS MID-CAP ETF | 464287499 |
| VTIP | VANGUARD MALVERN FDS | 51,955 | $2,580 | 1.7% | $48.64 | — | STRM INFPROIDX | 922020805 |
| PNNT | PENNANTPARK INVT CORP | 318,282 | $2,393 | 1.5% | $1.94 | +26.1% | COM | 708062104 |
| VCIT | VANGUARD SCOTTSDALE FDS | 26,664 | $2,389 | 1.5% | $84.19 | — | INT-TERM CORP | 92206C870 |
| PFLT | PENNANTPARK FLOATING RATE CAP LTD | 179,320 | $2,372 | 1.5% | $4.10 | +18.4% | COM | 70806A106 |
| HPQ | HP INC | 147,261 | $2,287 | 1.5% | $7.71 | +35.9% | COM | 40434L105 |
| MSFT | MICROSOFT CORP | 36,611 | $2,109 | 1.3% | $45.92 | +9.5% | COM | 594918104 |
| APPS | DIGITAL TURBINE INC | 1,969,540 | $2,068 | 1.3% | $1.56 | -25.3% | COM NEW | 25400W102 |
| SPY | SPDR S&P 500 ETF TR | 8,651 | $1,871 | 1.2% | $204.17 | — | TR UNIT | 78462F103 |
| ACWV | ISHARES | 23,502 | $1,791 | 1.1% | $69.28 | — | MIN VOL GBL ETF | 464286525 |
| VTI | VANGUARD INDEX FDS | 15,375 | $1,712 | 1.1% | $104.30 | — | TOTAL STK MKT | 922908769 |
| IDV | ISHARES TR | 56,913 | $1,706 | 1.1% | $28.78 | — | INTL SEL DIV ETF | 464288448 |
| — | DOUBLELINE INCOME SOLUTIONS | 86,521 | $1,657 | 1.1% | $16.25 | — | COM | 258622109 |
| VWO | VANGUARD INTL EQUITY INDEX F | 41,376 | $1,557 | 1.0% | $32.99 | — | FTSE EMR MKT ETF | 922042858 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 65,812 | $1,497 | 1.0% | $6.37 | +48.2% | COM | 42824C109 |
| EFA | ISHARES TR | 25,282 | $1,495 | 1.0% | $58.74 | — | MSCI EAFE ETF | 464287465 |
| NYF | ISHARES TR | 12,144 | $1,385 | 0.9% | $112.05 | — | NEW YORK MUN ETF | 464288323 |
| LQD | ISHARES TR | 11,170 | $1,376 | 0.9% | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| — | WESTPORT FUEL SYSTEMS INC | 850,000 | $1,369 | 0.9% | $1.67 | — | COM NEW | 960908309 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO | 16,080 | $1,350 | 0.9% | $77.77 | — | DIV APP ETF | 921908844 |
| EMB | ISHARES TR | 10,516 | $1,233 | 0.8% | $105.80 | — | JP MOR EM MK ETF | 464288281 |
| ARCC | ARES CAP CORP | 76,778 | $1,190 | 0.8% | $5.75 | +9.6% | COM | 04010L103 |
| AAPL | APPLE INC | 10,373 | $1,173 | 0.8% | $25.73 | -5.8% | COM | 037833100 |
| — | POWERSHARES QQQ TRUST | 9,665 | $1,147 | 0.7% | $113.33 | — | UNIT SER 1 | 73935A104 |
| DVY | ISHARES TR | 12,945 | $1,109 | 0.7% | $75.18 | — | SELECT DIVID ETF | 464287168 |
| NLST | NETLIST INC | 731,000 | $906 | 0.6% | $1.50 | 0.0% | COM | 64118P109 |
| USMV | ISHARES TR | 19,698 | $895 | 0.6% | $42.29 | — | MIN VOL USA ETF | 46429B697 |
| — | APOLLO SR FLOATING RATE FD I | 49,893 | $845 | 0.5% | $15.17 | — | COM | 037636107 |
| GNR | SPDR INDEX SHS FDS | 21,468 | $840 | 0.5% | $32.58 | — | GLB NAT RESRCE | 78463X541 |
| VCLT | VANGUARD SCOTTSDALE FDS | 8,464 | $810 | 0.5% | $84.26 | — | LG-TERM COR BD | 92206C813 |
| MS | MORGAN STANLEY | 25,000 | $802 | 0.5% | — | — | Put | 617446448 |
| MUB | ISHARES TR | 7,020 | $792 | 0.5% | $110.79 | — | NATIONAL MUN ETF | 464288414 |
| — | GOLDMAN SACHS MLP INC OPP FD | 79,899 | $759 | 0.5% | $8.23 | — | COM SHS | 38147W103 |
| — | GARRISON CAP INC | 73,155 | $741 | 0.5% | $12.17 | — | COM | 366554103 |
| — | AETNA INC NEW | 6,000 | $693 | 0.4% | $108.17 | — | COM | 00817Y108 |
| LDUR | PIMCO ETF TR | 6,813 | $688 | 0.4% | $99.99 | — | LOW DURTN AC ETF | 72201R718 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,711 | $678 | 0.4% | $173.92 | — | UT SER 1 | 78467X109 |
| — | COHEN & STEERS LTD DUR PFD I | 26,508 | $666 | 0.4% | $22.54 | — | COM | 19248C105 |
| — | TORTOISE MLP FD INC | 32,319 | $646 | 0.4% | $17.36 | — | COM | 89148B101 |
| EEM | ISHARES TR | 16,524 | $619 | 0.4% | $32.18 | — | MSCI EMG MKT ETF | 464287234 |
| — | NUVEEN BUILD AMER BD FD | 25,923 | $588 | 0.4% | $20.09 | — | COM | 67074C103 |
| — | SPLUNK INC | 9,579 | $562 | 0.4% | $58.77 | — | COM | 848637104 |
| ACWX | ISHARES TR | 13,358 | $554 | 0.4% | $40.30 | — | MSCI ACWI EX US | 464288240 |
| — | APOLLO TACTICAL INCOME FD IN | 34,649 | $536 | 0.3% | $13.91 | — | COM | 037638103 |
| VGK | VANGUARD INTL EQUITY INDEX F | 10,716 | $522 | 0.3% | $49.93 | — | FTSE EUROPE ETF | 922042874 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,571 | $516 | 0.3% | $134.20 | +9.0% | CL B NEW | 084670702 |
| EFAV | ISHARES TR | 7,530 | $509 | 0.3% | $64.87 | — | MIN VOL EAFE ETF | 46429B689 |
| — | PRGX GLOBAL INC | 107,107 | $504 | 0.3% | $3.87 | — | COM NEW | 69357C503 |
| IJH | ISHARES TR | 3,216 | $498 | 0.3% | $139.30 | — | CORE S&P MCP ETF | 464287507 |
| — | CF CORP | 50,820 | $498 | 0.3% | $9.80 | — | SHS CL A | G20307107 |
| ON | ON SEMICONDUCTOR CORP | 39,048 | $481 | 0.3% | $10.52 | -1.6% | COM | 682189105 |
| UE | URBAN EDGE PPTYS | 15,215 | $428 | 0.3% | $29.84 | — | COM | 91704F104 |
| IBB | ISHARES TR | 1,452 | $420 | 0.3% | $311.97 | — | NASDQ BIOTEC ETF | 464287556 |
| META | FACEBOOK INC | 3,123 | $401 | 0.3% | $105.42 | +16.9% | CL A | 30303M102 |
| — | BLACKROCK CAPITAL INVESTMENT | 46,412 | $384 | 0.2% | $7.78 | — | COM | 092533108 |
| — | SYSOREX GLOBAL | 1,018,413 | $365 | 0.2% | $0.57 | — | COM NEW | 87184N203 |
| — | MONSTER WORLDWIDE INC | 100,000 | $361 | 0.2% | $5.73 | — | Call | 611742107 |
| — | POWERSHARES ETF TR II | 23,701 | $359 | 0.2% | $14.95 | — | PFD PORTFOLIO | 73936T565 |
| XLV | SELECT SECTOR SPDR TR | 4,729 | $341 | 0.2% | $72.11 | — | SBI HEALTHCARE | 81369Y209 |
| SLRC | SOLAR CAP LTD | 16,109 | $331 | 0.2% | $6.68 | +25.0% | COM | 83413U100 |
| LITE | LUMENTUM HLDGS INC | 7,212 | $301 | 0.2% | $17.80 | +84.8% | COM | 55024U109 |
| — | BAZAARVOICE INC | 50,625 | $299 | 0.2% | $3.14 | — | COM | 073271108 |
| — | BROOKFIELD MTG OPP INC FD IN | 19,805 | $297 | 0.2% | $14.77 | — | COM | 112792106 |
| — | ALPS ETF TR | 23,434 | $297 | 0.2% | $12.05 | — | ALERIAN MLP | 00162Q866 |
| ET | ENERGY TRANSFER EQUITY L P | 17,590 | $295 | 0.2% | $13.74 | — | COM UT LTD PTN | 29273V100 |
| — | NIELSEN HLDGS PLC | 5,400 | $289 | 0.2% | $46.67 | — | SHS EUR | G6518L108 |
| — | THL CR INC | 30,200 | $288 | 0.2% | $11.13 | — | COM | 872438106 |
| EWZ | ISHARES | 8,449 | $285 | 0.2% | $26.28 | — | MSCI BRZ CAP ETF | 464286400 |
| VUG | VANGUARD INDEX FDS | 2,502 | $281 | 0.2% | $106.31 | — | GROWTH ETF | 922908736 |
| — | 0APOLLO INVT CORP | 48,322 | $280 | 0.2% | $5.23 | — | COM | 03761U106 |
| IWF | ISHARES TR | 2,687 | $280 | 0.2% | $99.74 | — | RUS 1000 GRW ETF | 464287614 |
| VEU | VANGUARD INTL EQUITY INDEX F | 6,104 | $277 | 0.2% | $43.41 | — | ALLWRLD EX US | 922042775 |
| XLY | SELECT SECTOR SPDR TR | 3,440 | $275 | 0.2% | $78.20 | — | SBI CONS DISCR | 81369Y407 |
| PFS | PROVIDENT FINL SVCS INC | 12,500 | $265 | 0.2% | $12.76 | +3.9% | COM | 74386T105 |
| DIS | DISNEY WALT CO | 2,845 | $264 | 0.2% | $100.56 | -11.6% | COM DISNEY | 254687106 |
| MXI | ISHARES TR | 4,891 | $262 | 0.2% | $47.43 | — | GLOBAL MATER ETF | 464288695 |
| — | AUTOBYTEL INC | 14,668 | $261 | 0.2% | $20.34 | — | COM NEW | 05275N205 |
| KTOS | KRATOS DEFENSE & SEC SOLUTIONS | 37,691 | $260 | 0.2% | $4.43 | +31.9% | COM NEW | 50077B207 |
| — | FIRST TR ENERGY INCOME & GRW | 9,561 | $259 | 0.2% | $22.98 | — | COM | 33738G104 |
| PRSU | VIAD CORP | 6,876 | $254 | 0.2% | $33.74 | 0.0% | COM NEW | 92552R406 |
| — | INTRALINKS HLDGS INC | 24,979 | $251 | 0.2% | $10.05 | — | COM | 46118H104 |
| FLOT | ISHARES TR | 4,806 | $244 | 0.2% | $50.48 | — | FLTG RATE BD ETF | 46429B655 |
| VXUS | VANGUARD STAR FD | 5,153 | $243 | 0.2% | $45.02 | — | VG TL INTL STK F | 921909768 |
| SWKS | SKYWORKS SOLUTIONS INC | 3,195 | $243 | 0.2% | $63.98 | -10.5% | COM | 83088M102 |
| PFE | PFIZER INC | 7,096 | $240 | 0.2% | $20.38 | +9.2% | COM | 717081103 |
| SRI | STONERIDGE INC | 12,982 | $239 | 0.2% | $17.24 | 0.0% | COM | 86183P102 |
| NTCT | NETSCOUT SYS INC | 8,156 | $239 | 0.2% | $27.44 | 0.0% | COM | 64115T104 |
| — | MARVELL TECHNOLOGY GROUP LTD | 17,883 | $237 | 0.2% | $13.25 | — | ORD | G5876H105 |
| DKS | DICKS SPORTING GOODS INC | 4,186 | $237 | 0.2% | $31.17 | +35.3% | COM | 253393102 |
| — | ARES DYNAMIC CR ALLOCATION F | 15,960 | $237 | 0.2% | $13.35 | — | COM | 04014F102 |
| — | BROOKFIELD PPTY PARTNERS L P | 10,345 | $237 | 0.2% | $23.20 | — | UNIT LTD PARTN | G16249107 |
| — | REALNETWORKS INC | 53,061 | $237 | 0.2% | $4.47 | — | COM NEW | 75605L708 |
| TACT | TRANSACT TECHNOLOGIES INC | 31,725 | $235 | 0.2% | $7.78 | -2.0% | COM | 892918103 |
| — | NUVEEN MTG OPPORTUNITY TERM | 9,733 | $235 | 0.2% | $22.73 | — | COM | 670735109 |
| MEI | METHODE ELECTRS INC | 6,688 | $234 | 0.1% | $28.87 | 0.0% | COM | 591520200 |
| RDI | READING INTERNATIONAL INC | 17,416 | $233 | 0.1% | $13.26 | 0.0% | CL A | 755408101 |
| SLB | SCHLUMBERGER LTD | 2,969 | $233 | 0.1% | $56.10 | +8.1% | COM | 806857108 |
| — | NUTRI SYS INC NEW | 7,801 | $232 | 0.1% | $29.74 | — | COM | 67069D108 |
| — | POWERSHARES ETF TRUST | 5,474 | $230 | 0.1% | $36.90 | — | DYN BIOT & GEN | 73935X856 |
| VSAT | VIASAT INC | 3,069 | $229 | 0.1% | $72.91 | +1.5% | COM | 92552V100 |
| — | FINISAR CORP | 7,691 | $229 | 0.1% | $29.78 | — | COM NEW | 31787A507 |
| — | TIVO CORP | 11,720 | $228 | 0.1% | $19.45 | — | COM | 88870P106 |
| — | VANECK VECTORS ETF TR | 9,135 | $225 | 0.1% | $24.63 | — | PRE REFUNDED MUN | 92189F510 |
| AEO | AMERICAN EAGLE OUTFITTERS NE | 12,514 | $224 | 0.1% | $13.88 | 0.0% | COM | 02553E106 |
| — | WEB COM GROUP INC | 12,995 | $224 | 0.1% | $19.52 | — | COM | 94733A104 |
| — | PENNEY J C INC | 24,307 | $224 | 0.1% | $7.16 | — | COM | 708160106 |
| MAT | MATTEL INC | 7,340 | $222 | 0.1% | $31.78 | +2.9% | COM | 577081102 |
| PBH | PRESTIGE BRANDS HLDGS INC | 4,545 | $219 | 0.1% | $50.57 | 0.0% | COM | 74112D101 |
| AGG | ISHARES TR | 1,917 | $216 | 0.1% | $107.78 | — | CORE US AGGBD ET | 464287226 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $216 | 0.1% | $201277.39 | +9.0% | CL A | 084670108 |
| ILF | ISHARES TR | 7,721 | $216 | 0.1% | $26.29 | — | LATN AMER 40 ETF | 464287390 |
| — | M I ACQUISITIONS INC | 21,500 | $215 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 55304A203 |
| — | COMSTOCK RES INC | 310,000 | $214 | 0.1% | $0.69 | — | NOTE 7.750% 4/0 | 205768AM6 |
| — | HORNBECK OFFSHORE SVCS INC N | 374,000 | $213 | 0.1% | $0.57 | — | NOTE 1.500% 9/0 | 440543AN6 |
| IWO | ISHARES TR | 1,419 | $211 | 0.1% | $148.70 | — | RUS 2000 GRW ETF | 464287648 |
| — | CALAMP CORP | 15,153 | $211 | 0.1% | $13.92 | — | COM | 128126109 |
| — | BOULEVARD ACQUISITION | 21,021 | $206 | 0.1% | $9.80 | — | CL A | 10157Q102 |
| VPL | VANGUARD INTL EQUITY INDEX F | 3,326 | $201 | 0.1% | $60.43 | — | FTSE PACIFIC ETF | 922042866 |
| SMMU | PIMCO ETF TR | 3,972 | $200 | 0.1% | $50.60 | — | SHTRM MUN BD ACT | 72201R874 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 13,766 | $196 | 0.1% | $15.57 | -14.0% | COM NEW | 652526203 |
| — | CAPITOL ACQUISITION CORP III | 19,200 | $188 | 0.1% | $9.79 | — | COM | 14055M106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 12,500 | $183 | 0.1% | $13.84 | — | COM | 670657105 |
| LIND | LINDBLAD EXPEDITIONS HLDGS I | 19,100 | $172 | 0.1% | $10.57 | -10.9% | COM | 535219109 |
| — | BLACKSTONE GSO FLTING RTE FU | 10,000 | $169 | 0.1% | $14.90 | — | COM | 09256U105 |
| — | NUVEEN MUN VALUE FD INC | 14,800 | $157 | 0.1% | $10.20 | — | COM | 670928100 |
| OLP | ONE LIBERTY PPTYS INC | 15,173 | $117 | 0.1% | $7.12 | — | COM | 682406103 |
| — | NAVISTAR INTL CORP NEW | 98,000 | $93 | 0.1% | $0.68 | — | NOTE 4.500%10/1 | 63934EAQ1 |
| — | FINJAN HLDGS INC | 53,800 | $92 | 0.1% | $1.71 | — | COM NEW | 31788H303 |
| — | COMSTOCK RES INC | 100,000 | $73 | 0.0% | $0.73 | — | NOTE 9.500% 6/1 | 205768AN4 |
| BRT | BRT RLTY TR | 49,089 | $51 | 0.0% | $0.19 | — | SH BEN INT NEW | 055645303 |
| — | PDL BIOPHARMA INC | 50,000 | $49 | 0.0% | $0.94 | — | NOTE 4.000% 2/0 | 69329YAF1 |
| — | VIOLIN MEMORY INC | 100,000 | $29 | 0.0% | $0.29 | — | NOTE 4.250%10/0 | 92763AAB7 |
| — | NOVAVAX INC | 10,500 | $22 | 0.0% | $8.38 | — | COM | 670002104 |
| — | LADENBURG THALMAN FIN SVCS I | 81,050 | $6 | 0.0% | $0.09 | — | COM | 50575Q102 |